HomeMy WebLinkAbout2018-3413.Khan.20-03-23 Decision
Crown Employees
Grievance Settlement
Board
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180 Dundas St. West
Toronto, Ontario M5G 1Z8
Tel. (416) 326-1388
Fax (416) 326-1396
Commission de
règlement des griefs
des employés de la
Couronne
Bureau 600
180, rue Dundas Ouest
Toronto (Ontario) M5G 1Z8
Tél. : (416) 326-1388
Téléc. : (416) 326-1396
GSB# 2018-3413
Union# 2017-0526-0033
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN
Ontario Public Service Employees Union
(Khan) Union
- and -
The Crown in Right of Ontario
(Ministry of the Attorney General) Employer
BEFORE Dale Hewat Arbitrator
FOR THE UNION Daniel Anisfeld
Koskie Minsky LLP
Counsel
FOR THE EMPLOYER Shiran Brener
Treasury Board Secretariat
Legal Services Branch
Counsel
HEARING March 9, 2020
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Decision
[1] This Grievance was filed by the Ontario Public Service Employees Union (the
“Union”) on behalf of Addison Khan (the “Grievor”). The Employer has brought a
preliminary motion asking the Grievance Settlement Board (the “Board”) to
declare it has no jurisdiction to award the Grievor damages for pain and
suffering or for lost wages and vacation days, following incidents of harassment
at work because these are damages compensable under the Workplace Safety
and Insurance Act, 1997 SO 1997, Schedule A (“WSIA”).
Background
[2] The Union provided the Employer with particulars in support of the grievance.
For the purpose of this motion, the Employer agreed that I accept the particulars
as true. The particulars are summarized as follows:
(1) The Grievor has been actively employed as a Criminal Registrar at the
Superior Court of Justice (Toronto) for approximately 28 years.
(2) The Employer failed to conduct an appropriate investigation and/or take
appropriate corrective action into two incidents of harassment that took
place on March 21, 2017 and January 24, 2018. Furthermore, to the
extent that the Employer has taken any steps to investigate these
incidents, it has failed in its duty to inform the Grievor of the results of
these investigations and/or to take appropriate corrective action in
response to them.
(3) On or about March 21, 2017 at 9:52 a.m. the Grievor was harassed by
Court Officer Degrassi (“Officer Degrassi”) in the course of routine
workplace administrative matters.
(4) However, on this occasion, Officer Degrassi yelled the following at the
Grievor, without provocation:
A) “Don’t fuck talk down to me”
B) “I know what I’m fucking doing!”
C) “I am not a fucking idiot”
D) “I will fucking talk to you how I want”
E) “What the fuck are you going to do about it!”
F) “I am not a fucking idiot, don’t talk down to me!”
G) “I will fucking talk to you how I want to talk to you!”
(5) The Grievor notified management of the incident and a brief investigation
was conducted. The Grievor was informed that management had
instructed Officer Degrassi that he was not permitted to speak to the
Grievor or to enter the same courtroom as him until this matter was
resolved.
(6) However, on or about March 23, 2017, Officer Degrassi approached the
Grievor again in Courtroom 4-9, telling the Grievor he wanted to discuss
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the March 21, 2017 incident. The Grievor asked Officer Degrassi at this
time not to speak to him or approach him.
(7) The Grievor was very distressed by this interaction, and was unable to
attend work until the Employer’s investigation was complete.
(8) On about May 4, 2017, the Grievor filed a complaint with the Workplace
Discrimination and Harassment and Prevention (“WDHP”) Office. An
investigation was conducted and a finding was made out that the Grievor
had been harassed contrary to the Ontario Occupational Health and
Safety Act, R.S.O. 1990, c.O.1(“OHSA”).
(9) However, when the Grievor inquired as to what actions would be taken in
response to this finding of harassment, he was denied this information.
To date, the only information that the Grievor has received in response to
this inquiry is a memo from the Grievor’s manager, Susan Johnson, sent
on or about June 2, 2017, assuring him that corrective actions had been
taken, but providing no specifics.
(10) The Grievor was subsequently instructed by his doctor that he could
return to work. Upon his return, the Grievor was assured that he would
not be scheduled to work in the same courtroom as Officer Degrassi.
(11) However, on or about January 24, 2018, the Grievor experienced a
second incident of harassment at the hands of Officer Degrassi. On this
occasion, the Grievor had been scheduled to work in courtroom 2-4.
During the morning break, the Grievor was in the hallway when he was
confronted by Officer Degrassi escorting an individual in custody from
courtroom 2-3. He yelled the following insults at the Grievor as he
passed him in the hallway:
(a) “Is there something wrong with your eyes?”
(b) “You are nobody to me!”
(c) “I don’t care about you!”
(12) The Grievor felt threatened and he was unable to carry out his duties in
the courtroom. He was subsequently ordered by his doctor to go on
stress leave.
(13) The Grievor filed a second complaint with the WDHP Office. This time,
the Office refused to follow through with the investigation, stating that they
did not have jurisdiction to pursue it.
(14) The Grievor’s managers eventually conducted an investigation, but failed
to release any findings until on or about the Summer of 2019- over a year
and a half after the second incident of harassment.
(15) The Grievor has experienced a significant decline in his mental health
following these incidents and the Employer’s failure to take adequate
steps to investigate and resolve them. He regularly experiences
depression and has been diagnosed with post-traumatic stress disorder.
He has been prescribed medication which impacts his mood and energy.
(16) The Grievor continues to feel unsafe at work.
(17) The Union requests the following as a remedy:
(a) A declaration that the Employer has violated the Collective
Agreement and OHSA;
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(b) An Order that the Employer pay damages for the Grievor’s pain and
suffering
(c) An Order that the Employer pay damages for lost wages and
vacation days;
(d) Such further and other relief as may be appropriate in the
circumstances.
[3] During the hearing the Union advised that it would not be seeking an Order that
the Employer pay damages for lost wages and vacation days.
Employer’s Submissions
[4] The Employer takes the position that the Board has jurisdiction to order
declaratory and directive remedies for a breach of the Collective Agreement; however,
the monetary remedies sought, if proven, are damages compensable under WSIA for
which the Board has no jurisdiction to order. In this case, not only could the Grievor
have filed a claim with the Workplace ad Safety Insurance Board (“WSIB”), but the
Employer did in fact file a WSIB claim on the Grievor’s behalf on April 30, 2018. The
Employer also points to the fact that the Grievor received a letter from the WSIB on
October 17, 2018 in which the Grievor was told that given his lack of response to the
Initial Entitlement Claim for Chronic Mental Stress, that the WSIB would not be taking
further action in his claim.
[5] The Employer argues that the Grievor doesn’t get the opportunity to select the
forum which might award him compensation for mental distress and pain and suffering
referencing the “historic trade-off” contained in Workplace Injury Compensation
Statutes, described by Arbitrator Owen Gray in Re OPSEU (Monk et al) v. Ontario
(Ministry of Community Safety and Correctional Services and Ministry of Children and
Youth Services) [2010] OGSB (Gray):
Early in the twentieth century, Ontario (and other jurisdictions) enacted legislation to
provide for no-fault compensation of workers for workplace injuries, out of a
compensation scheme funded by mandatory employer contributions. Such legislation
involves what is commonly described as a “historic trade-off”. The right of workers to
take legal proceedings against their employers to recover compensation for workplace
injuries was extinguished and replaced with a right to compensation that did not depend
on the employer’s being solvent or proven to be “at fault”, and was not affected by
questions of their own voluntary assumption of risk or contributory negligence. In turn,
employers were protected from liability to their employees for workplace injuries, in
return for their mandatory contributions to the compensation fund. As is typical in such
legislation, the Ontario legislation created an administrative agency with exclusive
jurisdiction to administer the fund, assess entitlement to benefits and determine the
precise boundaries of the “historic trade-off”, removing those questions from
consideration by courts.
[6] Relevant provisions of the Workplace Safety and Insurance Act, in effect from
1997 to the present time include:
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Rights of Action: No action for benefits.
26 (1) No action lies to obtain benefits under the insurance plan, but all claims
for benefits shall be heard and determined by the Board.
Benefits in lieu of rights of action.
26 (2) Entitlement to benefits under the insurance plan is in lieu of all rights of
action (statutory or otherwise) that a worker, a worker’s survivor or a worker’s
spouse, child, or dependent has or may have against the worker’s employer or
an executive officer of the employer for or by reason of an accident happening to
the worker or an occupational disease contracted by the worker while in the
employment of the employer.
13 (1) A worker who sustains a personal injury by accident arising out of and in
the course of his or her employment is entitled to benefits under the insurance
plan.
[7] Provisions contained in the Workplace Safety and Insurance Act, from
January 1, 2018 onwards include:
Mental Stress.
13 (4) Subject to subsection (5), a worker is entitled to benefits under the
insurance plan for chronic or traumatic mental stress arising out of and in the
course of the worker’s employment.
Same, exception.
13 (5) A worker is not entitled to benefits for mental stress caused by decisions
or actions of the worker’s employer relating to the worker’s employment,
including a decision to change the work to be performed or the working
conditions, to discipline the worker or to terminate the employment.
Transition rules re mental stress. New claim.
13.1 (2) If a worker’s mental stress occurs on or after April 29, 2014 and the
worker has not filed a claim in respect of entitlement to benefits for mental stress
before January 1, 2018, the worker or the worker’s survivor may file a claim for
entitlement to benefits for mental stress with the Board and the Board shall
decide the claim in accordance with subsection 13 (4) as it reads at the time the
Board makes its decision.
Time Limits.
13.1 (5) A claim filed under subsection (2) that is made in respect of mental
stress that occurred on or after April 29, 2014 and before January 1, 2018 must
be filed on or before July 1, 2018.
[8] The Employer relies on the following arbitral authorities and court decisions in
support of its position that the Board is precluded from awarding damages as the result
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of workplace bullying or harassment not related to Human Rights Code grounds as such
damages are compensable under the WSIA: Re OPSEU (Monk et al) v. Ontario
(Ministry of Community Safety and Correctional Services and Ministry of Children and
Youth Services) [2010] OGSB (Gray); Re OPSEU v. Ontario (Ministry of Community
Safety and Correctional Services) 2013 Ontario Court of Appeal 406; Re OPSEU
(Patterson) v. Ontario (Ministry of Community Safety and Correctional Services) [2017]
OGSB Briggs; Re OPSEU (Mohamed) v. Ontario (Ministry of the Attorney General)
[2017] OGSB Gee; Re Association of Management, Administrative and Professional
Crown Employees of Ontario (Wilson) v Ontario (Ministry of Natural Resources and
Forestry) [2017] OGSB Dissanayake; Re OPSEU (Grievor) v. Ontario (Ministry of
Community Safety and Correctional Services [2017] OGSB Carrier; Ontario Workplace
Safety and Insurance Appeals Tribunal [2014] Decision No. 2157/09; Ontario Workplace
Safety and Insurance Appeals Tribunal, [2015] Decision No. 1945/10; Re OPSEU
(Foley et al) v. Ontario (Ministry of Community and Correctional Services) [2018] OSGB
Williams; and to the Operational Policy documents of the WSIB Ontario, numbers 15-
03-14 and 15-03-02, on the subject matter of entitlement to benefits for Chronic Mental
Stress and Traumatic Mental Stress.
Union Submissions
[9] While the Union acknowledges and accepts the arbitral and court decisions
confirming that the Board does not have jurisdiction to award damages that are
compensable under the WSIA, it argues the Board has jurisdiction to award damages
for a violation of Article 9 of the Collective Agreement, including a violation of the
Occupational Health and Safety Act, R.S.O..1990 (as amended) (“OHSA”). In
particular, the Union notes that in the instant case, Officer Degrassi remains in the
workplace and questions whether the Employer has taken all reasonable steps to
provide a safe and harassment free workplace for the Grievor. For failure to take such
steps, the Union submits that the Grievor is entitled to compensatory damages.
[10] Article 9 of the Collective Agreement covers Employees’ Health and Safety, and
specifically Article 9.1 states:
9.1 The Employer shall continue to make reasonable provisions for the safety
and health of its employees during the hours of their employment. It is agreed
that both the Employer and the Union shall co-operate to the fullest extent
possible in the prevention of accidents and in the reasonable promotion of safety
and health of all employees.
[8] S. 25 (2) of OHSA provides that ….an employer shall:
(h) take every precaution reasonable in the circumstances for the
protection of a worker.
[11] In this case, the Union argues that the Grievor is not asking the Board to provide
relief for mental stress due to the workplace harassment. Rather, the Union is asking
the Board to determine if the Employer took adequate measures to protect the Grievor
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in the workplace, whether or not the Grievor experienced mental stress. In this regard,
the Union states that there should be monetary relief available to the Grievor based on
his independent statutory rights to a safe workplace environment under OHSA and
under the terms of the Collective Agreement.
[12] In support of its position, the Union relies on an unreported decision of Arbitrator
Herman in City of Toronto v. Canadian Union of Public Employees, Local 79 (Shaw and
Charles), August 11, 2015. In that decision, the Arbitrator awarded damages for pain
and suffering and mental distress to a grievor who had witnessed an on-site workplace
shooting but who had not filed a workplace injury claim under WSIA. Based on a finding
that the grievor did not have a claim for workplace injury under the WSIA, and thus was
not barred by Section 26(2) of the WSIA, the Arbitrator determined that the grievor was
deprived statutory and collective agreement rights and protections due to the
employer’s failure to take reasonable steps to provide a safe and healthy work
environment and to take reasonable precautions to protect the grievor.
[13] The Union also references Ontario Provincial Police Association v. Ontario
(Provincial Police), 2018 CanLII 82193 (ON LA) for support of its position that an
independent statutory right to claim damages either under OHSA or a collective
agreement exists arguing that an employer cannot be immunized from its obligation to
provide a healthy and safe work environment under a collective agreement. In the OPP
case, Arbitrator Abramsky concluded that although one of the grievors would have had
a compensable claim under WSIA, that not all of his claims for damages would be
precluded including a claim for damages for the failure of the employer to follow its
policies under the collective agreement including a violation of OHSA. Arbitrator
Abramsky awarded that grievor $5000.00 as damages for the violation of his collective
agreement rights and the right to a healthy and safe workplace, while also noting that
the grievor might be entitled to further relief under WSIA.
[14] The Union also distinguishes the Foley case by arguing that in Foley, the
Arbitrator notes that arbitrators continue to have jurisdiction under the terms of the
Collective Agreement to provide a monetary remedy for a breach of Article 9.1, unless it
is in substance, a remedy for a matter within the WSIA’s jurisdiction.
Employer’s Reply Submissions
[15] In its reply, the Employer emphasizes that in the City of Toronto case, Arbitrator
Herman stated that if the grievor Shaw could have made a claim under WSIA, no
damages for mental distress and pain and suffering would have flowed. In addition the
Employer notes that the other grievor (Charles), in that case, did make a claim under
WSIA, and was not entitled to compensation for mental stress and pain and suffering,
but rather was limited to receiving compensation related to reimbursement for repairs to
his car that were caused as a result of the workplace incident.
[16] The Employer also submits that that the language in Article 9 of the Collective
Agreement is similar to the language in Section 25 of the OHSA which does not make
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reference to monetary remedies. In absence of specific language in the Collective
Agreement to provide remedial compensation over and above what is compensable
under the WSIA, the Employer argues that the Board has no jurisdiction to make such
orders.
Decision
[17] Having considered all of the submissions of the Parties and caselaw provided,
I have decided to allow the Employer’s preliminary motion. In the case before me, the
Parties agree that the Grievor would have a claim, that if proven, would attract monetary
damages for chronic mental stress and pain and suffering under the WSIA. In fact, the
Union acknowledges that Grievor would not be entitled to damages for loss of wages or
vacation days, as those claims would fall with the purview of WSIA compensable
damages. The question before me is whether I have any jurisdiction to award
compensatory damages related to pain and suffering as requested by the Union.
[18] Foley is directly on point. In that case the grievors experienced workplace
harassment at the hands of a workplace colleague and argued that they were entitled
among other things, to a remedy of general and specific damages for the employer’s
failure to protect their safety as well as for the significant distress caused by this failure.
Arbitrator Williams concluded at paragraphs 22 and 23 of his decision:
[22] Having duly considered the particulars, the submissions of the parties, the
jurisprudence, and the arbitral authorities placed before me, I am of the view that
this Board has the jurisdiction and the latitude to not only provide the Grievors
with a declaratory remedy, but to also provide monetary relief if such is seen to
be appropriate once having heard the evidence. What this Board is unable to
provide, however, is a monetary award that is, in essence, a remedy pertaining to
an event that is or would be compensable under the provisions of the Workplace
Safety and Insurance Act (“WSIA”).
[23] This matter was addressed at paragraphs 109 and 110 by Vice-Chair
Owen Gray in Re Monk (supra), a decision subsequently upheld in May 2013 by
the Ontario Court of Appeal. Paragraphs 109 and 110 of Re Monk are set out
below:
[109] The WCA/WSIA does not preclude a monetary remedy for breach of
Article 18.1/9.1 unless it is, in substance, a remedy for the consequences of a
compensable injury or illness. Monetary loss may flow from a breach of Article
18.1/9.1 in other ways, such as loss due to damage to personal property, or
expenses or losses incurred to avoid or mitigate a risk to safety or health created
by the breach. Where a claim for damages is made on behalf of a worker who
has suffered a compensable injury or illness as a result of the breach, they can
be awarded in respect of the breach if and to the extent that the worker would
have been entitled to them even if she or he had not suffered a compensable
injury or illness as a result of the breach.
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[110] I find that this Board cannot award a grievor damages “for or by reason of
an accident happening to the worker or an occupational disease contracted by
the worker while in the employment of the employer” if the alleged accident or
disease is or was compensable under the WCA or WSIA, whichever applies.
[19] In Foley, at paragraph 26, Arbitrator Williams noted that under the WSIA,
employees are not entitled to benefits for mental distress caused by an employer’s
decisions or actions relating to a worker’s employment, including a decision to change
the work to be performed or the working conditions, to discipline or to terminate the
employment. However, the Arbitrator concluded that seeking monetary damages for
the significant distress caused by the actions of a co-worker and the employer’s failure
to protect the grievors, was the type of damage arising out of workplace stress and
therefore an entitlement to benefits under the WSIA.
[20] In the case at hand, the impact on mental stress is precisely what the Grievor
has experienced because of the conduct of Officer Degrassi and potentially the action
or inaction taken by the Employer. As in Monk, while a remedy for a breach of the
Collective Agreement may be available, a monetary remedy for the consequences of a
compensable injury or illness under the WSIA is precluded. This reasoning applies
equally in this case.
[21] Having regard to the cases relied upon by the Union, it is clear that in the City of
Toronto decision Arbitrator Herman was required to determine if the grievor Shaw could
have made a claim under the WSIB before deciding if 26(2) of the WSIA would bar the
Arbitrator from awarding damages. Given that Arbitrator Herman concluded that Shaw
did not have a stand alone claim for damages or benefits, it was concluded that any
damages for pain and suffering or mental distress were not barred by Section 26(2) of
the WSIA. Whereas the WSIB claim made by the other grievor (Charles) prevented
Arbitrator Herman from making any orders related to similar damages that were
awarded to Shaw. Although Arbitrator Abramsky noted that one of the grievors in the
OPP case could have made a claim under the WSIB, she too acknowledged that there
is no jurisdiction to award WSIA compensable damages based on the Monk line of
cases. While Arbitrator Abramsky ordered damages for violation of the collective
agreement’s right to a safe workplace, she distinguished the damages as not resulting
from a workplace injury, but rather, compensation for the failure of the employer in that
case to uphold the safe workplace provisions of the collective agreement governing the
parties in that case.
[22] I agree with the following comments and conclusions made by Arbitrator Williams
in Foley that he had no jurisdiction to award damages for mental distress:
[28] Accordingly, and for all the foregoing reasons, it must be found that this
Board is without jurisdiction to make a monetary award to Ms. Foley or Ms.
Fisher for the mental distress, if proven, resulting from the actions in the
workplace of Mr. Cameron and the alleged failure of the Employer to protect
them.
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[29] The Board continues to have the jurisdiction, however, to provide a
monetary remedy for a proven breach of Art. 9.1 unless it is, in substance, a
remedy for a matter inside the jurisdiction of the Workplace Safety and Insurance
Act. Such a monetary remedy for a breach of Art. 9.1 may be appropriate, as
noted in Re Monk at paragraph 19, for losses due to personal property, or
expenses or losses incurred to avoid or mitigate a risk to safety or health caused
by the breach.
[30] As such, the Board continues to have the jurisdiction to provide the
Grievors with a declaratory remedy as well as other monetary relief of the
foregoing kind. What it does not have is the jurisdiction to make a monetary
award to Ms. Foley or Ms. Fisher for the mental distress, if proven, arising out of
the actions in the workplace of a co-worker and the alleged failure of their
employer to protect them. The jurisdiction to make any such monetary award lies
with the authorities administering the Workplace Safety and Insurance Act.
[23] Accordingly, I allow the Employer’s motion and conclude that the damages for
pain and suffering sought by the Union on behalf of the Grievor are barred on the basis
of Section 26(2) of the WSIA. Once the case is heard on the merits, I will be prepared
to hear arguments on any other remedial relief requested related to alleged violation of
Article 9 or any other provision of the Collective Agreement. I do not have jurisdiction to
consider any requests for relief that relate to mental distress or pain and suffering
experienced by the Grievor arising out of the actions of Officer Degrassi or the alleged
failure of the Employer to protect him, as those matters could have been compensable
under the WSIA.
[24] This matter is referred to the Registrar to schedule a hearing date on the merits.
Dated at Toronto, this 23rd day of March, 2020.
“Dale Hewat”
________________________
Dale Hewat, Arbitrator