HomeMy WebLinkAbout2018-1146.Barker.20-02-03 Decision
Crown Employees Grievance Settlement
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Commission de
règlement des griefs
des employés de la
Couronne
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Toronto (Ontario) M5G 1Z8
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Téléc. : (416) 326-1396
GSB# 2018-1146
UNION# 2018-0205-0027
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN
Ontario Public Service Employees Union
(Barker) Union
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The Crown in Right of Ontario
(Ministry of the Solicitor General) Employer
BEFORE Diane L. Gee Arbitrator
FOR THE UNION Alex Zamfir
Ontario Public Service Employees Union
Grievance Officer
FOR THE EMPLOYER Andrew Lynes
Treasury Board Secretariat
Legal Services Branch
Counsel
HEARING May 8, 2019 and January 7, 2020
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Decision
[1] This matter is a grievance alleging harassment and bullying as well as the
creation and fostering of a negative workplace. The Union provided the
Employer with particulars by way of letter dated January 3, 2020. Thereafter, the
Employer brought a motion to have the grievance dismissed on the basis that
incidents involving a manager by the name of Liz Ives are not timely pursuant to
the provisions of the Collective Agreement and are not relevant to the issue as to
whether incidents that occurred within 30 days of the filing of the grievance
amount to harassment. The Employer further moves that the grievance should
be dismissed as the remaining allegations do not make out a prima facie case.
This decision determines the outcome of the Employer’s motions.
[2] The Statement of Grievance on the Grievance Form reads as follows:
I grieve that the employer is in violation of the Collective
Agreement specifically but not limited to Articles 2.1 (Mgt/Rights),
3.3 (No Discrimination/Harassment), 9.1 (Health and Safety),
WDHP, Bill 168 all other Acts, Policies, Procedures, Statutes, past
Practices or jurisprudence related to fair and equitable treatment
of its employees by creating a poisoned workplace, as well as
fostering the negative and poisoned work place.
[3] The allegations of fact as set out in the particulars, summarized so as to focus on
the incidents alleged, are as follows:
A. In or about the week of November 21, 2016 Ms. Ives [the grievor’s manager] said
to the grievor, who goes by the name Jean, “Jeannie Weanie, tell your husband
[who at the time worked in the same unit as the grievor] I am thinking about
whether I’ll give your husband space or not, and only considering because you are
a nice person not him. I’ll let him know tomorrow,” or words to that effect.
B. In the same week, Ms. Ives stated, in the presence of other employees: “I’m cutting
off your husband’s phone, the unit is not paying for it any longer, then it’s getting
paid twice because EMDC is invoiced,” or words to that effect.
C. On or about December 14, 2016, in the presence of a new employee, Ms. Ives
referenced jokes from Saturday Night Live skits from “Schweddy balls”, and “Dusty
muffin” both of which involve overt sexual statements and overtones.
D. On or about January 9, 2017, at a staff meeting, the discussion turned to whether it
would be appropriate to have “dog days”, on which staff could bring their dogs to
the office. Another manager, Gary, expressed the view that it would not be a good
idea. An employee by the name of Vicky Connor stated “Unless we carry a white
stick” to which Ms. Ives chuckled. Ms. Connor then put on sunglasses and
pantomimed sweeping gestures with a cane.
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E. On March 20, 2017 there was a lunch meeting, organized by Ms. Ives, at which
pizza was the only option offered when Ms. Ives was aware the grievor “has a diet
that consists of only vegetables and meat”.
F. A WDHP complaint was filed in February 2017 naming the grievor and a large
number of other employees as respondents by one of her co-workers, (the “WDHP
Complaint”). On April 7, 2017 the grievor arrived at a meeting scheduled in order
for her to provide her response to the complaint and found the meeting had been
cancelled after the end of her previous workday. The grievor “eagerly anticipated
the opportunity to present her evidence clarifying that the complaints made against
her were unfounded.” She sent emails to Ms. Ives and Alison Thompson, from the
WDHP office, asking for the opportunity to do so between May 2017 and August
2017. On July 6, 2017 in a meeting concerning a different matter, Ms. Ives told the
grievor the complaint had been resolved on May 22, 2017 and that Ms. Ives had
become so aware on June 26, 2017. The grievor found the wait to provide her
evidence regarding the complaint stressful and said she ought to have been
advised earlier especially given her email asking for an opportunity to do so. On
August 1, 2017, Ms. Ives told the grievor she had followed up with Ms. Thompson
as to what information concerning the WDHP complaint could be divulged and Ms.
Thompson said she had no information to offer. Ms. Ives was replaced by Ms.
Coleman in September 2017. On October 6, 2017 Ms. Thompson wrote to the
grievor that the outcome of the WDHP complaint was to come from the
Responsible Manager not the WDHP section. The grievor spoke to her new
manager, Ms. Coleman, to raise the issue of delay that same day. On October 8,
2017 the grievor received a letter dated October 4, 2017 that the complaint was
closed.
G. On November 1, 2017 the employees were advised that a “Workplace Assessment
would take place and would involve interviews with a workplace consultant.”
H. On December 5, 2017 the grievor raised with Ms. Coleman an incident in which the
grievor felt she had been disrespected by another manager, Ryan, who criticized
an email the grievor had written. Ms. Coleman discussed the matter with Ryan
and there was no impact to the grievor’s relationship with Ryan.
I. On December 8, 2017 the grievor participated in a Workplace Assessment
interview with a consultant from a vendor retained by the Employer. The
consultant pressed the grievor as to whether she had conflicts with other
employees and the grievor mentioned the incident involving Ryan stating it was
resolved quickly and a conflict the grievor had years earlier, now resolved, with Ms.
Connor. After this interview Ryan and Ms. Connor’s conduct towards the grievor
changed for the worse.
J. On March 7, 2018 Ms. Coleman asked the grievor “how she felt about participating
in workplace mediation following other people coming forward and requesting
mediation after the Workplace Assessment interviews.” The grievor indicated she
was willing to participate. On April 3, 2018 the grievor was told the mediation
sessions would involve the grievor, Ryan and Ms. Connor. On April 10, 2018 the
grievor asked Ms. Coleman who had requested the mediation and Ms. Coleman
said it was a recommendation from the consultant. The grievor was “taken aback
as she was given the impression by Emily Coleman earlier that other employees
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had requested workplace mediation.” The particulars contain the following
description of the conversation that then took place between the grievor and Ms.
Coleman:
i. Emily Coleman then indicated that Ms. Barker could decline to
participate.
ii. Ms. Barker stated that Emily Coleman had now damaged her
working relationship with her coworkers, and made among other
comments the following statements, or words to the same effect:
“Our working relationships continued in a respectful
manner and now three months later when the three of us
have been contacted they can’t look me in the eye.”
“She [referring to Emily] has damaged my self-esteem
and the professional respectful working relationship that
has been working and is now back to square one.”
“It was poor judgment and after meeting with the
consultant next week this could result in further damage,
and where will she be to repair the damage”.
“You force me to hide at my desk because it looks like I
have a new problem and after mediation if the incidents
are reopened more damage will occur, how can I work
under the stress for the rest of a new problem that she
created.”
“I can’t cancel because now it’s being set in motion and
the damage has been done.”
iii. In the context of these discussions, Ms. Coleman stated she
did not understand and the intention was to help.
iv. Ms. Barker responded, “To help with what”, or words to that
effect.
v. Emily Coleman stated,” Whatever was in the report [referring to
the W orkplace Assessment]”.
vi. Miss Barker responded that “I have nothing to hide and talked
about old things when the question was asked by the consultant,
now it’s dredged back up when it was fine and buried.”
vii. Emily Coleman stated: “You can bring a support person to the
interview, just give me a heads up”.
viii. Ms. Barker responded, “I hope this can be resolved because if
it cannot she may have created a poison [sic] work environment.”
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ix. Emily Coleman indicated she could cancel without them
knowing who canceled.
x. Miss Barker responded: “They already think I have an issue, I
have to attend now, I have no choice” following which Ms. Barker
thanked Ms. Coleman for her time and exited the office.
K. The particulars continue stating that there was a mediation session on April 10,
2018 with the consultant. The grievor stated that she had participated in the
mediation because she was under the impression other employees had requested
it. The grievor understood from the mediator that Ryan “was confused as to why
he was asked to attend the mediation and that if Ms. Barker did not wish to
proceed the process did not need to continue. Ultimately the mediation was
discontinued.”
L. The remainder of the particulars describe interactions between the grievor and
Ryan on April 11, 2018, and between the grievor and Ms. Connor on April 12,
2018, that the grievor states gave her the perception that Ryan was guarded and
uncomfortable in her presence and Ms. Connor was uncomfortable in her presence
following the failed mediation.
Submissions of the Parties
[4] The Union and the Employer each conducted a thorough analysis of the
particulars and the case law on each of the points raised.
[5] The Employer asks that the grievance be dismissed in its entirety. It is argued
that the incidents described in the particulars amount to allegations that the
grievor was harassed by two successive managers; first Ms. Ives and then Ms.
Coleman. The allegations in connection with incidents involving Ms. Ives are set
out in paragraphs 5 – 10(d) of the Union’s particulars. The allegations in
connection with incidents in which Ms. Coleman is named are set out in
paragraphs 10(h) – 15 (b) of the particulars.
[6] The Employer submits, assuming the particulars at paragraphs 10(h) – 15 (b) to
be true and provable, they do not make out a prima facie case of harassment
against Ms. Coleman. The Employer further argues that the Union should not be
allowed to rely on the allegations against Ms. Ives in paragraphs 5 – 10(d) in
order to bolster its case against Ms. Coleman as they are untimely and irrelevant.
In the alternative, if the GSB is not inclined to dismiss the grievance in its
entirety, the Employer submits all allegations against Ms. Ives should be
dismissed.
[7] The Employer states the grievance is a generic harassment grievance meaning it
does not refer to any specific events. It is argued that the last of the allegations
in connection with Ms. Ives is the discussion Ms. Ives had with the grievor on
July 6, 2017 during which Ms. Ives informed the grievor the WDHP complaint
was resolved. The Employer points out that Ms. Ives left the workplace and was
replaced by Ms. Coleman on September 5, 2015; a detail that is not set out in the
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particulars but with which the Union agrees. Thus, the last incident alleged in
connection with Ms. Ives, occurred at least nine and a half months prior to the
grievance being filed and six months after Ms. Ives ceased being the grievor’s
manager. The Employer submits the allegations in connection with all of the
incidents concerning Ms. Ives are stale and untimely. The remaining paragraphs
of the particulars barely refer to Ms. Coleman at all and fail to establish a prima
facie case of harassment on her part.
[8] The Employer refers to OPSEU (Grievor) and The Crown in Right of Ontario,
2015 CanLII 20923 (ON GSB) for its review of the caselaw on harassment set
out beginning at paragraph 92:
[92] The grievor in this case has alleged that she has been bullied and
harassed at the hands of her coworkers and two of her managers virtually
since her arrival. It seems a useful exercise to first consider what
harassment and bullying are and what they are not.
[93] In Re TTC (supra), Arbitrator Shime defined harassment as:
Abusive conduct includes physical or mental maltreatment and
the improper use of power. It also includes a departure from
reasonable conduct. Harassment includes words, gestures and
actions which tend to annoy, harm, abuse, torment, pester,
persecute, bother and embarrass another person, as well as
subjecting someone to vexatious attacks, questions, demands
or other unpleasantness. A single act, which has a harmful
effect, may also constitute harassment.
[94] Harassment was also considered in Re Shopper’s Drug Mart (supra).
In that decision Arbitrator Larson noted at paragraph 28 that:
Harassment normally involves an element of persistent conduct
or a course of activities that involves hostility, importuning,
badgering and intimidation or bullying that causes the person
distress that is inimical to a safe and positive work environment:
Toronto Transit Commission (2004) 132 L.A.C. (4th) 225 but in
some instances a single act may be so serious as to amount to
harassment including mere verbal abuse: Tyee Village hotel
(1999) 81 L.A.C. (4th) 365. As was said in Re Leaf Rapids
(Town), unreported November 8, 1993 [summarized in 33
C.L.A.S. 542] at p. 7:
It has been observed that it would be rare for a
single occurrence to be labeled harassment. In fact,
according to Mr. Gibson, several adjudicators have
identified frequency as a normal component of this
type of discrimination. A single incident could be,
and has been shown to be enough, if it is sufficiently
egregious, however.
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[95] Arbitrator Larson goes on to consider the difficult issue of
determining whether the conduct of certain managers is aggressive or
abusive. He notes that there is a fine line between the two. Interestingly
the Collective Agreement in that case included a provision that said the
exercising of normal management rights shall not be considered job
harassment. While the arbitrator noted that such a clause does not allow
harassment it does recognize that at times managing of employee
performance – so long as it is not done in an abusive, demeaning or
abusive manner – has a legitimate purpose in the workplace. He
considered an earlier decision by Arbitrator Laing Re Province of British
Columbia (1995) 49 L.A.C. (4th) 193 wherein she considered the word
harassment and noted:
This is a serious word, to be used seriously, and applied
vigorously when the occasion warrants its use. It should not be
trivialized, cheapened or devalued by using it as a loose label to
cover petty acts or foolish words, where the harm, by any
objective standard, is fleeting. Nor should it be used where
there is no intent to be harmful in any way, unless there had
been a heedless disregard for the rights of another person and
it can be fairly said, “You should have known better.”
….
As I said earlier in this award, harassment is a serious subject
and allegations of such an offence must be dealt with in a
serious way, as was the case here. The reverse is also true.
Not every employment bruise should be treated under this
process. It would be unfortunate if the harassment process was
used to vent feelings of minor discontent or general
unhappiness with life in the workplace, so as to trivialize those
cases where substantial workplace abuses have occurred.
…….
[96] In Re Canada Safeway (supra) Arbitrator Ponak specifically
considered the difference between harassment and workplace tension. He
reviewed an earlier passage from the decision above of Arbitrator Liang. At
paragraphs 227-231 she said:
In these times there are few words more emotive than harasser.
It jars our sensibilities, colours our minds, rings alarms and
floods adrenaline through the psyche. It can be used casually,
in righteous accusation, or in a vindictive fashion.
Whatever the motivation or reasons for such a charge, it must
be treated gravely, with careful, indeed scrupulous fairness
given both to the person raising the allegation of harassment
and those against whom it is made.
The reason for this is surely self-evident. Harassment, like
beauty, is a subjective notion. However, harassment must also
be viewed objectively. Saying this does not diminish its
significance. It does however, accentuate the difficulty of
capturing its essence in any particular circumstance with
precision and certainty.
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For example, every act by which a person causes some form of
anxiety to another could be labeled as harassment. But if this is
so, there can be no safe interaction between human beings.
Sadly, we are not perfect. All of us, on occasion, are stupid,
heedless, thoughtless and insensitive. The question then is,
when are we guilty of harassment?
[97] Arbitrator Ponak in Re Canada Safeway (supra) also considered
the need for objective evidence in the determination of whether harassment
has taken place. In his deliberations he quoted Re Nunavut and PSAC
(2006) 151 L.A.C. 35 (Knopf) which said, at paragraph 122:
An allegation of harassment is a serious matter. It cannot be
taken lightly, and the onus of proof lies with the Union. A
finding of harassment can only be made if there is objective
evidence to support that claim. The fact that (the grievor)
honestly felt that she was being harassed, and the fact that she
suffered greatly, is not enough to make this claim succeed…..
The grievance is against the Employer. This grievance can only
succeed if the objective evidence supports a finding that there
has been abusive conduct as a result of the improper use of a
power or departure from reasonable norm. …….
[98] It is apparent from the jurisprudence that has developed over
many years that allegations of harassment are to be carefully scrutinized.
That close examination of the facts is needed in order to protect the grievor
if she has indeed been the target of harassment. It is equally important for
her managers and coworkers if it is determined that she was not.
[99] The onus to show that the grievor was harassed and bullied is
upon the Union.
[9] Relying on the above overview of the jurisprudence, and more specifically on the
quote set out above from Nunavut, supra, the Employer argues that harassment
is “abusive conduct as a result of the improper use of power or a departure from
the reasonable norm.”
[10] The Employer relies on OPSEU (Louis) and Ontario (Ministry of Colleges and
Universities) 2019 CanLII 78767 (ON GSB) for the test as to whether or not
events particularized establish a prima facie case:
The test to be applied in order to determine the particularized allegations
make a prima facie case is to ask if the facts asserted, if accepted as true,
are capable of establishing the elements necessary to substantiate the
violation alleged.
[11] With respect to the timeliness of the allegations concerning Ms. Ives, the
Employer relies on article 22.1 of the Collective Agreement which provides that
grievances are to be resolved as quickly as possible. The Employer further relies
on Article 22.2 in which it is stated that a grievance is to be filed within 30 days
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after the circumstances giving rise to the complaint have occurred. Further
reference is made to article 22.14 which indicates that an untimely grievance is
deemed to have been withdrawn. These provisions of the Collective Agreement,
the Employer argues, indicate it is the parties’ intention that grievances be
brought in a timely manner. The Employer recognizes article 22.14.7 gives the
GSB the jurisdiction to apply section 48(16) of the Labour Relations Act, 1995
(“LRA”) to extend the timelines specified in the Collective Agreement but disputes
the GSB should exercise its discretion in this case.
[12] The Employer recognizes that the arbitral jurisprudence stands for the
proposition that, in the case of a harassment grievance, evidence that predates
the timelines for the filing of a grievance can be relevant and thus admissible.
The Employer refers to Hotel-Dieu Grace Hospital v. ONA (1997), 62 L.A.C. (4th)
164 at paragraphs 3 and 6 where it is accepted that, when the success of a
grievance rests on showing a pattern of discrimination, scope for the admission
of evidence prior to the limitation period for the filing of a grievance must be
allowed. The Board in Hotel-Dieu permitted evidence to be adduced going back
a period of three years prior to the date the grievance was filed.
[13] The decision of Ontario (Dubuc) and Ontario (Ministry of Community and
Correctional Services) 2016 CanLII 90058 (ON GSB) is relied on by the
Employer to demonstrate that, in harassment cases, the GSB has likewise
determined it will, as a general matter, permit evidence of events as far back as
three years prior to the date the grievance was filed and has resisted challenges
brought by the Union as to the soundness of that general rule. The Employer
relies on the following paragraphs of Dubuc in support of its argument that the
GSB can exclude evidence within the three-year period:
[13] And, with the greatest respect to the learned arbitrator, I do not
share the view that relevant evidence must always be admitted unless
there exists a judicial or statutory basis for its exclusion. One need only, for
example, consider an aspect of the fundamental labour relations doctrine of
progressive discipline. There can be little doubt that an employer seeking
to adduce evidence of prior undisciplined misconduct (however serious) to
support the discharge of an employee with no prior formal discipline would
face significant and likely impenetrable barriers to the introduction of such
evidence. Such evidence might clearly be relevant but equally clearly
inadmissible, despite the lack of any judicial or statutory basis for such
exclusion.
[14] And there is a certain irony that flows from this example. It is, in
some respects, the mirror image of efforts to rely on events which
significantly pre-date the filing of a grievance. In the typical such case (in
this regard the instant case is not entirely typical – a point to which I shall
return) the union seeks to assert (otherwise untimely) allegations of prior
employer collective agreement violations. However, it is precisely in
recognition of the systemic barriers and other difficulties associated with the
timely prosecution of cases in which a pattern of improper conduct
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amounting to harassment, discrimination or bullying that this Board has
developed its three-year rule of thumb, permitting a grievor to rely on and
point to events which would not otherwise properly form part of a grievance.
[15] That rule of thumb is just that – a point of departure, not an
inflexible rule to be mechanically applied in all cases. In the present case,
no circumstances were pointed to that would support or necessitate an
enlargement (or contraction) of the three-year period.
[14] The Employer does not take the position that incidents described in the
particulars that refer to Ms. Coleman should be struck even though such
incidents may have occurred more than 30 days prior to the grievance. The
Employer acknowledges that, should the GSB find there to be a prima facie case
of harassment by Ms. Coleman, all incidents concerning her would be relevant to
the issue as to whether the incident that forms the basis of the grievance
amounts to harassment by Ms. Coleman. However, the Employer argues that, it
is only when Ms. Coleman became the grievor’s manager, that any “pattern of
harassment” by Ms. Coleman could have begun and not earlier.
[15] It is the Employer’s position that there is no nexus between the incidents
described in the particulars concerning Ms. Coleman and the earlier incidents
described in the particulars concerning Ms. Ives. It is argued, there is no
similarity in the type of harassment alleged nor is there any other similarity
running between them. The purpose of the three-year rule is to permit the Union
a fair opportunity to establish a pattern, or course, of conduct. Given the gap in
time between the events, and the lack of similarity or nexus between them, the
Employer argues that the incidents involving Ms. Ives could not be part of a
pattern of conduct together with the incidents involving Ms. Coleman.
[16] The Employer argues that any conduct that even approaches harassment at law
ended months before Ms. Ives left the workplace. According to the Employer,
the most salient allegations are the stalest and what is presented is essentially a
grievance in reverse. The Union is trying to bootstrap the allegations concerning
Ms. Coleman with the allegations concerning Ms. Ives.
[17] In support of its position that the GSB has declined to allow evidence within three
years of the filing of the grievance, the Employer relies on OPSEU (Cooper) and
Ontario (Ontario Clean Water Agency) 2019 CanLII 65193 (ON GSB) (“Cooper
#2) wherein, at paragraph 5, the GSB struck paragraphs in the particulars on the
basis that they did not allege an act that could be considered part of a course of
conduct amounting to harassment.
[18] Turning to a private arbitration Award, the Employer relies on ICS Courier and
Unifor, Local 333 (Bartlett), 2015 CarswellOnt 14006 for its comment that it is
inappropriate for a Union to adopt a “kitchen sink” approach in the context of a
claim of harassment:
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23. The Employer has the justifiable right to insist that it only be required to
respond to allegations that are made in a timely fashion. This precept that
matters should be dealt with expeditiously lies at the heart of there being a
mandatory time period for filing a grievance under the collective agreement
set out in Article 7.03, which specifies that a grievance must be filed within
three working days from the date the incident occurred or should have be
known by the grievor. …
24. At the same time, in the context of this grievance, the Union must be
able to tell the grievor’s story. In this regard, with respect to an allegation of
harassment or discriminatory treatment, a particular incident on its own
may not warrant the filing of a grievance, but may be relevant in terms of
establishing a history or pattern of inappropriate behaviour. Moreover, the
existing complained-of behaviour may only be appreciated as constituting
harassing conduct in context of a particular history. As suggested by
Arbitrator Albertyn in University Health Network, supra, case the grievor
generally should be provided an opportunity to outline the history and
background facts that may be supportive of his / her claim of harassment.
25. In seeking to strike the appropriate balance between those competing
interests, it must, however, be remembered that a rights arbitrator’s
jurisdiction arises from the particular grievance being adjudicated. That is,
the arbitrator is not embarking on a general inquiry as to whether the
grievor has been subject to harassment throughout her employment with
the Employer. Further to this point, just as it may be inappropriate for an
employer to adopt a “kitchen sink” approach regarding the meting out of
discipline; it would likewise, be inappropriate for a Union to adopt a “kitchen
sink” approach in context of a claim of harassment referencing every event
in the grievor’s work history wherein he/she was of the view that he/she had
been dealt with inappropriately – this caution especially applies to “stale
dated” matters.
[19] The Employer relies on Sault College and OPSEU (Mullins), 2019 CarswellOnt
9458, for the Arbitrator’s comments concerning the dangers of delay in the
context of a harassment grievance:
37. In my view, when striking the balance, an arbitrator should also keep in
mind the time honored principle of labor relations that grievances about
alleged violations of the collective agreement should be brought within a
reasonable time after the matter in issue arose (see: U. E. v. Canadian
General Electric Co. (Davenport Works) (1952), 3 L. A.C. 980 (Ont. Arb.)
(Laskin)). I accept Union counsel’s submissions that the issue of delay in
filing a grievance can be addressed through fashioning appropriate
remedial relief, and that the admission of evidence of incidents that date
back many years for contextual purposes does not mean that remedial
relief will be granted for such incidents. However, it is my view that a delay
in filing harassment grievances results not only in prejudice in conducting a
fair hearing (which is what most of the cited awards seem to focus on).
Delay also impacts the ability of the parties to properly address, in a timely
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fashion, issues and concerns as they arise. That circumstance affects
ongoing relations between and amongst the Employer, grievor and thee
Union. As Professor Laskin put it so eloquently in General Electric, supra,
the proper administration of the collective agreement requires “… mutual
recognition by the parties of a principle of repose as to all claims under the
Agreement not asserted within a reasonable time.” There is a real danger
to present relations by permitting a grievance to drag up ghosts from the
past when the Employer is either unaware of the matters of concern at the
time they arise (and therefore unable to address them) or where the
employer believes that concerns have been addressed and the matter
concluded. ….
[20] The case of OPSEU (Louis) and Ontario (Ministry of Training, Colleges and
Universities) 2019 CanLII 78767 (ON GSB) is cited for the proposition that a
single grievance can contain timely and untimely allegations.
[21] OPSEU (Cross et al) and Ontario (Ministry of Community Safety and Correctional
Services) 2015 CanLII 60421 is a case involving a group grievance brought by
seven Correctional Officers in which it was alleged that they were harassed and
bullied by Doug Barker. The Employer relies on the decision for the arbitrator’s
comments concerning the particulars provided in connection with two of the
grievors, Karen Trumbull and Carol Knight. At paragraphs 63 and 64, the
arbitrator stated she did not see how matters particularized in connection with
Ms. Trumbull that, at best, arose eight months before the filing of the grievance,
could be found to be timely when the grievor ought to have been aware she may
have a complaint. The arbitrator declined to apply the three-year rule to
evidence concerning Ms. Trumbull as “there was no incident involving Ms.
Trumbull in the eight months before the grievor joined the group grievance….”
The same conclusion was reached at paragraph 101 concerning Ms. Knight as
her allegations also date back to eight months before the filing of the grievance
and nothing had been pled for the intervening period to suggest she continued to
be treated in any manner that would cause her to complain.
[22] The Employer also relies on OPSEU (Berday) and Ministry of Transportation,
2008 CanLII 70540 (ON GSB) in which the Board dismissed a grievance filed at
best four months after the grievor became aware of the facts giving rise to his
grievance as untimely and the case of OPSEU (Kavanaugh) and Ministry of
Community and Social Services, GSB # 2007-0136 April 14, 2009 (Harris) in
which the Board dismissed as untimely a grievance filed more than two months
after the grievor became aware of the facts giving rise to his grievance.
[23] Finally, the Employer relies on OPSEU (Lachance) and Ontario (Ministry of
Community Safety and Correctional Services), 2017 CanLII 30326 (ON GSB) in
which the GSB commented on the factors that are considered in the course of
determining whether or not it will exercise its discretion to extend the time limits
for the filing of a grievance. The following excerpt was highlighted by the
Employer in its submissions:
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[67] Factors taken into account in this regard include the length of the delay;
whether the delay was at the beginning or later in the grievance
procedure; the nature of the grievance; whether the grievor had a
reasonable explanation for the delay; whether the Employer suffers
prejudice by the granting of an extension. Some arbitrators also have
considered, as noted by Arbitrator Liang in Re Government of British
Columbia (supra), “the degree of force with which the parties have
given contractual expression to the time limits.
[68] Turning first to the matter of the length of the delay. In considering this
factor I have taken into account that the delay at issue is at the outset
of the grievance procedure. That is to say that the Employer would
have had at least a two-month period and perhaps as long as a three-
month period where it thought Mr. Lachance was not advancing a
complaint under the grievance procedure of the Collective Agreement.
A delay at the front end of the grievance procedure is more problematic
for an Employer because it has not been put on notice – in any way –
that there is a live dispute. Memories can fade and documents simply
not kept which in hindsight might have been important. Vice Chair Gray
in Re Mazara said, at paragraph 59, that “a delay at the initial stage
weighs more heavily against an exercise of discretion to extend time
limits, all other things being equal, than a delay at the later stages of
the grievance process”.
[69] Further, the Board jurisprudence – much of which was put before this
Board and cited above - has made clear that a two-month delay –
particularly at the outset of the grievance procedure – is a “significant”
or “substantial” delay. Vice Chair Gray, in Re Smith et al was
considering an allegation of an improper level of pay for a group of
employees. He stated, beginning at paragraph 17:
As I have already noted on the view most favourable to the
grievors the delay is about three months beyond the already
ample time frame provided by the collective agreement for
bringing a complaint to the grievance process. This is a
substantial delay. A bar based on such a delay should not be
described as merely “technical”.
These grievances are objectively more important to the
grievors than a grievance about a day’s pay or minor discipline
would be, but less important than a discharge grievance would
be.
[70] The nature of the dispute is another factor to take into account. I
appreciate that the nature of the grievance at issue is discrimination and
harassment and those allegations are not inconsequential. Indeed, I
have given this factor much consideration. However, I cannot extend the
time limits of this grievance merely because harassment and
discrimination are at issue. If the fact that discrimination and harassment
have been alleged was sufficient grounds for an extension, timeliness
- 14 -
would become somewhat meaningless in a significant number of
grievances before this Board. In Re Wilson Vice Chair Abramsky was
considering a timeliness objection regarding a grievance that alleged,
“inhumane treatment” by various management representatives during an
absence due to illness. In her decision Vice Chair Abramsky
contemplated whether the nature of the grievance was sufficient reason
to extend the time limits. At paragraph 52:
The main thrust of the Union’s argument was that the
nature of this grievance compelled a hearing on the merits.
There is no question that the October 1996 grievance
involves very serious allegations and very serious issues.
The grievance essentially claims that the employer,
through its actions, ruined Mr. Wilson’s mental and
physical health to the extent that he can never work again.
But the nature of the grievance is only one factor, and it
simply cannot, by itself, lead to a conclusion that there are
reasonable grounds to extend the 30-day time limit
negotiated by the parties in their collective agreement for a
five-year period.
[24] The Union submits that the Employer’s motion ought to be dismissed. It argues
the particulars are adequate to establish a prima facie case that the grievor has
been harassed.
[25] The Union refers to the definitions of harassment in the Occupational Health and
Safety Act (“OHSA”) and the Collective Agreement. Section 1(1) of the OHSA
provides as follows:
“workplace harassment” means,
(a) engaging in a course of vexatious comment or conduct against a
worker in a workplace that is known or ought reasonably to be known
to be unwelcome, or
(b) workplace sexual harassment;
[26] Article 3.3 of the Collective Agreement provides:
3.3 The Parties are committed to a workplace free from workplace
harassment, including bullying, by other employees, supervisors,
managers, any other person working or providing services to the
Employer in the workplace, clients or the public, in accordance with
the law. Workplace harassment is engaging in a course of vexatious
comment or conduct against an employee in the workplace that is
known or ought reasonably to be known to be unwelcome.
- 15 -
[27] The Union rejects the Employer’s position that the evidence to be adduced to
establish a course of conduct against the grievor should be limited. The Union
argues that all of the incidents particularized fall squarely within the three-year
guideline that has been adopted by the GSB to balance the grievor’s ability to
have a sufficient window of time to show a course of conduct with any potential
prejudice to the Employer. The Union states that there is no principle that limits a
grievance that concerns harassment to allegations against one individual. In this
case, the Union argues, two people who occupied the role of manager over 18
months both engaged in conduct that amounts to harassment of the grievor.
[28] The Union argues that the GSB takes its jurisdiction from the grievance itself
which, in this case is framed broadly and is not restricted to a single factor.
There is no factor or statement in the grievance or case law relied upon by the
Employer that would suggest this grievance is limited to the actions of Ms.
Coleman. The Union submits all of the evidence should be heard that is
probative to the claim of harassment. The Union disputes that any of the
incidents are irrelevant and relies on all incidents to support the central issue in
this case; namely that the grievor’s managers, Ms. Ives and Ms. Coleman,
engaged in harassment of the grievor. The Union further submits that
assessments of relevance are better done in the course of the hearing and the
GSB should reject the Employer’s attempt to deprive the Board of probative
evidence at the outset.
[29] The Union states that the thrust of the Employer’s argument is that an earlier
grievance should have been filed. If the GSB accepts that argument the Union
argues it is admissible pursuant to the three-year rule, and, in the alternative, the
GSB ought to extend the time limits for the filing of the grievance.
[30] Recognizing that one of the factors that is considered when the Board is asked to
extend the time limits for the filing of the grievance is why a timely grievance was
not filed, the Union called the grievor to testify.
[31] The grievor testified that she did not file a grievance earlier as there was conflict
and division in the office and there had been a discussion by managers to bring
in a company to mediate. She knew a date was going to be set in the future.
Ms. Ives was originally given a date to leave and go elsewhere and then the date
was extended, the grievor believes, three times.
[32] The grievor testified she was concerned that she would experience retribution by
Ms. Ives and potentially lose her position if she filed a grievance against her.
This fear arose out of the treatment she had received from Ms. Ives as well as an
incident concerning a manager in the unit by the name of Jason. The grievor
testified that Jason brought a grievance against Ms. Ives and was out the door
the same day. The grievor stated that Jason told her it was his own choice to
leave. The grievor’s description of events is that Jason had another permanent
position elsewhere. One day, Jason told the grievor Ms. Ives had humiliated him
in front of a class; when he was going up to give his session, Ms. Ives said to
him: “What are you doing? We don’t need your help. Sit back down.” Jason told
- 16 -
the grievor he had another job to go to and he was not going to take this. Jason
then went to Ms. Ives’ office and shut the door. The grievor heard Jason and Ms.
Ives talking very loudly. Jason came out and said he was not coming back and
he never did. The grievor thought the same would happen to her and she did not
have another job to go to. The grievor was later told by Ms. Ives that she had
talked to the grievor’s manager and wanted him disciplined. After Ms. Ives left in
September 2017 she went to the facility where Jason was working and took a
tour. The grievor is aware of Ms. Ives taking this tour as Jason filed a grievance
as a result and the Union contacted the grievor to see if she had anything to add.
The grievor testified that she was afraid that, if she filed a grievance against Ms.
Ives, the same would happen to her tenfold and she would not have another job
to go to.
[33] When asked why she did not file a grievance after Ms. Ives left in September
2017, the grievor testified she was aware a W orkplace Assessment was to take
place and thought it might solve the issues. She thought things would get better.
[34] In cross-examination the grievor testified that, after Ms. Ives called her Jeanie-
Weanie the grievor went into her office and firmly told her “don’t you ever call me
that again.”
[35] Following the grievor’s evidence, the Union’s continued with its submissions.
The Union reviewed the incidents set out in the particulars concerning Ms. Ives
highlighting why each was inappropriate and the effect it had on the grievor. In
respect of the WDHP complaint in which the grievor and numerous other
employees were named as a respondent, the Union states that Ms. Ives did not
tell her the complaint had been resolved on May 26, 2017 until July 6, 2017. The
Union states that, in the fall, when Ms. Coleman became Ms. Ives’ manager the
pattern continued, her relationships in the workplace were damaged. After
waiting and giving other avenues a chance to improve matters, the grievor
decided to raise the harassment by way of a grievance.
[36] Turning to the mediation, the Union submits that Ms. Coleman first told the
grievor that other employees had raised concerns about her through the
investigation and then later told the grievor that the vendor suggested mediation.
As a result of that, the grievor’s workplace relationship with others deteriorated.
The Union states the grievor was misinformed about who had problems with her
in the workplace.
[37] The Union relies on the grievor’s evidence as to why she did not file a grievance,
noting the grievor’s testimony that she wanted to deal with the problems through
a different process as she was afraid of retribution. She saw how Jason had
been treated and was concerned Ms. Ives would find a way to retaliate against
her if she spoke out. The Union asks that the time limits be extended to permit
the grievor to rely on the allegations against Ms. Ives.
[38] Turning to the particulars, the Union argues it is important to keep in mind what
they are. Particulars are the who, what, where and when of the allegations relied
- 17 -
upon. They are not required to set out every detail in advance. In respect of the
test for establishing a prima facie case, the Union argues that the test set a very
low bar for a hearing to proceed; the Union merely needs to plead facts capable
of supporting the violation alleged.
[39] The Union relies on OPSEU (Couture et al) and Ontario (Ministry of Government
Services) 2011 CanLII 10922 (ON GSB) for its statement of when a prima facie
motion would succeed. At paragraph 6, the decision states:
A prima facie motion would succeed if the facts asserted in support of the
grievance, if accepted as true, are not capable of establishing the elements
necessary to substantiate the violation alleged.
[40] The Union also relies on the following quote from Whan et al., 2003-3446
(Dissanayake) concerning the test on a non-suit motion, set out at paragraph 16
of OPSEU (Gauntlett) and Ontario (Ministry of Finance) 2008 CanLII 70504 (ON
GSB):
The test on a non-suit motion
[16] The parties’ counsel agree that the principles identified in
Whan et al., 2003-3446 (Dissanayake) are applicable in this non-
suit motion:
1. The Board will not put the moving party to an election
of whether or not to call its own evidence as a matter of
course. The appropriateness of putting the moving party
to such an election will be determined based upon the
considerations of expedition and fairness in the particular
circumstances of each case.
2. In a non-suit motion, the standard of proof expected
from a responding party is that of a prima facie case,
which is significantly lower than the standard of proof on a
balance of probabilities.
3. In determining whether a prima facie case has been
made out, the test is whether some evidence exists to
support the claim, which requires an answer or
explanation from the other side.
4. In applying the standard of a prima facie case, any
conflicts in or doubts about the facts must be determined
in favour of the party responding to the motion.
5. In assessing the existence of a prima facie case, viva
voce evidence as well as all documentary evidence
before the Board must be considered.
6. In examining the evidence before it, the Board will
not assess the quality, reliability or the credibility of the
evidence.
- 18 -
7. Where a non-suit motion is granted a written decision
with reasons will follow. However, where a motion is
denied, no reasons, oral or written, will be issued.
[17] The test to be applied is illuminated by the decision in
Gareh, 1998-1665 etc. (Brown), where the parties agreed that my
task in ruling on a motion for non-suit is not to determine whether
the union has proven its case on the balance of probabilities, at
least not in the way I would make that sort of determination after
both sides had closed their cases
and that
at this stage in the proceedings the credibility of the
union’s witnesses should not be scrutinized and all
inferences reasonably supported by direct evidence
should be made in favour of the union and grievor
but disagreed about whether there had to be “sufficient evidence” or
merely “some evidence.” In the course of resolving that dispute
Vice-Chair Brown made some useful observations at pp. 4-7 of his
decision about the test and what courts have said about it:
The standard of “sufficient” evidence was adopted by the
Ontario Court of Appeal in Hall v. Pemberton (1974), 1974
CanLII 468 (ON CA), 5 O.R. (2d) 438, page 439, where
the Court quoted with approval the following passage
from Parfitt v. Lawless (1872), 41 L.J.P.&M. 68:
I conceive, therefore, that in discussing
whether there is any case evidence to go to
the jury, what the Court has to consider is this,
whether, assuming the evidence to be true,
and adding to the direct proof all such
inferences of fact as in the exercise of
reasonable intelligence the jury would be
warranted in drawing from it, there is sufficient
to support the issue. (pages 72; emphasis
added)
The only reasonable interpretation of “sufficient to support
the issue” is adequate to allow a jury to rule in favour of
the party resisting the non-suit. In other words, a judge
ruling on a non-suit motion in a jury trial, assuming
witnesses to be credible and making all reasonable
inferences in favour of the party resisting the non-suit,
must determine whether the evidence is “sufficient” in the
sense that it could lead a properly instructed jury to rule in
favour of that party.
The standard of “sufficient” evidence was again applied
by the Court of Appeal in Re Gallant and Roman Catholic
Separate School Board of District of Sudbury (1985) 1985
CanLII 2248 (ON CA), 56 O.R. (2d) 160:
- 19 -
In dealing with such a motion, a judge must
decide whether sufficient prima facie evidence
has been presented by the applicant. At this
stage, the plaintiff [opposing the motion] is
entitled to have the facts interpreted in the
manner which is most favourable to him or
her: Hall v. Pemberton... (page 167; emphasis
added)
In advocating a lower standard of “some evidence,”
counsel for the union relies upon the decision of the
Divisional Court in Ontario v. OPSEU (Cahoon), (1990),
37 O.A.C. 218 quashing a decision of the Grievance
Settlement Board which had allowed a motion for non-suit
brought by the union in that case. The Court wrote:
The Board began by setting out its
understanding of a non-suit. While it held that
a prima facie case had not been made out, its
reasons make it clear that it believed a prima
facie case had to be established on the
balance of probabilities. This is, of course,
incorrect. .... The standard of proof on a non-
suit is that of a prima facie case, not a case on
the balance of probabilities. If a prima facie
case has been shown a nonsuit must not be
granted. It is erroneous to determine a non-
suit on the basis of the higher onus of the
balance of probabilities. A prima facie case is
no more than a case for the defendant to
answer.
...
A motion for non-suit in modern practice is
made by the defendant, contending that the
trier of fact should not proceed to evaluate the
evidence in the normal way, but should
dismiss the action. The defendant must satisfy
the trial judge that the evidence is such that
no jury acting judicially could find in favour of
the plaintiff. The decision of the judge in both
jury and non-jury actions is a question of law.
Sopinka, The Trial of An Action, p. 124
(Butterworths).
The “normal way” in a civil action would be on the balance
of probabilities. Where a judge is sitting with a jury, the
issue is whether there is some evidence to support the
claim. If there is, the case goes to the jury. If there is
none, it does not. (emphasis added)
- 20 -
The Divisional Court’s comment that a motion for non-suit should be
dismissed if there is “some evidence to support the claim” must be
interpreted in the context of the immediately preceding passage
from Sopinka’s The Trial of an Action saying the issue to be
determined by the judge is whether “no jury acting judicially could
find in favour of the plaintiff.” Based upon the Divisional Court’s
apparent approval of this passage, I understand the Court’s
reference to “some evidence to support the claim” to mean evidence
which could lead a jury (or some other trier of fact) to rule in favour
of the party opposing the motion, if the trier of fact found that party’s
witnesses to be credible and made all reasonable inferences in its
favour. This standard is no different in substance than the test of
“sufficient” evidence utilized by the Court of Appeal in the Hall and
Gallant cases.
In the case at hand, I must decide the motion for non-suit as well as
serve as the trier of fact. At this stage, my task is to determine
whether the evidence presented could be sufficient to lead me to
rule in favour of the union, if I assumed its witnesses to be credible
and drew in its favour all inferences reasonably supported by direct
evidence.
It is not logically possibly to make this determination without taking
into account the applicable standard of proof which is on the balance
of probabilities. The question to be decided is whether I could rule
that the union has proven its case on the balance of probabilities, if
its witnesses are believed and it is granted the benefit of all
reasonable inferences. The decision-making process on a motion
for non-suit cannot ignore the standard of proof, but this process
entails an application of that standard which differs markedly from
the way it would be applied after both parties had closed their case.
At that point, in determining whether the union had proven its case
on the balance of probabilities, I would scrutinize the credibility of
witnesses, and I would not draw inferences so as to resolve doubts
in favour of the union, because the benefit of doubt should not be
granted to the party bearing the onus of proof.
[41] The Union argues that the foregoing excerpt stands for the proposition that, when
assessing whether the pleadings make out a prima facie case, the standard of
proof is lower than balance of probabilities. All doubts must be resolved in favour
of the Union and all reasonable inferences in favour of the Union must be drawn.
[42] The Union argues that the Employer engaged in a course of conduct that
amounts to harassment. The grievance is against the Employer not against a
manager.
[43] The Union submits that it is clear, with the actions catalogued in the particulars,
someone outside looking in would say these actions are a departure from
reasonable conduct and would be unwelcome. The Union relies on the following
definition of harassment set out in Toronto Transit Commission v. A.T.U. (2004),
132 (4th) 225 at paragraph 243:
- 21 -
Harassment includes words, gestures and actions which tend to annoy,
harm, abuse, torment, pester, persecute, bother and embarrass another
person, as well as subjecting someone to vexatious attacks, questions,
demands or other unpleasantness. A single act, which has a harmful effect,
may also constitute harassment.
[44] It is clear, according to the Union, that the particulars establish a course of
events that would be unwelcome and inherently degrading. The particulars are
capable of establishing a violation of Article 3.
[45] Turning to the issue of timelines, the Union submits the grievance was filed in a
timely manner. The last incident referred to in the particulars occurred only nine
days prior to the grievance filing date. Further, the Union relies on Hotel-Dieu
Grace Hospital, supra, discussed above in the context of the Employer’s
submissions. The Union argues that it is implicit from that decision that all
relevant evidence in the preceding three-year period is to be admitted. The
three- year period was arrived at as achieving a balance between the Union’s
need, in many harassment cases, to establish a pattern of conduct, and the
prejudice caused to the Employer by requiring it to respond to allegations from
the past. The Union points out that the Employer has asserted no prejudice in
the instant matter and accordingly there is no reason to depart from the three-
year rule. The Union relies on Louis, supra, in which the GSB applied the three-
year rule to determine the timeliness of the events particularized in support of a
harassment grievance. While the Louis decision recognizes exceptions to the
rule, those exceptions do not permit probative evidence to be excluded. To do
so would prejudice the Union. Allowing the evidence will not unduly protract the
hearing as it is a well-documented series of events.
[46] If the GSB concludes that there should have been two separate grievances, the
Union asks the Board to exercise its discretion to extend the timelines concerning
the incidents involving Ms. Ives. The Union relies on Becker Milk Company Ltd.
and Teamsters Union, Local 647 (1978), 19 L.A.C. (2d) 217 wherein the
Arbitrator made the following comments about the exercise of discretion under,
what was then, section 37(5a) of the LRA:
The exercise of the equitable discretion vested in an arbitrator under
s.37(5a) [now 48(16)] of the Act requires a consideration of at least three
factors. These are: (1) the reason for the delay given by the offending
party; (ii) the length of the delay; (iii) the nature of the grievance. If the
offending party satisfies an arbitrator, notwithstanding the delay, that it
acted with due diligence, then if there has been no prejudice the arbitrator
should exercise his discretion in favour of extending the time-limits. If,
however, the offending party has been negligent or is otherwise to blame
for the delay, either in whole or in part, the arbitrator must nevertheless
consider the second and third factors referred to above in deciding if
reasonable grounds exists for an extension of the time-limits. …The
purpose of the section is to alleviate against technical bars. If the offending
party has been negligent in its process of the grievance but the delay has
been of a short duration an arbitrator would be permitted to rely on the
- 22 -
short period of delay as constituting reasonable grounds for an extension. If
the grievance involves the termination of an employee, as distinct from
some lesser form of discipline, this is also an equitable consideration which
must be taken into account….
[47] The Union argues the grievor has provided a reasonable explanation for the
delay; she had seen what had happened to Jason and feared she would suffer
repercussions if she were to file a grievance against Ms. Ives. She knew of the
upcoming Workplace Assessment and hoped it might result in changes. When
no changes came about, she filed a grievance. The Union submits the grievor
should not be penalized as a result; the most vexatious aspects of her complaint
should not be struck. The Union argues that the length of the delay is not a
mathematical equation and the grievor should not be penalized for trying to solve
the problem short of coming to the Board. The Union further argues that the
issues at stake are important; the legislature has deemed harassment so
important it has enacted legislation, the OHSA, to protect employees. The
Employer has not asserted any prejudice. As said in Becker Milk, supra, the
jurisdiction to extend time limits was designed to alleviate against technical bars.
The Union submits, when all of the factors are considered, the extension of time
should be granted.
[48] The Union refers to Greater Niagara General Hospital v. Ontario Nurses’
Association (Pagonis Grievance) (1981), 1 L.A.C. (3d) 1 in which the following list
of factors to be considered when considered whether to extend time limits was
adopted:
i. The nature of the grievance.
ii. Whether the delay occurred in initially launching the grievance or at some
later stage.
iii. Whether the grievor was responsible for the delay.
iv. The reasons for the delay.
v. The length of the delay.
vi. Whether the Employer could reasonably have assumed the grievance had
been abandoned.
The Union argues that the most important fact is that the grievor was trying,
during the period of the delay, to have the issue addressed.
[49] Lastly, the Union relies on Royal Crest Lifecare Group v. Service Employees
International Union, Local 204 (Grossett Grievance) (2000), 91 L.A.C. (4th) 389
for the proposition that, the “prejudice” the Board is to consider, is the prejudice
the delay has caused to the Employer’s ability to defend its position, not any
exacerbated damages. The Union relies on the following excerpt from paragraph
35:
No evidence was led to show that the Employer would be
substantially prejudiced by such relief. The Employer submitted in
argument that it would be prejudiced due to its investment in recruiting
and training a replacement for the grievor. There is a distinction to be
- 23 -
drawn, however, between the Employer’s liability in the event a
grievance is successful on the merits, and prejudice attributable to the
delay. The latter typically arises where a party’s ability to represent its
position effectively in a hearing of the merits has been compromised
because with the passage of time important evidence has been lost or
can no longer be obtained, witnesses have become unavailable, or
memories can no longer be relied upon. (See, for example, Standard
Products, above.) Where, as here, the delay in question is relatively
short it cannot be simply assumed in the absence of evidence that
such considerations obtain. In the event that the grievance is
successful in whole or in part, the Employer is arguably prejudiced to
the extent of its liability for compensatory damages during the period
of the delay. Consistently with the decisions in Becker Milk and
Peterborough Civic Hospital, we therefore award that the Employer
will not be held liable in damages to the grievor for any part of the
period from the expiry of the collective agreement time limits for the
filing of a grievance until April 5, 2000, when the written grievance
was filed. On the basis, we find that the Employer is not substantially
prejudiced by the extension.
[50] The Union argues that prejudice needs to be proven and that has not happened
in this case. Prejudice is not to be assumed. There is no suggestion any witness
is incapacitated or not available. Ms. Ives is still in the employ of the Employer.
[51] The Union asserts there is a prima facie case, all of the allegations fall within the
three-year period preceding the grievance and, if it is decided the allegations
concerning Ms. Ives are discrete allegations, the time period for the filing of those
allegations ought to be extended.
Analysis and Decision
Does the three-year rule apply to the incidents involving Ms. Ives?
[52] Harassment is somewhat unique in that it is rarely established based on a single
isolated incident; harassment is generally established by demonstrating a series
of events over a period of time. Such is recognized in the definition of
harassment set out in section 1(1) of the OHSA and article 3.3 of the Collective
Agreement wherein harassment is described as a “course of conduct.” If
evidence of incidents that occurred more than 30 days before the filing of the
grievance were not admissible on the basis that they were untimely pursuant to
article 22.2 of the Collective Agreement, it would be very difficult for an individual
to establish they had been subjected to harassment. Accordingly, the GSB has
adopted what is referred to as the three-year rule pursuant to which evidence
going back three years prior to the filing of the grievance is admissible.
[53] The Union argues all of the incidents fall squarely within the three years
preceding the grievance and there is no principle that limits a harassment
- 24 -
grievance to the conduct of a single person. The Union urges any assessment
as to the relevance of evidence to be done in the course of the hearing.
[54] I agree with the Union that a harassment grievance is not limited to the conduct
of a single person. As argued by the Union, the “Employer” is the entity that
employs the grievor, not individual managers. Harassment can arise as a result
of conduct on the part of two or more persons. I further agree, that decisions as
to the relevance of evidence are often best made during the course of a hearing
as opposed to at the outset. However, where, as in this case, all but one of the
incidents are being challenged on the basis they are irrelevant, and the
remaining incident is being challenged as failing to make out a prima facie case,
depending on the outcome of the motions, a hearing may not take place. Thus,
in a case such as this one, it is more efficient and a better use of the parties’
resources, to deal with the evidentiary issue prior to beginning the hearing.
[55] The three-year rule does not mean that evidence of every incident that occurred
during the three years predating the filing of the grievance may be adduced. As
stated in ICS Courier, supra:
25. …a rights arbitrator’s jurisdiction arises from the particular grievance
being adjudicated. That is, the arbitrator is not embarking on a general
inquiry as to whether the grievor has been subject to harassment
throughout her employment with the Employer.
Rather, as further stated in ICS Courier, evidence of discrete events is
admissible to show that, while one single event is arguably not that significant,
several such incidents “if proven and connected” could theoretically support an
argument of a pattern of harassing behaviour.
[56] The approach taken in ICS Courier was adopted by the GSB in Cooper #1,
supra:
[12] The three-year rule, however, does not provide a basis to expand the
grievance before an arbitrator. It also does not render what would
otherwise be irrelevant evidence relevant. Evidence is not admissible
simply because it falls within the three years (or such other period as is
appropriate in the circumstances), it must be relevant to proving the
incident or incidents which form the basis of the grievance constitute
harassment.
[57] I agree with, and adopt, the approach set out in Cooper #1. The analysis to be
conducted is: (1) what incident(s) forms the basis of the grievance? and; (2) do
the prior incidents that the Union seeks to rely on help to establish that the
incident that forms the basis of the grievance is part of a course of conduct that
amounts to harassment? If the answer is yes, the evidence is admissible; if the
answer is no, it is not admissible unless it is being adduced to provide necessary
context.
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[58] The incident that “forms the basis of the grievance” is the incident(s) that
motivated the grievor to file the grievance and, in order to be timely, occurred
within 30 days of the date the grievance was filed. It is in all likelihood the most
recent incident.
[59] In this case, the most recent incident involves Ms. Coleman. While there are
numerous references to Ms. Coleman in the particulars, the only reference to Ms.
Coleman that amounts to an allegation of harassment is the allegation that Ms.
Coleman, on March 7, 2018, asked the grievor: “how she felt about participating
in workplace mediation following other people coming forward and requesting
mediation after the Workplace Assessment interviews.” According to the
particulars, the grievor was later advised by Ms. Coleman that the mediation was
not set up “following other people coming forward and requesting mediation” but
rather was set up on the recommendation of the consultant. The particulars
assert Ms. Coleman harassed the grievor when she left the grievor with the
“impression” (the word used in the particulars) as to how the mediation came to
be set up. Given the absence of any other particulars that allege harassment on
the part of Ms. Coleman, this incident has to be the incident that forms the basis
of the grievance. The grievance was filed in a timely manner in respect of this
incident.
[60] The particulars provide some explanation as to why the grievor considers this
incident to amount to harassment. I understand the grievor to say that, had she
known the mediation was recommended by the consultant, she would not have
agreed to participate because she believes her participation in those
circumstances would lead Ryan and Ms. Connor to conclude she had a problem
with them and thereby cause damage to their relationship. According to the
particulars, the setting up of the mediation resulted in a cooling of her relationship
with Ryan and Ms. Connor.
[61] As indicated above, this is the only incident in the particulars alleging harassment
by Ms. Coleman, however, the particulars indicate that, before this incident, Ms.
Coleman was helpful in resolving an issue the grievor had with Ryan and, after
the incident, spoke to the grievor explaining it had not been her intention to cause
difficulties between the grievor and Ryan or Ms. Connor, that she was trying to
help with whatever it was that was in the consultant’s report, and went on to
make suggestions as to what she could do to address the grievor’s concerns.
[62] Having identified the incident that forms the basis of the grievance, I turn to
consider whether the earlier incidents described in the particulars involving Ms.
Ives are relevant. At the risk of being repetitive, in order to be relevant, they
would have to be of assistance to proving (or disproving) that the incident that
forms the basis of the grievance (the incident involving Ms. Coleman) was part of
a course of conduct that amounts to harassment. In order to answer this
question, I consider the timing of the alleged incidents and the nature of the
allegations to be relevant.
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[63] There are a number of incidents involving Ms. Ives set out in the particulars. The
first was the incident when, in or about the week of November 21, 2016, Ms. Ives
called the grievor “Jeanie Weanie” and unnecessarily, and in front of other
employees, told her to convey information to her spouse with the comment “I am
… only considering it because you are a nice person not him.” Next, on
December 14, 2016, Ms. Ives is alleged to have made reference to a joke of a
sexual nature in front of a new employee. Third, on January 9, 2017, Ms. Ives
chuckled at a joke concerning the sight impaired told by an employee at a
meeting and did not stop the employee or indicate to the employee that the joke
was inappropriate. Fourth, knowing the grievor had a preference to eat only
meat and vegetables, Ms. Ives ordered pizza for lunch. The only mention of Ms.
Ives after the lunch incident is in connection with her conveying information to the
grievor about the WDHP complaint filed by another employee in which the
grievor was named as respondent. Ms. Ives is alleged to have told the grievor,
on July 6, that the complaint had been resolved on May 22. Ms. Ives stated that
she found out the complaint had been resolved on June 26.
[64] The last of the allegations involving Ms. Ives occurred on July 6, 2017. The
incident involving Ms. Coleman occurred on March 7, 2018. There is a gap of
eight months between the last incident involving Ms. Ives and the only incident
involving Ms. Coleman. A gap of that length strongly suggests that the events
involving Ms. Coleman were not part of a course of conduct together with the
incidents involving Ms. Ives.
[65] The allegations involving Ms. Ives are of a much different character than the
allegation involving Ms. Coleman. Ms. Ives, assuming the allegations to be true,
made comments or jokes, over a period of time, that, considered from the
perspective of a reasonable person, were insensitive and inappropriate. Her
comments were unnecessary and harmful to the workplace environment. There
is no business justification or explanation for her conduct. Ms. Coleman, on the
other hand, was operating within the scope of her managerial responsibilities and
communicating with the grievor in connection with a workplace matter. She was
acting so as to further the resolution of workplace issues. She is not alleged to
have unnecessarily and inappropriately poisoned the workplace; she is alleged to
have left the grievor with the wrong impression that the grievor believes resulted
in harm to her relationship with other employees. The particulars state Ms.
Coleman told the grievor she did not understand what she had said would be
harmful and that was not her intention. In order for incidents to be a course of
conduct, one would expect to see some shared characteristics between the
incidents. In this case, the only shared characteristic is that the grievor felt she
was being harassed. That is not sufficient.
[66] It is my determination, given the separation in time and difference in nature,
evidence of what Ms. Ives did between November 21, 2016 and July 6, 2017
would not assist in deciding whether what Ms. Coleman did on March 7, 2018
was part of a course of conduct that amounts to harassment. It is my
determination that evidence of the incidents involving Ms. Ives is not relevant to
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the issue as to whether the incident that underlies the grievance amounts to
harassment.
Extension of Time
[67] The Union asks that I exercise my discretion to extend the time limits so as to
permit evidence of the incidents involving Ms. Ives to be adduced. I would note
that the Becker Milk, supra, decision relied on by the Union is from 1978 and has
been largely overtaken by more recent decisions expanding the list of factors to
be considered (see: OPSEU (Lachance) and Ontario (Ministry of Community
Safety and Correctional Services) 2017 CanLII 30326 (ON GSB)). Further, while
the quote the Union relies upon from Becker Milk appears to suggest a rather
formulaic approach to deciding whether or not to extend time limits, such an
approach is not applied today. Currently, arbitrators consider all of the factors
collectively and vary the weight given to any one factor depending on the facts
before them. Further, the Becker Milk decision concerned a delay of only three
weeks in the filing of a grievance concerning a termination. It is not, therefore, of
precedential value in the matter before me.
[68] The following factors are relevant to a determination as to whether the GSB will
exercise its jurisdiction to extend the time limits set out in the Collective
Agreement (see: Lachance, supra):
i. The length of the delay
ii. Whether the delay was at the beginning or later in the grievance procedure
iii. The nature of the grievance
iv. Whether the grievor had a reasonable explanation for the delay
v. Whether the employer suffers any prejudice by the granting of the extension.
[69] As set out above, the earliest incident involving Ms. Ives was in November 2016
and, reading the particulars in a fashion most generous to the Union, the most
recent was on July 6, 2017. The grievance was filed April 21, 2018. The delay,
at is shortest, is thus over nine months. The delay is longer than the delay in
issue in Cross et al, supra (eight months); Berday, supra (four months) and
Kavanaugh, supra (more than two months) where the GSB declined to exercise
its discretion to extend time limits. In Lachance, supra, the Board stated: “… the
Board jurisprudence – much of which was put before this Board and cited above
– has made clear that a two-month delay – particularly at the outset of the
grievance procedure – is a ‘significant’ or ‘substantial’ delay.” In Re Ministry of
Northern Development and Mines and OPSEU (Smith) (2005) GSB# 2002-0243
(Mikus) a delay of “three months beyond the already ample time frame provided
in the collective agreement for bringing a complaint” was described as a
“substantial delay.” It was further stated: “A bar based on such a delay should
not be described as merely ‘technical’.” I find nine months to be a significant
delay.
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[70] In addition to the delay being lengthy, the delay was at the beginning of the
grievance procedure which is the most problematic stage for delay to occur (see:
Lachance, supra, at paragraph 68).
[71] Considering the nature of the grievance, harassment is a very serious allegation
with potentially serious consequences and a grievance alleging harassment
ought not to be lightly set aside. However, as stated in Lachance, supra, the fact
that the grievance raises allegations of harassment is not, in and of itself, a
reason to extend the time limits. It is also worthy of note that harassment is a
health and safety issue. Health and safety issues are time sensitive and need to
be addressed as quickly as possible.
[72] Concerning whether the grievor has a reasonable explanation for the delay, the
grievor testified that she did not file a grievance earlier as she was concerned
that she would experience retribution by Ms. Ives. This fear arose out of the
treatment she had received from Ms. Ives as well as an incident concerning a
manager in the unit by the name of Jason. The grievor testified that Jason
brought a grievance against Ms. Ives and was out the door the same day,
however, her description of events is not consistent with this statement. The
grievor’s description of events is that Jason had another permanent position
elsewhere. One day Jason told the grievor Ms. Ives had humiliated him in front
of a class; when he was going up to give his session Ms. Ives told him to go sit
down. Jason told the grievor he had another job to go to and he was not going to
take this. Jason then went to Ms. Ives’ office and shut the door. The grievor
heard Jason and Ms. Ives talking very loudly. Jason came out and said he was
not coming back and he never did. The grievor was later told by Ms. Ives that
she had talked to the grievor’s manager and wanted him disciplined. After Ms.
Ives left in September 2017 she went to the facility where Jason was working and
took a tour. The grievor is aware of Ms. Ives taking this tour as Jason filed a
grievance as a result and the Union contacted the grievor to see if she had
anything to add. The grievor testified that she was afraid that, if she filed a
grievance against Ms. Ives, the same would happen to her tenfold and she would
not have another job to go to.
[73] When asked why she did not file a grievance after Ms. Ives left in September
2017, the grievor testified she was aware a Workplace Assessment was to take
place and thought it might solve the issues.
[74] I do not accept that the nature of the allegations the grievor has made against
Ms. Ives would result in her being fearful of repercussions if she were to file a
grievance. As indicated above, the incidents involving Ms. Ives are
unprofessional and demonstrate insensitivity, but they do not support a
conclusion that Ms. Ives would subject the grievor to repercussions if the grievor
filed a grievance. The grievor did not say when the incident involving Jason
occurred and thus it cannot be said to have occurred before any or all of the
incidents involving Ms. Ives. In any event, having regard to the description of the
event given by the grievor, Jason told the grievor he had another job to go to and
was not going to take this before he went in and spoke to Ms. Ives. Jason’s
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departure was clearly not the result of his having filed a grievance as he left the
same day the incident occurred. He would not have had time to file a grievance
before he left. There is no evidence that Jason filed a grievance and was
removed from the workplace by Ms. Ives as a result. Finally, the grievor testified
that, after Ms. Ives called her Jeanie Weanie the grievor went into Ms. Ives’ office
and told her firmly never to call her that again. This testimony does not support
the grievor’s testimony that she was afraid of repercussions from Ms. Coleman.
It is my determination that the grievor did not have a reasonable explanation for
the delay.
[75] Turning to the question of prejudice, I do not agree that prejudice is not to be
assumed but rather must be proven by the Employer. The jurisprudence
establishes that there is an inherent labour relations interest in having grievances
brought within a reasonable time frame and a failure to do so is prejudicial to the
conduct of a fair hearing and workplace harmony. The case of Sault College,
supra, relied upon by the Employer, is a recent decision that considers the issue
in the context of a grievance alleging harassment. The quote from Sault College
set out at paragraph 19 above is instructive. As stated by the arbitrator, the harm
caused by delay in the labour relations context has long been recognized:
37. In my view, when striking a balance, an arbitrator should also keep in
mind the time honoured principle of labour relations that grievances about
alleged violations of the collective agreement should be brought within a
reasonable time after the matter in issue arose (see U.E. v. Canadian
General Electric Co. (Davenport Works) (1952), 3 L.A.C. 980 (Ont. Arb.)
(Laskin)
[76] The arbitrator spoke of the fact that delay undermines the parties’ ability to gather
and adduce evidence, which the arbitrator commented most cases seemed to
focus on, and then turned to an additional negative impact: “delay also impacts
the ability of the parties to properly address, in a timely fashion, issues and
concerns as they arise.” Further, it was considered a “danger to present
relations by permitting a grievance to drag up ghosts from the past” when the
Employer was unaware of the matters of concern at the time they arose and is no
longer in a position to address them.
[77] While the Employer has not asserted it has suffered specific prejudice, it is
evident the Employer has been denied the ability to look into the allegations at a
point in time when memories are at their freshest and evidence most readily
available. Further, the Employer has been denied the ability to respond to the
problems in a timely and constructive way. Finally, a hearing at this time into the
issues concerning Ms. Ives will drag up old complaints that have long lain
dormant.
[78] Considering all of the factors discussed above, I decline to exercise my discretion
to extend the time limits.
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Prima Facie Case
[79] The Employer asks that the allegations concerning Ms. Coleman be dismissed
on the basis that they do not establish a prima facie case.
[80] The Union relies on the quote from Whan et al, set out at paragraph 16 of
Gauntlett, supra, for the proposition that, when assessing whether the pleadings
make out a prima facie case, the standard of proof is lower than the balance of
probabilities. While I agree that, at paragraph 16.2, it is stated that the standard
of proof “is that of a prima facie case, which is significantly lower than the
standard of proof on a balance of probabilities” I would also note that the
arbitrator was describing principles that had been agreed to by the parties.
Further, the decision goes on to state that the test to be applied is “illuminated”
by the decision in Gareh, 1998-1665 etc. (Brown) that concluded:
At this stage my task is to determine whether the evidence presented could
be sufficient to lead me to rule in favour of the union, if I assumed its
witnesses to be credible and drew in its favour all inferences reasonably
supported by direct evidence.
It is not logically possibly [sic] to make this determination without taking into
account the applicable standard of proof which is on the balance of
probabilities. The question to be decided is whether I could rule that the
union has proven its case on the balance of probabilities, if its witnesses
are believed and it is granted the benefit of all reasonable inferences.
[81] Thus, the Gauntlett decision itself does not stand for the principle that the
standard of proof in a prima facie case motion is “lower than the standard of
proof on a balance of probabilities.”
[82] The test that is applied by the GSB in order to determine whether there is a prima
facie case is set out in OPSEU (Martin et al) and Ontario Ministry of Community
and Social Services) 2015 CanLII 60449 (ON GSB) as follows:
The question is whether the asserted facts, taken as a whole, constitute
particulars capable of supporting the violation of the collective agreement
alleged. As the Union argues, the words “capable of supporting the
violation” are some significance. What matters for the purposes of the no
prima facie case motion is whether the party responding to the motion, in
this case the Union, has articulated a legal theory which, on the facts it has
particularized, could reasonably support the conclusion that there is a
violation of the collective agreement. Therefore, the particulars are to be
assessed against the responding party’s theory of the case. Whether that
theory is correct need not be determined at this stage in the proceedings.
Provided the responding party’s theory is reasonable and it has provided
particulars which, if true, would result in a finding a breach on the
application of that theory, the motion should be dismissed.
[83] To paraphrase the test set out in Martin et al., the process to be followed to
determine whether there is a prima facie case is to: (1) identify the Union’s legal
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theory; and (2) determine whether the facts particularized could be sufficient to
result in a finding that there has been a violation of the collective agreement in
the manner alleged.
[84] The Union’s legal theory is that the grievor experienced harassment and a
poisoned work environment as a result of the actions of Ms. Coleman as
particularized in paragraph 4 subparagraphs I – L above.
[85] In Re Province of British Columbia (1995) 49 L.A.C. (4th) 193 Arbitrator Liang
determined that the term harassment does not apply:
… where there is no intent to be harmful in any way, unless there had been
a heedless disregard for the rights of another person and it can be fairly
said, “You should have known better”.
[86] And in Re Nunavut and PSAC (2006) 151 L.A.C. 35 Arbitrator Knopf stated:
The fact that (the grievor) honestly felt that she was being harassed, and
the fact that she suffered greatly, is not enough to make this claim
succeed….. The grievance is against the Employer. This grievance can
only succeed if the objective evidence supports a finding that there has
been abusive conduct as a result of the improper use of a power or
departure from a reasonable norm. …….
[87] The particulars establish that the grievor felt she was harassed by Ms. Coleman
and suffered greatly but, as stated in Re Nunavut, supra, that is not enough. The
cases stand for the proposition that harassment is to be assessed objectively and
involves a heedless or improper use of power, a departure from the norm, or a
reckless disregard for the rights of another person. Arbitrator Liang in Province
of British Columbia, sums it up as, “You should have known better.” The incident
involving Ms. Coleman occurred in the context of her acting within the scope of
her management responsibilities at the behest of a report prepared by a
consultant brought into the workplace to do a Workplace Assessment. Ms.
Coleman asked the grievor if she would participate in mediation and left the
impression it had been requested by other employees. As the particulars
indicate Ms. Coleman stated she was trying to help and did not intend to harm
the grievor’s relationship with her co-workers. It is not a case where one looks at
the facts and says, she should have known better. I find that the particulars,
assumed to be true and provable, could not establish that the incident involving
Ms. Coleman amounts to harassment.
[88] I have dismissed the incidents involving Ms. Ives on the basis they are not
relevant to an assessment of whether the incident involving Ms. Coleman is
harassment and have declined to extend the time limits set out in the Collective
Agreement in order to make the incidents involving Ms. Ives timely so that they
can stand on their own. I have dismissed the incidents involving Ms. Coleman on
the basis that the particulars, assuming them to be true, could not make out a
case of harassment.
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[89] As a result of the determinations made above, the grievance is dismissed.
Dated at Toronto, Ontario this 3rd day of February, 2020.
“Diane L. Gee”
Diane L. Gee, Arbitrator