HomeMy WebLinkAbout1980-0556.MacLean.81-06-09 DecisionGRIEVANCE SETTLEMENT BOARD
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556/80
IN THE MATTER OF AN ARBITRATION
Under The
CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
Between: Mr. John MacLean
- And -
The Crown in Right of Ontario
(Liquor Control Board of Ontario)
Before:
For the Grievor:
For the Employer:
Hearing:
Prof. J.R.S. Prichard Vice Chairman
Mr. G. Peckham Member
Mr. I. Thomson Member
Mr. A. M. Heisey, Counsel
Blake, Cassels & Graydon
Mr. P. Moran, Counsel
Hicks, Morley, Hamilton, Stewart&Stonie
May 25, 1981
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In this case, the grievor alleges that he was
unjustly dismissed. At the time of his discharge in
October, 1980, the grievor was employed by the Liquor
Control Board of Ontario as a Clerk at Store 397.
The grievor was dismissed as a result of an
incident at the Store on October 3, 1980. The employer
alleges that the grievor was intoxicated while at work on
that day and that based on the grievor's entire work re-
cord the appropriate disciplinary response was dismissal.
The grievor denies having had anything to drink either
in the twelve hour period prior to coming to work on
October 3 or while at work that day. In the result,
there is a major factual dispute between the parties
which we must resolve prior
ateness of the penalty. In
have considered and weighed
only a brief summary of the
to considering the appropri-
resolving this dispute, we
all of the evidence although
evidence is presented below.
II
The employer's case is based on the evidence of
four witnesses: Leo Cuellette (Assistant Manager), Roy
Gooding (Store Manager), Harry Lavasseur (a Clerk 4 in
charge of the grievor's shift on October 3), and Janice
Gibson (the cashier on the grievor's shift on October 3).
Each of these 'witnesses observed the grievor between 2:00
p.m. and 3:40 p.m. on October 3 and each concluded that he
3
had been drinking.
Mr.Ouellette saw the grievor at about 2:15 p.m.
which was 15 minutes after the start of the grievor's
shift. Based on the grievor's slurred speech, the smell
of alcohol on his breath, and his general demeanor, Mr.
01.111ette concluded that the grievor had been drinking.
During a vigorous cross-examination, he described himself
as "positive" that the grievor had been drinking. After
speaking to the grievor, Mr.Ouellette reported his observa-
tions to Mr. Gooding, the Store Manager.
Mr. Gooding also had a conversation with the •
grievor between 2:15 and 2:30 p.m. during which the grievor
told Mr. Gooding that he had had an accident the night be-
fore while out with a girl which had resulted in an injury
to his elbow which had necessitated treatment at the hospital
during the previous night.. During this.conversation,
Mr. Gooding concluded that the grievor had had "a few
drinks before coming to work" and that he was still
suffering from the night before". Mr. Gooding described
the grievor as "glassy-eyed" and said that his speech was
slowed down and hazy in contrast to his usual "sharp"
manner. Subsequent to this conversation, Mr. Ouellette
told Mr. Gooding of his conclusions concerning the grievor.
However, Mr. Gooding decided to wait to see if the grievor's
condition improved during his break which was scheduled for
3:00 p.m. He explained that his delay in dealing with the
situation grew out of his concern that any disciplinary act
4
he took against the grievor might lead to very serious
consequences since the grievor had previously received
a "final warning" on his record. As Mr. Gooding put it,
he wanted to give the grievor "every possible break".
At 3:00 p.m. the grievor left the store on his break
before Mr. Gooding had a chance to speak to him. When
he returned about 3:30 or 3:35 p.m., Mr. Gooding was.
waiting for him at the front door. The grievor was
soaked as a result of pouring rain. At this point, Mr.
Gooding smelled alhohol on the grievor's breath, observed
his glassy eyes, described his stance as weaving and thought
his mind was "befogged". Mr. Gooding told the grievor that
he had been drinking, that it was necessary to suspend him
for one day and that he must go home immediately. The
grievor neither denied nor confirmed the accusation at
the time.
The one day suspension is the maximum penalty a
Store Manager may impose. The LCBO's practice is to make
all final decisions concerning discipline at head office.
The suspension is in effect a suspension pending investiga-
tion. At the conclusion of the investigation, it may be
withdrawn, confirmed, increased or substituted for with a
different penalty. In this case, the decision was sub-
sequently taken to discharge the grievor as a result of
this incident and his prior work record.
Mr. Lavasseur first saw the grievor at about
2:15 p.m. and concluded that he had been drinking. He
based this on the grievor's mannerisms and speech, his
flushed face and his walk. Mr. Lavasseur reported his
observations to the Store Manager, Mr. Gooding. Mr.
Lavasseur also saw the grievor when he returned from his
break at about 3:35 p.m. He described the grievor's
condition as having "deteriorated a bit" by then and
that "he wasn't coming down".
Ms. Gibson first observed the grievor at the
start of the shift at 2:00 p.m. As he signed the register
his face came within 1-1- feet of hers and she smelled liquor
on his breath. She said "oh, Jack" and shook her head at
him as a comment on his behavior. She also saw him when
he returned from his break and described him at that point
as "further flushed" and smelling even more strongly of
alcohol.
It should be stressed that both Ms. Gibson and
Mr. Lavasseur are friends of the grievor and fellow members
of the bargaining unit. In particular, Ms. Gibson said she
had been drinking with the grievor at least 15 times over the past
six years and knew him well as a friend. Both of them
testified before the Board under subpoena.
III
The grievor's story puts his behaviour of October
3rd in a different light. He testified that on the evening
of October 2nd, he was visiting with friends in his apartment
building and that between 10:00 p.m. and 1:00 a.m. he had
five or six beers. When they ran out of beer, he went
downstairs to get more from his apartment and while return-
ing by running up the stairwell, he slipped and fell, in-
juring his elbow. He went by taxi to Scarborough General
Hospital where he arrived at about 1:30 a.m. He was
treated at the hospital, receiving four stitches, a tetanus
shot, four 222s and a prescription. He didn't fill the
prescription until October 4. As a result, it does not ttgure in
these events. He then took a taxi home arriving at about
3:30 a.m. He sat up until about 5:00 a.m. before retiring
to bed. As a result of the pain, he slept fitfully and rose
between 10:00 a.m. and 10:30 a.m. He testified that he felt
as though he got only about half an hour's sleep during the
night as the pain caused him to toss and turn. He took two
222s before going to bed and took the other two at about
noon. After rising, he ate breakfast and reported to work
shortly before 2:00 p.m. At this point, he described
himself as very tired and in some pain.
He testified that he had nothing to drink between
the time he went to the hospital (1:30 a.m.) and the time
he went to work (2:00 p.m.), a period of more than 12 hours
He also denied consuming any alcohol while at work or while
on his break between 3:00 and 3:30 p.m. He explained that
while on his break, he went to see a waitress friend at a
nearby licenced restaurant but that he confined his con-
sumption to a bowl of soup and a cup of tea.
7
The grievor reconciles the observations of
management's witnesses and his story by suggesting all
the symptoms except the alcohol smell on his breath were
caused by a combination of fatigue, pain and the 222s and
that the smell of his breath was the residue of his beer
drinking the night before.
IV
In deciding whether or not to believe the
grievor, we are inevitably forced to assess the credibil-
ity of the witnesses who appeared before us. In the case
of the four Witnesses for the employer, we found each of
them to be credible. Both Mr. Ouellette and Mr. Gooding
seemed genuinely reluctant to have had to respond to the
grievor's state and did so only in the absence of an alter-
native. Similarly, the grievor's two friends and fellow
-workers seemed aware of the consequences of their testi-
mony for the grievor, but felt compelled to testify,
although with sadness, as to what they had observed. Each
of the witnesses was without doubt as to the essence of his
or her evidence - that the grievor had been drinking.
In contrast, unfortunately, we cannot, on balance,
believe the grievor. A number of factors have led us to
conclude that he has a drinking problem requiring treat-
ment even though he testified that he doesn't think he
does. This conclusion is based on inferences we have
drawn from the totality of the grievor's conduct and re-
cord. In particular, a number of facts lead us to our
conclusion. First, as early as 1977 when the grievor was suspended for
drinking on the job, it has been suggested that he has
had. a drinking problem which would 'warrant treatment. Second,
he has been a good employee apart from problems of
absenteeism, a problem not uncommon in the case of some-
one with a drinking problem. Third, by his own admission, the
grievor's drinking had affected his work, causing him to
sleep poorly and often be tired. Fourth, again by his own ad-
mission (and to his credit) the grievor has been regularly,
attending Alcoholics Anonymous for four months in an attempt
to reduce and control his drinking. Fifth, the
grievor lost his driver's licence in 1976 on the basis
of various offences including driving while under the
influence of alcohol.
None of these facts alone are sufficient to
conclude that the grievor has a drinking problem. How-
ever, in their totality and in the face of four credible
witnesses, we find ourselves unable to believe the grievor's
evidence that he had not been drinking prior to coming to
work on October 3rd or while on his break at 3:00 p.m.
With some sadness, we find ourselves driven to conclude
that he had consumed a substantial amount of alcohol after
1:30 a.m. and that as a result, a disciplinary response
was called for.
V
In determining the appropriate penalty in a
case such as this, the grievor's entire work record is
of course relevant. This record was summarized in
Exhibit 5 as follows:
January 1977
May 1977
November 1977
-written warning,re not
reporting promptly when
going to be absent from
work
-annual rating report poor
re punctuality and attend-
ance
-suspended 2 days re drinking
while on duty
-required to contact Dr.
Sinclair
June 1979 - written warning re absent-
eeism
July 1979 - suspended 5 days re failed
to report
-final warning
January 28, 1980 - 10 day suspension - left
without permission
At the same time, it must be said that both the evidence
and various appraisal reports support the proposition
that apart from the above incidents and some difficulties
concerning absenteeism, the grievor has been a good employee who
shows considerable initiative.
The above summary makes reference to the grievor's
being required to see the LCBO's Medical Director, Dr.
Sinclair in 1977. This arose because the employer suspected -
that the grievor's drinking was intruding on his work. The
griever saw Dr. Sinclair who reported:
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Re: MacLean, John Bernard, Store No. 397,
Toronto
I saw the above mentioned to-day as your
letter of November 8, 1977 requested.
Mr. MacLean denies any alcoholic problem
and declines any help offered. I am very
doubtful about this individual and advised
him very definitely re any further misuse
of alcohol.
This attempt at assisting the grievor was taken no further,
perhaps not surprisingly given the grievor's attitude to-
ward his alleged problem.
The LCBO has had an Employee Assistance Programme
(EAP) since at least 1975 which is designed to assist
employees in treating health, social and behavioural
problems including alcohol abuse. While initially this
was a plan designed and implemented by the employer, in
1980 the Union agreed to make the EAP a mutual obligation
of the parties. It is described fully in a document dated
August 21, 1980 and titled "Employee Assistance Programme".
This programme now represents a joint effort to meet the
problems of employees which require treatment and which
hold the prospect of rehabilitating employees.
Despite the objections of counsel for the employer,
we have concluded that in this case, it is appropriate to
reinstate the grievor to his position of employment upon
certain conditions including that the grievor embark on
a programme of rehabilitation consistent with the goal
of the Employee Assistance Programme. This will require
the grievor to recognize frankly the nature of his
problem and to resolve to overcame it. At the hearing, he indicated
his willingness to do so and we believe he .should be
given that opportunity.
In doing so, we recognize that this will impose
certain costs on the employer. There is the risk that
the grievor will not succeed and that the employer will
be faced with the need to discharge him again. In the
meantime, he will require closer supervision than normal
to ensure that he has reformed himself. Furthermore, the
employer is very conscious of its public image and is
understandably reluctant to run the risk of appearing
to condone alcohol abuse. However, despite these costs,
we believe the potential benefits of a conditional rein-
statement are greater. It will provide the employee with
a final opportunity to enjoy the benefits of a job, the
joint resources of the employee and the Union and the
support of his friends and fellow workers in trying to
overcome his problem. If successful, the LCBO will again
have a first-rate employee and a man's career will have
been saved. We do not believe the costs in this case
justify denying the grievor this last chance.
We should stress, however, that our conclusion
might well be different in a case which crises following
the mutual commitment to the Employee Assistance Programme.
If we had a case in which there were evidence that an
employee had refused to take advantage of the resources
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of the EAP, it would be difficult to conclude that the
employee warranted another chance. While in this case,
the grievor did not welcome Dr. Sinclair's offer of
assistance, he has shown his willingness to try to help
himself by his attendance on a voluntary basis at
Alcoholics Anonymous. In sum, a demonstrated willing-
ness to try is an essential precondition to a conditional
reinstatement and prior co-operationwiththe new EAP would in
most cases likely be the acid test of that willingness.
VI
Our decision, therefore, is that the grievor
should be reinstated to his position as a Clerk on the
following conditions:
(1)The grievor shall not receive any compensa-
tion or benefits for the time he has been off work since
his dismissal;
(2)The grievor shall not receive any compensa-
tion or benefits for any time following the date of this
award during which he is unable to work as a result of
his treatment for alcohol abuse;
(3)The grievor, the Union and the employer
shall meet forthwith on the receipt of this award to
determine an appropriate course of treatment for the
grievor 's drinking problem. This treatment programme
should be consistent with the terms and spirit of the
Employee Assistance Programme. If the parties are unable
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to agree to a course of treatment within 30 days of the
receipt of this award, either party may ask this Board
to decide on a treatment programme;
(4)If the grievor fails to comply with the
agreed course of treatment, he shall be dismissed from
employment;
(5)If the grievor commits any alcohol related
offence including absenteeism related to drinking within
the next three years, he shall be dismissed from employ-
ment;
(6)The grievor shall comply with any reason-
able reporting requirements in order to demonstrate his
compliance with the course of treatment and to verify
that any absences from work are unrelated to alcohol.
This may include, but not necessarily be limited to,
- utilization of the Q-11 report form. Any dispute as
to the reporting requirements may be brought to us for
decision;
(7)The grievor shall be reinstated in his
position immediately after a course of treatment has
been agreed to and after the period of time, if any,
that is required by the treatment programme before a
return to work is appropriate.
We will remain seized of this matter in the
event tat there is any dispute about the conditions
attaching to the grievor's reinstatement.
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Finally, we wish to thank Mr. Moran and Mr.
Heisey for their able assistance in this matter.
DATED at Toronto this 9th day of June, 1981.
J.R.S. Prichard Vice Chairman
"I concur" - G. Peckham
G. Peckham Member
"I concur" I. Thomson
I. Thomson Member
/lb