HomeMy WebLinkAbout2012-2087.Tomlinson et al.20-03-02 Decision
Crown Employees Grievance Settlement
Board
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180 Dundas St. West
Toronto, Ontario M5G 1Z8
Tel. (416) 326-1388
Fax (416) 326-1396
Commission de
règlement des griefs
des employés de la
Couronne
Bureau 600
180, rue Dundas Ouest
Toronto (Ontario) M5G 1Z8
Tél. : (416) 326-1388
Téléc. : (416) 326-1396
GSB# 2012-2087
UNION# 2012-0232-0021
See Appendix “A” attached
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN
Ontario Public Service Employees Union
(Tomlinson et al) Union
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The Crown in Right of Ontario
(Ministry of the Environment, Conservation and Parks) Employer
BEFORE Nimal Dissanayake Arbitrator
FOR THE UNION Tim Hannigan
Ryder Wright Blair & Holmes LLP
Counsel
FOR THE EMPLOYER Kevin Dorgan (Counsel)
Susan Munn (Counsel)
Treasury Board Secretariat
Legal Services Branch
HEARING Feb. 21, 28 2014; May 29, 2014; Sept. 23, 2014; Oct. 16, 2014;
Nov. 21, 25, 2014; April 2, 2015; June 16, 19, 24, 2015;
July 9, 10, 2015; March 2, 2016; April 5, 12, 15, 2016; May 30,
2016; June 3, 2016; Feb. 6, 10, 16, 21, 24, 27, 2017; May 14;
Oct.30; Nov. 7, 26, 2018: April 11; July 23; Sept. 17, 2019
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Decision
[1] This decision follows a hearing which commenced on February 21, 2014, and
concluded on September 17, 2019, after 39 days of hearing. It relates to a group
grievance dated July 31, 2012 joined by nearly 100 Senior Environmental
Officers (hereinafter “SEO”) in District offices of the employer across Ontario.
The grievance alleges that the employer contravened article 9 of the collective
agreement and s. 25(2)(h) of the Occupational Health and Safety Act (“OHSA”)
by failing to provide the SEOs reasonable safety precautions when performing
field work. A memorandum attached to the grievance detailed several areas of
concern which formed the basis for the grievance and the redress sought. In the
union’s opening statement, counsel advised that some of the allegations
expressed in the memorandum were resolved through mediation and would not
be pursued. As the hearing proceeded, additional allegations were withdrawn.
Thus the union’s evidence and submissions were focussed on the following
remaining areas of concern:
(a) Training provided to SEOs.
(b) Access to the Canadian Police Information Centre Data Base (“CPIC”)
and the Ministry of Transportation data base.
(c) Adequacy of Field Communication options.
(d) Working in pairs instead of working alone.
(e) The need for soft body armour.
(f) Inadequacy of interaction with police.
(g) Insufficiency of information provided to SEOs about incidents of
assaults and “near assaults” involving SEOs.
(h) Inadequacy of counselling and support to SEOs assaulted or subjected
to near assaults.
(i) Health and Safety concerns related to assignment of students to work
in the field.
It is the union’s position that as a result of shortcomings in these areas, SEOs
are exposed to undue risk when working in the field.
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[2] At the commencement of the hearing, union counsel acknowledged that
subsequent to the filing of the grievance the employer had provided some
additional precautions and made improvements in some areas. I was advised
that the parties had agreed that in making my decision, I ought to take into
consideration those, as well as any other safety precautions that may be
implemented by the employer during the course of the hearing, if advised by
counsel. Counsel advised, however, that the union’s position remains that
despite those improvements, the employer is not in compliance with the
collective agreement or OHSA.
[3] The purpose of the SEO position is set out in the job specification as follows:
To assess compliance with environment legislation, regulations, and
policies by inspection, monitoring, and conducting field/technical
investigations of sources of air, water, and land pollution. To provide
technical expertise and advise and compliance and pollution control. To
negotiate and enforce compliance through abatement programs in a
District/Area Office.
The SEO job, in substance, is about identifying non-compliance with
environmental legislation and regulations, and taking steps to bring violators into
compliance. SEOs identify non-compliance by conducting proactive inspections,
primarily of industrial operations. SEOs also respond to complaints about
environmental hazards from the public. These are referred to as responsive
inspections. Inspections could involve operations carried on by public bodies
such as municipalities and school boards, as well as agricultural operations.
Scrap yards and auto body shops are often the subject of SEO inspections.
[4] When an inspection establishes a non-compliance, the SEO would first attempt
to get the violator to voluntarily agree to take steps to address the issue without
the need for an order. If the violator does not cooperate, the SEO has authority
to issue an order to implement specific remedial or preventative action to address
the non-compliance. In the alternative, particularly where the issue is complex
the SEO can refer the matter to the Investigation and Enforcement Branch
(“IEB”) for investigation, which could result in a prosecution.
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[5] The evidence is that whether the inspection leads to a voluntary agreement or an
order by the SEO, almost always there is a financial cost to the violator. If the
non-compliance results in a prosecution by the IEB and a conviction, the court
could impose significant fines, and in rare circumstances even jail terms.
UNION EVIDENCE
[6] Union counsel had asserted that SEOs face more potential for violence by clients
than Vehicle Emissions Officers (“VEOs”) because more severe penalties can
result from SEOs’ orders than orders from VEOs. Employer counsel undertook a
detailed review and interpretation of relevant legislative and regulatory provisions
to dispute that assertion. However, he submitted that the premise underlying this
assertion is that the likelihood of clients resorting to violence against regulatory
enforcement officer is influenced by the degree of the potential penalty resulting
from the officer’s actions, and that there is simply no evidentiary or rational basis
offered for such an assumption. I agree. There is no explanation of how a client
can avoid or even reduce the potential legal sanctions by resorting to violence
against an officer. Therefore, I will not review the submissions made in that
regard.
[7] The evidence is that the Soil, Water, Air, Team (”SWAT”) existed from 2000, and
in 2006 became the Sector Compliance Branch (“SCB”). SWAT officers had
additional safety tools and processes which SEOs did not. However, with SWAT
transitioning into the SCB, those were removed. The undisputed evidence is that
presently SCB EOs and District SEOs have the same health and safety
protections. Given the parties agreement that the Board ought to consider the
present safety precautions, including those provided after the grievances were
filed, I do not consider it appropriate or necessary to compare the safety
precautions District SEOs have now, with what other groups may have had in the
past. In any event, on the basis of the evidence, I find that the additional safety
precautions including training, were not provided to SWAT EOs on the basis of a
need to protect their safety. Rather, by regulation, once the politicians decided
that SWAT officers should project a police-like image, including uniform, those
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became necessary by regulation. When it was decided in 2006 that the zero
tolerance approach would no longer be followed, the uniforms were done away
with, together with the additional safety tools, training and processes that came
with the uniforms.
Incidents relied on by the Union
[8] The union led evidence relating to five specific incidents described by the union
as assaults or “near-assaults” on SEOs.
The Dana Woods Incidents, February 15, 2012
[9] Ms. Woods was employed as a SEO at the Ministry’s Sudbury District Office
since January 2010, and was responsible for an area North of Sudbury, including
Manitoulin Island. Ms. Woods testified that in December 2011 her Area
Supervisor Ms. Celeste Dugas informed her that the water in Lake Wolsey on
Manitoulin Island had signs of nutrient contamination and instructed her to try to
identify the source of contamination. Ms. Woods reviewed satellite imagery, did
a drive-by and determined a property owned by L, as the likely source of nutrient
run-off to the lake. She left a number of voicemails on L’s answering machine,
and also sent a letter, requesting him to contact her in order to schedule an
inspection of the property. There was no response from L. She wrote a letter to
L advising that she would be attending on February 15th to conduct an inspection
of the property. Ms. Woods testified that she believed that L did not reside at the
property and did not expect him to be there on February 15th. The property was
in a rural area, which had very limited cellular phone coverage, and police
presence was very limited on Manitoulin Island.
[10] On February 15th she drove to the location and parked on the side of the road
near the driveway which was approximately 20 to 30 metres in length. She
walked up to the door and knocked. When the door opened three men and a
woman came out. None of them spoke but proceeded to walk in a circle around
her, cornering her to the side of the house. As a result, her route back to her car
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was blocked. She identified one man as L, and the woman was introduced as
L’s wife. The other men were introduced as N a neighbour, and J a reporter.
[11] Ms. Woods testified that her Ministry vehicle had the Ontario logo on its side,
which would have been visible from the house. She was wearing navy blue
official pants, matching vest, ministry issued coat and hat. The coat and hat also
displayed the Ontario logo. She testified that the people, therefore, would have
known who she was and why she was there. Ms. Woods testified that while J
stood about a metre away from her, the others were within “arms reach”, as they
stood between her and her vehicle. Ms. Woods testified that as soon as she
started to talk, L interrupted and asked her whether she had a warrant to be
there, and she said “no”. Then the others also started to pose questions such as,
why she selected L’s property for inspection. Ms. Woods testified that she was
aware that N owned the property next to L’s property; that he operated a fish
farm and processing plant which was “very contentious”; and that he had a
history of violence against Ministry staff. Therefore, in order not to inflame the
situation, she told them that they should talk to her supervisor about those
questions, and that she could arrange for them to meet with the Ministry. She
handed to N a Ministry booklet and her business card, and managed to get away.
Ms. Woods drove about 40 minutes to Espanola, where cell phone coverage was
available, and called Ms. Dugas. At the time she was “shaken up and upset”.
When Ms. Dugas asked if she was “OK”, she replied that she was. Following
that call she went home.
[12] Union counsel asked Ms. Woods how she felt when she was cornered by the
four people and unable to leave. She replied, “I felt very threatened. From his
body posture, I was concerned L was going to hit me. He kept clenching his
hands. He was very red. I could see his neck veins bulging. He was very tense.
The body posture was in a fighting position”. She testified that, while circling her,
L, his wife and N were recording her with electronic devices, while J was taking
notes. The wife at one point held the camera about a foot from her face.
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[13] Ms. Woods testified that prior to this incident she had witnessed N come into the
Ministry office one day, and in an aggressive and threatening manner said that
the Ministry “had no business being on his lake”. She said that she had also
been aware that on another occasion N and his staff had confronted a SEO and
a scientist who were in a boat in the lake, and had used boats to chase them off
the lake. Ms. Woods testified that she never expected N to be there when she
went to L’s property.
[14] In cross-examination, Ms. Woods agreed that she had failed to contact L to
arrange an inspection despite several attempts; that she knew that there was no
cell phone coverage in the area; and that there were satellite phones in the office
for use by SEOs. However, she did not even inquire whether a satellite phone
was available for her that day. She testified that she found satellite phones to be
ineffective because they often cut-off. She agreed that she had not at any time
discussed with management about satellite phones being ineffective.
[15] Ms. Woods agreed that she could have gone with a second SEO on the
inspection in question, and that whenever she requested to work in pairs, Ms.
Dugas arranged for that. However, often the second person arranged to meet
her at the site would not show up. Also, if the partner arranged is an agricultural
officer from OMAFRA or a municipal staff, it could inflame the situation. Counsel
suggested that working paired with another officer is helpful. She replied that to
a degree it would help, but added that it is inconvenient because she would often
have to drive to North Bay to pick up the officer, and the inspection would have to
be cancelled if the partner does not show up as arranged. Besides, it made it
more difficult to schedule inspections when two are involved, and inspections can
be delayed. She stated that if her partner did not show up, rather than
rescheduling, she did the inspection by herself, because she wanted to get the
inspection done. She agreed that management did not expect her to do that and
that Ms. Dugas has never disciplined her for delaying an inspection by waiting for
a second officer. Ms. Woods agreed that she did not ask to work in pairs for the
inspection of L’s property, and added, “I should have done it. But I just wanted to
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get this done before the year end.” She agreed that management did not tell her
she had to complete the inspection by year end.
Steve Elford/David Fisher Incident – April 11, 2012
(a) Testimony of Steve Elford
[16] Mr. Elford had been employed as a SEO at the York-Durham District Office for
over 8 years. He testified that the District Manager at the time, Mr. Dave
Fumerton, informed him and another SEO, Mr. David Fisher that the Kingston
District Office had requested that two individuals, Mr. and Mrs. Y, who had
recently moved to the York-Durham District, be served with a cost recovery
order. Elford and Fisher were assigned the task. Mr. Fumerton stated that both
SEOs should go as per ministry policy, and that they should go after hours, when
both Mr. and Mrs. would likely be home. Mr. Fumerton told them that the
Kingston office, had said that police assistance would not be necessary; that
although the two can be verbally abusive, there had been no history of physical
abuse.
[17] The two SEOs made no further inquiries. Around 6:00 p.m. the next day April 11,
2012, they drove to the Y’s residence in a marked ministry vehicle. They wore
ministry attire including jackets with shoulder patches with the Ontario Coat of
arms and words “Ministry of the Environment”. The residence was in a rural
area. The closest neighboring house was about 200 yards away. It was agreed
that Mr. Fisher would be the lead. The house was set back off the road. Mr.
Elford testified that Mr. Fisher went up the porch to the door and knocked, while
he stayed off the porch, halfway between the house and the ministry truck in the
driveway. A man stepped out and identified himself as Y. Mr. Fisher introduced
himself as a SEO from the Ministry of the Environment and said that he was
there to deliver documents to Mr. and Mrs. Y. Mr. Y was handed the documents.
Mr. Y read it and “within 10 seconds” became very irate and began to direct
abuse and profanity at the document, as well as at both SEOs, Mr. Y asked what
the document was about. Mr. Fisher replied that all the information and contact
information is in the document, and that they were there just to deliver the
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documents. He asked Mr. Y to give Mrs. Y her copy of the document and turned
to leave. Mr. Elford testified that at that point Mrs. Y appeared at the door “and
began shouting at us and asking what this was all about. Mr. Y then came off the
porch and started to walk towards me, while screaming and clenching the
document. Mr. Fisher, who was still on the porch turned around to towards me
and Mr. Y on the ground. At this time Mrs. Y pushed Mr. Fisher off the porch”.
Mr. Elford said that the porch was a 3 feet high platform with two steps and no
railing. He said Mrs. Y pushed Mr. Fisher “with both hands in a shoving manner”.
Mr. Elford continued, “Mr. Fisher got up off the ground as he did lose his balance
and said, “Steve we are leaving”. We were able to get to our vehicle. Mr. Y
approached and threw the document at the vehicle and began pounding the side
of the vehicle with his fists. Mr. Fisher, who was driving, was able to drive off
safely, despite Mr. Y attempting to block us temporarily by standing in front of the
vehicle. As we were leaving Mr. Y yelled at us to get off his property or he was
calling the police”. They stopped at a side-road and called the District Manager.
[18] Union counsel asked Mr. Elford whether he had anything to add. Mr. Elford said
that when first handed the document also, Mr. Y told them to get off his property
or he was calling the police. It was at this point that Mrs. Y came out. However,
when he and Mr. Fisher were leaving, Mr. Y called them back and said that he
wanted to discuss what this was all about. Mr. Elford stated that he wanted to
make it clear that Mr. Y told them to get off the property twice and that both times
they attempted to disengage. He said he also forgot to mention that before
calling the District Manager from the vehicle, Mr. Fisher called Durham Regional
Police and asked for assistance because they felt that Mrs. Y had not received
proper service of the document. They were told that police officers would meet
them at the site as soon as possible. In about 20 minutes two police constables
arrived. They asked the SEO’s to stay in their vehicle in the driveway, and
entered L’s residence. A few minutes later a constable waved the SEOs to join
them and the SEOs completed service to both Mr. and Mr. Y personally, with the
police present. Prior to receiving service, Mr. Y again began to get irate, but
when a constable told him to calm down, he did. Mr. Elford also added that when
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Mr. Fisher called, the District Manager asked whether they were in a safe
location. After effecting service, they called the District Manager again from a
side-road. He instructed them to make good notes and contact him the next day
for a debrief, and to discuss possible charges for obstruction. The SEOs stayed
in the vehicle parked on the side-road for 15-20 minutes “to allow our anxiety
level to drop”, before returning to the office. Mr. Elford testified that Mr. Fisher
was visibly shaken, so he offered to drive.
[19] In cross-examination, Mr. Elford clarified that within 1-2 minutes after Mr. Y told
them the first time to get off the property or he would call the police, they had
returned to the vehicle. Before they got in, Mr. Y called them back. While at the
car Mr. Elford saw Mr. Y with a cell phone, but could not say whether he used it
to call the police. Mr. Elford testified that Mrs. Y and Mr. Fisher were within arm’s
reach on the poach. Counsel put to Mr. Elford that Mrs. Y was yelling for about
five minutes before pushing Mr. Fisher. Mr. Elford disagreed. He testified that
she was yelling only for 5 seconds before pushing, and that only about 10
seconds passed from the time she started yelling to the time she pushed Mr.
Fisher. Mr. Elford agreed that while Mr. Fisher was pushed off the porch to the
ground, he did not fall.
(b) Testimony of David Fisher
[20] Mr. Fisher worked for 6½ years at the York-Durham District Office as an SEO,
and had the same reporting relationships as Mr. Elford. He testified that when
the District Manager asked him to serve the documents with Mr. Elford, he asked
whether there were any concerns to be aware of. Mr. Fumerton explained that
their job was simply to serve the document, and that the party to be served was
aware that SEOs were visiting them after 6:00 p.m. the next day. Mr. Fisher
testified that later he spoke to the Kingston District office and was told that Mr.
and Mrs. Y had a cost recovery order to comply with, that they would be home
after 6:00 pm. He was informed that the Ys were verbally abusive at times, but
there were no major issues. When they arrived at the Y’s residence, from the
road they could hardly see the house because of cedar hedges. He told Mr.
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Elford to stand-by and observe, and that he would do the service. They drove up
the driveway and parked. He noticed that there was a porch. The screen door
was closed, but the entrance door was open. He saw some kids and the TV was
on. He knocked. A man came to the door. He said, “I am Dave Fisher, a SEO,
and we are here to deliver these documents from the Ministry of Environment
Eastern Region office”. Mr. Fisher testified that Mr. Y “got extremely irate,
grabbed the document and started a verbal assault which I won’t repeat here.
But it was a variety of swear words. Then he told us to get off his property, and
that he was calling the police. He called on his cell phone as I and Steve were
walking back to our vehicle. He appeared to be calling someone – probably
911”. Mr. Fisher stated that at that time one copy of the order was on the porch
floor and he still had Mrs. Y’s copy. He continued that as they were about to get
in the vehicle Mr. Y appeared to calm down and said, “come back”. They went
back to the porch area. Mr. Fisher testified, “I was with the man on the porch.
Then his wife emerged from the house. Both approached me asking for proof of
ID. I provided my business card and showed my badge. I reiterated the purpose
of our visit. They were very irate. The man grabbed the order and started to
walk towards Steve who was on the ground off the porch. I turned around to see
if something was going to happen. I turned back to Mrs. Y who was still
extremely irate. She grabbed the order that was still in my hand and shoved it
down my coat which was zipped up. Then she put both hands on my chest and
pushed me off the porch steps. I stepped back to the ground. I didn’t fall and
was still upright. Then Mr. Y went to the Ministry vehicle, opened the passenger
door and threw his copy of the order into the cab. I looked at Steve and said it
was time for us to leave. The man walked back up the porch. The two of them
continued to scream obscenities as we drove off.”
[21] Mr. Fisher testified that he drove and turned into the next concession road and
contacted the Durham Region Police Communication Centre and requested
police assistance. Then he called Mr. Fumerton and explained what had
happened. Mr. Fumerton told him that he would contact the Central Regional
lawyer and get back to him. When he called back, he said that the Ys should
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accept service when they go with the police and directed that Mr. Fisher call him
after service is completed. Around 7:30 p.m. the police arrived. He described
the incident to the two constables. The police drove up to the house and the
SEOs followed. The constables went to the door and began talking to Mr. and
Mrs. Y. Mrs. Y became very upset. Mr. Y walked up towards the SEOs. The
police told them to be calm and handed the documents to Mr. Y and he
accepted, and “then told us to get the hell off his property.” The police told the
SEOs to leave and wait for them at the concession road down the road. The
SEOs did that, and Mr. Fisher called Mr. Fumerton and advised that service was
completed, and discussed what happened. Mr. Fumerton asked if the SEOs
were “alright” and Mr. Fisher said “yes”. They were asked to follow up with Mr.
Fumerton the next day. The police met them shortly after. Following a
discussion of the events, the police informed that Mrs. Y “was going to spend the
night in jail”.
[22] In cross-examination, Mr. Fisher said that the porch was 1 or 2 steps up, but had
no railing. He agreed that when Mr. Y looked at the document and was yelling
for the SEOs to leave, “he was already very aggressive and essentially
threatening”, but that after he called someone he appeared to calm down. He
agreed that at the point when Mr. Y asked the SEOs to come back, he no longer
felt threatened, and therefore he returned to the porch without simply driving off.
He also agreed that then Mrs. Y stepped out to the porch she started yelling at
him immediately, and that she was about a foot away from him. He was facing
her, with the porch edge about a foot behind him. Mr. Y was with Mr. Elford off
the porch on the walkway leading to the steps. Asked whether he tried to step
away from Mrs. Y who was yelling while standing a foot away from him, Mr.
Fisher replied “no”. Counsel put to Mr. Fisher that when he called the District
Manager after requesting police assistance, the manager told him that service
still had to be completed that day and that they should do that with police
presence. He agreed.
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[23] Employer counsel then reviewed with Mr. Fisher, the material from the conflict
avoidance training he had completed in 2007/08 and again in 2013/14, as well as
the compliance policy on how to use available safety tools properly, which was
available to SEOs. Mr. Fisher agreed that the policy on “working in teams” was
applied that day and was very useful, and that he also applied conflict avoidance
training by leaving the scene. Referring to specific provisions in the training
material, counsel asked Mr. Fisher whether he applied communication
techniques to calm down the two people. He replied that he did, by telling Mr. Y
to take the document and contact the Eastern Region Office if they had any
questions, but it fell apart because they did not want to talk but, just continued to
yell. Counsel pointed out that the training was, “if the subjects refuse to
cooperate you leave”, but that Mr. Fisher and Mr. Elford remained at the scene
for 10-15 minutes, despite Mr. Y becoming aggressive and threatening within a
minute of their arrival, and had yelled that they should leave the property.
Counsel put to Mr. Fisher, “you knew the policy was, if told to leave you leave
immediately. So you should have left at that time”. Mr. Fisher replied “yes”.
Counsel put to him “If you had applied that training, you may not have been
pushed that day”. Mr. Fisher agreed. Counsel put to him that if the SEOs had
left at that point and returned with police to serve the documents, he would not
have been pushed. Mr. Fisher replied, “It would have been highly unlikely”.
Counsel put to Mr. Fisher that he also did not follow the training about the need
to create space and distance when dealing with emotionally charged people,
because he allowed Mrs. Y to be one foot from him. Mr. Fisher replied that he
tried to move away but she kept aggressively moving towards him. Counsel put
to Mr. Fisher that it would have been prudent if he had called the manager before
returning to the porch, even though Mr. Y appeared to have calmed down. Mr.
Fisher agreed, but added that he would have had to return anyway because the
Manager told him when he called later that service had to be completed that day.
He agreed, however, that this was on the basis that service would be done with
police presence.
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[24] Mr. Fisher testified that when the Durham Police Communication Centre was
called and assistance was requested, they had no difficulty understanding. He
agreed that the employer had provided the SEOs all information it was aware of
about the Ys in advance, that is that they could be verbally abusive but had no
history of physical aggression. Specifically, the employer did not hold back any
information that could have helped him to avoid the incident.
[25] In re-direct, Mr. Fisher testified that he was within arm’s reach of Mrs. Y because
he believed that he had to personally hand her the document. Later he learned
from Legal Services that service could have been affected by placing the
document on the property.
The Janis Pechinger Incident July 10, 2012
[26] Ms. Pechinger joined the OPS in 1986, and since 2009 has been employed as a
SEO at the London District Office. She testified that she was on the Ministry
Employee Relations Committee (MERC) from 2003, and has been its union co-
chair since 2008. She testified that officer health and safety was discussed at
monthly MERC meetings. She recalled that in 2009-2010 the discussion was
around SEO field attire. If officers were uniformed, policy required that they be
provided open hand training. Some SEOs wanted to be uniformed, some did
not. She testified that for a couple of years SEOs had requested open hand
training. At a MERC meeting attended by Mr. Tom Barnett, MOE health and
safety specialist, the issue came up for discussion. The employer’s position was
that this training was unnecessary for SEOs because no physical assault had
ever been reported. Ms. Pechinger testified that in fact there had been instances
of verbal assaults and death threats, and one SEO had been chased by
someone driving a backhoe. There was no record of these because there was
no data base to which the information can be put in. Therefore, the union
members could only point to these incidents as hearsay. Ms. Pechinger testified
that following these discussions she started to keep records of incidents. She
testified about the Dana Woods and Elford/Fisher incidents. Ms. Pechinger
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testified that the union was concerned that the level of hostility against SEOs was
escalating and that the next time the SEO may not walk away.
[27] Ms. Pechinger testified that she was subjected to an assault. A company
collected green bin waste, composted it and supplied the compost to farmers in
large quantities. The Ministry was aware of numerous complaints that W, a
farmer, had large piles of compost on his farm, which gave out a strong smell.
For over a year Ms. Pechinger had worked with W to address the concern, and
advised the company that it should supply only properly cured compost. She had
sat with W and his mother at their kitchen table and cordially discussed the
matter. She thought she had a very good relationship with him.
[28] Then a complaint was received from a neighbour M that the pile of compost on
W’s farm had garbage including pens, Q tips, medical strips and plastics. M had
taken a pail full of the compost. Ms. Pechinger visited M and examined the
sample and was satisfied that the compost did not comply with the regulations.
She then discussed with her supervisor and decided that she would direct W to
send the pile of compost on his farm to a land fill or return it to the company for
reprocessing. She e-mailed W about the complaint and attached photographs
she had taken of the sample M had collected showing garbage, plastics etc. and
directed him to get rid of that pile. W called later and wanted to meet Ms.
Pechinger and discuss the matter. She testified that she had no indication or
“flags” in relation to W or the farm that raised any safety concern in her mind,
particularly given the cordial relationship she thought she had with W.
[29] On July 10, 2012, she drove in a ministry vehicle to W’s farm. On arrival she saw
several cars parked. When she got out there were several people there. She
recognized W’s mother, but not the others. She asked W who the others were.
W introduced two men as representatives of the company that supplied the pile
of compost and there were two other men who were not introduced. Ms.
Pechinger explained why she was there, and stated that the pile had to be
removed because it was full of garbage. The men responded that there was no
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garbage in the pile. Ms. Pechinger asked them to come with her to the pile so
she could show the garbage. W took the position that that he was only leasing
the farm and that she is not allowed to inspect the pile without the property owner
present. Ms. Pechinger had a five-gallon pail and a shovel in the truck. She said
that she was a provincial officer and had legal authority to take a sample from the
pile for testing and walked to her truck. W followed her and was asking her why
she was doing this. She said that W and she were “joking back and forth”. Then
she walked over to the pile, through a gate and climbed the pile with W. W
pointed to the compost and commented that he could not see any garbage. Ms.
Pechinger felt that the men who were there had cleaned up the top of the pile.
Still joking back and forth, Ms. Pechinger started to dig and fill her pail.
[30] Ms. Pechinger testified that then she saw a car pull up. Two men, one very
large, rushed through the gate and the big man shouted, “who the fuck are you”.
Ms. Pechinger asked W who that was. W replied that he was Mr. X, the owner of
the farm. Then X started yelling again, “You are trespassing”, “who the fuck are
you” and such comments, and climbed up the pile to where she was. She held
out her hand to introduce herself. X again said, “You are trespassing on my
property,” and demanded proof of identification. She pointed to her shirt which
had the Ontario crest and the words “MOE Provincial Officer”, and stated that
she had her badge and business card in the truck, and turned to walk to her
truck. X said, “You are not leaving. I am arresting you for trespassing”, and
grabbed her by the wrist. She testified, “He then bent my thumb, it hurt so much
I went down on my knees. He was very big. W wasn’t saying anything. I told W
you need to call the police right now. There were six people gathered and
watching from 50 feet away. I realized I was in trouble. I managed to free my
arm and tried to run down the hill to my truck. X said you are not going anywhere
and grabbed me by my ponytail and pulled me flat on my back. He then yelled,
“You shouldn’t be hitting a 70-year-old man”. I was so flabbergasted and said,
“You are fucking kidding me”. I somehow got up and ran past the people who
were watching. No one offered to help or ask if I was OK. For me that was the
hardest part to deal with. I got my business card from the truck and gave it to X.
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That calmed him down a bit. But he said, “Pechinger, what kind of a WAP bitch
name is that”.
[31] Ms. Pechinger then called 911 and told the dispatcher that she was Provincial
Officer and had just been assaulted. X was still near the vehicle making
disparaging comments. The dispatcher asked for the assailant’s name. She
replied she did not know. Then X asked Ms. Pechinger for the phone and spoke
with the dispatcher and was very rude. He handed the phone back to Ms.
Pechinger and she called 911 again. The dispatcher advised her to get in the
vehicle and lock it, and that the police would be there as soon as possible. She
tried, but X was standing at the vehicle door and she was not able to close the
door. He kept saying “You are trespassing. I am arresting you”. He was making
fun about Ms. Pechinger’s shirt and about women.
[32] Ms. Pechinger testified that two constables, Mr. W and Ms. B, arrived in two
cruisers 45 minutes later. They got X away from Ms. Pechinger’s truck. Ms. B
stayed with her, while Mr. W took X away and talked to him. Ms. Pechinger
related the incident to Ms. B. Ms. B told her that it is going to be Ms. Pechinger’s
word against everyone else’s. She said she will see what she can find out and
went over to the people who had been watching. Ms. B returned and informed
that all of them said that they did not see anything. Ms. Pechinger responded
that is impossible. Ms. B commented, maybe they are scared to talk, but said
that W had corroborated everything, except that he said that X grabbed Ms.
Pechinger by her shoulder, not her hair. The constables requested that Ms.
Pechinger attend the police station and provide a statement and left. She called
her supervisor, who asked her to stay, that she was on her way to meet Ms.
Pechinger, because she did not want her to be driving alone. The next day Ms.
Pechinger provided a statement to the police. X was arrested and charged with
assault on a peace officer.
[33] In cross-examination, employer counsel took Ms. Pechinger through her
testimony about the incident. She reiterated that for nearly a year, she had been
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dealing with W about complaints about the odour from the pile of compost on his
farm. She had met with W in his residence. He had not removed the pile as she
had requested, but was cordial. She agreed that when she met W on the day of
the incident, she found it odd that W was taking the position that there was no
problem with the pile. However, that did not cause her any concern about her
personal safety.
[34] Ms. Pechinger reiterated that when she wanted to inspect the pile, W as well as
the four other men took the position that since none of them owned the farm, that
was not allowed. However, when she asserted her authority to take a sample,
and retrieved her pail and shovel from the vehicle, W joined her and in fact
carried the pail and shovel to the pile. W had started to dig and fill the pail for
her. Ms. Pechinger testified that only she and W went to the pile. The other men
stood chatting outside the gate about 50 feet away. While W was filling the pail,
Ms. Pechinger saw two other men, one being X, “barrelling” through the gate to
the pile, swearing continuously, claiming that she was trespassing and should get
out immediately. She stated that when X asked for “proof of ID” she turned to go
to her vehicle to get her badge. That was when X grabbed her by the wrist and
twisted her thumb back. Asked whether she then broke away from X or he let
her go, she said that W told “come on let her go” and he let go. She said that
she did not know that X was following him as she walked to her truck, until he
grabbed her by her hair and slammed her down to the ground, yelling “You
shouldn’t hit a 70 year old man”. Ms. Pechinger testified that while X
subsequently blocked her car door to prevent her closing it, there was no further
physical contact.
Joe Macionis Incident – May 27, 2014
[35] Mr. Macionis worked out of the Hamilton District Office from January 1991 until
2015, the last 15 years as a SEO. While employed as a SEO, Mr. Macionis also
was a part-time auxiliary police officer in Niagara. Mr. Macionis testified that he
and SEO McConnochie were assigned a proactive inspection of an auto
wrecking company located in a rural area north of Cayuga, operated by Mr. B,
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who had a history of non-compliance issues with MOE at other sites in Ontario.
He recognized the name because he had dealt with B in 1990 relating to burning
of debris, tires and insulation in the wrecking yard. On that occasion when Mr.
Macionis issued B a provincial offence notice, B told him that he will “fight him to
death”. B seemed belligerent, but Mr. Macionis was not sure whether B was
violent or whether it was just an idle threat, because at that time he did not have
any information about B.
[36] On May 27, Mr. Macionis and Mr. McConnochie arrived at the wrecking yard and
spoke to B in the office area and explained that they were there to do a proactive
inspection. B immediately got agitated and in a loud and yelling tone said, “the
government is here to harass me again”; that the police and the MOE had
harassed him in Flamborough and Niagara; and that he had been in jail for 3
years and “did not give a fuck”. Then B acted like a 3-year-old throwing a
tantrum, yelling “You government guys just piss me off. You have no right to be
on private property”. He was jumping up and down. Veins in his neck were
bulging. His face was red. He was punching his left palm with his clenched right
wrist. He did that about 2 inches from Mr. Macionis’ face. Mr. Macionis testified
that he wanted to go out through the only exit door, but B was standing right in
front of that door. Using his police training, Mr. Macionis turned his body to a 45-
degree angle so that he would be able to absorb any blow without going down.
While blocking the door B kept yelling that the SEOs should leave. Mr. Macionis
testified that based on his police training, B’s behaviour warned him that an
attack was imminent. Then B seemed to calm down and the SEOs exited the
door. After they had gone 3-4 feet, B followed them. They turned and Mr.
McConnochie calmly informed B that under legislation they had a right to be
there, to do an inspection and that B had been misinformed. B responded that
he would not allow anyone on his property, that he wanted to consult a lawyer,
and started yelling again that the SEOs should leave immediately. Mr.
McConnochie told B that if he did not allow the inspection, he would be charged
for obstructing a provincial officer. B yelled that he should be arrested
immediately since he wanted a judge to decide who was right, that he will call the
- 20 -
OPP if they did not leave immediately. Mr. McConnochie responded that the
OPP would support the Ministry position.
[37] He testified that B followed the SEOs to their vehicle. He got in and tried to call
for police assistance on his newly issued Blackberry, but it did not work. He
asked Mr. McConnochie for his phone, and called the OPP. The police advised
that they would meet at the fire hall across the street. He also called the District
Manager and left a voice message describing the incident and asking him to call
back urgently. Mr. Macionis testified that within 10 minutes OPP constable Ms. D
met the SEOs at the fire hall and they proceeded to the wrecking yard. The
SEOs were asked to stay outside the wrecking yard. The SEOs observed B
unlock the gate and talking to constable D in a very animated and irritated way.
Officer D returned and informed that B was very irate and was refusing to allow
the inspection, but she could arrest B to enable the inspection to proceed. At
that point a second constable Mr. H arrived. Both officers went back and talked
to B, returned and informed that the only way for the inspection to go ahead
would be to arrest B and asked whether the SEOs wanted that. Mr. Macionis
advised that it was not necessary because there was no urgency.
[38] Mr. Macionis testified that on May 27th a physical threat definitely existed, and he
felt that a fight or an attempt by B to hit him or his partner was imminent. He said
that as a police officer he had arrested many people. His experience was, once
a person gets physical, it is very difficult to de-escalate the situation. He said,
“That day we were very close to that”. He testified that this incident was referred
to the IEB for investigation, and charges laid against B on two counts of
obstruction of a provincial officer were pending before the courts.
[39] Mr. Macionis testified that the inspection was carried out only in August, after a
court order was obtained. Mr. Knapper, the District Manager, decided that for the
inspection he would join Mr. Macionis and SEO Clarke, and that two OPP officers
would meet them at the fire hall. However, only one police officer was available
on the date fixed, and that officer refused to attend without a second police
- 21 -
officer due to safety concerns. According to Mr. Macionis, he was advised that
clearance had been given for the inspection to proceed without police presence.
Mr. Macionis pointed out that a Ministry directive requires police presence in the
circumstances. Mr. Knapper said, “It is up to us”, and asked SEO Clarke if she
was willing to proceed and she agreed. Mr. Macionis said that he was also
willing to proceed, but cautioned given the history of that file, if “something
happens”, Mr. Knapper will have to take that responsibility. Mr. Knapper agreed.
However, before they could go, the OPP called and informed that three OPP
officers would be available in 2 hours. Therefore, the decision was made to do
the inspection at that time with police presence.
[40] When the ministry contingent arrived at the site, there was a demonstration by
the Ontario Landowners Association going on. B advised them that the
Association was representing him. The police stated that they would remain in
the parking lot while the ministry conducted the inspection. When Mr. Macionis
stated that was not acceptable, one police officer agreed to accompany. When
they entered the office area, they found two people ready to video tape. The
police asked them to leave the office. They left but continued to video tape from
outside the door. The SEOs asked B for the paperwork relating to “approvals
and waste management” for his business and B said that he had “nothing”.
When asked where the waste went, B replied Niagara. When union counsel
asked whether there was any threat to the safety of the SEOs on that day, Mr.
Macionis replied that at one point when B found the two SEOs alone, he
commented, “If ever I find you going down, I am not giving you mouth to mouth”
and that Mr. Macionis responded “I am not the one dying here”. Mr. Macionis
testified that the inspection revealed some infractions and an order was mailed to
B subsequently.
[41] In cross-examination, Mr. Macionis agreed that before the SEOs went out on
May 27th, Mr. Knapper told them that it was mandatory that the inspection be
done by two officers. When counsel put to him that Mr. Knapper also specifically
told them that if they feel at any point that it was not safe, they should leave, Mr.
- 22 -
Macionis disagreed. When counsel put to him that Mr. Knapper will be testifying
that he did so, Mr. Macionis replied that he did not recall Mr. Knapper specifically
say that at that time, but added that “it was always implied that you leave if
something is unsafe”. He agreed that management always expects that if there
was any safety concern SEOs should leave, and if necessary, conduct the
activity later with police assistance, and that he absolutely understood that
management expectation on May 27th.
[42] Counsel put to Mr. Macionis that he had CPIC information before he went out
that day. He agreed that he was provided general information that there were
safety concerns, and that B had a history of violence, but no details were
provided. Counsel put to Mr. Macionis that the whole time the SEOs were at the
site, B kept yelling for them to “get out”. Mr. Macionis replied, “Absolutely. At the
top of his lungs”. Counsel put that B was aggressive. Mr. Macionis replied, “He
didn’t want us there.” Counsel put to him that despite all that, the SEOs
remained “for a long time”. Mr. Macionis said that they were there for about ½
hour, and explained that while yelling for them to leave, B was blocking the door
the whole time. Counsel pointed out that the incident reports Mr. Macionis had
set out in detail what B did and said, and they state only that B was at the door
“at some point”. He asked whether the incident report was inaccurate and
whether it was not very important to put in the incident report that his exit route
was blocked the whole time if that was the case. Mr. Macionis replied that he
was unable to give a time for when B was blocking the door because he did not
look at his watch. Counsel asked whether B was blocking the door when he
yelled, “You government guys piss me off” or when he said, “I don’t want you
here”. Mr. Macionis replied, “I can’t say for sure. But he was at the door for most
of the conversation. He was inches from me for the entire discussion.” Counsel
pointed out that the incident report states that B came to within two inches of Mr.
Macionis only following a long exchange, and suggested that B could not have
been at the door, and within two inches at the same time for the whole period,
and asked which is accurate, what he wrote in the incident report or his
testimony. Mr. Macionis replied that in the report he did not specify at what point
- 23 -
B went near the door. Counsel asked how he got out, if B was blocking the door
the whole time. Mr. Macionis replied, “I kept inching towards the door. He
backed up slowly and finally moved aside.” He said that Mr. McConnochie was
to a side and was not blocked by B and that “He could have got out, but did not
want to leave me alone.” Counsel put to Mr. Macionis, “So if he could’ve left, you
now say during his tirade B moved away from the door.” Mr. Macionis replied,
“He backed up to the door. I got close slowly. He calmed down just for a few
seconds and I went around him and left.”
[43] Counsel asked Mr. Macionis whether he engaged with B about the inspection
once he got out. He replied that he only engaged with him briefly. It was Mr.
McConnochie who continued to ask B questions. He added that B was not as
aggressive with Mr. McConnochie as with him, because Mr. McConnochie was
350 pounds. Counsel asked why he engaged with B, Mr. Macionis said that B
“had calmed down for a while”. He walked ahead to the vehicle, while SEO
McConnochie and B followed behind, walking slowly and still engaged in
conversation. Referring to the incident report, employer counsel put to Mr.
Macionis that B and SEO McConnochie had a discussion near the vehicle while
he stood nearby, that B stated that he would be calling the OPP to charge the
SEOs, and that it was only at that point that Mr. Macionis decided to call the OPP
himself. Mr. Macionis agreed.
[44] Counsel put to Mr. Macionis that Mr. Knapper will deny that he said that the
Ministry would attend without the police for the second visit to B’s site, and asked
whether his position is still that he did. Mr. Macionis replied that Mr. Knapper told
him that after consultation with the Director a decision was made to proceed
anyway. Counsel put to him again that Mr. Knapper will deny that. Mr. Macionis
responded, “I say at some point he said we could attend without the OPP”.
Counsel also put that Mr. Knapper will deny that he told the SEOs to the effect
that if something happens, he would take responsibility. Mr. Macionis reiterated
that Mr. Knapper said that. He agreed that he did not feel threatened by B’s
- 24 -
comment about not giving him “mouth to mouth” and said that while B was not
yelling or aggressive when he said that, he was not friendly either.
The Feduck/Medland Incident June 13, 2014
[45] Mr. Brad Feduck was employed as a SEO at the Niagara District Office since
2008, having been a member of SWAT from 2001. He testified that on June 13,
2014 around 9:30 p.m., with SEO Chris Medland, he drove to a property in
Welland. It was not a planned visit and there was no intention to do an
inspection. He had become aware that the company that owned the property
was linked to a group that had been found not complying with environmental
regulations. He wanted to observe what went on in that property, before deciding
whether to schedule an inspection.
[46] The property was at the end of a dead-end rural road. Mr. Medland turned
around the vehicle which displayed for Ontario Trillium sign on the sides. And
stopped a short distance away from the property. He observed a man walk up to
the road from the property and stare at the ministry vehicle and walk back. A few
minutes later, a pick-up truck with hi-beam lights on drove up and parked face to
face with the ministry vehicle. If the SEOs wanted to leave, they could have
driven around that vehicle. Four men got out of the truck and approached the
SEOs.
[47] Mr. Feduck testified that one of the men (“X”) was carrying a hunting rifle. Asked
how X carried the rifle, Mr. Feduck said that in military jargon it was held in the
“ready position”, that is the barrel pointed to the ground and the other end tucked
under the arm. X and two others stood in front of the SEO’s vehicle and the
fourth man went to the driver’s window, and asked why they were there and what
was going on. He said that there had been illegal activity in the area. They were
concerned and wanted to check out why the vehicle was parked there at this time
of night. At some point, Mr. Feduck heard X comment, “I don’t think there is
anything going on here”. Within five minutes the men got into the truck and
drove off.
- 25 -
[48] Counsel asked, “Did you feel concerned about your safety?” Mr. Feduck replied,
“I suppose yes with someone holding a rifle, it is not a normal event”. Mr. Feduck
testified that he had the Ministry jacket in the vehicle, but was not wearing it at
the time. He testified that the SEOs did not identify themselves as Ministry
officers. Asked why, he said that they were not there to do an inspection, and felt
that given what they knew about the property owner’s history with the Ministry, it
would not help to do so.
[49] In cross-examination, Mr. Feduck stated that he was aware of that the property
owner, (“V”) had been uncooperative and aggressive with SEOs in the past, and
also had been convicted of weapons offences. He said that he had personally
dealt with the individual connected to the property V in the past, and that V had
been aggressive with him. Because of this knowledge, he had made a request
for more information about V and the property, from the local police, which may
not be disclosed by a CPIC check. He agreed that he knew that it was possible
that if he was to do an inspection there would be difficulty.
[50] Under questioning, Mr. Feduck testified that he had never visited the property
before, knew nothing about what goes on there, and had no idea what he would
see when he went there on June 13. Counsel asked Mr. Feduck why he
proceeded on June 13 when he had not yet received the information he had
requested by July 1st. He replied that he had some information and was not
going into the property. He agreed that he was parked on the road and
observing the property.
[51] Asked what, the man who came to the driver’s side window said, Mr. Feduck
stated that he said that “they were checking us out because there had been
illegal activity in the area. Illegal dumping and that they had once stopped a
sexual assault”. Counsel put to Mr. Feduck that the conversation was friendly.
He replied, “I won’t say friendly when one is carrying a rifle. But there was no
- 26 -
threat or anything like that.” He agreed that there was no yelling, but stated that
profane language was used, but not aggressively.
[52] Counsel asked Mr. Feduck what he meant, when he said that X held the rifle in
“ready position”. He said it is a military term – that it was not slung on the
shoulder but held with the barrel pointed to the ground and the butt to the
shoulder. He said that a firearm is held at the ready position to be able to use it
as soon as possible, like a hunter looking for an animal to shoot or a police
officer engaging a subject. He said “You hold it in ready position when you think
you will have to use it. Mr. Feduck testified that X never directed the rifle at the
SEOs.
[53] Mr. Feduck agreed that he did not inform his supervisor Ms. Groombridge, or
anyone else that he was going to observe the property on June 13th, and that
once the men drove off he felt no need to call the supervisor or the police.
Employer counsel asked Mr. Feduck whether he recalled telling Ms.
Groombridge that he did not feel threatened by what happened on June 13th. He
replied that he told her “something on those lines”. He said that he felt that way
because while the incident was unusual, he did not need “counselling or time off
or anything like that”. In re-direct, he agreed with union counsel that his
experience dealing with people with firearms when he was employed in MTO
enforcement likely influenced how he felt during the incident.
Union’s Evidence on Safety Precautions Presently Provided by the employer in
the nine areas of concern
(a) Training provided to SEOs
[54] The employer’s standard Operating Policy/Procedure on Self-Defence was filed
as an exhibit. It is stated to “outline processes and activities associated with use
of force by provincial officers for the purpose of protecting the health and safety
of the officer, fellow officers or a member of the public”. It includes a section
titled “Training”. It outlines training courses, Level A being the lowest and Level
D the highest level of training. SEOs were provided Level A training, which was
- 27 -
mandatory for all provincial officers. Level A consisted of training on threat
recognition, situational awareness, conflict avoidance and tactical
communications. Level B was provided only to uniformed provincial officers, and
had the additional content of open hand techniques. Not being uniformed, SEOs
had no access to Level B training.
[55] Mr. Gary Tomlinson has been employed as an EO from 1986 and as a SEO from
1989. Asked what the concern of the grievors was about training, Mr. Tomlinson
responded that Level A does not include open hand techniques, and how to
break out of holds. Referring to the Dana Woods incident, he stated “We feel
Level B was more appropriate given the situations we face,” that Level A does
not provide training on “How to get away when an enraged person gets hold of
you”. Mr. Tomlinson testified that while Level A training, according to the
document, was to be provided every 5 years, in practice it is provided
approximately every 2½ years. So frequency was not a concern. However, he
testified that he was disappointed with the training he received on situational
awareness. He felt that it did not sufficiently train him on “how to identify hints
that something was not right.”
[56] Employer counsel in cross-examination referred to the Level B training syllabus
which included open hand techniques – blocking and parrying, palm heal strike,
forearm strike, knee strike and kick to shin, and asked whether that was the
training Mr. Tomlinson requests for SEOs as a necessary safety precaution. He
said it was. Counsel asked whether Mr. Tomlinson ever had to defend against
any of those in his 27 years at the Ministry. He replied that he had not.
[57] Ms. Pechinger testified that at the time of her incident she only had Level A
Conflict Avoidance training. Union counsel asked whether that training prepared
her to deal with the assault that day. She testified that in that training a number
of “made up scenarios”, as well as “real life incidents” SEOs had faced were
dealt with. Topics such as how to speak to people, role play and what to do in
courts were taught. However, that did not prepare her for the incident. She said,
- 28 -
“It was a gloss over with actors and made-up scenarios. Not real aggressive
events like the assault on me.” She said that Level B teaches “how to read body
language, disengagement techniques, how to get close to an exit, some hand
holds, how to get out of holds, how to use your hands if someone comes at you
with a weapon.” She said that she had not been provided any self-defence
training. That would have helped during the incident, because she should not
have put her hand out to shake hands. It allowed the man to grab her by her
wrist.
[58] Under cross-examination, Ms. Pechinger agreed that at the time of her incident
she was up to date with her training. Employer counsel reviewed the content of
the Conflict Management Training material with Ms. Pechinger. She responded
that she did not recall the specifics of the training, but was aware of the
principles, which she said were “general knowledge anyway”. Referring to the
hypothetical scenarios, counsel pointed to the statement, “If they demand you
leave, leave immediately. Don’t argue with them”. She again stated that she
was aware of that principle which was general knowledge. Referring to the topic
“Complacency”, counsel put that the training was that one should always
presume there is risk, even when things are going well because if it is assumed
there is not going to be danger “You are more likely to overlook warning signs”.
Ms. Pechinger initially disagreed with that principle, but when pressed agreed
that may “possibly” happen.
[59] Counsel put to Ms. Pechinger that she did not apply her training and that it was a
mistake when she did not have her badge with her on initial contact. She
agreed. Counsel put to her that she was also required to have her phone with
her and that it was also a mistake to have left it behind. She agreed. Counsel
referred to the conflict avoidance training material and suggested that despite her
past cordial relations, when she was surprised to see a number of people and
then yelling started, she should have done a risk assessment as per the training.
He asked whether it ever crossed her mind that the appointment had been
rescheduled so that all these men could be there to out-number her and that she
- 29 -
had been tricked. Ms. Pechinger replied that one does not remember the training
in 30 seconds, that she never felt threatened at that point, and added, “Perhaps I
was naïve”.
[60] Counsel put to Mr. Pechinger that when she was at the top of the pile of compost
and X was below 50 feet away, she could have got off the pile and created
distance. She replied that she wanted to be a good representative of
government by shaking hands and introducing herself. Counsel put to Ms.
Pechinger that when X asked, “who are you”, if she had the badge to present it
could have helped. She disagreed and explained that she told him that her
badge was in the truck and offered to go get it. Counsel put to Ms. Pechinger
that X stood close enough to be able to make physical contact, yet she did not
back away or move to a side to create distance as per training. She responded
that she had no time and that she did not realize she was in trouble until he
grabbed her. Counsel put to her that prior to that she had not applied any of the
conflict avoidance techniques she had been trained on. She replied, “I guess
not”.
[61] In re-direct, union counsel asked whether the training Ms. Pechinger had
prepared her for what happened. She replied that while some of the role-play
was good, it was glossed over due to lack of time, “so in hindsight I’d say no”.
She testified that although she was outnumbered and she did not know one of
the men, it did not raise any red flags for her because there was no hostility from
any of them. That started only when X arrived. Asked whether she thought
about her training during the incident, she said, “No. I was only thinking how I
get the heck out of here alive”.
[62] Mr. Elford was asked whether the conflict avoidance training he had completed
as an SEO was sufficient to deal with the incident, he was involved in. He
replied, “That training tends only to deal with avoiding a situation. Officers are
instructed to remove themselves and disengage from the situation if possible.
My concern is the training doesn’t address how to read the situation prior to
- 30 -
entry. How to assess client behaviour or examine exit strategies. Specifically
officer positioning, who is present, awareness of surroundings and initial self-
defence. In this incident specifically, I assessed the situation and took steps to
remove myself based on the training I had at Flemming College. It dealt with
conflict awareness, study of body language, poise, tone etc. and exit strategy
management.” He stated that those are not covered in the MOE training and
should be provided to all field officers. He stated that he has great concern that if
two other officers, who did not have the training that he and Mr. Fisher had, faced
this incident, “the consequences would definitely have been higher”. He said that
the only safety precaution provided that day was working in pairs, and that what
happened was not predictable.
[63] In cross-examination, Mr. Elford agreed that in 2007 he had completed the
conflict avoidance training. Counsel put to him that based on Mr. Fisher’s
incident report, on the day of the incident he and Mr. Fisher were engaged with
the clients for 13 minutes before Mr. Fisher was pushed off the porch. He
agreed. Counsel put that it is documented that Mr. Y became very irate the
moment he was told why the SEOs were there, and started yelling multiple times
to “get the fuck off”. He agreed. Counsel put to him that the training was that
when someone is irate and says to leave, you leave, and the SEOs should have
got in and driven off immediately. Mr. Elford replied that he did not necessarily
agree because Mr. Y called them back. Counsel asked, “Despite his outburst
and asking you to get the fuck off his property, you still trusted him?” He replied,
“We applied body language. We also had a second officer for cover”. When
counsel put, “But he had told you to leave multiple times”. Mr. Elford replied, “He
probably told us to leave about 35 times in 2 minutes. We didn’t leave, but we
applied other tactics”. Counsel put to Mr. Elford that had he left when told to
aggressively and returned later with the police, it is very unlikely that Mr. Fisher
would have got pushed. Mr. Elford agreed.
[64] Ms. Dana Woods testified that she had conflict avoidance training in 2011 and
again in 2014. Asked whether that prepared her for what happened, she replied
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“Absolutely not. The people we deal with usually do not respond to reason, and
get aggressive regardless of what we do. So this training won’t avoid or
completely mitigate that.”
[65] Mr. Macionis testified that while he completed the Ministry Conflict Avoidance
training, that did not prepare him for the incident. He said that it involved reading
cases and power point presentations, not “hands on”. He said, “You need to be
exposed to real situations and it has to be repeated over and over. You cannot
revert to power point presentations when you are under stress. The practical
aspect is important”.
(b) Union Evidence on Access to CPIC and information on Risk:
[66] Mr. Gary Tomlinson testified that a CPIC check provides information on whether
someone has a criminal record, contagious diseases or mental health issues.
On occasion dangers associated with a particular location is flagged. Also, a
CPIC check informs whether a particular vehicle is stolen or unregistered. It
provides advanced warning on what may be encountered, and potential issues.
He testified that on occasion a SEO will need immediate access to CPIC.
However, access is limited because SEOs have to go through the IEB.
Alternatively, they can get information by calling the Hamilton Regional office.
However, about 20% of the time no one is available there to assist. Then there is
no other way to get CPIC information. He cited an example of when immediate
access is needed. If drums have been abandoned on a vacant property a SEO
must know before going what has gone on there; whether police had been there
earlier and whether someone was assaulted there.
[67] Mr. Tomlinson testified that SEOs have access to the data in the MTO system
through the IEB. IEB investigators can provide that information quickly. That
includes information about who owns a vehicle, his/her identification and date of
birth, and whether a vehicle is registered or stolen. However, the concern again
is that SEOs have to go through someone else and have no direct access. In his
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estimation, 20% of the time no IEB investigator is available when information is
needed immediately.
[68] In cross-examination, counsel put to Mr. Tomlinson that if he feels CPIC or MTO
information is needed immediately to assess risk before proceeding, the
employer’s instructions are that he should not go or should disengage if already
there. Mr. Tomlinson responded that “a SEO has a job to do and that is to stop
pollution”. He said “It is not appropriate for a SEO to run away. To be able to do
the job in a timely and efficient way, in my opinion you need to get it done when
you are there. But certainly I will not do it if it is unsafe.” He said that this is so
with regard to both CPIC and MTO information. The job must be done efficiently
and in a timely way. Counsel asked whether the employer has no right to
organize work, giving priority to safety over efficiency, even if it may make the job
less efficient and less productive. Mr. Tomlinson replied that the employer has
that right.
[69] Counsel asked when a SEO would need information on criminal records, whether
someone is suicidal, has mental issues or contagious diseases, immediately” Mr.
Tomlinson replied, “All I say is that all of that information is useful to have
because it can influence how the SEO deals with the person”. Counsel put to Mr.
Tomlinson that some or all of that information may not be relevant to an SEO’s
safety and thus an SEO would not be entitled to that information. He replied, “the
point is that someone else decides what is and is not relevant”. Counsel asked
how information from MTO that a vehicle parked in the client’s property is stolen,
would ever be relevant to officer safety. He replied “then you know who you are
dealing with. You may want to get away from him for fear of an unprovoked
assault.” Counsel put to Mr. Tomlinson that if he sees something of concern, the
prudent thing to do is to go back to the office and deal with it. He replied, “Yes.
If circumstances allow it.”
[70] Ms. Janis Pechinger testified that ability to immediately access information from
CPIC and MTO checks would be useful generally. However, it would have not
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made any difference in relation to her assault since the individual was not flagged
in either system.
[71] Mr. Elford did not testify in chief about access to information. In cross-
examination, he testified that a CPIC check would not have helped with regard to
his incident. However, he expressed concern because he believed that the
majority of staff is not aware that CPIC checks were available, and because
information discovered by a CPIC check is not circulated to abatement officers.
[72] Ms. Dana Woods testified that she did a CPIC check only after the incident, and
that it did not disclose any flags for violence about the client involved in the
incident.
[73] Mr. Joe Macionis testified that he did not do a CPIC check on the client. When
union counsel asked Mr. Macionis whether he would not like to know before
going out, if the client had an extensive CPIC file, he replied, “Yes. But there
was no protocol to deal with it. We could get information about some flags, like
people with dogs, but not much information about dangerous people.” In cross-
examination, he was asked to explain what he meant. He replied, “Apparently a
CPIC check was done. But we were given information only to the effect that
there were safety issues. No details are given to us. Policy is only investigators
are entitled to details.” Employer counsel stated that SEOs are provided only the
information about safety concerns pertaining to the task the SEOs were
undertaking and put that he was advised that it was possible the client could
become violent. Mr. Macionis stated that what he was told was that the client
had a history of violence. When counsel put to him that no one can predict
whether or not the person will in fact become violent during Mr. Macionis’ visit, he
agreed.
(c) Field Communication Options
[74] Mr. Tomlinson testified that he had a regular flip phone, while some SEOs had
recently been issued smart phones or Blackberries. His flip phone has texting
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capability. To contact 911 he has to dial since there is no panic button. Since it
has no GPS his exact location cannot be tracked. Only the closest cell tower can
be identified. He testified that if he is struggling with someone who has grabbed
him or was chasing him, dialing 911 would be a problem. He said that Bell
Fleetnet two-way radios are more effective because by pushing one panic button,
you are connected to a police dispatcher who can identify with some certainty
where the SEO’s vehicle is. If a SEO pushes the panic button but does not
speak, the dispatcher knows that it is a distress signal.
[75] In cross-examination, Mr. Tomlinson testified that at the Guelph District Office a
limited number of SPOT devices were recently made available for SEOs to take
when working in the field. Through SPOT a SEO can ask the manager or the
Spills Action Centre to keep in touch. He agreed that on a SPOT device the SEO
signs in/out, and can indicate where he/she is going and when he/she expects to
return to the office; that if the SEO fails to return by the indicated time, the office
designee would call the SEO on the SPOT device the SEO is carrying; and that if
the call is not answered, the Police may be called.
[76] Employer counsel put to Mr. Tomlinson that Fleetnet devices have been issued
only to IEB investigators, that only 5 portable and 5 vehicles installed Fleetnet
devices were made available. He agreed. Counsel put to him that those officers
use Fleetnet only when performing surveillance and intelligence activity to
coordinate with other IEB officers in other ministry vehicles. He replied that he
only knows that they use Fleetnet on the job. He agreed that SEOs do not
conduct surveillance or intelligence gathering, and do not coordinate with other
SEOs or ministry vehicles, although a SEO may communicate with the partner by
radio when out of sight with each other.
[77] Mr. Tomlinson agreed that the Fleetnet devices IEB investigators use do not
provide direct contact to OPP dispatch or GPS capability, that providing Fleetnet
to some 230 SEOs in Ontario would involve a significant cost, particularly if the
OPP dispatch and GPS options which the union seeks are added; and that to
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use Fleetnet all SEOs would also have to be provided two days of training at
Georgian College. He agreed that he was no expert and could not dispute that.
He also agreed that like cell phones, Fleetnet also has signal issues on occasion,
and there are areas with no coverage.
[78] Mr. Tomlinson agreed that SEOs now have cell phones or Blackberries, and
have access to satellite phones. He said that he used his cell phone to
communicate with his supervisor, his office, OPP dispatch, 911, clients and
various other agencies and stakeholders. Counsel referred to Mr. Tomlinson’s
testimony about the difficulty of dialing emergency numbers like 911, and put to
him that emergency numbers can be programmed on his phone to enable calling
by pressing one button. He agreed and added that most SEOs have
programmed 911 on their phones. He agreed that he had never faced an
emergency situation when he was unable to contact 911 using his phone. He
also said that the Blackberry phones issued to some SEOs in his office do not
have the capability of contacting 911 by pressing a single button.
[79] Referring to Mr. Tomlinson’s concern that his cell phone has no GPS and cannot
be used to send an emergency signal, counsel put to him that the SPOT devices
available to SEOs have GPS and has capability to send two types of signals. A
SEO is able to send SOS signals to the local police, fire dept., ambulance and
911 dispatch, indicating his/her exact GPS location by pressing the emergency
button. Secondly by pressing the “help button” a signal can be sent to SAC and
to the supervisor. Mr. Tomlinson replied that he would not dispute that, although
he did not know all the specifics about SPOT. Counsel put to him that with the
implementation of SPOT devices, his concerns about the limited capabilities of
his phone are now resolved. Mr. Tomlinson replied that it is resolved only to a
limited extent, because each SEO is not assigned a SPOT device. There are
only a limited number available for the office, and not all Ministry vehicles are
equipped with SPOT. Counsel asked him whether he had been in any
emergency situation, where no one was able to locate him. He said “No” but
added that he has been in rural areas where the satellite phone would not work.
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[80] Ms. Pechinger testified that she only had a flip phone at the time of her assault.
She said that while she made a mistake by leaving it in the vehicle that day, she
would not have been able to use it on time to avoid the assault even if she had it
with her. She said that last year two SPOT devices were made available in the
office for 15 officers. She stated that to use SPOT the device had to be pointed
upwards. She had tried to use SPOT, but it did not work sometimes. Moreover,
it had no two-way communication capability like Fleetnet. She said that if she
had Fleetnet on the day in question, she hopefully would have been able to get
immediate help. In cross-examination, Ms. Pechinger agreed that a SPOT
device or Fleetnet device to be of help, must be kept on her person.
[81] Ms. Dana Woods testified that at the time of the incident the only communication
device she had was a flip phone and it had no reception in the area and therefore
not functional. She said much of the area she worked in had no cell phone
coverage. Therefore she had no way of contacting someone in case of trouble.
[82] Mr. Brad Feduck testified that at the time of the incident the only communication
device he had was the ministry issued cell phone. He said that if he had a two-
way radio it may have helped because no dialing is required. Connection is
instantaneous with the push of a button. In cross-examination Mr. Feduck was
asked how a two-way radio would have helped during the incident. He said that
the two-way radio he had at the MTO was “live and always on – You just speak
and alert the dispatcher”. He agreed that he did not try to use his cell phone that
day to alert anyone before or after the incident.
[83] Mr. Feduck testified that when employed at MTO as a VEO, he had access to
two-way radios. On the day in question, the only communication device he had
was the Ministry issued cell phone. Asked whether it would have helped if he
had a two-way radio during the incident, Mr. Feduck replied, “It may have. You
don’t have to dial”. However, he agreed that he did not feel a need to call
anyone during or after the incident.
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(d) Working in Pairs
[84] Mr. Tomlinson testified that on a case by case basis, working in pairs may
happen at the request of a SEO or on direction by the supervisor or manager.
He said that 95% of the time he worked alone. Presently he works with a partner
primarily when working after hours on wind energy files, due to risk from coyotes.
Counsel asked why he seeks an order from the Board for two SEO teams for all
field work. He replied that it was due to incidents of assaults on SEOs, the most
recent being the assault on Ms. Woods. He said that if Ms. Woods had a second
SEO with her it may have helped her to escape and provide evidence to the
police, although it may not have prevented the assault.
[85] In cross-examination, Mr. Tomlinson agreed that a request by him to have a
second SEO work with him has never been denied by management, and that he
is not aware of any instance where an SEO was assaulted after a request to
work in pairs had been denied. Counsel put to Mr. Tomlinson that if all SEOs
presently work alone 95% of the time like he did, if working in pairs is made
compulsory in all cases, it would double the employer’s costs. He replied that the
grievors do not seek that. What they want is that an SEO be able to take a
second SEO at his/her discretion, without need for supervisor approval. He
agreed that cost is an important factor to take into account, given the low level of
risk of violence. However, he said "I don’t think the expense is unreasonable. It
is a matter of my wanting to go home safely at the end of the day. The available
money may have to be reallocated”.
[86] Ms. Janis Pechinger testified that her incident would not have happened if she
was working with a second SEO that day, because the partner could have called
the police or done something to prevent the situation from escalating as it did. In
cross-examination, she said that she was hoping, although there is no guarantee,
that the incident would not have taken place if there was a second SEO, because
the client may not have escalated the situation knowing that there would be a
witness, and that the second SEO would call the police for help or otherwise
intervene.
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[87] Mr. Steve Elford testified that working in pairs was of great benefit on the day of
his incident. He said that he was confident that had he been alone there would
have been potential for a “greater assault”. In cross-examination, he testified
that, in his view the existing model was discretionary in all cases. Therefore, in
his incident report he recommended that in order to prevent future incidents
working in pairs should be made mandatory for all staff when serving documents.
He agreed, however, that in his case working in pairs was arranged because
there was information indicating that the clients would not be receptive to
accepting service, and therefore, the existing model worked.
[88] Mr. David Fisher testified that working in pairs with Mr. Elford was helpful
because it at least put the SEOs on equal footing on numbers with the two
clients. He said that if one officer had gone that day it would have been very
difficult to control the scene that day.
[89] Ms. Dana Woods testified that she was the only SEO for a very large Northern
area. She had been instructed by management to take another SEO whenever
possible. She said, however, that her colleagues in other areas, the closest
being in Barrie, would have to travel long distances to accompany her, and due
to family obligations often they are unwilling. Therefore, she typically worked
alone. She stated that if she had worked in pairs on the day in question, it would
definitely have been a benefit. In cross-examination, she reiterated that her
supervisor had been very supportive in trying to arrange help for her. First, the
supervisor arranged an OMAFRA agricultural officer or municipal staff to
accompany her. When that did not work, she arranged for a SEO. When she
was paired with another SEO it worked only “to a degree”, because Ms. Woods
had to drive to North Bay to pick up the other SEO. Moreover, it was difficult to
schedule field visits when a SEO from another area is involved. If that SEO does
not attend and the visit has to be cancelled, notifying clients is sometimes difficult
because some of them are Mennonites and have no telephones. Therefore, if
her colleague does not show up she would do the field visit alone, rather than
reschedule because she wants the work to be finished and not delayed. Counsel
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asked whether her supervisor had ever told her that she had to go by herself and
finish the visit if the partner arranged does not show up. Ms. Woods made it clear
that it was her personal desire to get the work done without delay. It was not the
management’s expectation. She agreed that she is not aware of any instance of
a SEO being disciplined for delaying a visit waiting for a second SEO to be
available. Counsel asked Ms. Woods whether she requested someone to pair
with her on February 15, given the information she was aware of. She replied,
“No. I should’ve done it. I just wanted to get this done before year end”. She
agreed that management had not told her she had to finish it before year end.
[90] Mr. Joe Macionis testified that on the day in question having a second SEO was
of benefit because it is easier to escape while the partner distracts the
aggressive client; it is easier for two to control a violent person and it provides
two sets of eyes and ears and a witness to corroborate what occurred.
[91] Ms. Marsha Smith testified that when she was in the SWAT team she always
worked in pairs. Now, as SEO, as a norm she worked alone, but occasionally
she requests a second SEO. In cross-examination, Ms. Smith was asked why
working in pairs is necessary for SEOs. She said that it is an additional safety
tool. The partner may see what she misses like someone coming in or the
presence of a dog. The SEOs can share and do different tasks at the same time
and complete work faster more efficiently.
[92] Mr. Brad Feduck testified that it was helpful that he was working with a partner on
the day of the incident. He stated that in his district office it was “fairly common”
to work in pairs.
(e) The need for soft body armour
[93] Mr. Tomlinson testified that other than vehicle emission officers, SEOs have no
body armour at all. He cannot request for body armour even if he felt it is needed
for his safety for a particular assignment. Asked why the grievance seeks body
armour for SEOs, he replied that it basically comes out of the recommendation in
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the Deloitte & Touche Risk Assessment report in June 2004. It is to prevent
SEOs being injured or killed by being stabbed with sharp edged weapons. It
allows a SEO to escape. He said, “It seems like a valuable piece to have to be
able to go home safely at the end of the day.”
[94] In cross-examination, employer counsel reviewed the Deloitte & Touche Report
with Mr. Tomlinson and put to him that it in fact concluded that soft body armour
was not required for SEOs. Mr. Tomlinson agreed that he was incorrect.
Counsel put to Mr. Tomlinson that he has never been attacked with any kind of
knife or sharp-edged weapon while at work. He replied, “not attacked, but I’ve
had a farmer wave a weapon around.” Asked for details, he said that in April
2014 he was on a site visit with an agricultural officer. They were having a
discussion with a farmer who was seated on a tractor. He said, “He was not
making any threat, but as we were talking a broken butcher knife was being
waved around. Not in my direction. No one has lunged at me or said I am going
to stick this in you. So it happens, but not daily. Occasionally, when we talk
people have tools in their hands. So if they get angry or emotional, they can
wave the tools around. They don’t go beyond that because they understand the
consequences. But there is always the potential.” He agreed that the farmer did
not wave the knife under his nose, or in his direction. He agreed that if he is
aware that there would likely be tools or weapons at a site he was visiting, it
would raise a red flag. Counsel put to him that in those circumstances, if a SEO
feels unsafe going with no soft body armour, he simply should not go. He said,
“Yes. If presence of tools or weapons is identified”.
[95] Later in cross-examination, employer counsel returned to the incident with the
farmer. He put to Mr. Tomlinson an Incident Report written by the Agricultural
Officer who had accompanied him that day. Attached to it was a memorandum
to file completed by Mr. Tomlinson. Mr. Tomlinson agreed that, given his vast
experience, he was aware that he must ensure that any report he creates is
accurate and complete. Based on his memorandum, counsel put to him that on
that visit the two officers were accompanied by an OPP officer, and asked why
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he did not mention that in his testimony. He explained that he forgot because he
had made several visits to that farm, and said that in any event the OPP officer
had walked away by then. He agreed that he has written in his memorandum
that he and the agricultural officer were accompanied by an OPP officer that day,
but does not record that the OPP officer walked off at any point. He agreed.
Counsel put to him that what he wrote in the Memorandum was, “While we were
talking to him he picked up what appeared to be a broken or cut down rusty
kitchen knife (butcher knife or bread knife), from beside the seat on the opposite
side of the tractor cab from the open door we were talking to him through. He
made no threatening moves with the knife but just looked at it and held it close to
his leg as if he was looking at it. The knife was put back down in the same
location it had come from with no threats or comment about it being made.”
Counsel pointed out that there is no mention of the farmer waving the knife
around as he had testified. Mr. Tomlinson replied that he does not recall
testifying that he waved it around and said, “Anyway the message is, it was
there. He certainly picked it up. He didn’t threaten me with the knife, and I did
not feel threatened.” In re-direct, union counsel asked Mr. Tomlinson whether
he deliberately falsified his testimony about the knife incident to assist the
grievance. He replied “no”.
[96] Ms. Janis Pechinger was asked whether soft body armour would have helped
during her incident. She replied, “No. He did not punch or stab me. But in
different situations I think it can be a useful tool.”
[97] Mr. Joe Macionis testified that the only protective gear he had during the incident
were safety boots. He said soft body armour is something he liked to have had
because “If someone is armed and likely to assault it will help. It will lessen the
blow”.
[98] Ms. Marsha Smith testified that when she was at SWAT, she had use of force
equipment including soft-body armour, handcuffs and a 21-inch baton. The soft
body armour was a vest made out of cavelar, made to measure and obtained
- 42 -
through the police. It was mandatory that all SWAT officers wear it. She said
that the vest is resistant to bullets, but she was not sure if it is resistant to stabs
although she thought it would assist. She said the vest was another tool she had
for her health and safety.
[99] She testified that now, as a SEO she was not issued any soft body armour. She
testified that since SWAT ceased to exist and became the Sector Compliance
Branch, those officers no longer have uniforms or soft body armour and several
other protective equipment and precautions SWAT officers had. She agreed that
at SWAT she never had to use handcuffs or the baton, she was never shot at
and no one tried to stab her while at SWAT or as a SEO. She agreed that the
policy of zero tolerance enforcement that existed at SWAT is no longer policy at
the Sector Compliance Branch.
(f) Interaction with the Investigations and Enforcement Branch
[100] Mr. Tomlinson testified that the grievance included this as a violation because
SEOs did not have an assurance that if a referral is made involving “assaults,
obstruction, death threats, hindrance and potential violence”, the IEB would “go
after” the individuals. He stated that this concern was partly addressed post
grievance when the employer issued a memorandum that such incidents would
be investigated and pursued on a priority basis, and that has been done since.
However, he stated that the IEB has not complied with the “onus of proof” as to
why a referral involving such an incident would not be prosecuted. Asked by the
Board for clarification, Mr. Tomlinson stated that the grievors want the IEB to
explain and prove to the SEOs concerned why the incident was not prosecuted.
[101] In cross-examination, employer counsel asked Mr. Tomlinson whether the
grievors want an undertaking that every referral on incidents of assaults,
obstruction etc. should result in a prosecution. He replied, “No. The intent is that
the SEO concerned should be provided an explanation by the IEB as to why
something that must obviously happen, is not happening”. He agreed, however,
that the absence of an explanation is not a health and safety issue.
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[102] Ms. Pechinger testified that the IEB was very supportive and concerned about
her. Asked whether in her view the IEB treated all SEOs that way, she said that
she knows for a fact that they did not.
[103] Mr. Steve Elford testified that he understood that following the incident, the IEB
did an investigation. He said that he “was never given a rationale why the case
was closed without charges”.
(g) Interaction with Police
[104] Mr. Tomlinson testified that SEOs calling 911 for help from the field often have
difficulty in making the police dispatcher understand who was calling and what
the emergency is. The SEO has to explain police assistance is needed now. He
said that police across Ontario do not know the authority a SEO has. Because
MNR has interaction with the police, they are aware of who a Conservation
Officer is and his authority. It is not so with the MOE. He said that a SEO should
not have to explain to the Police dispatcher who a SEO is, what authority a SEO
has, what a SEO does and why the SEO is in danger. He stated that the Police
has priorities, and the employer should provide information to the Police about
SEOs and what they do in the field.
[105] In cross-examination, Mr. Tomlinson agreed that police assistance may be
sought by a SEO in two situations. First, for assistance to get into a property,
and second, when the SEO is in danger. He agreed that the first does not raise
a personal safety risk to the SEO. Counsel put to him that he has no personal
knowledge of any SEO in danger seeking police assistance having difficulty with
a 911 dispatcher. He agreed. Counsel asked, “Don’t you think that if anyone
calls 911 and says he is in danger, the Police will come as soon as possible?”
Mr. Tomlinson replied that in an ideal world they will.
[106] Mr. Steve Elford testified, referring to the Incident Report completed by his
partner Mr. Fisher, that following the incident, in this report his recommendations
included that availability of police assistance be continued and that use of police
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assistance should be promoted in-house for all staff including management. He
stated that he believed that the majority of the staff is not aware that police
assistance is available.
[107] In cross-examination, Mr. Elford testified that for police assistance, he called
Durham Police Communications, informed that a provincial officer had been
assaulted and needed police to attend. He agreed that at the time he called he
was in no danger, and that the police dispatcher had no difficulty understanding
his request. He agreed that the police assistance worked that day.
[108] Mr. Joe Macionis testified that he and his partner explained to the police what
they did, that the police had no idea. Ms. Marsha Smith testified that at SWAT
she worked with police and MTO enforcement officers when working at weigh
scales, but never had to call police during any inspection. She stated that when
she was on SWAT inspections, as a practice the local police was informed that
SWAT would be doing inspections in their region, so that if a need arises to call
police, they immediately know who was calling. She testified that now as a SEO
she would not contact the local police unless there had been previous issues of
concern.
(h) Information provided about prior incidents of assault or near assault on SEOs
[109] Union counsel referred to the grievance which seeks an order that within two
days of an incident of an assault or near-assault on a SEO the employer must
disclose to all SEOs and other MOE field staff, as well as to all Joint Health and
Safety Committees that have responsibility for workplaces that have SEOs or
other field staff; and that the details, content and procedures for such disclosure
“Shall be worked out in an agreement to be entered into between the employer
and the grievors/union”. Counsel asked what the concern is. Mr. Tomlinson
explained that an individual who had assaulted a SEO in Kingston may now be in
Almira. With that “extra information” about who did the assault and the
surrounding circumstances, the SEO in Almira would know what to look out for.
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It is a simple matter of sending an e-mail to all field staff and committees saying,
“look at Incident Report number such and such on the IDS system for details”.
[110] Mr. Tomlinson testified that presently the information provided about incidents is
“somewhat patchy” and “you don’t really know what happened, who did the
assault and the circumstances. There doesn’t seem to be a regular codified
method to get that information to SEOs. He stated that to him the two-day time
limit seems reasonable and that he would argue that the SEOs are not really
looking for information not already in the IDS system.
[111] In cross-examination, Mr. Tomlinson agreed that the employer sends mass-
emails about some incidents. When counsel suggested that all incident reports
are put into the IDS system, he agreed. Counsel referred to the concern about an
assailant having moved to another area in Ontario, and put to him that he has no
personal knowledge of any instance of the IDS system failing to provide the kind
of information the SEOs are looking for. He said “yes, but there are 1000s of
incidents in it. So which one do I look for.”
[112] Ms. Janis Pechinger was asked by union counsel whether the employer provides
the kind of information about past incidents sought in the grievance. She replied
that it never happened until her incident. After that incident the employer sent
out information about several incidents that happened shortly thereafter, but has
not kept it up. In cross-examination Ms. Pechinger agreed that the employer
provided her all information it had, which could have helped.
[113] Union counsel asked Mr. David Fisher whether management made all other
SEOs aware about what happened to him. He replied, “No. not really” and
explained that it was mentioned at a staff meeting that he was assaulted, but
there was no formal discussion. He said that other SEOs learned details about
the incident by talking to him in the office. In cross-examination Mr. Fisher
agreed that he had all the information the Ministry had about the individuals
concerned which could have helped.
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[114] Ms. Dana Woods testified that she was not aware that there was any posting
about her incident to make others aware of what happened. She received emails
about the incident from management, but she did not think any e-mails were sent
to others updating about the incident. In cross-examination, employer counsel
put to Ms. Woods the e-mail sent to her, and pointed out that it was also sent to
all SEOs in the office at the time and that the e-mail describes what happened to
her and what steps were taken in response. Ms. Woods agreed.
[115] Mr. Joe Macionis was asked by union counsel whether management made
people aware of what happened to him. He replied that he did not think there
was any announcement. However, others became aware by word of mouth and
that he informed his co-workers about the potential hazards when visiting the site
in question. Mr. Feduck agreed that on July 7, 2014, he received an e-mail from
the Niagara District Supervisor pointing out, inter alia, that, “Your safety is much
more important than any information that could have been obtained from
observing this site prior to knowing the extent of the personal safety hazards
associated with it”; that he should have informed management and the police
immediately after his incident; and that “an SOP is under development by the
Strategic Enforcement and Investigations Unit to formalize this interim guidance
for all staff”. He also agreed that subsequently, a formal “Procedure for attending
sites owned/operated by” the individual concerned was issued. Mr. Feduck
testified that while he and the other SEO involved in the incident were provided
access to that procedure, it was not made accessible to all field staff generally.
In cross-examination, Mr. Feduck was asked if he knows that only he and his
partner were provided the procedure document relating to the site. He replied
that he did not know who else got it. He agreed that he is not aware of any other
SEO other than himself, who may perform enforcement work in relation to the
site in question.
(i) Critical Incident After Action Procedure
[116] The remedial redress sought in the grievance includes the immediate
implementation of what is called a Critical Incident After Action Procedure
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(“CIAAP”). The CIAAP sought consists of two aspects. First, that every SEO
who is a victim of an assault or near assault “be automatically afforded
appropriate counselling and/or therapy to deal with the after effects of the assault
or near-assault incident. Second, the CIAAP “shall provide for a timely
investigation of the circumstances” of the incident, and preparation of
recommendations for the prevention of similar future incidents. It is
contemplated that any SEO may at his/her discretion decline to participate in the
CIAAP.
[117] In chief, Mr. Tomlinson testified that the concern is that SEOs involved in
incidents of assault should not be left to seek help themselves. Help must be
provided automatically. The employer has a process in place but “We are
suggesting that it be tweaked”. In cross-examination, employer counsel asked
Mr. Tomlinson why that remedy was sought. Mr. Tomlinson replied, “I admit that
the option is available to SEOs”. However, he stated that in the past it has been
difficult to make officers understand that those resources are available. He said,
“Also, the feeling is that the Employee Assistance Program, by itself is not
sufficient when someone needs help. There has to be someone telling you need
to go and see someone”. Counsel put to Mr. Tomlinson that under the procedure
in place, an SEO who needs help goes to the EAP to obtain appropriate
counselling/therapy. He agreed that there is such a process, but added, “But in
the real world, SEO’s who need help do not always realize that, and may not go
to the EAP for help. He agreed that at the Guelph District Office where he works
there is a posting about the available EAP resources, but stated that a posting is
not sufficient.
[118] Employer counsel put to Mr. Tomlinson a Workplace Violence Risk Assessment
dated July 2010 completed at the Guelph District Office, which he had signed off
as Union Co-Chair of the Joint Health and Safety Committee. He agreed that
this Risk Assessment as well as those for 2011 and 2012 contain language that
“there is routine referral to the EAP to provide support for workers who are
victims of workplace violence”.
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[119] Ms. Janis Pechinger was asked by union counsel what counselling/therapy, if
any, was offered after her incident. She testified that she was offered EAP, but
she did not go because “it was awful”. She said that her Acting Director also
asked if she was interested in going for a peer review support program available
at MNR for Conservation Officers. She said she was, and it was arranged for her
to go for that program, although it happened months after the incident. She
testified that the therapy was very good, but that it should be made available
immediately after an incident, not months later. Ms. Pechinger was not cross-
examined on this testimony.
[120] Mr. Steve Elford’s only testimony was to the effect that he was not offered
therapy after the incident.
[121] Ms. Dana Woods testified in chief that following her incident there was no follow-
up by management, other than her supervisor calling her at home to ask if she
was “OK”. In cross-examination, employer counsel put to Ms. Woods that Ms.
Dugas will testify that she offered her EAP and a follow up for next steps. Ms.
Woods stated she was sorry she did not remember that because it was a long
time ago.
[122] Mr. Joe Macionis was asked in chief whether he was offered EAP or any
counselling and he said he was not. He was not cross-examined on this subject.
[123] Mr. Brad Feduck testified in chief that he told his supervisor that he did not feel
threatened by what happened to him. In cross-examination, when asked why he
felt that way, Mr. Feduck replied, “The incident was unusual. But I didn’t feel I
needed time off, counselling or anything like that.”
(g) Use of Students to work in the field
[124] The grievors seek an order that students and interns performing work similar to
SEO work be provided the same training and all other safety precautions sought
on behalf of the SEOs. In chief, Mr. Tomlinson testified that besides the concern
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for the safety of the students themselves, this issue impacts on the health and
safety of the SEOs in two ways. First, when a SEO is working in the field with a
student who is not trained, the student may escalate the situation putting the
SEO also in danger. Second, the SEO may not be able to extricate from danger
with an untrained student. In cross-examination, employer counsel asked
whether if he ever had either situation happen to him. He replied that if it
happened, he could not recall it. Counsel put to him that the employer’s position
is that it has never happened in the history of the ministry. Mr. Tomlinson agreed
that he was not aware of such an incident either.
[125] Ms. Janis Pechinger’s testimony was that she “generally had a concern about
students”, and that this was raised at MERC.
Testimony of Michael Burgess
[126] The union called Mr. Michael Burgess, President of Burgess and Asso. Inc. Mr.
Burgess has a police background and expertise as Instructor/Trainer and Expert
Witness in courts. His expertise includes provincial officer training. Between
2011 and 2014 Mr. Burgess has obtained contracts from the Ministry to train its
vehicle emissions officers, the Sector Compliance Branch officers, as well as
SEOs. He testified in some detail about the content and duration of the training
he delivered to those groups. He testified that vehicle emissions officers have
more personal protection equipment than SEOs, including vest, baton, hand-
cuffs, portable radio, radio in vehicles, and full police-like uniform and hat. They
also had significantly more training than SEOs did. Asked whether the two-day
training was sufficient for SEOs health and safety training, Mr. Burgess said that
he did not think it is sufficient. He said that in some areas they only read
material. Also, the Criminal Code is amended from time to time. For example if
the definition of trespass changes, it is relevant to self-defence. Only a few
minutes are spent on training on these. He said that the training on
disengagement requires one whole day, but only half a day was available.
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[127] Mr. Burgess testified that the class for vehicle emission officers was about 10.
For SEOs, it was about 25 although it was later reduced to 12. However, SEOs
were absent or leaving early. He said that since vehicle emissions training was 3
days, he was able to do individual assessments. Also they received a yearly
refresher. He said that since the physical aspects of the training are not used
often at work, a yearly refresher, which Sector Compliance Officers get, would be
beneficial for SEOs also, since it would help better retention of what is taught.
Mr. Burgess testified that there are some key components to be trained on,
including communication, note-taking and diversity. He said that he was shocked
that MOE officers received no training on diversity, because that can often
escalate situations, and it is also relevant to the Criminal Code if the officer
claims self-defence.
[128] Mr. Burgess testified that he would recommend a three-day training for SEOs,
paralleling the Sector Compliance Officers. He said that although SEOs need
not be trained on some equipment like body armour, handcuffs, there are other
things that can be covered like charter issues and simple things like the need to
produce your identification every time you go to someone’s property. He said
that for the physical aspects 1½ days would be sufficient. It could be pared down
to 1 day later. The rest could be used to teach proper judgement making if
someone is coming at you to attack. Mr. Burgess testified that he had
experience about use of CPIC checks from the time he was a police officer. He
opined that it will be helpful if SEOs had direct access to CPIC information.
[129] He said that he could not say enough about the importance of two-way radios for
safety of SEOs. With it, the officer can inform the dispatcher where he is as he
moves. The dispatcher could also call for an update if the SEO had not called for
a while. He said that in his opinion two-way radios ae necessary for the safety of
SEOs.
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[130] Union asked Mr. Burgess, whether soft body armour provides health and safety
protection. He replied that it is like safety boots. If the impact is on the vest, it
provides good protection.
[131] Mr. Burgess testified that most vehicle emission officers work in pairs. He trained
them on how the two people should act in various scenarios. For example, if
there is an aggressive person, the officers should take position on either side of
the person. Asked whether working in pairs is of benefit in those situations, he
replied, “Absolutely”.
[132] Mr. Burgess testified that during training, SEOs provided information relating to
about four incidents, and the training was built around those. However, he was
not given any statistics about how frequently hostile or violent incidents occur.
Union counsel asked Mr. Burgess whether it is beneficial for SEOs to be aware
of incidents colleagues had been involved in. He replied, “Yes. What happened
to one may happen to others. It also helps to study whether the incident was
avoidable.”
[133] Counsel asked Mr. Burgess whether it is important that his two-day training be
provided to everyone who works in the field including students. He said that from
his personal experience and experience in courts, sending anyone not trained to
work in the field would result in unpleasant results. He would refuse to go with
someone not trained, because such a person can pose a risk to others. He said,
“If we have to extract ourselves, he may not know how to do it”.
[134] Mr. Burgess testified that the feedback from SEOs about the training he received
was good. He said that “the number one complaint” was that it was too short.
He wrote to Ms. Karen Puhlmann, project manager, making recommendations on
updating the training. He noted that vehicle emissions officers are provided three
days of training annually and recommended a rotating cycle of full two-day
training one year, and a one-day refresher the next year for SEOs.
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[135] In cross-examination, Mr. Burgess identified the Request for Proposals, to which
he successfully bid. Counsel put to him that the RFP has no provision that the
training for SEOs must be limited to two days as he had testified. He agreed, but
explained that it was a “matter of math”. It had a budget limit and the number of
people to be trained. He said that he could have only a maximum of 25 SEOs in
a class. He agreed with employer counsel that he decided that given the
available budget, he could provide the training as specified in the RFP in two
days, and that in his response to the RFP, he wrote that the training can be done
“effectively” in two days. He explained that in proposing two days, he also
recognized that the employer had constraints on funds, as well as on its ability to
pull SEOs off work for training. He decided to limit the training to two days and
do the best. He did not propose that three days are required to deliver the
training efficiently, because that would have exceeded the budgeted funds in the
RFP. He agreed that his recommendations for updating the SEO training was
submitted to Ms. Puhlmann after he had won the contract, but before the training
had been delivered, and that it had a number of recommended options, none of
which involved increasing the training to three days.
[136] In re-direct, union counsel asked Mr. Burgess whether, having delivered the two-
day training across Ontario since he wrote the expert opinion, he still thinks that
the option he recommended in it are sufficient to meet the officers’ needs. Mr.
Burgess replied, “I am going to say no. Now that I’ve seen it, I didn’t have
enough time to deliver training on some subjects”.
EMPLOYER EVIDENCE
Testimony of John Stager
[137] Mr. John Stager first joined MOE in 1988 as Supervisor of Program Planning.
Subsequently he held a number of other management positions before being
appointed as Director to lead the newly created SWAT Branch in 2000. I do not
review his testimony with regard to SWAT for the reasons set out in paragraph 7,
supra.
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[138] Mr. Stager testified that he was appointed by the Assistant Deputy Minister to be
in charge of the health and safety initiative that led to the 2004 Risk Assessment
by Deloitte & Touche. Asked whether he was told why a risk assessment was
being done, he said that it was to review how health and safety was done within
the Ministry because there was a perception that there were inconsistencies. He
said the assessment was to be about officer health and safety and it was not
limited to SWAT officers.
[139] Mr. Stager testified that he did not want the Deloitte & Touche assessment to be
based solely on paper or data base information and wanted officer and
management input. He decided that a third-party expert should be contracted
because of the complexity. He testified that in February 2004 he left the Ministry,
and the Risk Assessment report was released in June 2004 after he left.
Therefore, he was not involved with implementation of the risk assessment. He
had seen earlier drafts before he left, but testified that the final report would have
incorporated many changes based on comments on the drafts by management
and field staff. He returned to the Ministry in 2008 as Assistant Deputy Minister
of the Drinking Water Inspection Section, but was not involved in any discussions
about the Risk Assessment.
[140] Union counsel reviewed in detail the content of the Deloitte & Touche Risk
Assessment with Mr. Stager. Mr. Stager agreed that the risk level for SEOs was
increased from moderate to high, because they did not have risk mitigators such
as working in teams and two-way radios. Counsel pointed out that the authors of
the risk assessment made recommendations and also mentioned other best
practices. Counsel put to Mr. Stager that the expectation was that the
recommendations would be implemented, and best practices mentioned would
be considered. Mr. Stager replied that management’s expectation was “to
assess everything, do a triage, decide on priorities, and act on what is most
important first”. Counsel put to Mr. Stager that, having paid an expert, if the
expert says that, “this has to be done in order to be in compliance with the
Ontario Health and Safety Act”, he expects it would be done. Mr. Stager replied,
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“Yes. But management has the prerogative to assess whether there is an
alternate way of getting to the end result quicker or better. He agreed that he
anticipated that management would discuss and set priorities, and decide how
best to address health and safety issues raised by the experts.
[141] Referring to “best practices” mentioned in the risk assessment, counsel asked
Mr. Stager whether, at SWAT or the Drinking Water Section, there was
systematic reporting of incidents of verbal or physical confrontations etc.,
whether statistics were maintained on those, and whether officers involved in
such incidents had the support and assistance of a critical incident team. He
replied that incident reports were submitted by officers, but it was rare. He did
not know if there was any critical incident team because there was no such
incident requiring assistance. The officers could go to EAP or talk to
management. Asked what access field staff at Drinking Water had to CPIC, he
replied that he did not know, because he did not hear of any incident which
required CPIC information. He stated that he had heard about the Janice
Pechinger incident, but was not involved in any discussion about it.
[142] In re-direct, Mr. Stager was asked why data was not used in analysing health and
safety risks. He replied that the data base was not designed to store that
information because it was not an issue at the time. Therefore, “a narrative
collection of information based on experience” was used in deciding how to do an
inspection.
Testimony of Peter Balaban
[143] From November 2005, Mr. Peter Balaban has been the Field Operations
Manager of the Ministry’s Sector Compliance Branch (“SCB”), which replaced the
SWAT team. He joined the Ministry in 1985 as an Environmental Planner and
held it for 10 years, during which time he worked on secondment as a SEO for
some 6 months at the York Durham District Office. Then he held a number of
supervisory positions in several branches of the Ministry including as District
Manager York-Durham, before assuming his current position. As SCB Field
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Operations Manager, Mr. Balaban had oversight over some 15 Sector
Compliance EOs (“SCEO”), and three teams of vehicle emissions (“VEOs”), each
with its own supervisor.
[144] Mr. Balaban testified that when he became SCB Field Operations Manager, the
SCB had just been created and replaced the SWAT team. He stated that SWAT
had a zero-tolerance policy. Any time a violation was found a provincial officer’s
order was issued. The SCB had a more flexible approach, focussing more on
getting clients to comply voluntarily where violations were minor or if it was a first
offence.
[145] Mr. Balaban testified that along with the transition from SWAT to the SCB, many
changes were implemented for SCEOs. The transition did not impact on the way
inspections were done by VEOs. The SCEOs now had a more flexible approach
called “Informed judgement making”. In SWAT all officers wore police-like
uniforms. SCEOs wore field attire, golf shirts with Ministry crest and pants or
business attire depending on the location they were attending. Business suits
had no Ministry identification, but if officers decided to wear spring jackets or
Ministry coats they had Ministry identification. Mr. Balaban testified that SCEOs
no longer worked in pairs as a rule as SWAT officers did. In appropriate cases
single officers did inspections.
[146] Mr. Balaban testified that to provide guidance to SCEOs, a compliance policy
was issued. It included an “Informed Judgement Matrix”, which categorized
types of non-compliance according to seriousness and set out options for SCEOs
in responding to violations. Zero tolerance was only for the most serious
violations. In contrast, VEOs have no formal policy, and respond based on the
severity of the violation. He testified that unlike SEOs who do both proactive and
responsive inspections, SCEOs only do the former. Referring to the guidance
document, Mr. Balaban testified that SCEOs discuss any safety concerns with
their supervisor and address it. It may be decided that the inspection should be
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done by two officers, that police presence should be arranged, or even that the
inspection should not be done at all.
[147] Mr. Balaban testified that SCEOs receive only conflict avoidance training, while
VEOs receive use of force training. VEOs patrol the roads and pull over vehicles
for inspection randomly or if they notice an issue such as a vehicle emitting
excessive smoke. The inspection entails ensuring that emissions components
are operating properly, that all approval certificates, insurance and weight
restrictions etc. are complied with. Besides pullover inspections, sometimes the
police or MTO may bring vehicles to be inspected. Since recently, they also do
projects relating to TTC and school buses. The officers have discretion in
responding to a non-compliance found.
[148] Mr. Balaban testified that unlike SCEOs, VEOs continue to wear a police-like
uniform with provincial Officer Identification, bullet-proof vests, safety belt with
handcuffs and baton. He said that SCEOs no longer wear full uniform and did
not wear soft body armour at any time.
[149] Counsel asked whether SCEOs experience personal safety concerns when out
in the field. Mr. Balaban replied, “Potentially yes”, and explained that they could
be involved in a vehicle accident and may be verbally assaulted. Asked what
provisions exist to mitigate the latter risk, he referred to the conflict avoidance
training, the identification on their clothes and pre-planning of inspections.
[150] Mr. Balaban testified that VEOs also face risk, depending on who they pull over.
Asked to compare the level of risk faced by SCEOs and VEOs, he testified that
pulling over vehicles is one of the riskiest duties, because the officers do not
know who is in the vehicle. Even when they run a plate after pulling over, it only
identifies who owns the vehicle, not the occupants. Therefore, VEOs are not
able to pre-plan inspections like SCEOs do. The vehicle pulled over could be
stolen, may be in use for illegal activity or the driver may not be licenced to drive.
Those people would not want to be pulled over by officers who look like the
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Police. Mr. Balaban testified that the conflict avoidance training for SCEOs
teaches how to disengage from uncomfortable situations. While the focus of the
use of force training provided to VEOs is also disengagement, they are also
taught how to use force if disengagement is not possible. For this purpose they
are equipped with batons and handcuffs.
[151] Mr. Balaban testified that since transitioning from SWAT to the SCB, SCEOs do
not have direct access to CPIC checks. They have to discuss the need for one
with the supervisor, who would get a CPIC check done by the IEB, VEOs
continue to have direct access to CPIC by contacting the OPP dispatcher.
[152] Mr. Balaban testified that SCEOs were provided with Blackberry phones and lap-
top computers to use as communication tools in the field. Satellite phones were
available in the office for use in remote northern areas where cell phones may
not work. In addition, VEOs have two-way “Walkie-talkie” radios, and recently
were issued Fleetnet radios. He testified that SCEOs were not provided with any
type of two-way radios because it was decided that what they had was adequate.
[153] Mr. Balaban testified that SCEOs could work in the field alone or in pairs. They
work in pairs if deemed necessary, because for example, the facility is large or if
there is a safety concern. The need to work in pairs has to be discussed with the
supervisor, but Mr. Balaban was not aware of any instance where a supervisor
had denied a request to work in pairs. VEOs always work in pairs, except for
inspections of vehicles bought in by the police or other agency.
[154] In cross-examination, Mr. Balaban reiterated that by the time he arrived in
November 2005 the organization had already transitioned from SWAT to the
SCB. Asked whether he asked senior management for the rationale for the
transition, he said he did not, but his understanding was that the SCB was
moving toward the model of the District Office EOs. He agreed that there are
safety risks inherent in work done by all enforcement officers including SCEOs
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and that management has a duty to take reasonable steps to mitigate those
risks.
[155] Union counsel reviewed Mr. Balaban’s testimony about the risks VEOs face
when pulling over vehicles for inspection. Mr. Balaban agreed that some of that
risk is mitigated by the ability to directly access CPIC and the MTO data base.
He also agreed that the soft body armour VEOs wear mitigates risk of injury if an
occupant of the vehicle has a gun or knife, and that the use of force training
helps in the event of a physical assault. He understood that VEOs were recently
issued Fleetnet radios to provide them with better direct access to police than
that provided by the two-way radios they had, and that Fleetnet further helped
mitigate risks faced by VEOs.
[156] Mr. Balaban agreed that since SEOs do proactive as well as reactive inspections,
they may not be able to pre-plan inspections to the same extent as SCEO’s.
When they arrive at a site, they would not know who they would encounter, and
whether anyone present had a history of violence or criminal background, or
whether any of them would be armed. Unlike VEOs pulling over a vehicle, SEOs
may encounter large numbers of people, and that sometimes they could be the
same people VEOs encounter.
[157] In redirect, Mr. Balaban testified that he was not aware of any instance of a VEO
being attacked with a gun or knife, or even being threatened with a gun or knife.
Testimony of Matt Williamson
[158] Mr. Matt Williamson, Manager, Investigations & Enforcement Branch testified that
he was responsible for the Intelligence officers and EOs in his unit, who do some
proactive investigations, but mostly investigations resulting from referrals from
front line EOs. Two Intelligence Officers and an Analyst in the IEB are trained
and certified to do CPIC checks for those officers upon request. Upon receipt of
requests for CPIC checks, the IEB staff rank them according to priority based on
information in the request form. Before doing a CPIC check the requests must
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be approved by Mr. Williamson or the Technical Support Manager. The
terminals that provide the IEB staff direct access to the OPP are operative only
between 7:00 a.m. and 4:30 p.m., and the three IEB staff do the day shift.
Outside those hours no one is available at work to access CPIC. Mr. Williamson
testified that he had briefed all police agencies about the limited hours the IEB
has direct access to the OPP for CPIC checks, and the need for the Police to
respect IEB staff as peace officers. He was assured that the police would be
happy to assist, if an officer comes to a police station and requests CPIC
information after hours. Therefore field staff of the Ministry working after hours
are able to request the OPP for CPIC checks.
[159] Mr. Williamson testified that he hopes that his certified operators would be able to
provide CPIC information within 1-2 day of receipt of the request. However, all
three of them may not be in the office all the time because of absence or other
duties. He said that responding to CPIC requests was only a small part of their
duties as Intelligence Officers or Analyst. In those circumstances, the requesting
officer would have to call the OPP or attend at a local police station to obtain
CPIC information.
[160] Mr. Williamson testified that in March 2014 he made a presentation to some 200-
225 members from all police and enforcement agencies in Ontario. The majority
of attendees were managers, but included line staff also. This presentation was
made at the request of law enforcement agencies, who were of the opinion that
the audience should be reminded of the status of all EOs in Ontario; what they
investigate, and that their assistance is needed and appreciated.
[161] In cross-examination, Mr. Williamson agreed that all EOs other than VEOs have
to go through the IEB to have a CPIC done. He also agreed that EOs may have
to work after hours for incidents of spills, and if a CPIC check is needed after
hours, they have to get it through the local police. He agreed that local police
have no obligation to act on every CPIC request EOs make. It is at their
discretion, and therefore sometimes an SEO may not get the CPIC requested.
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[162] Counsel put to Mr. Williamson that there is a lapse of time from the point when a
SEO submits a CPIC request form to a supervisor, who reviews it and forwards it
to the IEB, and then one of the three IEB operators would take 1 to 2 days to do
the CPIC check and produce the results. He agreed. Counsel suggested that
therefore, if a SEO needs a CPIC check immediately, there is no way to get one.
Mr. William agreed and testified that in that event the SEOs can arrange for
police to meet them at the site. He agreed that it would be helpful to SEOs to
decide if police presence is needed, if they already had CPIC information. Mr.
Williamson also agreed that there may be occasions even during regular work
hours, when SEOs are not able to obtain a CPIC check, if a certified IEB staff is
not available due to absences or if they are busy with other duties.
[163] Mr. Williamson testified that since about 2008/09, the Operations Unit and the
Strategic Intelligence and Enforcement Unit has had Fleetnet radios. He said
that to get those, a business case was submitted to support the need for Fleetnet
specifically for the IEB surveillance program. The need for a better
communication tool for the Mobile Surveillance team was particularly
emphasized. Currently the IEB had 5 Fleetnet vehicle units and 5 mobile units,
and about 8 officers in the Operations Unit and at least 6 others in IEB had
completed Fleetnet training conducted by the supplier Motorola and the OPP.
He testified that Fleetnet radios were used mostly for vehicle to vehicle
communication during surveillance.
[164] In re-direct Mr. Williamson testified that Fleetnet was sought because the hands-
free walkie-talkie radios the officers had been issued had issues. There was
often no signal in hilly areas and had a limited range of about 200 yards.
Fleetnet had encrypted channels, and the subscriber had a designated channel
in each area of Ontario. It allowed officers to communicate with each other within
a greater radius, and the “Field Boss” on the assignment and the manager can
hear all communications between officers. He noted that Fleetnet is used only as
part of an approved operational plan for intelligence and investigation purposes.
He said that where a person or company is identified as, for example, dumping
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waste illegally, but it is unknown where the dumping takes place, officers would
follow vehicles. Fleetnet radios are used only when travelling to do that type of
surveillance.
Testimony of Richard Raeburn-Gibson
[165] The employer also called Mr. Richard Raeburn-Gibson, Director of Operations
Integration Branch & Spills Action Centre, (“SAC”), which is part of the
Operations Division of the Ministry. He testified that SAC employs 32 EOs, and
is a 24-hour operation. SAC receives reports of spills and related incidents from
all parts of Ontario, and coordinates with regional staff and other divisions of the
Ministry in responding to those. If reports of spills are received after hours, SAC
may contact EOs on call and/or private companies and other agencies for
response.
[166] Mr. Raeburn-Gibson testified that SAC EOs do not directly respond to incidents.
Therefore, usually they do not interact with SEOs or regional offices. However, if
a SAC EO decides that a field visit is required in relation to an incident, he/she
would call the SEO on call and request that a field visit be done. That SEO
would attend his/her office and contact SAC to get details of the incident and visit
the scene, keeping regular contact with SAC, who would arrange for assistance
from other agencies like Fire, Police and private companies as needed. If
needed, the local technical sections may also be sent to the site. SAC continues
to work closely with Fire, Police etc. and the Emergency Provincial Operations
Centre.
[167] Mr. Raeburn-Gibson testified that the health and safety of the SEOs in the field is
a priority for SAC. The SEO would be made aware of any known safety risks
and SAC would coordinate with police for safety protection for SEOs. He said
that the SAC has the duty to mitigate safety risks for SEOs. Once a SEO is in
the field, the SAC EOs have no supervisory role and do not give directions. It is
a role of communicating as colleagues to assist the SEO to make decisions. He
said that “there is due diligence around the SEOs health and safety” and said
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that for example, if the SEO had not contacted SAC, SAC would contact the
SEO’s manager. Counsel asked what would happen if the SEO in the field has
concerns about safety because of people he was dealing with at the scene. He
replied that it is up to the SEO to decide whether to disengage, seek police
assistance or discuss the concern with his manager. The SEO does not have to
consult SAC in deciding how to deal with the potential risk. SAC would get the
Police to assist only if requested by the SEO. If SAC does not hear from the
SEO for a while, the SAC EO may contact management for advice or may
request police to check on the SEO. He said that the SEO going into the field
would usually inform SAC how long he expects to be at the site. If SAC does not
hear from the SEO for 10-15 minutes beyond the estimated time, SAC would
check with the SEO and if that fails, would have others check on the SEO. He
said that SAC keeps in regular contact with the SEO in the field.
[168] Mr. Raeburn-Gibson testified that SEOs regularly work alone during the day, but
would rarely work alone after hours. If it gets dark and other agency staff and
Police start leaving, the SEO also will leave and return the next day. If a SEO
has concerns about safety at any time, he has to consider options; to call MTO,
the local Police or OPP. He said that he could not think of any circumstances
where a CPIC or MTO check would be required during an after-hours visit. If
SAC or the SEO has safety concerns about the people, SAC would contact local
police and provide information about them for the SEO.
[169] Mr. Raeburn-Gibson testified about a check-in/out procedure which ensures the
safety of SEOs in the field. When a SEO leaves his office to attend site SAC is
informed. On returning home or to the office SAC is informed again. While the
SEO is in the field he is tracked. If the SEO does not check back with SAC on
time, SAC gets an alert from the system. SAC would then try to contact the
SEO, including at his home. If no contact is made, local management is
informed that there had been no contact from the SEO, and local management
may contact Police. He said that SAC has not required SEOs to regularly check
with SAC while in the field. However, he believed that local management has
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encouraged that as a best practice, and some managers have even directed that
SEOs do that.
[170] Mr. Raeburn-Gibson testified that he has oversight over various training
programs provided to employees in the Operations Division, including conflict
avoidance training tiers 1and 2. He said that tier 1 teaches hazard recognition,
avoidance, and disengagement tactics. Tier 2 includes emotional intelligence,
recognition of cognitive impediment in people, proactive disengagement, stances
and positioning, and escape from common grabs and assaults. The training was
increased from 1 to 2 days. Refresher training is provided every 3 years for tier 1
and every 2 years for tier 2.
[171] Mr. Raeburn-Gibson testified that in October 2013 senior management decided
to enhance this training. Mr. Burgess recommended that with the enhancements,
refreshers for tier one should also be every two years. A request for proposals
was issued, setting out the enhancements required. Employer counsel asked
why open hand use of force was not included as an enhancement. He replied
that it was decided that if an officer uses empty hand force, it unnecessarily
increases safety risk. It was recognized that SEO work is very different from
Police work. Therefore, the focus was on mitigating risk by avoiding and
disengaging, and that if needed SEOs could call local police or OPP. It was
decided that a policy of proactive disengagement is preferable than increasing
risk by resort to use of force.
[172] In cross-examination, Mr. Raeburn-Gibson agreed that enhancements to the
training was recommended and approved by the ADM because management felt
it was justified. Referring to the business case presented to the ADM, counsel
put to him that among the justifications relied on were the Risk Assessment
Report, the spectre of people and locations field staff encounter, and the risk of
verbal and physical confrontations. He agreed. Counsel asked why VEOs and
SCEOs were given additional training. Mr. Raeburn-Gibson replied that it was
because of the increased risk involved in pulling over vehicles with no ability at all
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to research who the occupants were. The drinking Water and District staff do not
do that. They can research before going to a scene. He agreed with counsel
that SEOs arriving for inspection of a site would not know necessarily who may
be encountered there, but explained that they can research about the company’s
prior record of compliance and any past safety issues. He also said that usually
it is arranged in advance that a member of management would meet and
accompany the SEO on arrival. Counsel put to him that in a factory SEOs could
encounter more people than in a vehicle, including employees or delivery people
with criminal backgrounds; are emotionally charged; or are involved in illegal
activity, who may resort to verbal or physical confrontations. He replied, “Yes.
Like when you engage with any segment of society”.
[173] Mr. Raeburn-Gibson agreed that students are assigned to accompany SEOs in
field enforcement work. He stated that as a rule, students are not provided the
tier 1 and 2 training the SEOs get, but a supervisor may send a particular student
for the training just for the experience. Counsel put to him that students face the
same safety hazards as SEOs, and that an untrained student could put the SEO
in danger. Mr. Raeburn-Gibson disagreed. He said that supervisors are under
direction to be very conservative in assessing risk in deciding whether to assign
students for field work with SEOs. They are assigned only low risk assignments.
He agreed with counsel that the real risk level cannot be predicted in advance
100 percent accurately, but explained that the supervisor and the SEO discuss
the potential risk in each assignment before a student is assigned. Counsel
suggested that if the SEO is faced with a risk, an untrained student may not be
able to properly assist. Mr. Raeburn-Gibson agreed, but added that SEOs
regularly go out alone with no one to assist at all. When put that students do not
have no skills or experience to deal with safety risks, he agreed, and added that
“students are there only for a 4 to 6 months co-op”. Union counsel pointed out
that the Deloitte and Touché Risk Assessment Report recommended that
students be given the same safety training as SEOs, and asked why that was not
implemented. Mr. Raeburn-Gibson replied that management decided that it was
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unnecessary given the policy of assigning students to accompany SEOs, only on
very low risk field work.
[174] Mr. Raeburn-Gibson testified that there was a discussion about the cost of
purchasing Fleetnet radios, among many other budget items. He agreed that
one of the stated purposes of Fleetnet radios was officer safety. He testified that
it was felt Fleetnet would be beneficial for VEOs because they regularly pull over
vehicles on highways.
Testimony of Celeste Dugas
[175] Mr. Celeste Dugas, Manager of the York-Durham District Office, had previously
worked for 9 years as a SEO in different District offices and for a period as an EO
at SAC. Before assuming his present position, he had worked for some 4 years
as a SEO, and 7 years as District Supervisor in the Northern Region of Ontario.
He testified that the only difference in the Northern region was that the
geographical area was larger and undeveloped, and the industries were different
from those in Southern Ontario. He testified that SEOs in the North had to travel
longer distances to get to the sites. Therefore, they were required to notify
management where they were going and how long they expected to be away,
and they also signed a check in/out board if they would be away for longer than 2
hours. If working after normal business hours they also checked in/out with SAC.
[176] Mr. Dugas testified that SEOs in the North also have satellite phones and SPOT
units in every office, which could be signed out as needed. SEOs in the South
did not have these. This difference was because in the North cell phones did not
work. He said that satellite phones also may not work in the rural North,
particularly if it is overcast. It was to address this, that a SPOT unit was made
available in the Sudbury District Office on a trial basis. It is not possible to speak
using SPOT, but messages and e-mails can be sent, for example to notify that
everything is fine or that there is an emergency and assistance is required. He
was not aware of any problems with using SPOT in the North.
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[177] Mr. Dugas testified that in the North SEOs can work in pairs at their discretion,
for example if the inspection is complex or near water, or they feel a need to
have a partner for any other health and safety reason. No management approval
was required to work in pairs, but SEOs often discussed with the supervisor
before working in pairs. Mr. Dugas testified that SEO Dana Woods talked to him
once or twice about having another SEO accompany her. He advised her that if
she felt a need, she should request another SEO to go with her, and if no one
agreed she should let him know, and he would arrange for that. After the
Manitoulin Island incident, when Ms. Woods told him that no one responded to
her request to accompany her, he told her that she should have spoken to him
before going alone. At that time he issued a memorandum to all staff to the
effect that they should make themselves available if Ms. Woods needed
assistance.
[178] Mr. Dugas agreed that after that incident Ms. Woods called him the same day
and again the next day, and described what happened. She was very upset and
crying. He offered her EAP Services, and discussed referring the incident to the
IEB for investigation, and putting a flag on the person concerned. When he
contacted the Human Resources Advisor, he was advised to complete a
Workplace Violence Incident Report and share it with the Joint Health and Safety
Committee, and he did so. The incident was also discussed at a Staff Meeting
attended by all SEOs in the office, who were allowed to speak or raise any
concerns they had. He also sent an “Information e-mail” to the Sudbury District
Office, detailing the incident and informing that the farm owner will be notified
that an inspection would be done with police presence if required; a red flag
would be placed on the Ministry IDS System to warn staff of the potential
dangers dealing with this individual; and that Ministry Staff would no longer meet
with that individual in person. Mr. Dugas testified that he sent the e-mail only to
staff who may have to deal with the person concerned. There was no indication
that he could be encountered by SEOs across Ontario.
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[179] Counsel asked Mr. Dugas whether Ms. Woods handled the interaction with the
farmer, his wife and the other individuals properly. He replied that she did in
introducing herself and explaining why she was there, and added, “But as soon
as she felt uncomfortable, she should have left.” Asked why, he said that “Her
health and Safety was first and foremost – not the inspection. There was nothing
urgent about the inspection. So her first course of action should have been to
leave. She should have got out of the situation as soon as possible.” He
testified that had she done that the incident would have been avoided. She
would not have been disciplined for leaving. Nor would that be reflected
negatively in any performance evaluation because she would have been
complying with ministry policy, and acting as per the training and directions she
had received.
[180] In cross-examination Mr. Dugas agreed that SPOT devices do not have two-way
voice communication, and that SEO would not know whether the signal sent
actually went. He testified that if a SEO expresses any health and safety
concern he would not, and had never, denied a request to work in pairs in the
North or the South.
[181] He agreed that details of the Dona Woods incident were shared with the Sudbury
Office, but he did not know whether it was shared with any other offices. He
agreed that if a third party of concern is involved in an incident, it is important to
share information with offices in other regions of Ontario, if it is known that the
person has links with other areas. Asked why despite the Woods incident, the
police were not involved in the subsequent inspection of that farm, he said that
the SEO in charge of Manitoulin was comfortable doing the inspection without
police assistance. Counsel pointed out that the memorandum sent by
management to staff stated that police should be present when entering that
farm, and asked whether the SEO had discretion. Mr. Dugas said that he
assumes that the SEO discussed with management before going alone.
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Testimony of Kim Groombridge
[182] Ms. Kim Groombridge, had worked as SEO and as a District Supervisor before
becoming District Manager for the Niagara Region in 2015. She testified that in
the capacity of District Supervisor she was responsible to ensure that the OHSA
is complied with. SEOs came to her with any health and safety concerns and
she dealt with those. If a concern was such that funding was required to resolve
it, she elevated it to the District Manager. She testified that if a SEO has a
concern, for example that a person has a history of violence, he/she had the
option of making a Special Services Request to the IEB to inquire into that, and
also may request police assistance or to work in pairs. Ms. Groombridge testified
that as supervisor she followed the long-standing policy that the health and
safety of officers is more important than any work the Ministry does. Therefore, if
she was made aware of any concern, she tried to find a way to do the work
safely. If that was not possible the work would not be done.
[183] Ms. Groombridge testified that SPOT devices enable the SAC to track SEOs
working in the field. SEOs check in/out with SAC, and are also required to
contact SAC every two hours to confirm they are alright. SPOT enables SEOs to
seek assistance by pressing a button. She testified that the two SPOT units in
the Niagara Office are sufficient for its needs. She testified that SEOs are issued
Blackberry phones, which they are required to carry when in the field. She said
that the office also had satellite phones, but they were not being used by SEOs
because cell phone coverage was very good in the region. The office no longer
has satellite phones. Asked whether there were any problems with SPOT
devices, Ms. Groombridge replied that for some reason SEOs did not like using
SPOT and preferred to call SAC on their cell phones.
[184] Employer counsel asked Ms. Groombridge whether there was any process in
place to share safety related information. She replied that all staff, mostly SEOs,
who become aware of any health and safety concern place hazard flags on the
Ministry IDS system. These could relate for example to the presence of a toxic
chemical, a vicious dog or about a violent individual. SEOs are expected to
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check the sites and people for hazard flags on the system before going out. Ms.
Groombridge testified that in addition, at monthly staff meetings, SEOs raise and
discuss incidents or concern they had experienced in the preceding month, so
that others could learn from it. In addition, safety information relating to more
serious situations is circulated through e-mails. Ms. Groombridge testified that in
addition to her current role as District Manager, she is also a co-chair of the Joint
Health and Safety Committee. If they have health and safety concerns, SEOs
typically raise them with their supervisor. She would directly get involved only if
the supervisor is absent or the concern had been escalated to her.
[185] Ms. Groombridge testified that the office employs one or two summer students,
who would assist with office administration work, and may go out to assist SEOs
in the field. Before accompanying SEOs in the field, students must complete a
month-long health and safety training. She testified that students are sent out
only on simple environmental field responses. She said that most field
responses involve some environmental hazard. However, if there is any
personal safety hazard, for example about potential for violence, students would
not be sent.
[186] Ms. Groombridge stated that, as District Manager, her responsibility is to ensure
that staff receive Conflict Avoidance Training (“CAT”) and the refreshers on
schedule. The computer system tracks all mandatory training and sends an alert
when someone is due for training. She testified that SEOs have the option of
having police presence, but in her seventeen years, police assistance was
requested only about five times.
[187] Ms. Groombridge testified that if a SEO has to access the MTO data base,
he/she has to request an IEB investigator or the Strategic Enforcement Unit. She
said that typically it could take half a day to obtain the information, and there had
been no problems in that regard. She added that there had not been many MOT
checks requested from her office.
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[188] Ms. Groombridge testified that SEOs may work in teams when there is a known
health and safety risk like a person with a history of violence, or when going after
hours to an unknown location for the first time. She said that a SEO wishing to
work in pairs has to make the request to the supervisor. She said that such
requests are very rare. Asked if requests are ever turned down, she replied that
if she has difficulty sending two SEOs due to operational reasons, she asks the
SEO whether the response was urgent and why. If she decides that there was
no urgency, she will deny the request at that time, and direct that the response
can be rescheduled and done later when two SEOs are available.
[189] Ms. Groombridge testified that she first heard of the June 13, 2014
Feduck/Medland incident when Mr. Feduck submitted a report on Monday June
16. She told Mr. Feduck that he should have informed her immediately rather
than wait till his next shift after the week-end, and Mr. Feduck explained that it
was no “big deal”, that people carry guns all the time; and that he did not think of
it as a safety hazard. She also told him that the property should not have been
visited because the SEIU background report had not yet been received.
[190] Ms. Groombridge testified that on July 7, 2014, she wrote to the two SEOs
outlining the steps she had taken in response to the incident. Those steps
included the following. The Ministry SEIU and the Police were informed about
the incident. Hazard flags were placed on IDS for the property concerned, as
well as other properties owned by R. Steps were taken to create an interim
protocol which provided that without discussing it with management, no MOE
staff should attend a site while a background check report from the SEIU was still
outstanding, and that threatening incidents must be reported immediately to
management, even if it is after hours. Ms. Groombridge wrote, “Further and as
discussed, your safety is much more important than any information that could
have been obtained from observing this scene prior to knowing the extent of the
personal safety hazards associated with it.” A protocol effective August 1, 2014
with regard to attending sites owned by R was implemented. It listed all known
properties owned by R and set out the procedure to be followed when visiting
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those, including that SEOs are not to attend those sites until Police availability to
attend is confirmed. Copies of the protocol were provided to management of the
Sudbury and Hamilton District offices because R owned properties in those
districts also.
[191] In cross-examination, union counsel referred to a SPOT implementation
document, and put to Ms. Groombridge that SPOT devices have no two-way
communication capability; need a clear view of the sky to obtain a GPS signal;
and are not reliable indoors, in very dense woods and highly urbanized areas.
She agreed. She said that she was not involved in the decision to obtain SPOT,
and was not aware whether getting Fleetnet instead was considered.
[192] Union counsel suggested that with up to 12 SEOs in the Niagara Office, more
than two SEOs could be out in the field at the same time, and therefore two
SPOT devices for the office were insufficient. She replied that the Drinking
Water Section also had a SPOT unit which could be borrowed, and that there
had never been any problem or complaint about a SPOT device not being
available.
[193] Ms. Groombridge testified that the IDS system has hazard flags on properties as
well as individuals, and that more detailed information could be obtained from the
IEB. Counsel put to her that since SEOs have no direct access to the IEB data
base, when a SEO calls for safety information, no IEB investigator may be
available to assist. Ms. Groombridge agreed, but added that since SEOs do not
provide an emergency response service, and have been told that their safety
comes first, they do not need to proceed until all required information is obtained.
[194] Ms. Groombridge testified that no district office in Ontario provides Conflict
Avoidance Training to summer students. Counsel suggested that an individual
with no history of violence may become aggressive on a particular day. She
agreed, but added that the SEO would have had CAT training and would know
how best to handle the situation. Counsel put to her that an untrained student
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may do something that could put the SEO in danger. She replied that it has
never happened. When counsel suggested that there is no guarantee that it can
never happen in the future, she replied, “Yes. You can say that about anything”.
When counsel suggested that it will be beneficial if students also had CAT
training, she replied that it will not do any harm, but was not necessary given the
role of students.
[195] Counsel suggested that half a day is a long time to wait for information from the
MTO data base if the information is needed immediately. Ms. Groombridge
replied that if necessary IEB management can be asked to give priority to a
request but added, “Anyway we are not an emergency response service”. She
agreed that requests for specialized services from IEB are made at a SEO’s
discretion, if there are any safety concerns. In the vast majority of cases it is not
requested and when requested a supervisor’s approval will not be denied if the
SEO expresses a concern about personal safety.
Testimony of Sarah Kirkwood
[196] Ms. Sarah Kirkwood, an Environmental Scientist at the Engineering Consulting
Firm, GHD Limited in St. Catharines, Ontario since 2014 was Lead Facilitator of
the GHD team that successfully bid for delivering the Conflict Avoidance Training
for SEOs. She testified in detail about the preparation of the bid, the
development of the CAT training curriculum for MOE staff, and its delivery. She
described the content of the various tiers in the curriculum in detail.
[197] The agreement required GHD to review, update and deliver a Conflict Avoidance
and Disengagement Training effective October 5, 2016. Ms. Kirkwood testified
that GHD then contracted a number of trainers who had the expertise and
experience required to meet the requirements of the agreement, and GHD
worked with them to develop the curriculum. In updating the tier 2 CAT training,
existing training material and a Ministry manual were reviewed. The Ministry
directed that the training should be limited to defensive tactics only, not offensive
tactics, because the goal of the training was about disengaging and removing
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yourself, not injuring anyone. Direction was also received that for tier 1 the
training would be one day with recertification every three years, and for tier 2 one
day of training with recertification every two years. Employer counsel asked Ms.
Kirkwood whether the two-year refresher cycle for tier two was adequate for
SEOs to retain skills. She replied that the curriculum was put together with a
two-yearly refresher in mind.
[198] In cross-examination, Ms. Kirkwood agreed that she nor any of the trainers had
worked as SEO. They learned about what SEOs do and the types of conflict
they face through discussion during the tender process and as well as
subsequent on-going discussion. She agreed that to understand the risk SEOs
face it was important to know specifics about past incidents, which the Ministry
had not provided at the outset. Therefore, this information was sought in e-mails
sent by the experts GHD hired. Also during the training SEOs were asked about
past incidents and they were discussed. She agreed that the Ministry had not
tracked past incidents, and no statistics were available. The Ministry provided
only general information such as that 92 percent of the past incidents were about
verbal aggression. No details were made available about what violent acts or
assaults had taken place in the past. GHD trainers were not made aware of the
2004 Deloitte & Touche Risk Assessment. They were told that an external
trainer had previously delivered the training, but that course material was not
provided. She was not aware that the trainer was Michael Burgess. GHD was
not provided with Incident Reports completed by SEOs who were involved.
Asked what the trainers relied on in the absence of details of past incidents, Ms.
Kirkwood testified that GHD’s analysis was qualitative. Therefore, by comparing
the role of SEOs with other professions, the trainers were able to identify and
rank the likelihood of SEOs facing particular types of risk.
Testimony of Shannon Seka
[199] Ms. Shannon Seka, Senior Manager at the Spills Action Centre (“SAC”) since
October 2016, described the function and role of SAC, and the features and
capabilities of SPOT devices. She testified about the support SAC provides to
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SEOs working in the field with SPOT devices. She said that SAC employs some
30 Senior and Junior EOs. Twenty four hours a day, the EO on duty receives
reports from SEOs in the field. SAC gives a ticket number for the SPOT device
carried by the SEO. Once a SEO presses the check-in button on the SPOT
device, SAC begins to monitor. The SEO is to check in every 2 hours and
update, including his/her whereabouts, expected timelines etc. Unless a request
is made by the SEO no action is initiated by SAC. During the day the District
Office monitors the two-hour check-ins. If a SPOT message is received after
hours, SAC monitors it to ensure that a check in is received every two hours. If a
check-in is missed, SAC informs the District Supervisor and tries to contact the
SEO on his/her cell phone. When a SPOT device is turned on, SAC is able to
identify the location of the device through GPS.
[200] Ms. Seka testified that if a SEO presses the SOS button on SPOT, an
emergency message is sent via satellite directly to the Emergency Response
Centre in Houston, Texas, operated by SPOT. She said that Texas would then
activate a local emergency response to assist the SEO. She did not know what
that response consists of because during her tenure at SAC she had not seen
such a situation arise.
[201] Ms. Seka testified that if a SEO presses the “help” button on SPOT, SAC
attempts to contact the SEO and also contacts the District Office Management to
plan how to provide assistance, whether another SEO should be sent, or police
should be contacted. She said that a “help” button had never been activated
during her tenure. She said that she was not aware of any instance where a
check-in or message sent by a SEO through SPOT was not received by SAC.
[202] Ms. Seka testified about the Field Operators Tracking System (“FOTS”), a
Microsoft accessed data base. FOTS is an electronically fillable form to retain
information provided by SEOs before going out in the field. When the SEO calls,
the form is populated with the SEO’s name, contact information, SPOT number,
where the SEO is going, the weather, any anticipated hazards etc., and the
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SPOT ticket number issued by SAC. If a SEO goes out on an Emergency
Response Program (“ERP”) call, SAC initiates a FOTS form. If not, the SEO in
the field initiates it. If a need arises to contact the SEO in the field or to initiate
any action to assist the SEO, information in FOTS is used. She said that if
attempts to locate and assist a SEO fails, SAC would call 911 for police action.
She was not aware of this ever happening.
[203] In cross-examination, Ms. Seka confirmed that SPOT devices are monitored by
the District Offices during the day, and by SAC after hours. She said that SAC
maintains a data base where a record is made when FOTS is used, but she was
not aware of a report with statistics on FOTS usage.
Testimony of Caroll Leith
[204] Mr. Caroll Leith worked as a SEO in the Timmins District Office before becoming
Area Supervisor for Timmins in 2014, and District Manager covering the Timmins
and North Bay Districts in February 2015. Mr. Leith testified that he participated
in a project to review and improve the electronic hazard flag system. He
described that staff members, based on experience, can enter hazard flags on a
particular site or individual. Then any SEO before visiting a site or interacting
with an individual can do a search for the site and/or the individual, and if flags
are identified on the system, discuss with the supervisor in preparation for the
visit. He described in detail about the changes made to the flag system during
the project, and the reasons for change. He testified that as a part of the project,
material was provided for use by SEOs, and they were also provided training on
how to use the hazard flag system.
[205] Mr. Leith testified that SPOT devices have been in use in his District since 2014.
Asked whether there had been any problems with SPOT, he replied that there
were only two issues. Once the device did not send a signal when the SEO
pressed the “ok button”, because the battery in the device was dead. On another
occasion when the SEO hit the ok button, the signal did not go to the office
administrator who was supposed to get the signal in addition to the District
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Manager and supervisor. This happened because management had not entered
the new Office Administrator’s name in the system. Both issues, therefore, were
not related to any problem with the SPOT device itself.
[206] Mr. Leith testified that initially there were satellite phones in each office. Then to
ensure that a satellite phone is available on every field visit, each vehicle was
equipped with one. Each SEO initially had a flip phone. These were upgraded to
Blackberry phones and then to smart phones.
[207] Mr. Leith testified that in his District, SEOs could work in pairs in a number of
situations. By policy they do so when working near water or ice. A new SEO
may shadow a SEO in the field for learning purposes. Also, based on hazard
flags or otherwise, if a SEO has any personal safety concern he/she can discuss
it with the supervisor and arrange to have a second SEO accompany. If a SEO
is subject to a medical accommodation also, a second SEO may be arranged.
He testified that in addition to going with a partner, SEOs have the option of
having police presence if concerned about safety, or may decide to do the visit at
a time when others such as officers from the Ministries of Labour and/or Mines
would also be present. If these options are not available, or if not comfortable
even with any of these, SEOs can decide simply to not do the field visit.
[208] In cross-examination, union counsel asked why a hazard flag search does not
disclose specifics about an individual’s mental health issues or criminal
charges/convictions. Mr. Leith replied that there are constraints in privacy
legislation, and that in any event the focus of the hazard flag has to be on the
danger posed to the SEO and there is no need for a SEO to know what causes
that danger. He testified that the supervisor gets an e-mail whenever a SEO puts
in a hazard flag, and the supervisor is expected to discuss with the SEO why the
flag was placed.
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[209] Mr. Leith agreed that safety risks may exist even if a person or site is not flagged.
He agreed that a SEO in the field would not have real time access to IDS to
search for flags, unless the SEO had taken the lap-top computer.
Testimony of Karen Puhlmann
[210] In August 2013 to January 2015, Ms. Karen Puhlmann was involved, as Project
Manager, in the procurement of SPOT devices for SEOs, when she held the
position of Manager of Operations Integration Branch. She testified that she
submitted a business case to support the purchase of SPOT devices, in
consultation with District Managers. The purpose was to enhance the tracking of
staff working in the field, to provide for emergency response to assist them, and
to have consistency province wide. She used the recommendations in the
Deloitte & Touche Risk Assessment to support the business case. It was felt that
the cell and satellite phones staff had were not effective in all situations, and that
SPOT devices would be an additional safety tool. Ms. Puhlmann testified that in
requesting 90 SPOT devices, she took into account the estimates by District
managers of the number required for their offices, and the fact that SPOT
devices were not required or not useable in all areas in Ontario. She said that
there was also an attempt to keep the cost under $ 25,000 to make getting
approval easier and faster. The availability of SAC staff to track SPOT devices
24/7 was also a key consideration. Ms. Puhlmann said that once the devices
were purchased and sent to the District Offices, she oversaw the training of staff
on SPOT devices.
[211] Ms. Puhlmann testified that she was also the Project Manager for the
implementation of the enhanced flag system on IDS. Employer counsel asked
why restrictions were placed on disclosure of personal information. She
explained that such details were not useful or necessary for officer health and
safety. Privacy legislation was also a consideration. She said that there were
similar restrictions when providing information by CPIC checks.
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[212] In cross-examination, Ms. Puhlmann testified that the number of SPOT devices
to procure was determined following extensive consultation with District
Managers, particularly the District Managers for the Thunder Bay/Kenora, and
Hamilton District Offices. Since 2010 the Hamilton Office had used SPOT
devices during after-hours field work as a pilot project. She agreed that if a
person or site is not flagged, SEOs usually do not take SPOT devices with them.
Yet they may encounter hazards. She testified that the number of devices
initially procured was sufficient for use under the circumstances outlined in the
Standard Operating Procedures. If a particular office felt a need for additional
units funding was available. However, she was not aware of any situation where
a SEO wanted a SPOT device, but none was available. She agreed that other
than consultation with District Managers, no analysis was done to determine how
many of the 350 plus SEOs may be out in the field at the same time. Counsel
asked why 90 one- way SPOT devices were selected rather than 90 satellite
radios which had two-way communication capability. She replied that
consideration was given to all existing communication tools, experience of other
ministries, the cost, and the work SEOs did. She said that the experience of staff
at the Ministry of Labour and Ministry of Natural Resources was particularly
informative because their field activity was very similar to SEO work. She said
that no data on usage of Fleetnet by any agency was reviewed, but she recalled
discussing the experience of the IEB with Manager Mr. Williamson, who informed
that IEB staff used Fleetnet mostly during intelligence operations to communicate
with each other and with the IEB, and that Fleetnet was not connected to the
Police.
Testimony of Jatinbhai Patel
[213] Mr. Jatinbhai Patel, joined the Ministry in 2002 as a SEO in the Sault Ste Marie
Office and in 2003 moved to the SWAT team. Then he became an EO 5 Analyst
at the SCB, before assuming duties as a Supervisor. He corroborated the
evidence of other employer witnesses about the strict enforcement approach of
SWAT and the change to a softer and more flexible approach to enforcement
following the transition to the SCB in 2006.
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[214] Mr. Patel testified that EOs at the SCB wear cargo pants and golf shirts with
Ministry identification, while in the field. They are not issued soft body armour,
but get the standard personal protection equipment that all SEOs in the Districts
get. SCB EOs have smart cell phones, and have access to SPOT devices and
satellite phones. He said that SCB EOs have not actually used SPOT devices.
They have access to the FOT system, and use it to inform SAC when they go out
in the field and to provide updates. If an EO feels a need to obtain CPIC
information when planning an inspection, a request form is submitted to the
Supervisor, who forwards it to the IEB. When counsel asked whether a response
from the IEB with CPIC information could sometimes be delayed, he replied that
if that happens it has no impact because EOs are never in a situation where they
have to proceed immediately without waiting for information. He said that as
supervisor, if an EO has a safety concern and submits a CPIC request form he
always supports it. He said that the only time SCB EOs would have to interact
with police is where a hazard flag on IDS says, “don’t go without police”. He said
that since he became a supervisor, he could not recall any inspection taking
place with police presence.
[215] Mr. Patel testified that while VEOs receive use of force training, SCB EOs, like
District SEOs receive only tier one and two conflict avoidance training. He said
that while students may be hired at the SCB to do office/administrative work,
students are not sent on any field work.
[216] In cross-examination, Mr. Patel agreed that he had not supervised any District
SEOs. Union counsel put to him that District SEOs also do waste hauler
inspections. He replied that he was not aware of that, but agreed that they deal
with all spills including waste hauler spills. A document was filed on consent as
an exhibit, which establishes that SCB EOs performed waste hauler inspections
as part of their duties, while District SEOs did not. However, the exhibit also
indicates that SCB EOs and District EOs may work together inspecting waste
haulers.
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[217] On the final day of hearing on September 17, 2019, during the course of reply
submissions, the parties filed as exhibit # 119, a memorandum dated May 10,
2019 sent to all SEOs by the IEB. In substance, it gave notice that SEOs would
no longer be permitted to seek CPIC information through the IEB for officer
safety purposes, and that such requests are allowed only for investigative
purposes. The memorandum, however, confirmed that SEOs would continue to
be able to seek assistance from local police services. Submissions were made
on the impact of this change on the grievances.
[218] Union counsel submitted that the ability to obtain CPIC information before
proceeding to do an inspection was an essential safety precaution SEOs had.
Now the ability to obtain that information has been further limited. He submitted
that this makes the order the union seeks, that real-time access to CPIC checks
be provided, even more critical. In the alternative, the Board should order the
other remedies sought by the grievors, to establish a multi barrier approach to
officer safety.
[219] Employer counsel submitted that the change effected by exhibit #119 does not
increase risk faced by SEOs. They are still able to obtain CPIC information
before proceeding, by contracting local police. Mr. Williamson had testified that
this was an option they always had. While he agreed that local police had no
legal obligation to provide CPIC information to EOs, there is no evidence that a
request was ever denied. Also, Mr. Raeburn-Gibson testified that SEOs are able
to contact the local police and request information about the individuals or sites
before proceeding, and that the police would provide any information they are
aware of. SEOs still have this option. Thus, submitted counsel, instead of
obtaining relevant safety information through the IEB, SEOs have to get it
through local police. Since any hits on CPIC are recorded on the Ministry’s IDS
system, SEOs can research the IDS, and if a flag is found they can get more
information and advice from the local police. Counsel reiterated that the
unavailability of CPIC information immediately does not in any event expose
SEOs to risk, because they are not expected to proceed until results of a
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requested CPIC check are obtained. If a CPIC check becomes necessary while
working in the field, they are expected to leave the site, and return later once
CPIC information is received.
[220] Also filed in evidence at that time were exhibits 118 and 120. Exhibit 118 is an
excerpt from the Website of the Employee Health and Safety and Wellness
section of Ontario Shared Services, Ministry of Government and Consumer
Services, describing the services available from the Employee and Family
Assistance Program (“EFAP”). These are services available to SEOs among
others. They have access to this information on the website. The information
includes the following:
Your Employees and Family Assistance Program (EFAP) provides
professional, confidential support services including counselling, programs
for help with common life challenges and resources to employees and
their eligible dependents. EFAP counselling takes a short-term, solution-
focused approach on one issue at a time. Longer-term complex care
counselling is available, if clinically appropriate, for depression, post-
traumatic stress, vicarious trauma and substance-abuse. The EFAP can
also give you the information, tools and insights you need to deal with
minor issues now, so they don’t grow into more serious problems in the
future.
Employees are informed that they may contact the EFAP “24 hours a day, seven
days a week”, and telephone numbers are set out. The traumatic event support
resources and strategies available are listed. They include, continued support
following a traumatic event; How a traumatic event can affect you; and taking
care after a traumatic event. Employees are requested “to visit
workhealthlife.com for additional information and tips on coping with traumatic
events.”
[221] The evidence indicates that the Trauma Assist Program is provided by a third-
party provider Morneau Shepell. Shepell’s literature describes the program as
follows: “Shepell’s Trauma Assist program is designed to help individuals
affected by post-traumatic stress by providing confidential access to specialized
care to treat and build resiliency though a network of services and resources and
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that “the program is an ideal addition to an Employee and Family Assistance
program, when short-term counselling may not be enough and more specific
post-trauma support is needed”. It is stated that, “If diagnosis or long-term care
for more severe symptoms is needed, the program will refer the individual to the
appropriate resources and treatment …”
[222] Exhibit 120 is a policy approved on March 6, 2019, which in effect clearly states
that persons not designated as provincial officer, which includes students, are not
authorized to undertake inspection or compliance related activities on their own,
but may assist a provincial officer who undertakes such activity.
UNION SUBMISSIONS
[223] Counsel stated that the crux of the grievances is about the failure of the employer
to provide reasonable precautions for the health and safety of SEOs throughout
Ontario, in compliance with article 9.1 of the collective agreement and s. 25(2)(h)
of OHSA (hereinafter “legal obligation”). He acknowledged that since the filing of
the grievances the employer has made some changes that enhanced the safety
precautions. However, even with those changes, the employer does not meet its
legal obligation.
[224] Union counsel pointed out that the fact that nearly 100 SEOs have filed
grievances demonstrate how seriously they are concerned about their safety. He
said that the grievors’ concerns relate to nine areas where the employer has
failed to comply with its legal obligation. It was submitted that the collective
agreement and OHSA require the employer to be proactive in preventing harm to
employees. It is not sufficient to act after the fact. He submitted that the union
has not only led evidence about the subjective concerns of SEOs. Its evidence is
not about theoretical possibility of harm. It has presented evidence of actual
incidents of physical and verbal assaults. This demonstrates that their subjective
concerns are well founded.
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[225] Union counsel noted that the concerns expressed by union witnesses should not
have been a surprise to the employer, because it received the Deloitte and
Touche Risk Assessment Report as early as 2004. In preparing the report, the
consultants had polled members of various groups of regulatory enforcement
officers of the Ministry, including SWAT, Vehicle Emission, IEB as well as District
SEOs, about their opinion on the likelihood of facing verbal abuse with or without
physical effects or medical treatment; physical assaults leading to injury requiring
medical treatment; death threats; and fatality. He pointed out that in each of the
categories District SEOs had expressed the likelihood to be greater than any
other group. He noted that the Consultants had made recommendations to
mitigate risk in many of the areas of concern raised in the grievances. Counsel
pointed out that it is apparent that whatever steps the employer took in response
to the Risk Assessment Report were inadequate, because all of the incidents the
Board heard about took place subsequently.
[226] Union counsel reviewed in detail the testimony of each union witness, touching
on the nine areas of concern. He also reviewed the evidence of the employer
witnesses. He pointed out the additional protections provided to other officers,
such as SWAT, and VEOs, and submitted that there is no reasonable justification
for not providing the same protections for SEOs who perform very similar work
and face similar risks.
[227] The union relied on three aspects of the evidence before the Board in support of
its position that the employer had violated article 9.1 and s. 25.2(h). (1) the
actual incidents of assault or near assault (2) The likelihood and potential for
assaults and near assaults (3) The protections provided to comparators SWAT
and VEOs.
[228] Counsel conceded that SWAT no longer exists and that the re-branded SCB EOs
no longer have the additional safety precautions SWAT officers had. However,
he submitted that VEOs continue to enjoy significant protections denied to SEOs.
Counsel submitted that the only justification offered for the different treatment is
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the fact that VEOs pull over vehicles randomly without knowing who the
occupants are, and therefore have no opportunity to do advanced research for
safety risks.
[229] Union counsel submitted that SEOs also face unknown and unexpected risks, at
least to the same extent as VEOs. He cited the Pechinger and Woods incidents
as examples. He submitted that when a vehicle is pulled over, there would only
be a few people in it. In contrast, when a SEO turns up at a factory, auto body
shop or farm, he/she may encounter a large number of people other than the
known owner/operator, including employees and visitors some of whom may
have criminal or violent backgrounds. Therefore, the employer`s justification for
the difference in safety precautions is not valid. In order to comply with the law,
SEOs must also be provided soft body armour, Fleetnet, access to CPIC and
MTO data base information and more extensive and frequent safety training, as
VEOs have been provided.
[230] Union counsel submitted that the authorities are consistent with regards to the
legal principles that apply. The determination turns on the application of the
principles to the evidence in each case. The following authorities were cited:
OPSEU and Ministry of Corrections 69/84 (Samuels); Re OPSEU and Ministry of
Health, 581/84 (Kennedy); Re Rowe 350/88 (Samuels); Re Moulton, 230/89
(Goldenberg); Re OPSEU and Ministry of Health, 1291/89 (Verity); Re Taylor-
Baptiste, 469/88 (Dissanayake); OPSEU and Ministry of Correctional Service,
1252/85 (Joliffe); Re Stockwell 1764/87 (Wilson); Re Danbrook, 1494/89
(Stewart); Re Watts/King, 1367/90 (Kaplan); Re Rigglesworth, 637/90 (Fisher);
Re Press, 2003-1461 (Mikus).
[231] Counsel summarized the union’s position on the areas of unjustified differential
treatment as follows:
(a) At the time the grievances were filed, SEOs received only one day of
training on conflict avoidance. In 2013 that training was expanded to
encompass disengagement techniques, including escape from common
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holds and grabs. Since then it has been increased to two days of training.
Even two days of this training is insufficient. First, there is no training on
self defense, and no refresher training is provided to SEOs. Compared to
the training provided to SWAT and VEOs, to be compliant with its legal
obligations, the employer must provide SEOs at least three days of
training including level 3 open hand self defense and disengagement and
escape, and also provide refresher training at least annually.
(b) SEOs have no immediate or timely access to CPIC or MTO data base
information as VEOs do. They have to wait one to two days to get results
of a CPIC check through IEB. If an IEB investigator is not available, it took
even longer. Now they have been notified that the IEB will no longer do
CPIC checks for them for safety reasons. In the absence of direct or
immediate access to CPIC and MTO information the employer’s legal
obligation is not met.
(c) Since the grievances were filed, SEOs have been provided SPOT
devices. However, that does not meet the legal obligation because SPOT
devices have significant limitations. Two-way communication is not
possible, and the SEO has no way of knowing whether a message sent on
SPOT has been received.
(d) SWAT had and VEOs had soft body armour, but not SEOs. Although
there is no evidence of any SEO being shot or stabbed, there is evidence
that a SEO encountered an agitated individual carrying a gun in the
Feduck/Medland incident.
(e) While SEOs may work in pairs upon request where potential risk is
identified, risk is not always predictable and dangerous situations can
arise even in the absence of hazard flags, as demonstrated by the
Pechinger and Woods incidents. As with the comparator groups, working
in pairs must be mandatory for all field work to satisfy the employer’s legal
obligation. In the alternative, that must be the case at least when SEOs
work in remote areas with no cell phone coverage.
(f) Evidence was led that police dispatchers are not always aware of SEOs’
provincial officer status or about the work they do. SEOs have to explain
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who they are and what they do. The employer must make sure that all
police services are aware of that information.
(g) There is no process to gather and make available to all SEOs in Ontario,
details of the individuals and locations involved in incidents. This
information is necessary for SEOs to take steps to protect themselves
when preparing for a field visit where those individuals or locations may be
encountered.
(h) Counsel recognized that since the grievances were filed, trauma therapy
is now available to SEOs, in addition to counselling through the EAP.
However, to comply with the legal obligation these services must be
automatically offered to any SEO who is involved in a traumatic incident.
SEOs should not have to request such assistance.
(i) Since the grievances were filed, the policy has been clarified that students
are not allowed to perform field duties if not accompanied by a SEO.
However, an untrained student who assists a SEO in the field may not
have the skill or knowledge about avoiding risk. Such a student may act in
a manner that puts the SEO in danger. Therefore, students who do field
work, even in the company of a SEO, must have the same training as
SEOs.
EMPLOYER SUBMISSIONS
[232] Counsel reviewed and relied on the following authorities: Re OPSEU and
Ministry of Correctional Services 311/88 (Watters); Re Willis 2755/91 (Stewart);
Re Taylor-Baptiste 469/88 (Dissanayake); Re Ottawa (City) OC Transpo v.
MacDuff 26 Canada OHSTC 2; Re Anger, 2004-1321 (Watters); Re Danbrooke
1494/89 (Stewart); Counsel acknowledged that legal authorities are useful only
for the principles that apply and that each case has to be determined on the
application of the principles to the particular facts. He proceeded to apply the
principles in the case law to the facts in the five incidents relied upon by the
union to support its position that the employer has provided SEOs with safety
precautions in compliance with the collective agreement and OHSA.
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[233] Employer counsel noted the nine areas the union asserts where the employer is
in violation. Relying on Re OPSEU and Ministry of Correctional Services
(Watters), supra, counsel argued that the union has not shown any link between
any of precautions it seeks and the five incidents. In other words, there is no
evidence that the absence of any of those precautions contributed to or caused
any of the incidents. The Board held in this case that such a link is required to
support a violation of article 9 and OHSA.
[234] Referring to Re Willis (supra) and Re Taylor-Baptiste (supra), counsel argued
that the law does not require provision of optimum safety precautions. The
requirement is for reasonable precautions. Both decisions recognize that a
certain amount of safety hazard is inherent in the work of correctional officers. In
determining what level of precaution is reasonable, the nature of the job must be
considered. The union has conceded that the SEOs are not entitled to a
guarantee of a risk-free work environment. The nine requested precautionary
measures go well beyond what is reasonable having regard to the fact that the
SEO job necessarily involves engaging with people unhappy and resisting what
they perceive as improper interference by government. In Re Taylor-Baptiste,
(supra) the Board also held that the union must produce objective evidence that
unreasonable risk exists. Mere speculation is not sufficient.
[235] Referring to Re Ottawa (City) OC Transpo (supra), counsel submitted that, like
bus drivers there, SEOs must, as part of their job, be in a contact with all kinds of
people, some of whom may commit unlawful acts like assaults, and the offender
will face justice. As the appeals officer observed in that case zero risk is
unattainable, Counsel submitted that the Pechinger incident is a rare occasion of
an assault on a SEO, and the offender was charged and convicted of obstructing
a provincial officer.
[236] Counsel relied on Re Anger (supra) to support his position that the frequency and
magnitude of the risk are also important considerations in deciding whether
reasonable precautions had been provided. In the instant case, it was open to
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the union to adduce evidence going back in time without any limit. The
operations division employed over 300 SEOs in all parts of Ontario performing
field work. Mr. Tomlinson testified that when performing field work, he worked
alone 95% of the time. Yet the union was able to adduce evidence only about
two assaults on SEOs. In terms of the magnitude of the risk, there is no
evidence that the SEOs involved in either incident of assault suffered any
physical injury. Ms. Pechinger did not even need time off and did not claim WSIB
benefits. Mr. Fisher’s assault was de minimis. He was shoved off a porch two
feet high. He landed on the ground on his feet and did not fall. He was not
injured and lost no time. In the other three incidents there was no physical
assault or contact, and the SEOs were able to disengage safely by using their
training. Counsel submitted that the union’s claim about the level of risk faced by
SEOs is grossly exaggerated.
[237] Employer counsel disagreed that Re Danbrook (supra) supports the additional
training the union seeks. In Re Danbrook, there was evidence of five incidents
the same grievor faced in a period of one year. Three of the incidents were
physical assaults – pulled by the tie, wrestled to the ground, and his vehicle
rammed. The other two involved death threats. Therefore, the frequency and
magnitude of risk faced by that grievor was very different qualitatively and
quantitatively. It was in those circumstances the Board ordered additional safety
precautions.
[238] Counsel submitted that SEOs have the opportunity to plan, including taking steps
to protect their health and safety, before proceeding to proactive as well as
responsive inspections. Mr. Tomlinson agreed in cross-examination that before
responding to a complaint, SEOs have the opportunity to gather relevant
information and consider what communication devices to take, whether to go as
a team and whether to seek police assistance. Ms. Wood testified that she did a
drive by to observe the site, and responded the next day. Ms. Pechinger had
arranged with the client where and when to meet. So she had the time to plan
and consider what safety precautions were needed. Thus, it is not correct to
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state that SEOs have no opportunity to plan and have to rush to the site upon
receipt of a complaint. They have not received such instructions from the
employer. To the contrary, the instruction always has been that officer safety is
more important than efficient or rapid enforcement. Mr. Tomlinson testified that if
any safety issue comes up, the field visit can be postponed until that issue is
addressed.
[239] Employer counsel submitted that if a SEO does a file review, CPIC and/or MTO
data check etc. substantial information about potential risk would be identified.
He conceded that despite doing all of that, unknown and unexpected risks can
arise while in the field. If, despite the best efforts by employer and employee to
identify and address potential risk, unexpected danger is encountered in the field,
the instructions are to immediately return to the office. Mr. Balaban testified so.
He testified that the SEO will then take necessary safety precautions like going
as a team or seeking police assistance, and return at a later time. Mr. Balaban
testified that if the work cannot be done safely even with available safety
precautions, the work simply will not get done. As he said, “the health and safety
of the officer is more important than getting any work done”. Union witness
testimony was to the same effect.
[240] Employer counsel pointed out that despite suggesting the contrary to employer
witnesses, the union had accepted that SAC tracks SEOs in the field after hours
on the Emergency Response Program (ERP) calls. He pointed out also that
SEOs responding to an ERP call are not first responders or emergency
responders. Mr. Tomlinson testified that it may take up to 3 hours from the
receipt of a page for a SEO to arrive at the site. By that time other agencies like
paramedics, fire department and police would already be there. Mr. Tomlinson
agreed that he would very rarely be alone at the site on an ERP call. He agreed
that in the last 5 years he had responded to 5 ERP calls and had not
encountered workplace violence in any of those. Employer counsel pointed out
that there is no evidence of any SEO encountering violence or threats of violence
during an ERP call.
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[241] With regard to the comparison with VEOs, employer counsel reviewed the
testimony of Mr. Raeburn-Gibson and Mr. Stager. VEOs, wear police like
uniforms and routinely pull over vehicles on roads and highways. They issue
tickets on the spot unlike SEOs, and can pull vehicles off the road on the spot.
They have no idea who the occupants are when they take these actions. Unlike
SEOs, they have no opportunity to do any research or planning, such as CPIC
checks or search for hazard flags on IDS. Counsel agreed that despite all the
pre-planning, when a SEO visits a business, unknown people like employees and
customers may be encountered. He referred to Mr. Balaban’s evidence that
usually when the SEO arrives, he/she is met by and accompanied by a manager
of the facility. The likelihood of uninterested individuals like employees or
customers attacking a SEO is at best no more than that faced by anyone
interacting with any segment of society. Counsel submitted that therefore, the
level of risk faced by VEOs is much greater, and closer to that faced by police
officers. He pointed out that while SEOs may be involved in pulling over waste
haulers, they do not do that by themselves. They are always accompanied by
other agencies, such as MTO or police, who have additional safety training and
tools.
[242] Counsel pointed out that the level B training the grievors seek is not only about
escaping danger. It includes techniques of different types of striking, disarming
someone with a gun, and defending against attacks with edged weapons. He
pointed out that Mr. Tomlinson agreed in cross-examination that in his 27 years
as a SEO, he never needed any of these. Nor did the SEOs involved in the five
incidents. Mr. Burgess the expert witness, had testified that the mandate of
SEOs is very different from that of police, and that training on hand strikes,
kicking and punching etc. was not appropriate for them. Mr. Raeburn-Gibson
testified that use of these tactics would in fact increase the risk to a SEO It is not
consistent with the employer’s mandate, which is to avoid confrontations and
disengage.
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[243] Counsel argued that in three of the five incidents the Board heard about, the
SEOs were able to successfully disengage, and no physical contact took place.
In the Pechinger and Fisher incidents the physical contact made by the clients
was such, use of force techniques such as open hand strikes, holds, kicking etc.
was unnecessary and inappropriate. Even if the level B training had been
applied correctly in those situations, it would have only increased the chances of
violence and more serious physical injury on the SEOs.
[244] Counsel submitted that the evidence establishes that in the two incidents of
assault, the training the SEOs had should have been more than sufficient had the
SEOs applied it. Ms. Pechinger testified that she was surprised to see a number
of vehicles parked in the driveway, and that the hair on her neck stood up when
she saw that a number of people she did not know were with the client. She
knew she was badly outnumbered by unknown people. Yet she did not consider
disengaging as per training. She ignored the obvious red flags. Moreover, she
admitted that she made a mistake by leaving her phone and Ministry ID badge in
the vehicle. Counsel referred to policy documents and argued that it was
mandatory for Ms. Pechinger to take the phone with her and to show her
credentials when meeting with a client. Counsel pointed out that despite the
obvious red flags, Ms. Pechinger wanted to go to the pile of compost outside in a
corner of the property. She was told that none of the men present owned the
property and that it would be illegal for her to be on the property without the
owner’s permission. Even at that point, she did not consider leaving. She
asserted her authority and proceeded to walk towards the pile of compost.
[245] Ms. Pechinger testified that then she saw a large man running towards her
across the field and yelling profanities asking who she was. Ms. Pechinger’s
response was to hold out her hand to introduce herself. Ms. Pechinger agreed
that she was naïve, and did not follow the proxemics training she had received.
Then the man attempted to do a civilian arrest of Ms. Pechinger for trespassing.
She managed to escape the hold and started walking towards her vehicle. She
testified that she intended to retrieve her ministry badge from the vehicle. It was
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at this point that the man grabbed her by the arm, and the assault occurred.
Under cross-examination, Ms. Pechinger agreed that she had failed to follow any
of the conflict avoidance training she had received, and explained that she
“thought everything was fine”. Counsel noted that Ms. Pechinger had testified
that more frequent refreshers and physical disengagement training on breaking
physical holds would have helped her. Counsel disagreed. He argued that had
Ms. Pechinger simply followed the training she had, it is very unlikely she would
have been assaulted that day. He argued that the assault cannot in any manner
be said to have resulted from a failure by the employer to comply with its legal
obligation. It was the result of the officer not applying the safety precautions the
employer had provided.
[246] Counsel submitted that had Mr. Fisher similarly applied the training he had, he
would not have been assaulted. The evidence is that from the moment the
woman appeared, she was yelling that the government was ruining her life, and
demanding that the SEOs leave. Then she got close to within one foot from Mr.
Fisher, and continued to yell aggressively, threatening to call the police. Instead
of creating more distance from the aggressor as per training on proxemics, he
remained within one foot from her, enabling her to push him off the porch to the
grass. There was an assault to the extent that physical contact was made, but it
was de minimis, because Mr. Fisher testified that he did not fall, but in fact
stepped back down upright to the grass from the two feet high porch.
[247] Counsel submitted that both Mr. Fisher and Mr. Elford had been trained to the
effect, “If told to leave, leave”. From the initial exchange both husband and wife
were visibly irate and angry about the SEOs being there. They were told
repeatedly and aggressively to leave. Had they disengaged and left, as per their
training, there would have been no incident. In cross-examination, Mr. Fisher
agreed that he made a mistake by trying to reason with an unreasonable person
obviously angry and threatening to call the police, and that he should have left
and returned later with police. Mr. Elford also agreed with all of that during his
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cross-examination. Both agreed that the employer policy was, “If told to leave,
you leave”.
[248] Employer counsel referred to the evidence that both SEOs were aware in
advance that the clients in question had a history of verbal abuse. Mr. Fisher
agreed that in addition, other factors like, the remote location; it was after hours;
and they were serving a cost recovery order, led him to believe that service
would not be easy. It is for that reason, that two SEOs undertook the visit. Yet
they continued to engage with the clients for 13 minutes before the push took
place. Mr. Fisher was assaulted only because he and his partner failed to apply
the training they had. Physical disengagement training would not have assisted
because the assault took mere seconds – the woman shoving the document Mr.
Fisher was attempting to serve into his pocket and pushing him off the porch.
There was no hold or grab from which Mr. Fisher had to escape.
[249] With regard to the Dana Woods incident, employer counsel disagreed with the
union’s submission that the incident occurred because Ms. Woods had not
received appropriate training. Counsel pointed out that Ms. Woods used the
training and successfully disengaged. She appropriately applied the conflict
avoidance training by suggesting that the clients speak to a supervisor, handed
Ministry material and her business card to distract them and escaped. Physical
disengagement training was not needed in her situation either.
[250] Employer counsel stated that Mr. Macionis also successfully disengaged by
applying his training. He testified that he allowed the client to talk without cutting
him off, used a respectful tone, avoided confronting the client, and changed the
topic of conversation away from government interference. He also applied his
proxemics training by turning his body at a 45-degree angle and taking a
defensive stance. Thus, the training he had was adequate, and he used it to
successfully disengage. Counsel submitted, however, that Mr. Macionis testified
that the client became very agitated immediately, was yelling that he had been in
jail, was using profanities, was jumping up and down, his face was red etc. Mr.
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Macionis was told twice that he should leave. Yet he continued to engage with
him. Counsel submitted that Mr. Macionis should have left much earlier than he
did.
[251] Counsel submitted that the Feduck/Medland incident is a good example of a
SEO successfully applying the conflict avoidance and disengagement training to
leave safely. He testified that he did not even feel threatened during the incident
and did not document it. The incident was on a Friday, and he waited until the
following Monday before verbally reporting the incident to his supervisor. He
agreed with the supervisor’s testimony that when she told him that he should
have reported the incident immediately, his explanation for not doing so was that
there was no hazard and he did not feel threatened.
[252] Counsel submitted that none of the five incidents the union has put forward
discloses that the employer had violated the collective agreement or OHSA. As
far as the union’s assertion that the SEOs were inadequately trained at the time,
counsel reiterated that the physical disengagement training was not needed in
four of the five incidents. He argued that, in any event, that training is now
provided, and that the Board should make its decision on that basis in
accordance with the agreement of the parties. The union had argued that the
employer had delayed the implementation of that training by eight years.
However, the union was able to point to only one incident, that involving Ms.
Pechinger, where physical disengagement training could possibly have helped,
despite the fact that over those eight years hundreds of officers were working in
the field on a daily basis throughout Ontario. He pointed out that following that
one incident, the employer implemented that training, as an abundance of
caution, not because it agreed that it was legally obligated to do so.
[253] In summary, employer counsel submitted that there is no evidence to establish a
violation with regard to the content, length or frequency of the training provided to
SEOs. The content has now been expanded since 2016 to include physical
disengagement tactics. Mr. Burgess agreed during testimony, that a three-year
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cycle for tier 1, and a 2 year cycle for tier 2, are adequate in relation to frequency,
although he said that it would be beneficial to provide the training more
frequently. Counsel agreed that the more frequent the training is, the more
beneficial it would be. However, the test of reasonableness does not require
optimum protection. Adequate training meets the test. Mr. Burgess’ position on
the length of the training was similar. SEOs now receive one day for tier 1 and
two days for tier 2. Mr. Burgess testified that he would have “loved” to have a
day set aside for the training on common grabs as part of tier 2, but agreed that it
can be done in the 3 hours made available. He therefore recommended two
days of training for tier 2.
[254] Employer counsel made detailed submissions discussing each of the nine areas
of concern the union has relied on in the context of the five incidents the Board
heard about. I have reviewed that evidence carefully but do not set them out
here. It suffices to summarize that the employer’s position is that the incidents
did not take place because of the lack of any of protections the union seeks. The
primary reason for the incidents unfolding as they did was the failure of the SEOs
to apply the training they had. They failed to follow the simple, but important
direction in training and in policy, that officer safety is more important than
efficiency; that it does not matter if the work is delayed or not done at all; that
when clients ask SEOs to leave, they should leave and plan how to safely return
if possible; and that they should never let their guard down and always observe
changing circumstances. The only assertion with some merit is that training on
physical disengagement may have assisted Ms. Pechinger. Counsel submitted
that even in that case, the assault would very likely have been avoided had Ms.
Pechinger followed policy and left earlier, when she saw she was outnumbered,
and was told that she was not entitled to inspect the pile of compost without the
presence of the property owner. In any event, following that incident the
employer implemented physical disengagement tactics to the training.
[255] In reply, union counsel submitted that the employer’s position, in relying on Re
Anger of the relevance of the frequency and magnitude of the incidents, that
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there had only been two incidents of assault on SEOs is incorrect. He argued
that each of the five incidents the union led evidence on would meet the definition
of “workplace violence”. Although the union was able to put forward only five
incidents, that does not necessarily mean there have been no other incidents of
workplace violence on SEOs. It was difficult for the union to research for all
incidents due to the reason that the employer had no system for tracking and
keeping statistics. Therefore, it is not clear how many incidents had taken place
over the years. Counsel submitted that in any event, the frequency of incidents
is irrelevant because even one assault, which could have been prevented, is too
many.
[256] Union counsel submitted that the employer’s reliance on the directions that
officer safety is more important than getting the work done and that SEOs should
leave if continuing is unsafe, fails to recognize that danger is not always
predictable. It was his position that in a number of the incidents that was the
case. He submitted that by the time the danger became apparent to Ms.
Pechinger it was too late. Due to the unpredictability of risk, she was not
prepared with the safety tools she should have had with her.
[257] Counsel disagreed that VEOs face more serious and frequent risk than SEOs.
He reiterated that the latter can encounter greater numbers of unknown people
when visiting factories and other businesses than the few unknown people VEOs
may face when pulling over vehicles.
[258] Union counsel objected to the employer “blaming the victims of assault”. He
repeated that the assaults were the result of the inadequacy of training. He
argued that to the extent that SEOs failed to apply the training they had received,
it supports the need for multi- barrier precautions to keep SEOs safe. That way,
if one safety precaution does not work for any reason, there would be other
precautions to keep SEOs safe. He submitted that SEOs stating that they did not
feel threatened during the incidents is irrelevant in assessing the magnitude of
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the risk, because the test is objective, and the SEO’s subjective feelings do not
matter.
[259] Counsel referred to emails exchanged between Ms. Puhlman and the provider,
and argued that the input from the provider indicates that a tool such as Fleetnet
with two-way communication capability is best. He contended that such a device
would enable a SEO in distress to communicate with colleagues and supervisors
during incidents like the ones the Board heard about.
[260] Counsel conceded that the recent introduction of trauma therapy for victims of
workplace violence is a step in the right direction. He submitted that its
availability is of no value if the victims are not offered that service. He submitted
that if the Board is not inclined to order that the employer automatically offer
Trauma Therapy to victims of every incident, the employer should at least be
ordered to encourage the victims to access that service.
[261] The employer had argued that there is no evidence of any student being harmed
or of a student putting a SEO at risk. Union counsel argued that the law does not
require evidence of actual injury. He argued that Mr. Burgess was retained by
the employer because of his expertise. He had clearly recommended that
students be given the same training as SEOs. The employer’s reasoning fails to
recognize the element of unpredictability of safety risk when the employer
decides whether to send out a student for field work.
[262] Counsel reviewed the Board’s recent decision in Re Martin and distinguished it in
a number of ways. There was evidence of only one incident of physical contact,
and that involved the officer being held by the arm and led out. The Board found
there was no evidence of any physical harm or even a threat of physical harm.
There, the Board had no evidence that any client, however agitated and angry
they may have been, had detained an officer. In this case, the Board heard
about Mr. Pechinger being physically detained. Similarly unlike in Re Martin,
here the need for an officer to physically escape a grab is demonstrated by the
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situation Ms. Pechinger faced. In Re Martin, the grievors were seeking side-
arms. The Board held that there is no evidence that a side-arm would have been
of any assistance in any of the incidents. He argued that here the union has
demonstrated how the safety precautions they seek would have assisted. Finally
in Re Martin, based on the evidence the Board concluded that the officers
themselves did not believe that they were unsafe. Here, several witnesses
testified how concerned they were, and that they were being honest, and not
exaggerating to support their grievance.
DECISION
[263] At paragraph (1) supra I have set out the issues raised by the union in support of
the grievance. The relevant provisions read as follows:
Article 9.1 of the Collective Agreement
The Employer shall continue to make reasonable provisions for the safety and
health of its employees during the hours of their employment.
Section 25(2)(h) of the OHSA
… an employer shall …,
(h) take every precaution reasonable in the circumstances for the protection of a
worker.
[264] I also noted the agreement of the parties that I should make my determination on
the basis of the precautions that existed at the time of the hearing. The parties
also agreed that the employer’s obligation under the collective agreement and
the Act is the same in all material aspects.
[265] The parties dealt with each of these areas of concern as separate issues and the
union asserted that the employer failed to satisfy its legal obligation in each case.
However, in my opinion, it is not appropriate to consider in isolation, whether
separate violations occurred in each area. Whether the employer met its
obligation must be determined taking into account all of the safety precautions
provided. If considered in isolation, communication tools made available to
employees for example may appear not to meet the legal obligation. However, if
another safety precaution, for example police assistance, would compensate for
- 99 -
the absence of more effective communication tools, there may not be any
violation of the Act or the collective agreement.
[266] The union and the employer provided me with numerous legal authorities. While
I have reviewed the material portions of all of those authorities, I will not review
most of them because the legal principles are not controversial. As counsel
agreed, each case turns on an application of the principles to the evidence
before the Board. In the recent decision of this Board in Re Martin et al, 2011-
3796 (Dissanayake) at paragraphs 370-380 the general legal principles that
apply were reviewed as follows:
[370] In Re City of Toronto [2015] 260 L.A.C. 4th 304 (Herman), the arbitrator
was required to apply s.25.2(h) of OHSA and a collective agreement provision
similar to the one here. In this reported award relating to remedy, the arbitrator at
para.3 reproduces a portion of his award on the merits, including the following:
However the Act and the Collective Agreement require that the City
provide a safe and healthy work environment and take all reasonable
precautions to protect the employees working there. These obligations do
not disappear if no-one is injured because of unsafe conditions in a
workplace. An employer will generally be in breach of the Act (and any
collective agreement provision like the one in issue here) through a failure
to take reasonable precautions to make the workplace safe, regardless of
whether an employee suffered harm as a direct result of any such failure.
[371] This principle is also reiterated by the Ontario Labour Relations Board in
Ministry of Public Safety and Security v. William Schill et al, [2003] O.O.H.S.A.D.,
No: 105 at para 14, as follows:
No prior adverse incident is necessary to involve the protection of the Act.
In another context, one need not wait for a worker to be electrocuted to
justify an order that hoisting equipment not be permitted within close
proximity to a high voltage power line. The absence of a prior incident
does not necessarily lead to the conclusion that there is no risk to worker
safety.
[372] The Grievance Settlement Board in Re Andrews et al, 1815/89
(Goldenberg), interpreting article 9 (then article 8) set out the following principles
at page 15:
“1. There is no obligation on the employer to guarantee an employee’s
safety against every possible risk, no matter how remote the possibility
that it will occur; 2. It is necessary to balance the safety of the employees
against the operational needs and purposes of the institution or program
in which they work; and 3. Proper planning can reduce the potential or
likelihood of incidents, but it is not possible to eliminate all conceivable
risks.”
See also: Re McFarlane, 1641/94(Watters)
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[373] In Re Anger et al, 2004-1321 (Watters), the Board reviewed the foregoing
principles with approval, and at p. 18 wrote:
In summary, a similar approach must be taken when assessing the
applicability of article 9.1 of the collective agreement and/or section
25(2)(h) of the Occupational Health and Safety Act. An Employer, under
both the agreement and the statute, does not have to take steps to
guarantee an employee’s health and safety against all possible or
conceivable risks, no matter how remote they may be. The Employer,
instead, is bound to make reasonable provisions under the former, and to
take reasonable precautions under the latter, so as to provide - 146 - the
appropriate level of protection to employees. The test is one of
reasonableness which, necessarily, requires consideration of a multitude
of factors. I also accept that, in resolving the type of issue now before me,
an objective standard must be used. I note the following comment in Re
Caughlin on this point:
“13 …………………, I find that one must look at objective criteria
to determine if any worker is endangered by the work environment
and that the worker’s subjective feeling about danger is not
sufficient to render a job dangerous to that worker. The worker’s
perception must be a reasonable one grounded on demonstrable
and objective criteria.”
See: Re Caughlin [1987] O.O.H.S.A.D. No. 21
[374] In Re Anger et al (supra), the Board considered the interpretation of the
word “reasonable” in both the Statutory and collective agreement provisions at
issue. At pp. 16-17 the Board wrote: In R v. Timminco Limited, the Ontario Court
of Appeal commented as follows with respect to the nature of the Occupational
Health and Safety Act:
“[22] The Occupational Health and Safety Act is a public welfare statute.
The broad purpose of the statute is to maintain and promote a reasonable
level of protection for the health and safety of workers in and about their
workplace. It should be interpreted in a manner consistent with its broad
purpose…….”
The word “reasonable”, as found in section 25(2)(h), was the subject of
interpretation in Ministry of Transportation and Ministry of Labour, a decision of
the Ontario Labour Relations Board. The Board there noted:
“146 There is surprisingly little case law on what the word “reasonable” in
s. 25(2)(h) means. However, on the face of the provision the word
“reasonable” clearly modifies the words “take every precaution in the
circumstances”. Therefore, it is not every precaution which must be taken,
but only reasonable precautions. Determining what is reasonable involves
balancing the benefit to be gained by taking the precaution against all
other relevant factors. These factors could include, among other things,
the cost of the precaution and its effect on efficiency.
147 There was some suggestion that the severity of the risk and
likelihood that the risk will actually occur are not relevant. I disagree….”
On this latter point, the Ontario Labour Relations Board in Intercept Security
Services similarly observed:
“57 Although counsel for the applicant argued that the frequency with
which the risk is faced is irrelevant, I disagree. Section 25(2)(h) requires
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an employer to take “every precaution reasonable in the circumstances
for the protection of a worker”. The language “reasonable in the
circumstances” requires a consideration of the magnitude of the risk and
its frequency…”
[375] In Re Anger et al (supra), in October 2003 the Windsor ODSP Office was
moved to a new location in Windsor. At the old location the reception area desk
had a physical barrier separating staff from client contact which had been erected
pursuant to without prejudice terms of Minutes of Settlement of a union
grievance. The reception area desk at the new location had no physical barrier
separating staff from clients. The grievance alleged that the employer had
violated s. 25(2)(h) of OHSA and article 9.1 of the collective agreement. The
statement of grievance reads: “We (attached) grieve that the provisions for our
health and safety in our new work location have been compromised in regard to
the front counter - Article 9 collective agreement”. The settlement desired was:
“That management take immediate steps to provide plexiglass to the front
counter as we had in our previous work location prompted by a grievance for
health and safety. That management consider input from staff and a qualified
member from OHCOW for advice in the construction”.
[376] The grievance was settled by minutes setting out a process of review and
consultation with the goal of reaching agreement on effecting modifications to the
reception area that would enhance staff security without adverse impact on the
employer’s operational interests. The parties were unable to reach agreement on
acceptable modifications and the matter was referred back to the arbitrator. The
union proposed a physical barrier of no less than six feet in height. The decisions
sets out the following reasons put forward by the union to support the need for
such a barrier:
- “To protect OPSP staff from physical contact and/or the possibility of
human bodily fluid exchange with clientele or the general public”. - That
the employer’s proposal “could facilitate an aggressive person striking the
employee. The opening should be reduced to permit unhindered
conversation but will still prevent physical contact”.” - 148 - - That the
barrier proposed by the union will not reduce accessibility, comfort or
confidentiality for ODSP clients. At p. 19 arbitrator Watters sums up “In
substance, the union asserts that the installation of a barrier is a
reasonable provision or precaution and is necessary to protect the health
and safety of the employees in question.”
[377] In that case the union had relied on 28 incident reports and submitted that
evidence establishes “a continuing, real and imminent threat of physical harm for
ODSP staff…, and that the measures proposed by the employer “do nothing to
protect front-line staff from agitated and angry clients, many of whom suffer from
mental illness, who may be intent on taking their frustrations out on employees at
the reception counter”, and “…fail to address the union’s concerns about the
potential for individuals to jump across the counter and assault a staff member,
throw projectiles at staff, or spit at staff”.
[378] The employer took the position that erection of a physical barrier as
proposed by the union would be inconsistent with the intent of the Ontarians with
Disabilities Act 2001, which is to remove barriers disabled persons face in
participating in the mainstream of society. It submitted that in any event safety
- 102 -
precautions implemented, and those offered in its proposal meet its obligations
under s. 25.(2)(h) of the Act and article 9. At pp. 24-25, arbitrator Watters wrote:
In summary, it is the Employer’s position the Union failed to present any
evidence, relating to the likelihood of risk to employees’ health and safety;
that would justify the need for the physical barrier sought. In the
alternative, counsel for the Employer argued that, at most, the likelihood
of risk is minimal or remote, and that the Employer has taken reasonable
precautions to minimize the risk. Given the nature of the evidence
presented, and the seriousness of the issue, I have elected to focus on
this latter submission as, in my judgment, it is the threshold issue
separating the parties. There is no doubt that employees working at the
ODSP Office in Windsor have difficult jobs to perform. The challenges
they face are referenced in the following excerpt from the Union’s
response to the Model Office Guidelines:
“……………In the past decade the client base has changed
considerably from sole support parents who were downloaded to
the municipalities to a more high risk, high needs clients group
who present a variety of challenges to their service providers.
The closure of facilities for the Developmentally Handicapped and
Psychiatric Hospitals has also had an impact on our program. In
the past these clients had their immediate needs met by the
facility or the hospital. Now these clients are living in the - 149 -
community and depend on our ODSP offices for continual
assistance and support.”
The clients served suffer from mental and/or physical disabilities. I accept that,
from time to time, clients may become frustrated, upset or annoyed at the need
to comply with requirements relating to the initial claim for assistance and/or the
continued receipt of benefits. These emotions, for example, could be triggered by
an employee request for additional information or by a client’s failure to receive a
benefits cheque. As a consequence, ODSP staff may periodically have to deal
and interact with persons who act in a disruptive, inappropriate and unpredictable
manner. I am left, however, with the distinct impression that the vast majority of
clients do not conduct themselves in this fashion. In this regard, as previously
mentioned, the Union filed some twenty-eight (28) incident reports of what was
perceived to be threatening or disruptive behavior occurring from and after
November 2005. I consider it material that in the period 2004 to 2007 inclusive,
some eight-six thousand (86,000) clients were served in the Windsor ODSP
Office.
[379] At pp. 25-26, he made the following findings of fact:
I have reviewed all of the incident reports, and related material, filed by the
Union in this proceeding. My conclusions are as follows:
i. The bulk of the reports deal with inappropriate behavior of
a verbal, rather than a physical, nature. I accept that many
of the comments contained therein, which were attributed
to clients, are threatening, intimidating, disruptive, abusive
and profane. I have not been convinced, however, that this
form of objectionable language would be either prevented
or reduced by the erection of a physical barrier;
ii. There is no evidence that any ODSP employee in the
Windsor Office has ever been physically assaulted by a
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client, either directly or by way of a thrown projectile. The
reports document one (1) unsuccessful attempt, on the
part of a client, to hit an employee. While there is not much
detail relating to this attempt, the client’s inability to make
physical contact supports the Employer’s position that the
front counter is of a sufficient depth to offer reasonable
protection to employees working at that location.
iii. Similarly, there is no evidence that any client has ever
jumped or climbed over the front counter at the Windsor
ODSP Office. In any event, I have some real doubt as to
whether the plexiglass barrier, as depicted at Tab 10 of the
Union’s Book of Documents, would prevent a person from
climbing across the counter if they were truly motivated to
do so. At most, I think that the barrier would slow them
down. There is a statement in certain of the reports that
staff members were afraid that the client involved was
going to jump across the counter in an effort to reach them.
Their subjective beliefs on this point are not determinative
in the absence of more objective evidence - 150 - that
such conduct has actually occurred in the period of
relevance to this dispute.
iv. There is no evidence of any employee having been spit on
by a client. Additionally, apart from one (1) exception, the
reports do not document any incident where there was
some potential for the transmission of infectious disease.
The exception relates to a situation in which a client
elected to slice his arm with a knife resulting in blood
dripping from the wound. I am unable to find that the
Union’s proposal would either eliminate or reduce this type
of contact were such to occur.
v. I note from the reports that a significant number of the
incidents were diffused or resolved by staff; and
vi. The fact there have been no instances of physical
assaults, or related client misbehavior, is not determinative
in and of itself that there is no risk to employee safety. On
the evidence before me, however, I have not been
persuaded that this group of employees are subject to a
continuing, real and imminent threat of physical harm, as
claimed. The content of the incident reports, in the context
of the total number of clients served, does not support
such a claim.
[380] At p. 29 the arbitrator concluded:
After reviewing all of the above-mentioned components, together
with the supporting material, I am satisfied that the Employer’s
package of proposals complies with the requirements imposed by
article 9.1 of the collective agreement and section 25(2)(h) of the
Occupational Health and Safety Act. More specifically, I find that
the package in its totality is a reasonable provision for the safety
and health of the ODSP employees working at the Windsor Office.
Further, I find that, upon complete implementation, the Employer
- 104 -
will have taken every precaution reasonable in the circumstances
for the protection of these employees.
[267] The manner in which this grievance was presented requires some comment in
relation to another principle that flows from the established principle that “it is not
every precaution which must be taken, but only reasonable precautions.” The
union accepted this principle from the outset. Nevertheless, a number of its
witnesses testified to the effect that a device or process they seek would “be
beneficial” of “helpful”, or that a certain tool or process is “better” than what they
have been provided. Union counsel, during cross-examination also suggested to
some employer witnesses, and they agreed, that certain safety precautions the
grievors seek, particularly those provided to comparator groups, are ”better” or
more “useful” than what they have. This evidence does not assist the union
because the issue is not whether the precautions provided could be improved by
the employer. The question rather is whether the existing precautions are
reasonable considering the work SEOs do.
[268] This brings into focus the meaning of “reasonable” in the collective agreement
and the Act. Reasonableness must be assessed taking into account the nature
of the job. Thus, the degree of risk a police officer may be expected to
encounter, would not be the same as that faced by an office worker. Therefore
what is reasonable for office workers may not be reasonable for police officers.
They would be entitled to greater protective tools and processes as reasonable
precautions. Here, the union has agreed that it is not entitled to a completely
risk-free work environment, and that some safety risk is inherent in the work of
SEOs. It is the union’s position nevertheless that given the level of risk faced by
SEOs the safety precautions provided are not reasonable.
[269] In determining this issue, multiple factors must be considered. The following are
of particular relevance:
(a) The fact that there have been few or no incidents of injury, assault etc., by
itself, does not establish that existing precautions are reasonable.
- 105 -
(b) The test is objective. An employee’s subjective feelings about the risk or
danger by itself is not sufficient. Such feelings must be reasonable and
must be grounded on demonstrable and objective facts. Mere theoretical
or hypothetical possibility of risk is insufficient.
(c) The employer is not required to guarantee employee safety against every
possible risk, no matter how remote the possibility that it will occur. The
likelihood of the risk arising is relevant
(d) The frequency with which the risk could arise is relevant.
(e) The magnitude or seriousness of the impact of a risk on employee safety
is relevant.
(f) The financial cost of the safety precautions sought and its impact on the
operational efficiency of the work to be done must be balanced against the
likelihood of the risk arising and the magnitude and seriousness of the
result in the event the risk arises.
(g) There has to be a link between the risk that exists, and the safety
precaution sought. That is, there must be evidence that the precaution
sought would eliminate, or at least mitigate the risk in question.
(h) The nature of the duties of the job of the employees in question must be
considered.
(i) Whether or not a particular safety precaution improves the existing level of
safety is by itself irrelevant. Employees are not entitled to optimum or the
best safety precautions. The test is whether existing safety precautions
meet the threshold of reasonableness mandated by the collective
agreement and the Act.
(j) There may be more than one way of addressing a particular safety risk.
Depending on the particular circumstances, rather than providing a safety
tool or device, a risk may be reasonably addressed by other means, such
as establishing a process for pre-planning work in advance or changing
the way work is done.
[270] I have reviewed, but placed little weight to the Deloitte and Touché Risk
Assessment Report which was released in 2004. It is of little assistance other
- 106 -
than to indicate that SEOs had concerns about the adequacy of the safety
precautions they had at that time. Since 2004, much has changed in the
Operations Division. Its structure and organisation has changed. SWAT, for
example, is no more. The processes have changed. As the union has agreed,
additional safety precautions have been implemented. The Board was advised
of changes made – positive and negative- as this hearing proceeded. The
authors of the Report were assessing the safety precautions that existed some
fifteen years ago. As union counsel put it, the Board is tasked with assessing the
safety precautions that exist “today”. Moreover, the authors of the report did not
testify. While the report sets out various recommendations, we have no
knowledge of what information was relied on and what reasoning led them to
their conclusions and recommendations.
[271] The union relied on a number of comparators. Counsel argued that SEOs face
the same risk as SWAT officers. However, as already noted, SWAT no longer
exists. Any differences that may have existed some fifteen years ago are
irrelevant given the parties’ agreement that the Board’s task is to assess the
present situation.
[272] The other comparison the union made was with VEOs. Union counsel stated
that the only justification the employer has offered for the additional safety
precautions VEOs had was the fact that they randomly pull over vehicles on
highways, not knowing who may be in it. Counsel argued that the evidence is
that SEOs may encounter even greater numbers of unknown and unexpected
people when they arrive at a facility.
[273] The evidence is that VEOs have no opportunity to research or plan their activity
to address potential safety risks, when they pull over vehicles. In contrast, SEOs
have he opportunity to research for any safety concerns in various ways,
including have a CPIC check done, accessing the MTO data base, and looking
for hazard flags on the ministry IDS system. They also have the option of
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seeking information and advice from supervisors or local police before
proceeding.
[274] Having said that, there is no doubt that despite SEOs doing all possible research
and planning, unknown and unexpected people may be encountered. Some of
them may have a propensity to be aggressive towards SEOs they perceive to be
unduly interfering with their private affairs. Sometimes even individuals who had
previously been cooperative and friendly may turn violent on a particular day. I
agree with the union that no amount of research and planning would always
disclose risk to SEOs.
[275] However, there is a significant difference between the way VEOs and SEOs
work. Engaging with unknown people and working with unknown risks, is the
core of the VEO job. They do that day in and day out. They cannot disengage if
occupants of a vehicle display agitation or aggression. Except in extreme
circumstances justifying a work refusal under OHSA, there is no policy of
disengagement. The evidence is that they have to continue engaging, and
enforcing the regulations. They take action “on the spot”, by issuing tickets
and/or orders, or by pulling vehicles deemed not road-worthy off the road.
[276] In contrast, if a SEO is concerned about personal safety and is not comfortable
proceeding with an assignment, he/she has the ability to disengage or postpone
the work. In fact, the policy directs them to do so. He/she has the opportunity to
research/plan to his/her satisfaction, or to arrange additional precautions such as
working with a partner or seeking police assistance before proceeding. There is
no evidence of an SEO ever being disciplined, or even counselled, for delaying
or even refusing to do an assignment because of honestly held safety concerns.
To the contrary, the evidence is that management always encourages that
approach. That is consistent with the employer’s policy that “no work is more
important than officer safety”. The employer’s evidence was that SEOs are not
emergency responders or first responders. The Board heard evidence that when
a SEO made a special request for safety information from the IEB, but proceeded
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without waiting for receipt of the requested information, the employer counselled
that SEO, and sent out a general memorandum to all field staff that it should not
be done. The evidence is that although there may be occasions when SEOs
proceed to the site on Emergency Response Calls, with no time to properly plan
and prepare, in most such situations before the SEOs arrive on site, other
agencies like police, fire department and paramedics would already be there.
Mr. Tomlinson testified that he would very rarely be alone at the site on ERP
calls. Similarly, sometimes SEOs may also be involved in pulling over waste
haulers. On such occasions also, the SEO works along side MTO officers and/or
police, who would be equipped with additional safety tools.
[277] I conclude from the evidence that the degree of potential risk faced routinely by
VEOs is significantly greater than that faced by SEOs. Although both groups
may encounter unknown people, the ability of SEOs not to proceed, and to
disengage and leave as soon as agitation or aggression is evident, significantly
mitigates their level of risk.
[278] A theme repeated by many of the union witnesses was to the effect that although
the employer’s policy allows them to disengage and leave, that would not be
always possible. One witness gave, as a hypothetical example, a situation of
someone holding a weapon and blocking the only exit from the room. I agree
that in that scenario, disengagement may not be possible option. However, in
my opinion the evidence indicates that the likelihood of someone detaining a
SEO and preventing escape with the intention of assaulting or harming the SEO
is very remote.
[279] When reviewing the evidence it becomes very clear that in each of the five
incidents – the two assaults and three “near assaults”-, the aggression on the
part of the individuals was about the very fact that the SEOs was there in the first
place. In each case, they did not want the SEO being there. I also find that it
ought to have been reasonably evident to the SEOs very quickly that the
individuals in each case wanted to be left alone, and wanted the SEOs to leave.
- 109 -
Thus, Ms. Woods testified that as soon as she started talking the property owner
interrupted and asked whether she did not require a warrant to be there. Then,
the others also started questioning her. She was aware that one of the other
men had a history of violence against Ministry staff. She did not testify that at
that point she was unable to disengage and leave. She in effect had been told to
leave. Yet she continued to engage, and that is when the four people circled her.
It is clear that from the very start when Ms. Woods was asked whether she had a
warrant, and there was manifestation of agitation and anger from the facial
expression etc., that the individuals did not want her being there, and were of the
view that she had no legal authority to be there. She did not follow the policy “If
you are told to leave, leave.” She chose to continue because she wanted to get
the inspection done before the year end, something not required by the
employer.
[280] The strongest evidence the union adduced to support its position that SEOs may
not be able to disengage from danger was the Pechinger incident. The evidence
is that Ms. Pechinger was prevented from leaving and was grabbed by the hand.
Her thumb was bent back and she went down on her knees. Then as she tried to
leave again, she was pulled to the ground by her hair. There is no question that
this constituted a serious physical assault, and that it would have caused
tremendous pain and emotional distress to Ms. Pechinger as she testified.
[281] The evidence, however, is that well before this incident unfolded, Ms. Pechinger
was told by the farmer that he was only leasing the property, that Ms. Pechinger
is not allowed to proceed to inspect the pile of compost without the presence of
the property owner. It should have been clear to Ms. Pechinger that the farmer
was asking her to leave, and return after arranging with the property owner.
Instead of leaving, she continued to assert that she had the authority to inspect
the compost.
[282] The evidence is that at that point the owner of the property arrived, and
immediately accused Ms. Pechinger of trespassing on his property. When he
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demanded proof of identification, she could only point to the Ontario Crest and
the words “MOE Provincial Officer” on her shirt. When she turned and walked
towards her vehicle to retrieve her badge, she was grabbed by the owner, who
declared that she could not leave, and that he was arresting her for trespassing.
[283] The evidence is clear that Ms. Pechinger, was physically detained and prevented
from leaving at that point, the only such incident in evidence. The evidence,
however, does not support a finding that the purpose of preventing Ms.
Pechinger’s escape was to detain her and inflict harm to her. It is true that the
assault occurred in the course of preventing her escape. However, the intent
was to detain her awaiting the arrival of the police, because the owner was of the
belief that Ms. Pechinger had committed a trespass on his property. It is
inconceivable that the property owner, knowing that the police had been called
and was on the way, would detain her with the intention of harming her. The
evidence rather is that he detained her with the expectation that the police on
arrival would charge Ms. Pechinger with trespass.
[284] The evidence also indicates that Ms. Pechinger may have contributed to the
occurring of this incident. She testified that when she ultimately retrieved her
badge and identification from her vehicle and showed them the property owner
calmed down. Therefore, it is likely that if she had those with her at the outset as
she was required by Ministry policy, and showed it to the individual, he would not
have attempted to initiate a citizen’s arrest on the basis that she was trespassing
unlawfully on his property, and no assault would have taken place.
[285] The evidence is that even before the arrival of the property owner, the farmer had
questioned Ms. Pechinger’s authority to be there without a warrant. By this time,
she had observed several red flags. Some of the individuals exhibited agitation.
Yet she persisted. She was then told that she was not allowed to inspect the pile
of compost without the property owner being present. At least at that point, the
Ministry policy, “If you are told to leave, leave”, required Ms. Pechinger to leave,
and return at a later date taking further precautions deemed necessary after
- 111 -
discussion with her supervisor. Had she followed policy, very likely there would
have been no incident at all.
[286] I have reviewed the case law and summarized the principles that emerge from
the case law. Now I turn to apply those principles to the evidence before me.
There is no doubt that SEOs are required at times to deal with individuals who
have a propensity for violence. Often the clients may be annoyed, upset and
even angry, because SEOs are perceived to be “the government” unjustifiably
interfering with their private affairs. This perception would on occasion lead to
use of intimidating and abusive verbal outbursts and yelling. There is evidence
that on two occasions agitated individuals made physical contact with a SEO,
which I will come back to.
[287] In Re Martin,(supra) at para 400 I observed as follows:
[400] The authorities are clear that an employer has no obligation to guarantee
an employee’s safety against every possible risk. As the Ontario Court of Appeal
in R v. Timminco Limited (supra) commented, the broad purpose of OHSA is “to
maintain and promote a reasonable level of protection for the health and safety of
workers in and about their workplace.” Particularly considering that AIs core
function is regulatory enforcement, a certain amount of risk would be inherent
and unavoidable. Their entitlement is to reasonable protection.
[288] It is also clear from the evidence that in every incident the union put forward,
including the two incidents of assault, the goal of the individuals was to get the
SEOs to go away. There is no evidence of any instance where a SEO was
detained with the intention of harming him/her. In every incident the Board heard
about, the SEOs were told – directly or indirectly – to leave. Yet, despite obvious
signs that the individuals were agitated about the SEOs being there, and despite
Ministry Policy that required SEOs to leave if told to, the SEOs continued to
engage. Union witnesses questioned the validity of that Ministry policy, on the
ground that it ignores the reality that disengagement may not always be possible.
The example of someone holding a weapon, blocking the only exit, in my view, is
only a theoretical, or at best a very remote possibility in light of the evidence. As
- 112 -
already noted in every incident the union relied on, the objective of the hostility
exhibited was to get the SEOs to leave.
[289] In three of the incidents there was verbal hostility exhibited, but the SEOs were
able to successfully disengage by using their training and communication skills.
In the Fisher incident, there is no question that Mr. Fisher was repeatedly told to
leave. It was when he continued to engage, and tried to argue with the woman
that he had authority to be there, that he was shoved off the porch. The intent of
the pushing was to persuade him to leave, not to inflict harm on him. Similarly I
have concluded that the assault, that is the detention of Ms. Pechinger by resort
to physical force, a serious assault no doubt, was to detain her until the Police
arrived. She was physically restrained and prevented from escaping, but not with
the intent of harming her. As I have observed earlier, Ms. Pechinger had the
opportunity to leave earlier, and should have done so in accordance with ministry
policy.
[290] I next turn to consider the magnitude of the workplace violence. In the five
incidents, there were varying degrees loud and aggressive language, including
use of profanity in some cases. There is no evidence, however, that any of the
verbal assaults included threat of physical harm. To the contrary, in three of the
incidents, the SEOs concerned testified candidly that they did not feel
threatened. I have concluded, and the union has agreed, that dealing with
hostile and agitated people is an inherent part of the job of a SEO, and is to be
expected. In my view, to label these as incidents of “near assault”, is a
misnomer. Union counsel did not define “near assault”. The three incidents are
more aptly described as verbal aggression/abuse. In the circumstances, the
verbal abuse in the five incidents does not support a finding of a violation of the
Act or the collective agreement.
[291] There is evidence of two assaults. Mr. Fisher was very candid in his testimony
that while he was pushed off the porch, he did not fall, but stepped back still
- 113 -
upright on to the ground. I agree with employer counsel that while there was
technically an assault in that physical contact was made, it was “de minimus”.
[292] I have found that Ms. Pechinger could have, and would likely have avoided the
assault, had she disengaged in accordance with her training and employer
policy. I have also found that the motive of the assailant was to have Ms.
Pechinger arrested as a trespasser. Nevertheless, this was a physical assault.
Regardless of intent, Ms. Pechinger was subjected to severe trauma and
physical pain. Yet, no permanent injury resulted, and Ms. Pechinger did not
need any time off work or medical treatment. She did not feel a need for
counselling or therapy and did not access EAP. This was by far, the most
serious of the incidents presented by the union. Yet even that is not at the higher
end of seriousness in the range of physical assaults.
[293] The authorities have considered the frequency of risk as a relevant factor in
determining the reasonableness of precautions. The onus was clearly on the
union to establish that reasonable precautions were not provided. It was open to
the union to adduce evidence of the experience of over 300 SEOs working out of
offices throughout Ontario. Nearly 100 SEOs had actively joined in the
grievance. There was no time limit placed on how far back in time the union
could go in presenting evidence. Union counsel in final submissions, stated that
the five incidents were not the only incidents of workplace violence faced by
SEOs, but were presented only as examples. Accepting that, it is reasonable to
assume that in pursuing the grievance, the union would present the most serious
of the incidents as examples.
[294] Another legal principle that emerges from the case law is that there has to be a
link between the risk and the safety precautions sought. One of the most
significant precautions the grievors focussed on was soft body armour. However,
there is absolutely no evidence of any risk faced by a SEO which would have
been avoided or mitigated by the presence of soft body armour. There is no
evidence that any SEO was ever attacked with a weapon or that there was even
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a threat of such an attack. There was evidence of an individual carrying a
firearm. However, the SEO concerned, Mr. Feduck, was very honest that the
firearm was not pointed at him, that he was not threatened with it, and he was not
concerned that he might be shot at. To the contrary, he told his supervisor that it
was “no big deal”.
[295] The other safety tool the union was emphatic about was Fleetnet communication.
However, again, there is no evidence that the absence of Fleetnet exposed
SEOs to any risk. To the contrary, there is evidence that on numerous
occasions, SEOs did not even use the communication devices they had been
provided. For example, I have reviewed the evidence of SEOs not taking
satellite phones and leaving the phone in the vehicle when engaging with clients.
[296] In Re Martin (supra), at para. 412, I observed as follows:
In the face of the evidence before me, it is very likely that the grievors did not
even honestly believe that they were at risk as they say. Their conduct as
established by their own evidence speaks louder than their words in this regard.
If they believed they were at risk as asserted, it is very unlikely they would have
acted as they did. I have reviewed the evidence of numerous instances of AIs
conducting themselves in a manner indicating that they were not concerned
about their safety, although claiming to be in danger.
On the basis of the evidence before me in the instant proceeding, I echo those
observations, with respect to the grievors. As I have reviewed, there is evidence
of numerous instances of SEOs not taking or using available communication
tools; not disengaging and leaving but continuing to engage with individuals who
are visibly agitated and upset; not leaving when told to leave or when it is clear
that the individuals wanted them to leave; not obtaining information from CPIC
and/or IDS before proceeding; not seeking police assistance; and not requesting
to work in pairs.
[297] The evidence is that in many of these instances the SEOs did not follow
employer policy/directives. It was very evident that these SEOs are very
dedicated to their work. They are enthusiastic about achieving optimum
- 115 -
enforcement and prosecution of violators. Several of them have police
experience. They appear to disagree with the employer’s directive to the effect
that “officer safety comes first”, that “work is secondary”; and that “It is OK if
activity is postponed or not done at all”. As I have reviewed, Mr. Tomlinson
directly testified that his job as SEO requires him to enforce environmental
regulations and that it is not appropriate for a SEO to run away. This dedication
and desire to enforce regulations expeditiously and efficiently is understandable,
and even commendable. However, the employer has the responsibility for
managing and implementing the mandate of the Ministry. As a general matter,
like the grievors do, it is reasonable to expect that public funds would be used to
achieve optimum productivity and efficiency. However, along with that
responsibility, the employer has legal obligations relating to officer safety under
the collective agreement and legislation. In exercising its management rights,
the employer is required to decide where to draw the line between
efficiency/productivity and officer safety. It must decide how to achieve that
balance. It has the option of providing the best possible safety precautions, and
demand strict police-like enforcement, as it appears to have done at one time
with the SWAT team. That was one option it had to comply with the officer safety
obligation. The employer, however, has chosen to achieve compliance in a
different way. It chose not to give priority to efficient and strict enforcement. It
adopted an approach which placed officer safety as the priority, at the expense of
efficiency and productivity. The “mantra” was, “If uncomfortable do not go. If
already there and you feel unsafe or are told to leave, just leave. It is alright if
the work does not get done”. Whether one agrees with that approach or not it is a
decision the employer was legally entitled to make.
[298] I find that the employer was entitled to decide as it did, provided that reasonable
safety precautions were provided, having regard to the directives and the
policies. I find that in the circumstances, the safety precautions met the
requirement of article 9 of the collective agreement and s. 257(2)(h) of OHSA.
As I have discussed above, the prospect of encountering unknown risk and
inability to disengage, the primary arguments of the union, did not expose SEOs
- 116 -
to unreasonable risk, if they had followed employer policy and directives and
taken advantage of the safety precautions made available to them.
[299] In conclusion, I find that the safety precautions available to the grievors meet the
requirements of the collective agreement and OHSA. The evidence does not
establish a violation of either. The grievances are accordingly dismissed.
Dated at Toronto, Ontario this 2nd day of March, 2020.
“Nimal Dissanayake”
Nimal Dissanayake, Arbitrator
- 117 -
GSB File No
Appendix “A”
Grievor
OPSEU Union File No
2012-2087 Tomlinson, Gary et al 2012-0232-0021
2012-1891 Hannah, Timothy et al 2012-0308-0017
2012-2065 Meagher, Janine 2012-0555-0026
2012-2066 Hansen, Thomas 2012-0555-0027
2012-2088 Hall, Cameron 2012-0232-0022
2012-2089 Armour, Lynnette 2012-0232-0023
2012-2090 Bisson, Marsha 2012-0232-0024
2012-2091 Mohammed, Dana 2012-0232-0025
2012-2092 Khalfan, Khaleed 2012-0232-0026
2012-2093 Cahill, Brian 2012-0232-0027
2012-2094 Noll, Kevin 2012-0232-0028
2012-2095 Hindriks, Michael 2012-0232-0029
2012-2096 Wingate, Wendy 2012-0232-0030
2012-2097 Serwotka, Carola 2012-0232-0031
2012-2098 Walker, Koraya 2012-0232-0032
2012-2099 Everard, Karla 2012-0232-0033
2012-2100 Taylor, Corinne 2012-0232-0034
2012-2101 Vanheyst, Karl 2012-0232-0035
2012-2102 Weber, Martha 2012-0232-0036
2012-2103 Davis, Kyle 2012-0232-0037
2012-2104 Mahmod, Mahmod 2012-0211-0028
2012-2105 Lamport, Jacqueline 2012-0232-0039
2012-2106 Athron, Gregory 2012-0313-0018
2012-2107 Eves, Susan 2012-0313-0019
2012-2108 Schlecht, Christina 2012-0313-0020
2012-2109 McNeice, Matthew 2012-0313-0021
2012-2110 Peltoniemi, Darren 2012-0313-0022
2012-2111 Salojarvi, Aarne 2012-0313-0023
2012-2112 Mattson, Aaron 2012-0313-0024
2012-2113 Haines, Darren 2012-0313-0025
2012-2114 Crumbie, James 2012-0313-0026
2012-2115 Bailey, Mark 2012-0313-0027
2012-2116 Brown, Merrilu 2012-0313-0028
2012-2117 Vreugdenhil, Peter 2012-0313-0029
2012-2118 Sauer, Phillip 2012-0313-0030
2012-2119 Nicastro, Donna 2012-0313-0031
2012-2121 Raffell, Christopher 2012-0429-0009
2012-2122 Joyner, Dan 2012-0455-0007
2012-2123 Morrish, Jonathan 2012-0455-0008
2012-2124 Hohner, Jason 2012-0555-0024
2012-2125 Copland, Paul 2012-0555-0025
- 118 -
2012-2126
2012-2127
Appendix “A” cont’d
Dorscht, Ron
Mclaughlin, Blair
2012-0607-0001
2012-0607-0002
2012-2128 Crosson, Kirk 2012-0607-0003
2012-2129 Shields, Walter 2012-0607-0004
2012-2130 Keen, Lilan 2012-0607-0005
2012-2131 Fry, Kira 2012-0607-0006
2012-2132 Woods, Dana 2012-0626-0001
2012-2133 Brennan, Dew 2012-0626-0002
2012-2134 Carbone, James 2012-0626-0003
2012-2135 McNaughton, Ronald 2012-0626-0004
2012-2136 Moggy, S.J. Steven 2012-0626-0005
2012-2137 Boyer, Maurice 2012-0626-0006
2012-2138 Paolin, Ron 2012-0626-0007
2012-2139 Drolet, Parise 2012-0626-0008
2012-2140 Donato, Marc 2012-0626-0009
2012-2141 Landry, Philippe 2012-0626-0010
2012-2142 Burr, Shawn 2012-0702-0009
2012-2143 Smith, Mark 2012-0103-0002
2012-2144 Mills, Jeffrey 2012-0103-0003
2012-2145 Thompson, Dave 2012-0103-0004
2012-2146 McGlynn, John 2012-0103-0005
2012-2147 Rutherford, Glenn 2012-0103-0006
2012-2148 Lehouillier, Jason 2012-0103-0007
2012-2149 Slivar, Bob 2012-0103-0008
2012-2150 Ness-Jack, Ian 2012-0103-0009
2012-2151 Pechinger, Janis 2012-0103-0010
2012-2152 Bywater, Michael 2012-0205-0051
2012-2153 Plourde, Denise 2012-0205-0052
2012-2154 Gamble, Jeremy 2012-0205-0053
2012-2155 Wassink, Karen 2012-0205-0054
2012-2156 Buck, John 2012-0205-0055
2012-2157 Fowler, Nick 2012-0205-0056
2012-2158 Thompson, Scott 2012-0205-0057
2012-2159 Burt, Stephen 2012-0205-0058
2012-2160 Farnand, Brad 2012-0205-0059
2012-2161 Lesko, Joesph 2012-0205-0060
2012-2162 Placko, Joanne 2012-0205-0061
2012-2163 Macionis, Joseph 2012-0205-0062
2012-2164 Hall, Ron 2012-0205-0063
2012-2165 Durst, Michael 2012-0205-0064
2012-2166 McConnochie, Martin 2012-0205-0065
- 119 -
2012-2167
2012-2168
2012-2169
2012-2170
Appendix “A” cont’d.
O'Connor, Christopher
Bosquet, Lynne
Webb, Tim
Roland, Charile
2012-0205-0066
2012-0205-0067
2012-0205-0068
2012-0205-0069
2012-2171 Markarian, John 2012-0211-0020
2012-2172 Farrell, Barbara 2012-0211-0021
2012-2173 Widmeyer, Paul 2012-0211-0022
2012-2174 Hull, Phillip 2012-0211-0023
2012-2175 Chartrand, Sylvie 2012-0211-0024
2012-2176 Medland, Christopher 2012-0211-0025
2012-2177 Campbell, Sylvain 2012-0211-0026
2012-3254 Tormey, Shane 2012-0232-0042
2012-3255 Tormey, Stacey 2012-0232-0043
2013-4343 Union, 2014-0999-0017