HomeMy WebLinkAbout1994-1586.Durrant-Evans.96-05-30 DecisionONTARIO EMPLOYES DE LA COURONNE
CROWN EMPLOYEES DE UONTARIO
GRIEVANCE COMMISSION DE
SETTLEMENT REGLEMENT
BOARD DES GRIEFS
180 DUNDAS STREET WEST, SUITE 2100, TORONTO ON M5G 1Z8 TELEPHONE/TELEPHONE:. 016) 326-1388
180, RUE DUNDAS OUEST, BUREAU 2100, TORONTO (ON) M5G 1Z8 FACSIMILEITELECOPIE : (416) 326-1396
GSB # 1586/94, 1587/94
OLBEU # 0LB192/94, 0LB195/94
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN
OLBEU (Durant/Evans)
- and -
The Crown in Right of Ontario
(Liquor Control Board of Ontario)
Grievor
Employer
BEFORE: N. Dissanayake Vice-Chairperson
FOR THE E. Mitchell
GRIEVOR Counsel
Koskie & Minsky
Barristers & Solicitors
FOR THE P. Murray
EMPLOYER Counsel
Hicks, Morley, Hamilton, Stewart, Stone
Barristers & Solicitors ,
HEARING September 6, 1995
February 20, 21, 1996
March 20, 21, 22, 1996
ONTARIO EMPLOYES DE LA COURONNE
CROWN EMPLOYEES DE L'ONTARIO
GRIEVANCE COMMISSION DE
SETTLEMENT REGLEMENT
BOARD DES GRIEFS
180 DUNDAS STREET WEST, SUITE 2100, TORONTO ON M5G 1Z8
180, RUE DUNDAS OUEST, BUREAU 2100, TORONTO (ON) M5G 1Z8
__- TELEPHONE/TELEPHONE (416) 326-1388
FACSIMILEITELECOPIE : (416) 326-1396
GSB # 1586/94, 1587/94
OLBEU # 0LB192/94, 0LB195/94
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN
OLBEU (Durant/Evans)
- and -
The Crown in Right of Ontario
(Liquor Control Board of Ontario)
Grievor
Employer
BEFORE: N. Dissanayake Vice-Chairperson
FOR THE E. Mitchell
GRIEVOR Counsel
Koskie & Minsky
Barristers & Solicitors
FOR THE P. Murray
EMPLOYER Counsel
Hicks, Morley, Hamilton, Stewart, Stone
Barristers & Solicitors
HEARING September 6, 1995
February 20, 21, 1996
March 20, 21, 22, 1996
2
DECISION
Two individual grievances filed by Mr. Jim Durant (File
1587/94) and Mr. Mel Evans (File 1586/94) respectively, as
well as a group grievance (File 1512/94) were scheduled to be
heard before the Board. At the outset, on the agreement of
the parties the group grievance was adjourned sine die. The
two individual grievances arise out of a job posting for two
Senior Security Officer positions at the LCBO Durham Regional
Warehouse in Oshawa, Ontario. The successful candidates, Mr.
Domenic Roti and Mr. Francesco Cabarle were given notice of
this hearing, but neither chose to attend.
The grievor's claim that the employer contravened the
collective agreement by denying them an interview. By way of
remedy, they seek a direction that they be awarded the Senior
Security Officer positions with compensation for all losses,
or alternatively a direction that the competition be re-run.
The collective agreement provision governing these
grievances reads:
21.5(a) Where employees are being considered for
promotion, seniority will be the
determining factor provided the employee
is qualified to perform the work.
The job posting, which was open to all full-time and
casual employees at the Durham Regional Warehouse, as well as
surplus employees outside, reads:
3
Durham Regional Warehouse requires two (2) security
personnel to provide and ensure the security and
safety of Warehouse staff, product and property.
Duties shall include; patrolling areas both inside
and outside of the warehouse; report any
safety/security deficiencies; opening and closing
gatehouse and gates at the beginning and completion
of each shift; logging in and out of all personnel;
ensuring that all loaded trailers are locked and
sealed; monitoring all alarm systems through
panels, passwords, printouts and manual shunts;
maintaining a daily log and memory book of security
staff on duty, exceptional circumstances, calls to
police, and any goods/material taken outside the
premise, monitoring the security system for
deviations from normal operation and notifying
appropriate personnel; performing after-hours
reception function and training and general
supervision of contract security staff.
QUALIFICATIONS: Tact and diplomacy is essential in
handing potentially difficult situations.
Experience in a security environment preferably
within warehousing and familiarity with patrolling
techniques and report writing. Excellent
communication and interpersonal skills are required
as is the ability to perform security foot patrols
(climbing stairs) and to handle critical emergency
situations such as plumbing, electrical and fire
problems. Incumbents must be available to work
shifts, weekends and holidays as required and must
possess a valid Class "G" Ontario drivers license.
EMPLOYMENT EQUITY: The Liquor Control Board of
Ontario is dedicated to achieving and maintaining a
workforce that reflects Ontario's diverse
population. We encourage applications from all
qualified candidates:
PLEASE NOTE:
A Q-35 form and resume must be submitted
with your department number, social
insurance number and the appropriate
posting number accurately recorded and
indicating current employment status,
e.g. PFT or, in the case of employees
eligible under Article 5.13, PPT, Casual
or Recall.
4
Past satisfactory work performance and
attendance will be considered in
determining the successful candidate.
Qualified candidates will be selected in
accordance with the procedures in Article
21 of the Collective Agreement.
A circular will be issued announcing the
successful candidate.
In total ten applications were received, all from
employees within the warehouse. Out of these, only the two
grievors were permanent full-time employees. The rest were
casuals. The posting closed on February 25, 1994. On March
3, 1994 Mr. John Harris, Human Resources Advisor, reviewed the
ten applications and "screened out" all but the two incumbents
Roti and Cabarle. Only Roti and Cabarle received interviews
which were held on May 13, 1994. The results, announcing the
appointment of Roti and Cabarle were posted on July 27, 1994.
The two new appointees assumed their positions on August 22,
1994.
The parties agree that article 21.5(a) is a "threshold
ability" or "sufficient ability" clause, as opposed to a
"competition" or "relative ability" clause. They therefore
agree that the two grievors, as the only two permanent full-
time applicants, had the highest seniority and that pursuant
to article 21.5(a) they would have been entitled to the
positions, provided only that they were "qualified to perform
the work".
5
The inquiry then must focus on whether the grievor's had
the ability and qualifications to perform the Senior Security
Officer job, rather than on their ability and qualifications
relative to the other applicants.
The union does not challenge the reasonableness or
legitimacy of any of the qualifications set out in the job
posting itself. The challenge rather is as to the manner in
which the employer applied those qualifications to the
grievors.
The person who "screened out" the grievors and denied
them interviews was Mr. Harris. The screening guide he used
was filed in evidence. It lists six qualifying factors:
1.Security experience (preferably within
warehouse environment).
2.Familiarity with patrolling techniques
and report writing.
3.Ability to perform security patrols.
4.Ability to handle emergency situations.
5.Availability for week-ends, shifts and
holidays.
6.Valid Drivers licence "G".
Mr. Harris testified that he reviewed each application
and graded each of the factors with a "Y" (yes), "N" (no) or
"M" (marginal). Mr. Harris testified that a "Y" denoted that
the factor was clearly met, an IINII meant that it was clearly
not met and that an "M" meant that the factor "may be" met,
6
but it was questionable. No specific cut-off point was
established such as maximum number of Ns or Ms or a minimum
number of ys. Mr. Harris testified that he concluded that
only the 2 incumbents passed the screening and only those 2
were interviewed.
Durant was marked as "marginal" for factors 1, 2, 3 and
4, and as "yes" for factors 5 and 6. Under the "comments"
section, Mr. Harris wrote "? security experience ? ability to
perform patrols WCB etc)". Under the column titled
"Qualified", while all of the other applicants were marked
with a "y" or "n" indicating "yes" or "no", a question mark
was placed for each of the grievors.
Mr. Harris testified that he marked Durant's
qualifications relating to security experience (Factor 1) as
marginal because "while his resume mentioned that he worked in
security for two different companies between 1980-84, there
were no details about what he did." Durant's resume included
the following "1980-1984 - worked in security for Pinkertons
in British Columbia, worked insecurity for City Pontiac-Buick
in Toronto".
With regard to Factor 2, Mr. Harris testified that he
gave the benefit of the doubt to Durant and marked him
"marginal" because " since he had done some security work
7
there was the implication that he may have done some
patrolling and report writing". With regard to Factor 3, Mr.
Harris testified that he marked Durant "marginal", because he
had a concern about his ability to do patrols "based on my
knowledge of his WCB history". The reason for the "marginal"
mark for Factor 4 was stated to be Durant's WCB history and
Mr. Harris' concern as to "how quickly he can react in an
emergency or to remove a person".
With regard to his "comments", Mr. Harris testified that
he questioned Durant's security experience since no details
were provided as to what specific security duties he
performed, and that he questioned his ability to perform
patrols because he was aware that in January 1994 Durant had
suffered a WCB injury and was off work at the time, although
declared fit to return to work on March 21, 1994, under a
number of physical restrictions.
Mr. Harris testified that he was also aware that Durant
had a poor discipline record, and that given the nature of the
offences and the type of position Durant had applied for, he
decided not to proceed any further with Durant's application.
Similarly, Mr. Harris testified that Durant had a poor
attendance record, indicating an absenteeism rate which was
higher than the average for the warehouse.
8
With regard to grievor Mr. Evans, Mr. Harris gave the
following explanations for grading him "marginal" for factors
1 to 4. Factor 1 - "because while his resume mentions
security it did not detail what his exact experience was".
Factor 2 - Mr. Harris testified that the reason for the
"marginal" grade was the same as for Durant, i.e. that since
Evans had worked in security, there was an implication in the
resume that he may have done some patrolling and report
writing. Factor 3 - "because of his WCB history, his physical
ability was marginal." Factor 4 - "because it was
questionable what he could do physically in an emergency, if
he had to move equipment or people". Explaining the
"comments" he wrote about Evans, Mr. Harris testified that he
questioned his security experience because no details were
provided and that he also questioned his physical ability to
perform the job because of Evans' WCB history. He testified
that at the time Evans was still on modified work, with a
number of medical restrictions.
The union submits that the employer in effect conducted
the screening process as if it was governed by a competition
or relative equality clause. Counsel points out that in the
screening process the grievors did not have a single "no"
grade. They had only "yes" grades and "marginal" grades,
which Mr. Harris admitted was an indication that the grievors
"may be" qualified with regard to the factors in question.
9
Counsel further points out to Mr. Harris' testimony under
cross-examination that following the screening process, he had
concluded that it was "questionable" whether the grievors were
qualified. He had not concluded at that point, that they were
definitely not qualified. This, she points out, was
consistent with the "may be"s and the question marks assigned
by Mr. Harris to the grievors. Counsel points out that Mr.
Harris did not bother to inquire any further in order to
clarify the questions he had about the grievors, for example
by requesting a current medical report on the grievors'
fitness, based on a job specification for the Senior Security
Officer job, or by inquiring from the grievors what specific
security experience they had gained in the security jobs they
had mentioned in their resumes. Counsel submits that Mr.
Harris did not do so, only because he was impressed by the
qualifications of the two incumbents which he felt were far
superior. Having found two superior candidates, he did not
bother to ascertain whether the grievors were in fact
qualified.
Counsel submits that Mr. Harris did not make a proper
assessment of the grievor's physical ability to perform the
duties of the posted position. Instead, he relied on medical
reports which were issued by the doctors with regard to
Counsel submits that the restrictions placed on the grievors
10
with regard to the modified work would not necessarily have
applied to the Senior Security Officer job.
Counsel further submits that Mr. Harris improperly relied
on medical information which was on file, eventhough that
information was not up to date. She points out that medical
conditions are constantly changing and that Mr. Harris did not
have any medical evidence as to the grievor's condition as of
the time he went through the screening process-.
With regard to Mr. Durant, counsel submits that his
discipline and attendance records were not raised at any time
as a reason for the denial of an interview. Those were not
considerations in the screening process, which Mr. Harris
testified was determinative of whether an applicant received
an interview. Nor was discipline and attendance offered as a
reason during the grievance procedure. Relying on
jurisprudence relating to changing of grounds in discipline
cases, Counsel submits that the employer should not be allowed
at arbitration to rely on grounds which did not form part its
consideration in the actual decision-making process. With
regard to Mr. Durant's attendance, counsel relies on RE Martin
(OPSEU) and Ministry of Health, (1993) 31, 1.a.c. (4TH) 129
(G.S.B. - Dissanayake) to argue that since many of Mr.
Durant's absences were due to compensable injuries, it would
be contrary to the Human Rights Code and article A.1, to
11
consider those absences in a job competition to Mr. Durant's
detriment.
Counsel also made a "bad faith" argument, that Mr. Harris
had a desire to favour the two incumbents, and therefore came
up with unfounded reasons for denying interviews to the two
grievors.
On the basis of the evidence, it is clear-that the first
time the employer communicated to the grievors the reasons for
not granting an interview was during the grievance procedure.
Based on Mr. Harris' notes, the Board finds that during a
grievance meeting on April 6, 1995, Mr. Harris used the term
"work record" in describing his concerns about Mr. Durant's
suitability. However, it is undisputed that even at that
point no reference was made to the terms "discipline" or
"attendance". Ms. Jean Chayhowsky, union representative, as
well as Mr. Durant himself, testified unequivocally that they
did not in any manner understand Mr. Harris as stating at the
meeting that he had relied on Durant's disciplinary or
attendance records. As far as they were concerned those were
raised for the first time at the arbitration. On the basis of
the evidence, I find that Mr. Harris did not communicate to
the grievor or the union that either discipline or attendance
was a reason for denying Durant an interview. Firstly, the
terms "discipline" and "attendance" were well known to Mr.
12
Harris, who was experienced in the human resources field. If
Mr. Harris intended to communicate those as reasons for his
decision, it is likely he would have used these simple terms.
While "work record" may be said to encompass discipline and
attendance records, Mr. Harris' own notes indicate that the
phrase was used in the course of a discussion about the
employee's medical and physical condition and WCB injuries.
The notes indicate that discussions occurred about any
concerns raised by Mr. Harris, namely the physical/medical
ability, security experience and an issue about a security
licence. However, the notes do not indicate any discussions
occurred at all about discipline or attendance. If Mr. Harris
had raised the issues of discipline and attendance, it is
improbable that there would be no discussion at all about
those issues.
The employer, relying on Re Reitsma, 93/89 (McCamus) and
Re Singh, 2078/90 (Dissanayake) takes the position that a
finding that the employer did not rely on discipline and
attendance as a reason prior to arbitration does not in any
event preclude it from raising those issues at arbitration.
Counsel points out that the job posting explicitly states that
"past satisfactory work performance and attendance will be
considered in determining the successful candidate".
13
The Board agrees, and the union does not take issue, that
the employer was entitled to consider Durant's past
disciplinary record and his (non-WCB) absenteeism record in
the screening process. However, the Board concludes, based on
the screening guide and Mr. Harris' notes of the grievance
meeting, that discipline and attendance were not in fact part
of Mr. Harris' screening process and were not put forward as
reasons for the denial of an interview to Durant at any time
prior to arbitration. Mr. Harris testified that the screening
guide process he went through for each applicant was
determinative of whether the applicant received an interview.
The screening guide did not include either discipline or
attendance among the factors reviewed. Mr. Harris noted
comments about his concerns about Durant's security experience
and his physical and medical fitness, but none about his
discipline and attendance records.
The Singh and Reitsma decisions (supra) dealt with
objections by the employer that the union had changed the
nature of the grievance. The principles in those cases may be
usefully applied to a case like this where the roles are
reversed, but only if there is a parallel. In my view, this
case is distinguishable from Re Singh and Re, Reitsma . In Re
Reitsma at p. 11 the Board observed:
It is entirely within the spirit of the
mechanism set forth in the collective agreement
that lawyers may not become involved in the process
until its later stages. Accordingly, it is
14
consistent with that general structure that the
gravamen of the Union's grievance may be put
forward at the arbitration stage within the
framework of a legal analysis or argument that may
not have been precisely formulated by the Union's
representatives at earlier stages in the process.
It is therefore necessary to distinguish, then,
between the kind of fundamental change in the
nature of the grievance that engages the line of
jurisprudence set out above with the result that
the grievance must be dismissed and the
introduction of legal arguments and analysis.
In rejecting the employer's objection at p. 12, the Board
described what occurred in that case:
To be sure, the Union's view of the kinds of
arguments that need now to be made in support of
that alleged violation of the Agreement have
altered. They have altered, however, in the light
of factual circumstances that became known to the
Union only by the time that the matter had been
scheduled for .a hearing before this Board. That is
to say, as far as the information before us
indicates, the Union did not have available to it
copies of the job descriptions in question until
that point in time.
In Re Singh at p. 12 the Board gave its reasons as
follows:
After the completion of the grievance
procedure, the grievor sought legal advice in
preparation for the arbitration hearing. Counsel
concluded that an alternate legal argument based on
the principle of "adverse effect discrimination"
was available to the grievor. What was "new" in
the March 22 letter in our view was the raising of
an argument that the policy was itself
discriminatory because of the discriminatory
results of its enforcement. In our view, the fact
that this argument was not raised nor addressed
during the grievance procedure does not preclude it
being raised at arbitration. The concept of
"adverse effect discrimination" is a technical and
legal concept, which a lay-person cannot reasonably
15
be expected to raise. In our view the rasing of
this new argument by counsel at arbitration does
not amount to a fundamental alteration of the
grievance itself. Consequently it cannot be said
the grievor was now attempting to litigate a new
grievance.
It is apparent that in those cases what the union changed
was the nature of the legal arguments in support of the
grievance. In Re Reitsma, the Board found that the expanded
facts the union relied upon as a basis for the new legal
argument were not available to it prior to arbitration. In
contrast, here what is being changed is not a legal argument
but a issue of fact. The employer did not rely on discipline
or attendance at the screening for interviews. Now it is
asserting that the denial of an interview was justified
because of the grievor's discipline and attendance records.
Unlike in Re Reitsma, the factual information now relied on by
the employer was available to it during the screening process
if it wished to use them. But it chose not to. As a result
during the grievance procedure there was no opportunity to
discuss those issues, for example, as to how much of the
absences was WCB related and whether the employer was entitled
to rely on those.
The Board therefore finds that the employer is not
entitled at arbitration to put forward Durant's discipline and
attendance records as reasons for denying him an interview,
when those issues formed no part of the decision.
16
That leaves the issue as to whether the employer was
entitled to deny the grievors an interview on the basis of the
reasons it actually considered, namely, their physical ability
to perform the duties of the posted job and the sufficiency of
their security experience. The Board notes that the union did
not question that physical ability and security experience
were legitimate considerations. While Mr. Harris was
questioned in cross-examination as to whether he considered
accommodating the grievors' disabilities, the Board notes that
no argument was made that the employer had contravened the
Human Rights Code by failing to accommodate. Rather, the
union's position was that the employer wrongly concluded that
the grievors lacked the required level of physical ability.
In other words, the contention was that despite their
injuries, the grievors were able to perform the duties of the
posted job adequately.
Security Experience
The employer submits that neither grievor's resume
disclosed the extent of their security experience,
particularly whether they had experience in patrolling and
report writing. It is the employer's position that Mr. Harris
was entitled to rely solely on the information in the resumes
and that he had no obligation to make any further inquiries.
Reliance is placed on Re Workers Compensation Board of B.C.
17
and Workers Compensation Board Employees Union, Unreported
February 1, 1984 (Hope) and Re Tully, 1622/87 (Kirkwood).
In the former case, the job posting required "an
extensive knowledge of logging and sawmill operations". The
grievor's application did not disclose any knowledge of
logging and sawmill operations. He was denied an interview.
The Board at pp. 19-20 held:
In our view this grievance is answered by the
fact that the grievor failed to assert
qualifications required for the position. The
Union argued that management was obligated to go
searching to determine whether the grievor
possessed qualifications not revealed in his
application or his personnel file. We do not
agree. Obviously management cannot blind itself to
qualifications possessed by an internal applicant,
as was found to be the case by Prof. Weiler in the
earlier decision with respect to this grievor. But
no employer can be expected to go searching for
qualifications as opposed to giving a fair
assessment of qualifications which are proffered by
an applicant.
In this case the WCB was not unreasonable in
fixing hands on experience in the logging and saw
milling industry, or its equivalent, as a necessary
qualification for the position. Nor was management
unreasonable in its conclusion that the successful
applicant was better qualified in that regard than
the grievor. The grievor revealed no direct
experience in his application, nor was any such
experience recorded in his personnel file. When
the grievor spoke by telephone with Mr. Allerdyce
he mentioned some limited experience in the saw
milling industry he obtained as a part-time
employee during high school. The measure of that
experience can be taken from the fact that the
grievor, in a careful and detailed summary of his
job experience which was incorporated in his
initial application to the WCB in 1972 he did not
mention his part-time experience.
(Emphasis added)
18
In Re Tully, at pp. 11-12 the Board observed:
By relying on the written material presented
by the applicant in every case, the employer was
looking at the applications in as objective manner
as possible. Outside material and contacts by
their nature are variable in quality and quantity,
and had the employer investigated all the outside
sources for references to flush out further
qualifications of all the applications, he could
easily be subjected to criticism for not handling
the applications in an even manner,
notwithstanding, a desire to do so and deliberate
action to do so. Furthermore, as it is a
competition, if it appears from the applications
that there is a reasonable pool of people who meet
the qualifications that the employer requires, the
employer does not at this stage have to make
further investigations.
There is also an obligation upon an employee
responding to a job posting to set forth in his
application, resume and covering letter those
qualifications which he or she has which best meets
the qualifications described in the job posting as
best as the applicant can, as the nature of the
hiring procedure is a competition between
applicants. The employee is at his peril if he
does not provide sufficient detail, as the employer
is not under the obligation to interview all
applicants to allow each applicant to develop his
resume. In this case, the grievor certainly was
not inexperienced in applying for jobs. He had
made applications almost every year in which he was
in the Ministry, up to three months before this
application. In addition he had acted as a union
president for three years and was experienced with
job competitions and acknowledged that he knew
about the job competition process and what was
required in competing for a job. Even though he
was not warned specifically to forward as complete
a resume as possible, he was still aware from his
previous experience as a union president that it
was a competition, and that it was incumbent on the
applicant to be able to show that he or she is best
suited for the job. Although the grievor had not
spoken to anyone before applying to this job, he
was aware that a resume was required in addition to
his application, and he duly submitted one. His
resume was appropriately prepared and was subject
to analysis in competition with the other
19
applicants. However, in comparison with the
criteria and ultimately to the successful
candidates, the grievor's covering letter,
application and resume did not indicate that the
grievor has an many skills as the successful
competitors.
(Emphasis added)
In the Board's view, in each case a fair balance must be
drawn between the obligation of an applicant to specify his
qualifications in his resume, and the obligation on the
employer to ascertain details of particular aspects of
qualifications that particularly concern it.
In Re W.C.B. of B.C. (supra), the posting required an
"extensive knowledge" of logging and sawmill operations and
the applicant did not disclose any knowledge whatsoever of
that area in his application. In those circumstances, the
arbitrator held that the employer had no obligation to make
its own inquiry.
In contrast, in the case at hand, the qualification
posted was "Experience in a security environment". The
posting then went on to describe the particular aspects of
that experience the employer was looking for. Thus it noted
that security experience in warehousing is preferable, that
familiarity with patrolling techniques and report writing was
required and that excellent communication and interpersonal
skills, ability to do foot patrols, climbing stairs, handle
20
critical emergency situations such as plumbing, electrical and
fire problems are necessary skills. If the grievors had not
disclosed any security experience at all in their resumes, the
Board agrees that the employer had no obligation to find out,
if in fact they had such experience, unless it knew that they
did. However, unlike in the W.C.B. of B.C. case, each grievor
specified in his resume that he had security experience. What
he did not do was to specify particulars of that experience.
The grievors testified that that they expected that the
employer would ascertain those details of their security
experience at an interview.
In the Board's view, in the particular circumstances,
that was not an unreasonable assumption on the grievors' part.
If they had not disclosed any security experience at all it is
one thing. But here they did. While it is preferable from
the employer's point of view to have as much detail as
possible in a resume, the failure to provide a perfect resume
should not deny these employees, who have negotiated seniority
rights in the collective agreement, their opportunity to be
assessed for their qualification. Seniority is one of the
most sacred rights that unionized employees obtain through
negotiations. Seniority rights are critical particularly when
it comes to promotions. See, Re Tung-Sol of Canada Ltd.,
(1964) 15 L.A.C. 161 (Reville). On the other hand, this
employer had only 10 job applications for the two positions.
21
The two grievors were internal applicants. The employer had
information that each of them had some security experience.
It could not have been too much of an inconvenience for the
employer to make an inquiry to clarify any questions it had
about that experience, if indeed it did not wish to find that
out at an interview.
In fact, the evidence indicates that the employer did
exactly that with regard to the two incumbents. They were
granted interview based on their applications which were filed
in evidence. Cabarle's resume sets out that between 1980-1990
he was a police officer with the Philippine National Police
with "Responsibilities to protect life and property, maintain
peace and order, to protect the innocent against intimidation,
to enforce law and order". It is notable that, this resume
does not specify any more than the grievors' resumes, that
Cabarle had familiarity with patrolling and report writing
techniques, although it can be reasonably assumed that a
police officer would have that familiarity. However, in the
same vein, Mr. Harris admitted that since the grievors had
security experience, it raised the implication in his mind
that they would have familiarity with patrolling and report
writing techniques because most security jobs involve those.
All he needed was to confirm that.
22
Mr. Roti's application in my view is even more
troublesome. While the job posting specifically required a
resume to be filed, Roti did not do so. He merely attached to
his application form certificates indicating that he had
completed a fire arms training course for the use of a
revolver and a 20 hour armed security officers basic training
course. His application did not disclose any actual
employment experience at all in a security environment. Yet
he was given an interview. Since the employer-'s position is
that it relied solely on the applications for purposes of
screening for interviews, the manner in which it treated the
incumbents' applications and the grievors' applications for
that purpose is not consistent.
Furthermore, it is significant to note that in both Re
W.C.B. of B.0 and Re Tully, the Boards were dealing with
collective agreements which contained "competition" clauses.
As the emphasized portions of the excerpts from those
decisions set out above indicate, the fact that a competition
between applicants was involved, greatly influenced the
decisions of both boards. In other words, since the grievors
had to establish that they were at least relatively equal to
the less senior applicants, the Boards felt that it was up to
the grievors to put as much information as possible in their
resumes to be able to compete with the other applicants.
23
In the case at hand, the collective agreement has no
competition clause. The grievors are only required to
establish that they meet the minimum qualifications. They are
not required to compete with the other applicants. Mr. Harris
testified that upon a review of the grievors' applications on
March 3, 1995 using the Screening guide, he concluded that the
grievors security experience was "questionable" because while
there was an implication that they may have the required
experience, he could not confirm that from the applications.
The Board finds that given that the grievors had the
obligation only to meet the threshold qualifications, where
they had demonstrated that they may meet that standard, it was
not proper for the employer to refuse to consider their
applications further. The screening process was flawed to
that extent and not consistent with the obligation of the
employer to determine whether senior applicants were
qualified.
Security licence
The evidence also indicates that a further reason for
denying Mr. Durant an interview was the employer's concern
that he lacked a security licence. The Board finds, based on
the evidence of the union witness' testimony, confirmed by Mr.
Harris' own notes from the grievance meeting, that this
concern persisted even at that stage. It has now been
24
conceded that no such "security licence" existed, and that it
was not a proper qualification for the employer to have
sought.
Based on all of the foregoing, the Board finds that the
employer's denial of interviews to the two grievors was not
justified based on the qualification of security experience,
and in Mr. Durant's case, based on his discipline or
attendance records. It therefore leaves for-consideration
whether their physical ability justified that decision.
Physical ability
In determining this aspect of the grievance, the Board
must take into account the extent of the physical demands of
the Senior Security Officer position. For this purpose, upon
agreement of the parties, I was provided a tour of the
warehouse facility during which I actually did the full patrol
which an officer would do inside the warehouse, outside the
building and along the perimeter fence around the property.
I also heard the testimony of Mr. Glenn Hunter, Supervisor of
Security, who had also worked for 8 years as a Senior Security
Officer at the facility, as to the nature of the duties
performed by a Senior Security Officer.
The evidence indicates that depending on the shift and
the rotating schedule of duties, the duties and
25
responsibilities of a Senior Security Officer may vary. On
the day shift, officers are assigned to inside duties, sealing
duties or gate-house duties. On the afternoon and night
shifts and during week-ends, patrols concentrate on the
outside, i.e. the parking lot, the compound, the perimeter
fence around the property, and the valve rooms and the pump
house located separately in different parts of the property.
The evidence indicates that the officers--on inside duty
rotate every 2 hours between patrol duty and control room
duty. While the latter involves sitting at the control desk,
the officer on inside patrol is constantly patrolling all
areas within the building which is the size of several foot-
ball fields. The building has several levels including the
main floor, mezzanine and the high building. Moving around
within the building requires climbing stairs and ladders to
get over many conveyor belts. The sealer duties require the
officer to continuously seal loaded trucks by climbing a short
ladder. Unless extreme weather prevents it, once a shift, the
outside officer is required to patrol along the perimeter
fence. The terrain along the fence is very uneven and in wet
and icy conditions could be quite slippery. The gate-house
assignment is relatively lighter, althoughithe officer still
has to climb a short ladder to inspect trailers that enter and
leave the premises. The control room duties are the most
sedentary of the security officer's duties.
26
Although very extensive evidence was adduced as to the
Senior Security Officers' duties and how often the various
functions are performed, I will not review those details here.
Based on the evidence, including the tour I had, it is fair to
conclude that on the whole the job is a physically demanding
one. Particularly when on inside duties, the job involves
almost continuous walking and climbing of stairs and ladders.
The outside duties require extensive walking, including a
fence patrol once a shift, which requires walking for extended
periods on uneven terrain, which sometimes can be slippery.
The issue then is whether Mr. Harris correctly decided
that the two grievors lacked the physical ability to perform
these duties. The medical reports which were in the
employer's possession at the time and which were relied on by
Mr. Harris were filed in evidence.
Mr. Durant
The evidence indicates that on January 18, 1994 Durant
suffered an injury at work and was off on workers compensation
at the time of the posting and the screening process. On
March 14, 1994 he returned to modified duties based on his
physician's report which imposed certain, restrictions on
lifting and carrying.
27
His modified job was in the examination room examining
bottles for sediments. It is clear that it was a very
sedentary job. However, after a few days he was allowed to do
checking duties at his discretion. The grievor testified that
for about half his time he did checking duties which required
him to walk around skids and take down certain information
from the stocks. However, he agreed that at any time he was
free to return to the more sedentary examining duties.
The evidence indicates that on May 5, 1994, Mr. Durant
reported a recurrence while on modified work and missed time
again. On May 9, 1994, his physician again issued a report
declaring him fit for modified work. This time more
restrictions were imposed. These included walking only short
distances, standing or sitting limited to 30 minutes, avoid
lifting, bending at the knees only, no twisting, no ladder
climbing and certain weight restrictions on lifting and
pushing.
When asked by union counsel whether patrolling outside
for 1 to 1-1/2 hours or climbing ladders would have been a
problem had he been awarded a Senior Security Officer
position, Durant answered "no". However, during cross-
examination when shown the medical reports with the various
physical restrictions, Mr. Durant agreed that he would not
28
have been able to walk for 1 to 1-1/2 hours and that his
doctor would have had a problem if he did that.
Mr. Evans
Mr. Evans suffered a work related knee injury on August
9 1993 and was off on compensation for about 4 weeks. He
then returned to work but re-injured his knee. A doctor's
report dated December 30, 1993 indicates that Evans was
totally disabled at the time. Another physician's report
dated January 13, 1994 declares Evans fit for modified work
with the following restrictions: Walking only short
distances, standing or sitting for only 1 hour, no stair
climbing and no squatting. A subsequent physician's report
dated March 1, 1994 indicates that he was not fit for regular
duties, but fit for modified duties with walking restricted to
only short distances, standing for only one hour, no stair
climbing and weight restrictions for lifting, carrying and
pushing. Three subsequent physician's reports dated March 1,
1994; May 24, 1994 and November 1, 1994 continued these
restrictions, and another dated January 15, 1995 added a
restriction on the use of forklifts. A letter dated January
31, 1995 from a Vocational Rehabilitation Management
Counsellor of the WCB to the employer notes that as of that
date Mr. Evans' could return to his regular warehouseman job
with the aid of a knee brace with the precautions "no
29
repetitive walking, stair climbing, ladder climbing, squatting
or kneeling".
Mr. Evans testified in chief that during his modified
work programme he spent his time between the examination room
and checking duties. He testified that by July/August 1994 he
could have performed all the duties of a Senior Security
Officer except climbing the stairs in the high building. When
asked if he could have climbed the ladders over the conveyor
belts, he replied "I think I could have done it, if it was not
repetitive". He said that as long as he did not have to run,
he could have done the outside patrol as of May 1994.
Under cross-examination employer counsel reviewed with
Evans his physician's reports including the restrictions.
When counsel suggested that in March 1994 his doctor would
have concluded that he could not perform the posted job, Evans
replied "We didn't get a chance to find that out". When
counsel suggested that the 10 physician's reports indicate
that he could not do the posted duties, Evans agreed.
The union submits that it was not proper for Mr. Harris
to rely on the restrictions placed on the grievors by their
doctors, because those were not based on the job duties for
the Senior Security Officer position. Counsel submits that
Mr. Harris should have obtained medical opinions as to the
30
grievors' ability to perform the particular duties of the
posted job. Also, counsel submits that while the grievors
were returned to work under medical restrictions, the
grievors evidence was that they did not always adhere to
those restrictions in their modified jobs. Instead, their
supervisor allowed them to exceed the restrictions to the
extent that the grievors could do so comfortably. Counsel
submits that Mr. Harris did not consult the grievors or their
supervisors in order to find out what duties the grievors in
fact performed in their modified work programme. Nor did he
familiarize himself with the exact duties performed by a
Senior Security Officer. As a result, for example he
testified that the officer had to confront and pursue
intruders and to move equipment in an emergency. The Security
Supervisor, however, testified that these were not duties
required to be performed by Senior Security Officers, and that
confronting and pursuing intruders was in fact contrary to
policy. Their role was to observe and call the police or the
mobile security unit.
The Board agrees with the union that the process followed
by Mr. Harris was flawed to the extent that he did not attempt
to familiarize himself with the work the grievors performed on
modified work or with the exact nature of the duties performed
by a Senior Security Officer. Similarly, it would have been
preferable if he had obtained medical opinions about each
31
grievor's fitness to perform the posted duties. Mr. Harris
testified that he made the decision that the grievors lacked
the physical capability to perform the posted duties, sometime
after he went through the screening guide process on March 3,
1994. His own testimony was that at the end of that process
he had a number of questions about the grievors' physical
ability. He did not testify that he concluded decisively that
they lacked the physical ability. This is attested to by the
fact that in the screening guide he did not give either
grievor any "no" grades. Instead he gave them "marginal
grades" or question marks for the factors related to physical
ability. Under the column titled "qualified", rather than a
"yes" or a "no", each grievor was marked with a question
symbol. Mr. Harris testified that subsequently, he consulted
with the other two members of the selection panel who were not
involved in the screening process, and confirmed with them
that the grievors could not perform the posted duties. There
was no explanation as to what information, if any, those two
panel members could have provided about the grievors'
abilities, which caused Mr. Harris to change his conclusion
from "questionable" to a definite "no".
All of the circumstances indicate that it is probable, as
the union suggests, that the availability of two highly
trained candidates in Roti and Cabarle influenced Mr. Harris'
thinking. Because there were two superior candidates
32
available, Mr. Harris did not make any attempt to obtain more
information in order to clarify the questions he had about the
grievors' security experience and physical ability. Such a
process is tantamount to treating the job posting article in
the collective agreement as a competition clause, which it
clearly was not.
DECISION
The Board dismisses as unfounded the allegation of bad
faith. There is simply no evidence to suggest that Mr. Harris
had any motivation to favour the incumbents or that he
harboured any or grudge against either grievor.
Eventhough the Board finds that the screening process
used to deny the grievors' interviews was flawed, after
careful consideration, the Board concludes that Mr. Harris'
decision that the grievors were in fact incapable of
performing the posted duties at the time he made that decision
was the correct one. In other words, even if a flawless
process had been followed and Mr. Harris had done those things
which the Board noted he should have done, he would have still
come to the same conclusion that the grievors lacked the
physical ability.
The Board notes that the bulk of the Senior Security
Officer's job involves constant walking and climbing of stairs
33
and ladders. This was evident on the tour the Board took and
is also highlighted in the job posting itself, where foot
patrols and climbing of stairs is explicitly mentioned. At
the time of the screening process, Mr. Durant was completely
off work. When the employees returned on modified duties,
they had severe restrictions on the amount of walking and
standing they were allowed to do. In five different
physicians' reports issued between January 13, 1994 to May 24,
1994 a "no stair climbing" restriction was -placed on Mr.
Evans. Mr. Durant had severe restriction placed on the amount
of walking, standing and sitting, and a "no ladder climbing".
The evidence indicates that Mr. Durant claimed a recurrence of
his injury on May 5, 1994 while performing the modified work.
The evidence is that the medical restrictions were placed
by the doctors, not based on the duties of the posted position
but based on the modified work. However, the Board agrees
with employer counsel, that it makes no difference. If the
doctor determined that an employee should not walk for more
than 30 minutes or that he should not climb stairs, it should
not matter in what job he is doing that. Furthermore, it was
open to the union to call evidence from the doctors to say
that those restrictions would not have applied in the posted
position, or for that •matter that the grievors could have
adequately performed the posted duties at the time. However,
no medical evidence was adduced in that regard.
34
Not much weight can be put on the grievors' testimony
that despite the medical restrictions in file, they did the
checking duties during their modified work program, which
involved a fair amount of standing and walking. It is clear
that those duties are not comparable in terms of volume or in
terms of physical strain as in the patrols and constant
climbing of stairs and ladders required in the posted
position. The evidence also indicates that the grievors did
the checking duties solely at their discretion and that at any
time they were free to return to their sedentary examination
room duties.
The Board acknowledges the two grievors' desire to try to
be as active as possible despite their injuries. However, the
fact is that, at the time the employer screened them out, they
were under severe medical restrictions, which impacted on the
most significant part of the posted duties, namely, standing,
walking and climbing. Based on all of the evidence, the Board
agrees with the employer's decision that at the time it
decided not to interview the two grievors, they were not
physically capable of performing the posted duties. While the
employer did many things that were improper, its decision
itself as to their physical ability was coriect.
35
For all of those reasons, these grievances are dismissed.
Dated this 30th day of May, 1996 at Hamilton, Ontario
Nima . Dissanayake
Vice-Chairperson