HomeMy WebLinkAbout2017-0402.Botari.19-11-22 DecisionCrown Employees
Grievance Settlement
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Commission de
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GSB#2017-0402
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN
The Association of Management, Administrative and Professional
Crown Employees of Ontario
(Botari)
Association
- and –
The Crown in Right of Ontario
(Ministry of Labour, Training and Skills Development) Employer
BEFORE Ian Anderson Arbitrator
FOR THE
ASSOCIATION
Marisa Pollock and Daniel Sheppard
Goldblatt Partners LLP
Co-Counsel
FOR THE EMPLOYER George Parris
Treasury Board Secretariat
Legal Services Branch
Counsel
HEARING February 6, 12 and 23, March 7, October
26 and 29, November 16 and 30, 2018,
February 7, May 1 and 2, June 4, 13, and
24, July 8 and 10, and August 13, 2019
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Decision
[1] The issue in this case is whether the discharge of the Complainant from his
employment with the Ministry of Labour, Training and Skills Development
(“MOL”) on March 16, 2017 was for just cause.
[2] At the time of his discharge, the Complainant was a Regional Program
Coordinator (“RPC”) with the MOL. He was also a reservist with the Canadian
Armed Forces of the Department of National Defence (“DND”). As a reservist he
was paid for the performance of certain duties. The MOL terminated the
Complainant’s employment on the basis he claimed compensation from both the
MOL and the DND for the same blocks of time during the period September 2010
to January 2013. The Complainant denies any impropriety.
[3] The MOL’s allegations relate to 171 days for which the Complainant was paid for
working for the MOL and which were also listed on pay sheets he submitted to
the DND in order to receive pay from the DND 1. There is no dispute the
Complainant was paid by the MOL for these days as work days. The MOL’s
position is the Complainant worked for the DND on those same dates and
claimed and received pay for those days from the DND.
[4] The dates in question may be divided into two categories. The first category
consists of dates for which the MOL’s evidence consists, in essence, only of the
DND pay sheets. The Association argues the MOL has failed to prove the dates
and times shown on the DND pay sheets relate to dates and times that work was
performed for the DND. The Complainant testified he did the work in question on
evenings or weekends.
[5] The second category of dates are those for which there is other evidence that the
Complainant was performing work for and paid by the DND on the actual date in
question. All of these dates relate to training sessions, the cost of which was
paid for by the DND. The Association does not dispute the Complainant was
paid salary by the DND for these dates. The Association contends, however, the
Complainant was authorized to attend the training sessions by his managers.
The MOL denies the managers authorized the Complainant to attend the training
sessions. In the alternative, the MOL argues the authorization was given without
1 There were an additional 46 such days which the MOL decided to “exclude” from
consideration because they fell on weekends, holidays or for other reasons.
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awareness the Complainant would also be paid for the time by DND, and that in
any event the Complainant was not entitled to be paid twice.
The Proceedings / Evidence
[6] The proceedings in this case were protracted. A number of days were spent on
matters which need not be recounted here. Ultimately, only part of the evidence
is relevant to the question of whether the MOL has proven cause for termination.
Some of the evidence in examination-in-chief took the form of Declarations with
the result that some of it is quoted in this decision on a verbatim basis.
[7] The events in issue took place between September 2010 to January 2013. The
hearing of this matter commenced February, 2018 and evidence was completed
in July, 2019. Given the passage of time, it is not surprising that the witnesses
were unable to remember certain incidents or events with precision.
The Complainant’s Work with the MOL
[8] At all relevant times, the Complainant worked out of a Newmarket office of the
MOL as an RPC, supporting a team of the Ministry’s Industrial Health and Safety
Program (“IHSP”). As an RPC, his duties consisted primarily of providing
technical support and assistance to the inspectors who were members of the
IHSP team. Sometimes he would accompany an inspector on a field visit. He
would review investigation briefs prepared by the inspectors. He would provide
internal training and quality assurance assessments of staff. He also would
deliver external stakeholder presentations. And, he would be the person
contacted by the Deputy Minister or Minister’s office to provide information in
response to media or other inquiries.
[9] On any given day he might or might not be in the office. He could also be in the
office for part of the time and in the field for part of the time. Approximately 50%
of his time would be outside of the office. He might be attending Provincial
Committee meetings in Toronto. He might be delivering a presentation to
external stakeholders. On occasions, he might work from home, for example if
he had a lot of investigation briefs to review. He was required to be available by
phone and if he was going to be absent for the day he was to notify the manager
to whom he reported and arrange for someone else to cover for him.
[10] The Complainant worked on “Flex Time”. Reference was made to a document
which set this out, but it was not placed into evidence. This meant the
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Complainant was to be available during core business hours, but that he
basically set his own schedule. Unlike the inspectors, he was not required to
record his work on an “activity sheet”. Rather, he worked on an “honour system”.
The Complainant described his understanding of “flex time”. As long as he got
his work done and put in at least 36.25 hours per week he considered himself to
have worked a full week. He never claimed overtime. If he completed his work
over Monday to Thursday, then in his mind he was not required to work on the
Friday, although he would remain available through his BlackBerry. In cross-
examination he confirmed this was his view, but stated that he never in fact had
worked only four days out of five in a workweek.
[11] Like many other members of the Ontario Public Service, the Complainant would
confirm his attendance at work for the MOL by logging into “WIN”. WIN is an
exception-based system. Employees enter absences from work due to vacation,
leave, sickness or other reasons. If an employee does not enter an absence for
a particular day, WIN treats the employee as present at work. On a monthly
basis, employees confirm on WIN that the absences shown are correct and that
they were otherwise at work. The employee’s supervisor will log into WIN and
confirm attendance.
[12] During the relevant period of time, the Complainant was also active in
AMAPCEO. This is reflected in his “Performance Development Plan and
Evaluation Form, 2012-2013” which records the following activities: AMERC
(AMAPCEO Ministry Employee Relations Committee) Co-Chair - seven meetings
(14 days); AMAPCEO Labour Chapter Chair and Chair of Provincial Council - six
meetings (12 days); Chair of the AMAPCEO Constitutional Review Committee -
seven meetings (10 days); AMAPCEO Conferences (H&S, Workplace Rep and
Annual Conference) - three meetings (six days); Workplace Representative
Duties - two days; other AMAPCEO Duties - mobilization and information (three
days). His activities with AMAPCEO quite frequently required him to be away
from the workplace. His MOL supervisors would usually, but not always, be
advised of these absences as a result of an email from AMAPCEO requesting
the Complainant’s absence for a particular duration related to association
matters. The Complainant was also entitled to a certain number of hours per
month which he could allocate to assisting Association members in other areas.
[13] There were no performance issues with respect to the Complainant’s work. The
same 2012-13 Evaluation Form provided three choices for the evaluation of an
employee’s performance: Met, Met Most and Not Met. The Complainant’s
performance was marked as Met across all categories.
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[14] In the result, the Complainant’s absence from the office on any given day would
not necessarily give rise to concerns that he was not performing work for the
MOL during core business hours.
The Investigation Process
[15] The MOL was contacted by the DND in November, 2014. The MOL was advised
the DND was conducting a confidential investigation into the possibility the
Complainant had claimed pay from both the DND and the MOL for the same
hours of work. The details of the DND’s investigation are not relevant to this
decision. It suffices to note the DND requested (if not directed, on threat of
prosecution) the MOL to refrain from commencing any investigation of its own so
as not to compromise the confidentiality of the DND investigation. The MOL
complied until told by the DND on or about March 5, 2015 that although the DND
investigation was ongoing, the MOL might commence its own investigation. On
March 12, 2015 the MOL placed the Complainant on suspension with pay
pending the outcome of its own investigation.
[16] The MOL’s investigation included a review of all available electronic records in
relation to the Complainant by a Forensic Investigation Team (“FIT”) of the
Internal Audit Division of Treasury Board Secretariat. Among other things, the
FIT reviewed emails, WIN and the Complainant’s calendar in Outlook. For the
purposes of its own investigation, the MOL wished to obtain time and expense
records from the DND. The MOL was advised by DND investigators that the
records would be provided after they became publicly available in the context of
an anticipated decision by the Judge Advocate General’s office to prosecute the
Complainant. That decision was repeatedly delayed. Ultimately in December,
2016 the MOL was informed the Judge Advocate General’s office had decided
not to proceed with prosecution. Accordingly, the DND continued to deny the
MOL access to its records. (The MOL only obtained access to the DND’s
records as a result of an earlier order in these proceedings.)
[17] Meanwhile, the MOL was faced with the fact that the maximum period of
suspension pending investigation permitted by the Public Service of Ontario Act
is two years. On March 9, 2017, three days before the second anniversary of the
suspension of the Complainant, the MOL convened a meeting to present the
Complainant with its allegations. In attendance at the meeting were: Ken Fox,
Director Central West Region, to whom the Complainant reported at that time,
and Max Milantoni, a Regional Program Services Manager as note taker on
behalf of the MOL; and the Complainant, and workplace representative Sally
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Jurcaba on behalf of the Association. At the conclusion of the meeting, Fox
removed the Complainant from suspension and assigned him home duties. On
March 16, 2017 Fox convened a further meeting during which the Complainant
was given a letter terminating his employment. The Association does not argue
the MOL failed to act in a timely manner or failed to exercise due diligence in its
pursuit of information from the DND.
The Legal Framework for Evaluating the Evidence
[18] Prior to discussing the evidence with respect to the allegations on which the MOL
relies, it is useful to set out the applicable legal principles. The MOL took no
issue with the Association’s assertion that they are set out in my decision in
Assn. of Management Administrative and Professional Crown Employees of
Ontario v. Ontario (Ministry of Government and Consumer Services)
(Bhattacharya Grievance) 2017 CanLII 21225 (ON GSB), [2016] O.G.S.B.A. No.
29, 2016 CarswellOnt 5035, 269 L.A.C. (4th) 337.
[19] The burden of proof lies upon the employer. The standard of proof is the balance
of probabilities. The evidence must be scrutinized with care to ensure that it is
sufficiently clear and cogent to meet the balance of probabilities test:
Bhattacharya para 49.
[20] As the MOL’s case is partially based on circumstantial evidence, the following
comments from Bhattacharya are also apt:
[56] As this is a case of alleged unjust dismissal, the burden of proof lies upon the
employer throughout. To discharge that burden in a case of circumstantial evidence,
the inference which an employer asserts should be drawn must be more likely than
not on the facts established by the evidence as a whole on a balance of probabilities,
and of course such evidence must be clear and cogent. It is not sufficient that the
inference asserted by an employer is plausible, the most plausible of alternative
explanations or even the only inference offered. The issue is always whether the
inference asserted by an employer is more likely than not on the facts as found. If it
is, that there are other inferences which can be drawn is of no legal consequence.
[57] Conversely, if the inference asserted by an employer is not more likely than
not on the facts as found, that there is no other alternative explanation is also of no
legal consequence. … [I]t is not the role of the arbitrator to “solve the mystery”.
Indeed, in my view, an arbitrator must be careful of the natural human inclination to
attempt to arrive at an explanation for the facts. A focus on arriving at an explanation
can direct attention away from the legal question of whether the explanation is more
likely than not on the evidence. The role of the arbitrator is not to arrive at an
explanation of the facts per se, but rather to consider what inference or inferences, if
any, are more likely than not on those facts.
[Emphasis in original.]
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[21] The Complainant’s credibility is at issue in this case. In assessing his credibility I
am mindful of Faryna v. Chorny, 1951 CanLII 252 (BC CA), [1952] 2 DLR 354
(BCCA), cited at para. 51 of Bhattacharya:
The credibility of interested witness, particularly in cases of conflict of evidence,
cannot be gauged solely by the test of whether the personal demeanour of the
particular witness carried conviction of the truth. The test must reasonably
subject his story to an examination of its consistency with the probabilities that
surround the currently existing conditions. In short, the real test of the truth of the
story of a witness in such a case must be its harmony with the preponderance of
the probabilities which a practical and informed person would readily recognize
as reasonable in that place and in those conditions. Only thus can a Court
satisfactorily appraise the testimony of quick-minded, experienced and confident
witnesses, and of those shrewd persons adept in the half-lie and of long and
successful experience in combining skilful exaggeration with partial suppression
of the truth. Again a witness may testify what he sincerely believes to be true, but
he may be quite honestly mistaken. For a trial Judge to say "I believe him
because I judge him to be telling the truth", is to come to a conclusion on
consideration of only half the problem. In truth it may easily be self -direction of a
dangerous kind.
[22] It is also important to bear in mind that a finding of credibility is not evidence. As
stated by the Supreme Court of Canada in F.H. v. McDougall, 2008 SCC 53
(CanLII), [2008] 3 SCR 41, referenced at t para. 70 of Bhattacharya:
[A]n unfavourable credibility finding against a witness does not, of itself,
constitute evidence that can be used to prove a fact in issue.
[23] I would also make the following observation. The passage of time, and its
inevitable impact on the ability of witnesses to recall events, may make it more
difficult for the MOL to prove its case, but it does not relieve it of its obligation to
do so, nor change the standard of proof which it must meet.
The Allegations Based on DND Pay Sheets Alone
[24] At all relevant times the Complainant was a Class A Reservist. Class A
Reservists are part-time members of the DND who are paid a salary based on
the number of hours they are on duty in a given day. A Class A Reservist is paid
a half-day’s pay (also referred to as a “session rate”) for a day if on duty for fewer
than six hours and a full-day’s pay if on duty six hours or more, up to and
including 24 hours. Class A Reservists indicate the hours they were on duty by
using a “Reserve Force Basic Attendance Register”, also referred to as a “time
sheet”, “parade sheet”, “CF 895” or, the term which I have chosen to use, “pay
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sheet”. The pay sheet refers to all on duty hours as “training”. There is a place
on the pay sheet for the Reservist’s signature.
[25] For the dates in question, the Complainant did not indicate on WIN that he was
not at work for the MOL for the same hours that he had entered on a DND pay
sheet (in most cases he indicated he was working 0800 to 1600 hours on the pay
sheet). The dispute between the parties is the significance, if any, of the dates
and times recorded on the DND pay sheets. In essence, the MOL’s position is
that those dates and times are expected by the DND to be the actual dates and
times the work was performed. The pay sheets thus constitute at least prima
facie proof the Complainant worked for the DND on days for which he also
claimed to have worked for and was paid by the MOL. The Association’s position
is the MOL has failed to prove there is a correlation between the dates and times
recorded on pay sheets and the dates and times on which duties are performed.
In particular, there is no such correlation with respect to the tasks performed by
the Complainant recorded on the pay sheets in question.
[26] Four witnesses gave evidence with respect to the DND Pay System for
reservists. One of these witnesses was a full time member of the DND with no
direct knowledge of how reservists were paid. Neither party made reference to
his evidence in final argument. Accordingly, I do not find it necessary to
comment on it further. The other three witnesses were: Lieutenant Colonel
Gregory Stasyna (retired), called by the MOL; and Corporal William McConnell
(retired) and the Complainant, both called by the Association.
[27] At the relevant times, Stasyna was the Commanding Officer for 32 Signal
Regiment which included the Borden Squadron to which the Complainant was
assigned. In his evidence in examination-in-chief, Stasyna stated:
The dates and times recorded on the time sheets (Register) are to be the actual
dates and times during which the Reservist was on duty. I am not aware of any
practice that existed during my time as Commanding Officer of 32 Signal
Regiment where a Class A reservist would be permitted to claim to be on duty for
days or hours that were not actual days and hours worked. Equally, there was no
practice, and I can think of no reason, for a Reservist to be on duty for a specific
day as well as time of day and number of hours, but to then record a different day
and/or different number of hours or time of day on a time sheet.
[28] In cross-examination, Stasyna described in greater detail the process for
approval of pay sheets and his role in it. He, or a subordinate officer to whom he
had delegated authority, was responsible for signing the pay sheets to “certify”
under section 34 of the Financial Administration Act that the personnel listed on
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the pay sheet had performed the duties for which pay is claimed. The processing
of pay sheets before and after they were presented to an authorized signer,
however, was principally handled by Resource Management Support Clerks
(RMS Clerks) who worked in the Orderly Room. Stasyna conceded an Orderly
Room Clerk would have a greater understanding than he of the circumstances in
which a reservist would be entitled to a half-day’s versus a full-day’s pay and the
rules and practices governing the pay sheets.
[29] McConnell had decades of experience as an Orderly Room Clerk, including for
32 Signal Regiment during part of the relevant time. He had worked with a
variety of rules applicable to the processing of pay, “including the Queen’s
Regulations and Orders (QR&Os), Canadian Forces Administrative Orders
(CFAOs), Defence Administrative Orders and Directives (DAODs), the
Compensation and Benefit Instructions (CBIs), and the Canadian Forces
Temporary Duty Travel Instructions (CFTDTIs), as well as standard practices and
procedures that existed in the units where [he] worked.” His responsibilities
included the processing of pay sheets for Class A Reservists, such as the
Complainant.
[30] In his declaration, McConnell described the payment process as follows:
The process for receiving payment for Class A Reserve Service follows at least
three steps. First, members must fill out a CF 895 Reserve Force Basic
Attendance Register – often referred to as a pay sheet – and submit it to the
orderly room. Second, the pay sheet must be approved by an individual with
authority under s. 34 of the Financial Administration Act, who is responsible for
verifying that the member was properly authorized to perform the training or duty.
Third, the information on the pay sheet must be entered into a computerized
payroll system called the Revised Payment System for the Reserves (RPSR) by
an RMS Clerk.
In cross-examination, it became apparent that in practice the second and third
steps are reversed. That is, contrary to McConnell’s declaration, the information
on the pay sheet is entered into the RPSR system by the RMS Clerk, prior to
certification by someone with s. 34 authority. This error was repeated
consistently throughout McConnell’s declaration. In cross-examination,
McConnell also made reference to correcting entries being made if the amount
of pay previously entered into the RPSR (i.e. half-day or full-day) had to be
adjusted after the pay sheet had been reviewed by the individual with section 34
authority. Thus, it appears McConnell’s declaration described the theory, while
his evidence in cross-examination described the practice with respect to the
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payment process. Counsel for the MOL points to this discrepancy as a reason
to prefer the evidence of Stasyna to McConnell. I disagree. It was apparent
throughout that McConnell was far more knowledgeable than Stasyna about the
way in which the pay system worked. This is consistent with Stasyna’s
concessions in cross-examination about instances in which someone from the
Orderly Room would have greater understanding of the system than he had.
Where McConnell’s evidence conflicts with that of Stasyna, I have no hesitation
in preferring it.
[31] McConnell explained the pay sheet was designed for use when a group of Class
A Reservists attend a fixed location for a fixed period of time for a fixed purpose.
One example of this would be Thursday Night Parades at 32 Signal Regiment.
Every Thursday from 7:00 pm until 10:00 pm (1900-2200 hours) members of 32
Signal Regiment would attend at CFB Borden. The term “Parade” is often
confusing for a civilian audience. Members did not actually engage in military-
style parades on Thursdays. More often than not Thursday Night Parades
involved members attending at informational/educational lectures put on by
members within the unit. Because the timing and nature of the duty is known in
advance by the unit, an RMS Clerk – usually me – would pre-prepare a CF 895
ahead of time.
In essence, for a Parade Night, an RMS Clerk would pre-populate the fields on
the pay sheet for: date, authorized training time, whether it was a “day” or a
“session”, the unit name, the financial coding, and possibly even the names of
the members whom it was anticipated would attend and the name of the officer
whom it was anticipated would certify the attendance. An individual member
would only need to sign his or her name, and even failure to do that might not
preclude processing for payment by McConnell if he had seen the member in
attendance on the parade night in question. (McConnell indicated that members
were also supposed to fill in the “time in” and “time out” boxes on the sheet, but
in practice often failed to do so and still were paid.)
[32] The same pay sheet forms are used by an individual member when the member
has undertaken training or duties on their own, or has forgotten to sign the group
form on Parade nights. In those instances, the member would be responsible for
filling out more of the fields themselves. Examples include taking courses at
civilian training facilities or working from home.
[33] McConnell described how this can result in discrepancies between the dates and
times entered on the pay sheet and the dates and times when the duties were
performed:
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The dates on forms do not necessarily reflect the dates or times the training or
duty was actually performed. Ideally, the forms are submitted soon after the
training or duty is performed. But, if a member were to forget to submit a form,
they could always submit one for payment at a later date. As long as the form
was signed off by someone with section 34 authority, I would process it. Ideally a
member would put the actual date and times onto their form, but there were
instances where members told me that they could not remember the specific
date or times and would use their best guess. Again, as long as someone with
section 34 authority confirmed that the work was in fact authorized and
performed, I would process the form.
While the CF 895 form itself has space to include dates and times, there is no
military rule that I am aware of – including under the QR&Os, CFAOs, DAODs,
CFTDTIs or CBIs – that prohibits a member from writing down dates or times on
a pay sheet other than the actual dates or times on which training or duty was
performed. What would be prohibited would be if a member put in a duration of 6
hours or more when, in fact, they performed training or duty of less than 6 hours.
[34] McConnell also discussed situations in which he “would not expect the dates or
times listed on a pay sheet to actually reflect the dates or times when a member
was training or performing the duties for which they are receiving payment.” He
noted section 204.51(2) of “CBI Chapter 204 Pay Policy Officers/Non-
Commissioned Members” permits “cumulative periods of duty or training
considered in the determination of [half-day or full-day’s pay] may be
accumulated within a period extending beyond a calendar day”. The pay sheet is
not designed to permit the recording of the multiple dates on which such
cumulative work was performed, and in his experience, McConnell stated, this
information is not recorded on a pay sheet. As a result, a pay sheet will show
one date for the performance of work which has in fact been performed over
multiple dates.
[35] McConnell gave evidence with respect to the type of assignments which could
result in such cumulative periods of work performed over several days.
For example, in my experience, it was not uncommon to see Reserve Members
directed to complete a specific project within a fixed period of time, but not
require that the work be performed at any specific point in time. These
assignments would often come with an indication of how many days or half days
the member would be paid to do the task. An example would be where a
member was directed to draft a report by a fixed date, and was authorized to
claim one full day to complete the task. This is work that could be performed at
CFB Borden, but could also be done remotely, for example, from home. A
reservist could spend an hour or two per night over the course of several days to
complete the job. Rather than complete several time sheets, members would
accumulate their work over several days, and report it on a single CF 895. The
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date and times on the form could reflect some of the true time spent on the
project, but it could not accurately capture all of the dates and the times when the
member was drafting the report.
[36] The pay sheets in issue appear to fall into this category. Many bear a
handwritten notation in the upper right corner. The principal notations which
were the subject of evidence were the following: ADM; DWD; Trg; ADR Crse;
HA. “ADM” stands for “administration”. Stasyna testified this could include office
work on site, reviewing a report, preparing a report, reviewing personnel records,
completing a project. “DWD” stands for “Depart With Dignity”. This relates to
organizing a retirement dinner for a member of the DND. “Trg” stands for
training. “ADR Crse” refers to a course on ADR, or alternate dispute resolution,
which are discussed further below. “HA” refers to Harassment Advisor, one of
the Complainant’s duties with the DND at the relevant times. In the absence of a
notation, Stasyna testified there would have been a memo or something else
attached indicating the nature of the work which had been performed. Stasyna
testified that in each instance the task must have been properly assigned, or
authorized, in order to be a duty eligible for pay. He agreed the task might be
performed at an off base location, including the Reservist’s home, provided
proper authorization to do so had been given.
[37] The amount of time a Reservist may claim for one of these tasks is related to the
amount of time authorized, which is not necessarily the same as the amount of
time actually spent. This was the evidence not only of the Complainant, but of
Stasyna. Stasyna gave as an example an on-line learning course which he was
authorized to complete at home and for which 11 days were authorized. If it had
taken him less time to complete the course, he would still have been entitled to
claim the 11 days. It follows that pay sheets could be properly submitted to the
DND claiming pay for days on which the Reservist had not actually performed
work for the DND.
[38] Stasyna suggested that another function of the pay sheet was to substantiate
when the Reservist was on duty in the event of injury and for the purposes of
pension credit. Both of these functions, he asserted, required the pay sheet
accurately reflect the dates and times when a Reservist was on duty. In cross-
examination, however, he conceded that the pay sheet was just one piece of
evidence which could be used to determine whether a Reservist was on duty in
the event of accident. He also conceded that what mattered in terms of pension
credits was the number of days (or half-days) worked, and not the precise dates
or times when that work was performed. McConnell confirmed this to be the
case in his evidence.
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[39] Pay sheets have a space where the starting and ending time of the “training” is to
be recorded. Stasyna took issue with pay sheets submitted by the Complainant
which indicated a start time of 0000 and an end time of 2400:
Additionally, a number of pay sheets located at Tab 1 of the Employer’s Book of
Documents Volume 3, submitted by Sgt. Botari record sign-ins of 0000 to 2400
hours. In reviewing the expense claims at Tabs 4 and 6 of the Employer’s Book
of Documents Volume 2, Sgt Botari recorded these hours on days that he was
staying overnight at a hotel. Typically, 0000 to 2400 hours would only be utilized
when troops go into the field – physically deploying in a tactical army style
operation and to be in receipt of additional benefits – not staying at a hotel while
on a course.
[40] The pay sheets in question related to one of the ADR courses. In cross-
examination, Stasyna was unable to point to a rule which would have made it
improper for the Complainant to have signed a pay sheet in these circumstances,
indicating the question should be directed to someone from the Orderly Room.
[41] McConnell indicated that there was nothing improper or unusual about recording
0000-2400 hours on a pay sheet in such circumstances:
It was not unusual for me to see CF 895 forms that listed their time of training or
duty as 0000-2400 hours, including for multiple consecutive days. Where
members are on duty (particularly travelling) for long, continuous periods of time,
they are supposed to be issued a CF 898 “Reserve Force – Route Letter and
Attendance Report – Class A”. A Route letter is intended to be used for
extended periods of continuous service by members. However, the completion of
these “Route Letters” is an administrative burden in the reserves, since they must
be completed before training or duty is performed, and require a number of
authorizations from officers in the unit. Obtaining the necessary signatures in a
timely way can be difficult in a reserve unit, where many of the required members
are not present on a daily basis.
As a result, the more common practice within the Reserve Forces was to direct
members to simply fill out a series of CF 895s listing 0000-2400 hours for every
day that they were on duty. While this generated more paperwork, it was in fact
an easier process to follow since it only required a single authorization (from the
person with section 34 authority) and because there was more flexibility in terms
of when the paperwork had to be filled out. Unlike a Route Letter, which had to
be completed in full before the training or duty in question, a CF 895 could also
be filled out after the training or duty was performed.
I would encounter CF 895s filled out listing 0000-2400 in various situations, like
where members were deployed on field exercises, taking a distance learning
course, or were away from their homes for a number of consecutive days. I am
not aware of any rule, policy or practice that prohibits any of this. I have never
- 14 -
been told by a superior officer that it was improper for a form to be filled out in
this way.
[42] I note the Complainant’s evidence with respect to the pay sheets was broadly
similar to that of McConnell. Further, the Complainant testified about a variety of
administrative tasks he was assigned as a Reservist. He testified as to the
informal manner in which such work was authorized, stating that authorization
was more often given orally than in writing. Again, this was broadly similar to the
evidence of McConnell.
[43] I conclude there is no necessary correlation between the dates recorded on the
pay sheets and the dates on which work was performed by the Complainant for
the DND. There is no requirement the dates or times on the pay sheets be
accurate. That is, the date and times for which pay is claimed need not be the
date or times during which work was performed for the DND. Further, when the
pay sheets are used to attribute cumulative periods of work performed over
multiple days to a single date, the date and times recorded obviously cannot be
accurate. Similarly, when a pay sheet is used to claim for time which was
authorized but not required to complete an assigned task, the date and times
recorded cannot represent a period during which work was actually performed for
the DND.
[44] In the result, in my view it cannot be said that those pay sheets constitute proof
on a balance of probabilities that the work for which the Complainant claimed pay
from the DND was done on the dates and at the times listed on the pay sheets.
It follows they do not constitute proof that the Complainant was performing work
for and getting paid by the DND on dates on which he was performing work and
claiming pay from the MOL.
The Complainant’s Credibility
[45] Counsel for the MOL made several arguments which were framed primarily as
challenges of the Complainant’s credibility. Some of them relate to the DND pay
sheets, and accordingly it is convenient to address them at this point.
[46] The MOL notes the Complainant required appropriate authorization from the
DND to perform the task for which he claimed pay from the DND. This is not
disputed. It is also not clear how it is relevant to the case before me. Claiming
pay from the DND for a task or work that was not authorized or not performed
may have been grounds for discipline by DND. The issue before me, however, is
not whether the DND had grounds for discipline, but whether the MOL did. The
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pay sheets are relevant as evidence of whether the Complainant was working for
the DND at the same time he claimed to be working for the MOL. Whether he
had been authorized by the DND to perform the tasks to which any such work
related is not relevant to any issue before me. At most this is a collateral issue
which goes to the Complainant’s credibility.
[47] Having said that, the Complainant provided examples of written authorizations
documented by emails. The MOL argues that in cross-examination the
Complainant agreed the emails did not represent authorization to do the work in
question but rather constituted “the beginning of a conversation”. I have carefully
reviewed my notes of the Complainant’s cross-examination with respect to those
emails. It was put to him in one instance that an email was similar to another of
the emails in that his military superior was “looking into whether this is something
you are interested in doing”, to which the Complainant responded “yes, it was the
beginning of a conversation”. With respect to most of the emails, it was not put
to him that they did not constitute authorization. This evidence cannot be
characterized as an admission by the Complainant that the emails did not
constitute authorization. The text of many of the emails is consistent with the
Complainant’s evidence in examination-in-chief that they constitute authorization
to perform a particular task. By my count, some of those emails expressly
authorized over 24 days of work, while several simply assigned a task and told
him to keep track of his time. While this does not constitute written authorization
of all of the time in question, I note again the evidence establishes authorization
was most often given orally.
[48] Further, the fact the Complainant was apparently paid for the time claimed on the
pay sheets would support the inference that he was authorized to perform the
work. Someone in the DND with ostensible authority under section 34 of the
Financial Administration Act signed off on each of the pay sheets. In doing so,
the signatory is certifying that the person was authorized to perform the work for
which time was claimed. It is the case that with respect to some of the pay
sheets, McConnell testified they should not have been authorized or would not
pass audit. Assuming this to be the case, I fail to see how this assists the MOL
in proving that the Complainant worked and was paid for hours by the DND
which overlapped with the hours he claimed to be working for the MOL. The fact
a given pay sheet should not have been authorized does not establish the
Complainant worked for the DND during the hours recorded on that pay sheet, as
required by the MOL’s case.
- 16 -
[49] Ultimately, whether or not the Complainant was authorized by someone in the
DND to perform the work for which he claimed pay from the DND is collateral to
the issues in this proceeding. Evidence with respect to authorization was
admissible for purposes of challenging the credibility of the Complainant, but for
no other purpose. Accordingly, contrary to the argument of the MOL, nothing
turns on the failure of AMAPCEO to call any of the individuals in the DND whom
the Complainant asserted authorized the work. Further, for the reasons set out
above the Complainant’s evidence with respect to the authorization of that work
is entirely plausible. In short, it does not give rise to any concerns about his
credibility.
[50] Counsel for the MOL argues the Complainant’s evidence with respect to the
manner in which he filled in the pay sheets is not credible. Counsel asserts that
in cross-examination, the Complainant stated the date he recorded on a pay
sheet was either one of the days on which he performed the work or the last day
on which he did the work, with the only exception being if he had already
submitted a pay sheet for that date. My notes indicate the Complainant qualified
this answer by saying that was what he “typically” did. He also testified that there
was no general practice as to the number of hours to put down if claiming a full-
day’s pay, but that he “usually” recorded eight hours. The Complainant did
testify, as asserted by counsel for the MOL, that he relied on his memory for the
purposes of keeping track of cumulative time which he eventually claimed on a
pay sheet, and did not otherwise record it.
[51] The Complainant was cross-examined in particular about a three week period in
March, 2011 for which he submitted pay sheets to the DND for 0800 to 1600
hours with respect to what were also three MOL work days in the first week, four
MOL work days in the second week and four MOL work days in the third week.
When asked for an explanation with respect to those specific weeks, the
Complainant testified that he did not recall. When asked to comment more
generally about incidents of that sort, the Complainant stated he would put in 8
hours work for the MOL on the day in question and would also have put in six
hours work or more for the DND. He testified the work for the DND could have
been done in the morning before he commenced his work for the MOL and
continued in the evening after he completed that work. Counsel for MOL argued
the Complainant gave a “bizarre” explanation with respect to incidents of this sort
related to flex time and an asserted ability to perform his work for the MOL from
7:00 AM to 3:00 PM, i.e. outside core business hours. This is not reflected in my
notes.
- 17 -
[52] The fact the Claimant entered 0800 to 1600 hours for a given date on a DND pay
sheet, does not constitute proof the Complainant worked for the DND between
the hours of 0800 to 1600, that he worked for 8 hours or even that he worked at
all. For the reasons discussed above: the pay sheet need not relate to work
done on the date listed; since a full-day is paid for six hours or more, the number
of hours listed is otherwise irrelevant; and pay could be claimed for the number of
days assigned to do a task, even if not all of those days were in fact required.
Having said that, the clustering of 11 such pay sheets in a three week period,
taken together with the Complainant’s evidence that he typically used either one
of the dates on which he performed an assigned task or the date on which he
completed it, invites the inference that the Complainant claimed to have done at
least six hours of work for the DND on most if not all of the 11 days listed. With
respect to his MOL hours of work, Fox agreed that on a particular day the
Complainant might work one hour more or less than his scheduled 7.25 hours.
Therefore, it is difficult to draw any inferences about the number of hours the
Complainant claimed to have worked on a particular day. At most, such an
inference can be drawn with respect to hours of work in a week. So, in the first
week in question, the Complainant appears to have claimed to have worked
36.25 hours for the MOL and at least 24 hours for the DND, for a total of 60.25
hours of work. And in each of the second and third weeks, the Complainant
appears to have claimed to have worked 36.25 hours for the MOL and at least 30
hours for the DND, for a total of 66.25 hours of work per week.
[53] To the extent the MOL relies on this evidence to establish as a fact the
Complainant performed DND work on MOL time, I am not satisfied that such an
inference is more likely than not. While this would have constituted a heavy
sustained period of work, it is not implausible that the Complainant worked all of
those hours, in particular if some of the work was done on the weekends.
Further, even if the Complainant worked for less time than the total hours
claimed, it is just as plausible that he short changed the DND as that he short
changed the MOL. As noted, only the latter is cause for discipline by the MOL.
[54] To the extent the MOL relies on this evidence as a basis to challenge the
Complainant’s credibility, for the same reasons I am also not satisfied that it
succeeds. Given the passage of time, I place no particular significance on the
fact the Complainant was unable to specifically recall in July, 2019 what he might
have been doing more than 8 years before in March, 2011.
[55] Counsel for the MOL argued that 171 days of work claimed by the Complainant
from both the DND and the MOL over the space of 2 1/2 years invites the
- 18 -
inference the Complainant was performing work for the DND on MOL time,
contrary to his evidence. I am not persuaded by this argument. Assuming 220
MOL work days in a year and that each DND day claimed was for six hours in
work, the Complainant’s claim of 171 days of work from the DND over the 2 /12
year period amounts to approximately 10 additional hours of work per week.2
This could be accomplished, as the Complainant testified, outside of his 36.25
hours per week of the MOL. I note the Complainant testified that during the
relevant period of time, his group was short staffed, with the result there was a lot
of additional administrative work which he was asked to do by the DND. He was
not challenged on this evidence and there was no evidence to the contrary.
Accordingly, for in essence the same reasons given with respect to the three
weeks in March, 2011, I am not prepared to arrive at the conclusions urged by
the MOL.
[56] Parenthetically, I note counsel for the Association argues the opposite conclusion
should be inferred from the fact the Complainant claimed 171 days of work from
both the DND and the MOL over the space of 2 1/2 years. She suggests that if
the Complainant had been performing that much work for the DND during MOL
time there would have been an impact on his work for the MOL. There were no
issues at all with the Complainant’s performance of work for the MOL during this
period of time. Thus, she argues, it should be inferred that the Complainant did
not work for the DND on his MOL time. I agree with counsel for the Association
that the fact there were no MOL performance issues related to the Complainant
during the 2 1/2 year period makes it highly improbable that he performed work
for the DND rather than the MOL on all 171 days. It does not follow, however,
that he could not have worked for the DND rather than the MOL on some of
those days. Thus, I do not find this argument of assistance.
[57] Counsel for the MOL also noted a DND pay sheet for Thursday, May 10, 2012,
on which the Complainant had claimed 0800 to 2200 hours. Counsel asserted
2 This is a very rough estimate of the average amount of time per week the Complainant
appears to have worked for the DND. It does not include the 46 days which the MOL decided to
“exclude” from consideration because they fell on weekends, holidays or other reasons. On the
other hand, it does include a number of days from the “Incidents” discussed below on which the
Complainant claimed pay from the DND for hours during his MOL work time. Presumably the
171 days also did not include other hours which the Complainant worked for the DND, such as
training during the summer (assuming this was not done on the Complainant’s vacation from the
MOL) and Parade nights (three hours on Thursday nights) during the rest of the year. But even
if all of this amounts to an additional five or six hours per week, the Complainant would have
been working on average 15 to 16 hours per week for the DND over and above his MOL work
time. This amounts to a typical part time job. It is not enough to make the inference the
Complainant must have worked for the DND during his MOL work time more probable than not.
- 19 -
the Complainant’s explanation was that he had claimed cumulative hours on the
pay sheet in question. Counsel noted Thursday nights were Parade nights for
which the Complainant would otherwise have been entitled to claim a half-day’s
pay for the three hours during which he was in attendance. Counsel argued it
made no sense that the Complainant would also claim over six hours of
“cumulative” time on that date, as that would mean that he would only receive an
additional half-day’s pay for that work, instead of the full-day to which he would
have been entitled.
[58] I give little weight to this argument. My notes indicate the cross-examination of
the Complainant with respect to the pay sheet for May 10, 2012 was limited to
asking him to confirm that he could submit a single pay sheet for both attending
parade night and administrative work. He was not cross examined about why he
had recorded 0800 to 2200 hours on the pay sheet, about whether in doing so he
was claiming over six hours of administrative work in addition to the time required
to attend the parade, or, if so, whether this made sense.
[59] A great deal of evidence and argument was directed to what occurred during the
allegation meeting held on March 9, 2017. Ultimately, given the view I take of
this matter, little turns on it.
[60] During the allegation meeting, the Complainant was presented with a list of the
171 days shown as work dates for the MOL on WIN and also recorded on pay
sheets which he had submitted to the DND for pay. The Complainant was asked
for an explanation. The Complainant responded that he performed work for the
DND on evenings and weekends and the dates he recorded on the pay sheets
did not necessarily correspond to the dates on which he had performed the work.
That is, the Complainant provided in essence the same explanation during the
allegation meeting as he did during these proceedings. While is understandable
why Fox may not have found this explanation credible at the time, for the reasons
stated above the Complainant’s explanation is consistent with the evidence.
[61] Returning to the Complainant’s conduct during the allegation meeting, there is no
dispute that Fox asked the Complainant for a source who could corroborate his
explanation. The MOL asserts the evidence shows the Complainant in essence
refused to provide one and argues this was odd behaviour. In my view this is not
a fair characterization of the evidence. Fox’s evidence was that the Complainant
was cooperative and congenial throughout the allegation meeting. The
Complainant was unable to think of a name at the time. Fox indicated he had his
own source. The Complainant encouraged him to be sure that whoever he
- 20 -
spoke to understood the manner in which Class A Reservists were paid. The
meeting concluded with Fox stating he would go to his source.
The Training Sessions
[62] The second category of dates relates to attendance at training sessions. There
were five such training sessions. These training sessions were six of 11
“incidents” identified in the FIT report as “Incident 1”, “Incident 2” and so on. All
11 incidents were reviewed with the Complainant at the allegation meeting. The
MOL chose not to rely on the other five incidents in making its decision to
terminate the Complainant. The parties, however, at times referred to these
training sessions by their original “Incident” numbers, so it is helpful to set those
out as well. The training sessions at issue were as follows:
1. Incident 1: Thursday, February 10 and Friday, February 11, 2011
“Primary Reserve, Second Career Assistance Network Transition
Seminar”
2. Incident 3: Monday, December 5, 2011, Alternate Dispute Resolution
Course
3. Incident 4: Tuesday, December 6 to Friday December 9, 2011,
Alternate Dispute Resolution Course
4. Incident 5: Tuesday, January 31 to Friday, February 3, 2012, Alternate
Dispute Resolution Course
5. Incident 6: Tuesday, March 27 to Friday, March 30, 2012 Alternate
Dispute Resolution Course
6. Incident 9: Monday June 11 to Friday, June 15, 2012 Alternate Dispute
Resolution Course
The cost of the courses in question was paid for by the DND.
[63] These incidents fall into two categories: the SCAN course; and the ADR courses.
[64] During the course of the hearing, the Complainant’s evidence was that he
advised his co-workers by email that he was on vacation on February 10 and 11,
2011, i.e. the dates of the SCAN course, and that copies of those emails were
within documents produced to the Association by the MOL. This evidence was
not challenged or contradicted. In final argument, the MOL did not maintain the
allegation that the SCAN course was an instance of the Complainant performing
work for the DND during MOL working hours, forming part of the grounds for
termination. Rather, the MOL relied on the fact that the Complainant had not
- 21 -
recorded himself as being on vacation on those days in WIN as suggesting the
Complainant was “quite willing and capable of doing things outside of work on
working time without properly coding them”. The MOL argued that this “chips
away at his believability with respect to the ADR courses”. I note the allegation
that he had improperly coded his attendance in relation to this date (and two
others) was not put to the Complainant in cross-examination. I give little weight
to it as a basis for assessing the Complainant’s credibility.
[65] The remaining five incidents relate to four multi-day ADR training courses which
the Complainant attended during regular work days, for which he had not
recorded an absence from work at the MOL. The cost of the courses was paid
for by the DND, and in addition the Complainant claimed and was paid salary by
the DND for the time he spent attending these courses. There is no dispute the
subject matter of the courses was relevant to the Complainant’s work with both
the MOL and the DND.
[66] Incidents 3 and 4 relate to the same ADR course. While the date range given to
these Incidents is December 5 to 9, 2011, the FIT Report indicates the course
itself was held from December 6 to 9, 2011. The Complainant’s MOL Outlook
Calendar indicates he was at an “ADR Crse” on those dates, i.e. December 6 to
9, 2011. While the Complainant claimed and was paid salary from the DND in
relation to the ADR Course on December 5, 2011, the hours he recorded on his
DND pay sheet for that day were 1600 to 2400 hours and his evidence was that
this related to travel from his home in Newmarket to a hotel in downtown Toronto
where he stayed during the ADR course. There is no evidence the Complainant
was actually engaged in work for the DND during his MOL working hours on
December 5, 2011. Thus the days for which the Complainant claimed to be
working and claimed pay from both the MOL and the DND at the same time in
relation to the first ADR course are December 6 to 9, 2011.
[67] For similar reasons, I find the days for which the Complainant claimed to be
working and claimed pay from both the MOL and the DND in relation to the
second ADR course (Incident 5) are not January 31 to February 3, 2012, but
rather February 1 to February 3, 2012. For the third ADR course (Incident 6), the
days are not March 27 to March 30, 2012, but rather March 28 to March 30,
2012. For the fourth ADR Course (Incident 9), the days are not June 11 to June
15, 2012, but rather June 12 to June 15, 2012. In any event, January 31 and
June 11, 2012 are among the dates which the MOL decided to “exclude” from
consideration.
- 22 -
[68] In total, then, there are 14 days related to these four ADR courses for which the
Complainant claimed to be working and claimed pay from both the MOL and the
DND. For clarity, I note the Complainant’s MOL Outlook Calendar indicated he
was at an “ADR Crse” on each of these days.
[69] The Association argues the evidence establishes the Complainant was
authorized by his MOL supervisors to attend the ADR courses, and that there is
no evidence to the contrary. The “deal” the Complainant had with his MOL
supervisors was that the DND would pay the cost of the courses and the MOL
would pay for his time. The Association acknowledges the Complainant was also
paid by the DND for the time he was in attendance at the courses. The
Association does not claim this was disclosed by the Complainant to his MOL
supervisors, or that it formed part of the deal. The Association asserts the fact
the DND also paid for the Complainant’s time was a product of taking a DND
authorized course, and was simply not an issue in anyone’s mind at the time.
Further, the Association argues it is irrelevant to the grounds of discharge relied
upon by the MOL. Those grounds were that during working hours the
Complainant had engaged, without approval, in activities which were not
dedicated to his work with the MOL. The Association argues the issue, therefore,
is simply whether the Complainant was authorized by his MOL supervisors to
attend the courses, not whether he was paid by the DND for attending the
courses in addition to having been paid by the MOL.
[70] The MOL argues the evidence establishes there was no such deal. In the
alternative, the MOL argues the authorization was given without awareness the
Complainant would also be paid for the time by DND, and that in any event the
Complainant was not entitled to be paid twice.
Was the Complainant Authorized by the MOL to Attend the Courses?
[71] During the allegation meeting on March 9, 2017 the Complainant stated he had
been authorized to attend these courses by two of his superiors: Jody Young and
Armindo Tomas. The Complainant asserted there was an agreement that the
DND would pay for the course and the MOL would pay for his time.
[72] Subsequent to the meeting, and prior to terminating the employment of the
Complainant, Fox spoke with Young and Tomas. Fox’s evidence was they both
advised him they were:
- 23 -
unaware of any arrangement where Botari would attend courses with the DND
and be paid by both the DND and the MOL. To the contrary, both Tomas and
Young advised that they would not have approved of any arrangement where
Botari would be paid by both the DND and the Ministry.
[73] This evidence is hearsay. Given its centrality to the issues in this case, I do not
accept it for its truth. Young and Tomas, however, were called as witnesses to
give evidence at these proceedings. I will review their evidence, and that of the
Complainant on this issue, in some detail.
[74] Young was the Regional Director of the Central West Region of the Ministry of
Labour from August, 2011 until October, 2014. She was based in an office in
Mississauga. The Region included the office in Newmarket at which the
Complainant was based. Armando Tomas was the manager of the IHSP team
based in the Newmarket office. From August, 2011 until the beginning of 2012,
RPCs reported to the manager of the team they supported. During this time, the
Complainant reported to Tomas. Commencing the beginning of 2012, RPCs
reported directly to their Regional Director, although, at least in the
Complainant’s case, this had little impact on his day to day relationship with the
team’s manager. The Complainant reported to Young effective February 27,
2012 until she left the position of Regional Director of the Central West Region in
October, 2014. At that point, Fox became the Regional Director of the Central
West Region, and the Complainant reported to him.
[75] Young testified that she told Fox that she “did not recall” specifically approving an
ADR course. She continued that she did not recall specifically an ADR course
and that she did not recall the Complainant specifically requesting an ADR
course. She noted the Complainant participated in a number of courses and
seminars through the Association, but she did not recall which ones or the details
of them. She was asked if she recalled the Complainant requesting to attend
courses put on by the military, to which she responded she did not. She was
asked a compound question, about whether she had approved the Complainant
to attend courses put on by the military with time paid for by the MOL and about
whether the Complainant ever told her that he attended military courses, to which
she responded no. She testified that she was not aware of any military courses
or any ADR courses. She was then shown an email exchange between herself
and the Complainant on March 23, 2012 which reads in substantive part as
follows:
[From the Complainant to Young]
- 24 -
Jody,
Next Tue, Wed, Thurs and Fri (27-30 Apr 12) I will be attending a crse in Toronto.
I will be able to monitor things while I am there, but if you would prefer I ask
someone to act for me, let me know. I have asked Cathy Lew if she was avail if
necessary and she said she was.
Let me know what you would like.
Ken
________________________________________________________________
________
[From Young to the Complainant]
Yes if Cathy could cover that would be great please let Sandra, Armando, Bill,
Bob and the IHSP team know. What course are you attending?
________________________________________________________________
________
[From the Complainant to Young]
Will do.
It is the 3rd of 4 ADR crses.
Ken
Young testified that she assumed it was an ADR course related to AMAPCEO,
and that the Complainant would be away from the workplace for four days.
[76] To the extent that Young was cross-examined about the ADR courses, the
questions were directed to confirming whether the Complainant was reporting to
Tomas or Young on the dates of the various courses.
[77] In the result, Young did not give evidence that that she would not have approved
of any arrangement where Botari would be paid by both the DND and the
Ministry. She did give evidence that she was not aware of any ADR course or
military course, but the email of March 23, 2012 establishes that her evidence
- 25 -
with respect to the ADR course was incorrect. I conclude her unassisted
recollection is not reliable.
[78] Tomas testified that he was aware the Complainant was a reservist with the
DND. However, during the period 2011 to 2012 (i.e. the period during which he
was the Complainant’s direct manager), he was not aware of the Complainant
being away from his work with the MOL to fulfill duties with the DND. During that
period he also did not provide approval for the Complainant to attend any
courses put on by the military.
[79] In the context of a June 12, 2012, email thread with respect to a meeting on an
unrelated matter, Tomas asked the Complainant: “Where are you, not coming?”
The Complainant responded: “On my last ADR crse all week.”. In examination-
in-chief, Tomas stated he did not know what the course was.
[80] In cross, Tomas denied knowing what “ADR” or “Alternative Dispute Resolution”
meant until told in preparation for giving his evidence in these proceedings. He
was then taken to the Complainant’s “Performance Development Plan and
Evaluation Form 2011-2012” (“2011-2012 PDP”) which on its face appears to
have been finalized on December 23, 2010. This is a document prepared, in the
first instance, by the employee for discussion with his or her manager. At the
relevant time, Tomas was the Complainant’s manager. The document contains
the following statement under “Proposed Strategies”:
Attend the: Dealing with Difficult People Training course (as attached) offered
through the Stitt Feld Handy Group - Feb 1-3 in Toronto.
[81] Having reviewed the document, Tomas agreed the Complainant had discussed
with him wanting to take the “Dealing with Difficult People Training course”.
When asked if he approved the course he stated that at the time he decided
whether to approve a course of up to a day in length, but he referred requests to
take longer courses to the Regional Director for approval. There was no
evidence as to the form such a referral would take.
[82] The 2011-2012 PDP also contains the following statements under “Proposed
Strategies”:
Attend ADR courses offered by outside agencies.
Attend Negotiation and Mediation courses offered by outside agencies.
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[83] Having reviewed that statement, Tomas agreed that it was possible he knew
what “ADR” meant prior to being prepared for this hearing. He also agreed the
Complainant had been clear in his 2011—2012 PDP about what he wanted to
do, and that he wanted to take a specific course offered by Stitt Feld Handy.
Further he agreed the subject of the courses, conflict resolution, was relevant to
the Complainant’s work for the MOL, although he noted the MOL also offered its
own courses on this subject. He stated, however, that he could not agree that he
knew at the time that the Complainant had taken the course because he did not
remember being aware. He also stated he had no memory of a discussion in
which the Complainant advised him that he could take the course at no cost to
the MOL, and further denied knowing the course was expensive. He stated he
was not aware the Complainant had taken the course.
[84] He was then directed to the June 12, 2012, email thread, in which the
Complainant responded to a question about his whereabouts by advising Tomas
that he was on his last ADR course all week. He was asked if there was a follow
up email and stated there was not to his knowledge. He was asked if he took the
Complainant to task as a result of his response, and stated “I trusted him”. He
was presented with a copy of an email dated November 28, 2011, from the
Complainant to him which indicates “attached is the info for the course I was
talking about and that is mentioned in my learning plan”. Attached is a copy of a
course description for the “Dealing With Difficult People Training Course”, which
indicates the cost of the course was $2,118.75 (inclusive of HST). Tomas
testified that since the email had his name on it, he must have received it, but
that he had no recollection of that fact.
[85] Tomas agreed the Complainant might advise him of absence from work in a
variety of ways including by email and by telephone. He also agreed he had
access to the Outlook Calendars of employees and could also check there for
their whereabouts.
[86] In re-examination Tomas clarified he was referring to the Outlook Calendars of
inspectors, not that of the Complainant. In addition to having no memory of the
Complainant discussing with him how he could take the ADR course at no cost to
the MOL, Tomas denied the Complainant ever told him he would also be paid by
another employer for attending the course. He stated he could not accept such a
proposition “because if you are the employee of one employer, how can you also
be paid by another employer for the same time?”
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[87] In the result, unlike Young, Tomas did give evidence that that he would not have
approved of any arrangement where Botari would be paid by both the DND and
the Ministry, albeit this evidence was given in re-examination. Tomas also gave
evidence that he was unaware of any ADR course or military course, but
documentary evidence established that his evidence with respect to the ADR
course was incorrect. Not only was Tomas aware of the ADR courses, but he
had also discussed them and the cost of at least one of the ADR courses with the
Complainant as part of his performance appraisal process. I conclude his
unassisted recollection is not reliable.
[88] In examination-in-chief, the Complainant testified that he took the ADR courses
with the knowledge and approval of Tomas, and that once Young became his
supervisor she was aware that he was taking the courses.
[89] In cross-examination, it was noted that in his 2011-12 PDP, the Complainant
provided the dates for the “Dealing With Difficult People” course (February 1-3,
2012), but he did not include the dates or names of the other three ADR courses.
He was asked if there was a reason for this, to which he responded he did not
recall. The Complainant agreed that he knew the names and dates of the
courses at the end of November, around the time he discussed the 2011-12 PDP
with Tomas, but stated he did not necessarily know them at the time he filled out
the PDP. Asked again why he did not list the courses in the PDP, he responded
the MOL would not pay for those courses so there was no use listing them. It
was suggested to him that he did not raise the ADR courses with Tomas for that
reason. He rejected this suggestion noting that there was a reference to the
ADR courses in his PDP and stating that he and Tomas had a discussion about
them. Having been directed to some emails, he agreed that at the time he
specifically included the Dealing With Difficult People course in his PDP, he did
not yet have approval from the DND to pay for that course. He stated he asked
Tomas about this course from the perspective of getting the MOL to pay for it.
He was asked if there was a reason why he did not specifically refer to the
December 6-11, 2011 ADR course in his PDP, and stated he could not recall.
[90] The MOL points to several emails from late November, 2011 between, on the
one hand, the Complainant and Tomas about the nature and cost of the Dealing
With Difficult People course, and, on the other, the Complainant and his
superiors in the DND obtaining approval to pay the cost of all the ADR courses.
There is nothing in the emails which indicates either that the Complainant told
Tomas the DND would pay for the cost of the courses (and his time), or that he
did not. The MOL argues on the basis of these emails the Complainant’s
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explanation as to why he did not include the names and dates of the other ADR
courses in his 2011-12 PDP does not make sense, as he knew the names and
the cost of the courses and he knew the DND would pay for the courses. The
difficulty with this argument is, as pointed out by the Complainant in his evidence,
the 2011-12 PDP may have been filled out before those emails were sent.
Therefore, I am unable to draw the inference urged by the MOL.
[91] In cross-examination the Complainant was also taken to the 2012-13 PDP which
contains no reference to the ADR courses, even though the last of these courses
took place during the currency of that PDP. The Complainant was asked why
this was so to which he responded he did not recall.
[92] Did the Complainant attend the ADR courses on MOL time without authorization?
The burden is upon the MOL to prove that he did not have authorization with
evidence which is sufficiently clear and cogent to satisfy the balance of
probabilities test.
[93] The direct evidence of both Tomas and Young was that they did not provide such
authorization. However, the recollection of each was, not surprisingly, imperfect.
Neither remembered being aware at all that the Complainant had attended ADR
courses until presented with documents from the time which made it clear the
Complainant had advised them. I am not satisfied the direct evidence of Tomas
and Young is sufficiently clear and cogent. Through no fault of their own, the
passage of time has made their unassisted recollection unreliable.
[94] Can lack of authorization nonetheless be inferred, on a balance of probabilities,
from the evidence? In my view, it cannot. In addition to the points already made,
I would note that there was no suggestion that approval to attend such a course
would take any particular form, i.e. that it would be in writing. Therefore, it is not
possible to infer that no approval was granted from the absence of authorization
in such a form.
[95] Indeed, there are parts of the evidence which are inconsistent with this inference.
For all four of the ADR Courses, the Complainant’s MOL Outlook Calendar
indicates “ADR Crse” on each day of the courses. Even if his MOL superiors did
not have immediate access to that Calendar, it seems improbable that the
Complainant would record his attendance at the courses in that Calendar if his
attendance at those courses was on work time and not authorized since doing so
would not be in his interests. (On the other hand, I note that if the Complainant
could effectively be authorized to attend such courses not only by the MOL but
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by AMAPCEO, then the inclusion of the reference in his Outlook Calendar was
not necessarily against his interests.) The Complainant also proactively advised
Young of his attendance at one of the ADR courses by sending her an email on
March 23, 2012, and responded quickly and honestly to an email from Tomas on
June 12, 2012 asking about his whereabouts while on one of the courses.
[96] In the result, I find the MOL has not proven on a balance of probabilities that the
Complainant’s attendance at the ADR courses was without authorization.
Was Double Payment Alone a Ground For the MOL’s Decision?
[97] This leaves the fact the Complainant was paid for the time spent attending these
courses by both the MOL and the DND. The MOL argues this in itself constitutes
grounds for discipline. The Association argues the MOL is not entitled to rely on
this as it was not one of the grounds upon which it relied in making its decision to
terminate the Complainant’s employment. Rather, those grounds were that
during working hours the Complainant had engaged, without approval, in
activities which were not dedicated to his work with the MOL. The Association
argues the issue, therefore, is simply whether the Complainant was authorized
by his MOL supervisors to attend the courses, not whether he was paid by the
DND for attending the courses in addition to having been paid by the MOL.
[98] The grounds set out in the March 16, 2017 termination letter were:
On March 9, 2017, you were provided with an overview of the findings of the
investigation and you were provided with an opportunity to explain the findings
which show a consistent pattern of misrepresenting your work activities and
hours as a ministry employee while engaging in an outside activity. During the
meeting, you provided responses to these findings which I have considered.
As you are a Provincial Offences Officer under the Provincial Offences Act, you
have significant levels of statutory powers and authority, and as such your
conduct and practices must always be above reproach. As a Provincial Offences
Officer in a Regional Program Coordinator position who is required to work in the
field and as an elected workplace employee representative and leader, the
employer has trusted that your activities during working hours, unless otherwise
authorized, were dedicated to the work of the Ministry of Labour or authorized
union activity. You have clearly failed to uphold these values and obligations
which are essential to maintaining public trust and confidence in ministry
enforcement activities. Your actions have irreparably damaged the employment
relation and the trust placed in you by your employer.
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[99] While this letter is not explicit, during the termination meeting Fox was asked to
confirm the reason for termination. Jucaba’s notes indicate that Fox responded:
“Time theft and double dipping.” It is clear from this, and other evidence which
need not be reviewed here, that the grounds relied upon by the MOL include both
the performance by the Complainant of work for the DND on his MOL work time
without authorization by the MOL, and his payment for that work by the DND. It
does not necessarily follow, however, that those grounds extended to the
performance by the Complainant of work for the DND (for which he was paid by
the DND) on his MOL work time with authorization by the MOL. There was no
direct evidence on this point. The indirect evidence supports the conclusion the
MOL did not rely on that as a ground. Firstly, there is the evidence with respect
to the treatment of the training sessions in issue during the allegation meeting.
The training days were among the days which the DND had identified to the MOL
as ones on which the Complainant was paid by both the MOL and the DND.
Unlike virtually all of the other days in question, the Complainant admitted to
attending the DND training sessions. Thus, during the allegation meeting Fox
knew that the Complainant had been paid by both the MOL and the DND for
attending the training sessions in question. Fox’s locus of inquiry shifted,
however, to the Complainant’s assertion that he had been authorized by his MOL
superiors to attend those training sessions. There was no suggestion in Fox’s
evidence with respect to the allegation meeting or the grounds on which he relied
for termination that the mere fact the Complainant had been paid by both the
MOL and the DND for attending was sufficient grounds for discipline.
[100] Secondly, there is the evidence with respect to the treatment of one of the other
incidents which Fox chose to exclude from consideration during the allegation
meeting. Fox testified he excluded the incident in relation to the Complainant’s
attendance at a military funeral during MOL working hours on the basis that
attendance at funerals is something which the MOL generally permits employees
to do for compassionate reasons. In effect, Fox’s evidence was had the
Complainant asked, he would have been authorized by the MOL to attend the
military funeral. In his declaration Fox stated:
It is worth noting that although I gave the benefit of the doubt to Botari with
respect to some of the excluded dates, they were still informative to me with
respect to showing that Botari did [sic: not] actually log time as one would expect
to reflect the activity that was being done. It also demonstrated to me, for
example with respect to Botari’s attendance at a funeral, that Botari was not
above claiming to have worked for both employers at the same time without
providing the Ministry with any information about what he was doing or where he
was.
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The concern here is about information recorded by the Complainant in WIN or
shared with the MOL. It is not about getting paid twice. If it had been, the funeral
attendance incident would not have been excluded by Fox.
[101] In addition, there is the MOL’s approach to the SCAN incident during final
argument. SCAN was a course put on by the DND during MOL working hours.
The WIN records indicated the Complainant claimed to be working for the MOL
on the two days of that course, and he was paid accordingly. DND pay sheets
indicated the Complainant was paid for attending the SCAN course. The
Complainant admitted that he attended the course. During the course of the
hearing, the evidence established that the Complainant had advised his MOL
work colleagues that he was on vacation on the days in question. The MOL did
not rely on this incident in final argument, other than as another example of the
Complainant’s failure to properly record his attendance on WIN. That is, the
MOL did not rely on the fact the Complainant claimed and was paid for the same
work time by both the MOL and the DND in support of its decision.
[102] I conclude the grounds for termination did not extend to the performance by the
Complainant of work for the DND (for which he was paid by the DND) on his
MOL work time with authorization by the MOL.
[103] Two issues remain. The first is Tomas’ statement that he would not have
authorized the Complainant to use MOL work time to attend the training sessions
had he known that the Complainant was also going to be paid for that time by the
DND. I note that Tomas gave this answer in re-examination and thus it was not
the subject of cross-examination. The fact of the matter is that the Complainant
did not tell Tomas, so what Tomas would have done had he been told is not the
issue. The issue is whether the Complainant should have told Tomas that if
authorized by the MOL to attend the course, the DND would pay for his time as
well. There was no questioning at all with respect to why the Complainant did
not disclose this to Tomas. The MOL has not proven, therefore, that the
Complainant deliberately failed to disclose. There is also no suggestion that the
Complainant had an obligation to disclose, which was breached by his failure to
do so, whether intentional or not. While it might have been the case that such a
requirement arose from the Complainant’s obligation to declare conflicts of
interest, Fox’s evidence was clear that while working at two jobs was technically
a conflict of interest, in his view the Complainant’s activities were not. Any such
obligation, therefore, was not a ground of termination on which the MOL relied.
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[104] The second issue is the significance of the Complainant failing to properly record
activities in WIN, for example his failure to record in WIN that he was on vacation
of the days of the SCAN course. This could fall within one of the grounds relied
upon by the MOL in deciding to terminate the Complainant’s employment: that he
“misrepresented” his activities. Misrepresentation, as distinct from simple error,
is a deliberate act. There is no direct evidence at all with respect to why the
Complainant failed to properly record his activity in WIN. Misrepresentation
might be inferred if there were numerous instances in which the Complainant
failed to correctly record his activity in WIN, but, given my findings above, there
were not. Rather, those instances appear to be limited to the SCAN course (2
days which should have been recorded as vacation in WIN) and the funeral (1
day, for which the Complainant should have sought compassionate leave, which
would have been given, and recorded as such in WIN). That is, in my view,
insufficient to support an inference of deliberate misrepresentation on the part of
the Complainant.
[105] For all of the foregoing reasons, I find the MOL has failed to prove the
Complainant engaged in the conduct alleged to constitute grounds for
termination. Accordingly, the grievance is allowed. The Complainant is to be
reinstated with no loss of earnings or seniority. I remain seized should there be
any disputes with respect to the quantification of the Complainant’s losses.
Dated at Toronto, Ontario this 22nd day of November, 2019.
“Ian Anderson”
Ian Anderson, Arbitrator