HomeMy WebLinkAboutWright 08-12-11
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IN THE MATTTER OF AN ARBITRATION
Pursuant to the Ontario Labour Relations Act
RECEIVl~~D
JAW 9:1 P.o..1 '
Between:
GRIEVANCE OEPARTMENT
THE CORPORATION OF THE COUNTY OF SIMCOE
PARAMEDIC SERVICES
Sector 1 . Ambulance
(The Employer/Service)
- and -
ONTARIO PUBLIC SERVICE EMPLOYEES UNION. LOCAL 303
(The Union)
Re: Dismissal Grievance of Jerry Wright - OPSEU File 2007-0303-0018
AWARD
PAULA KNOPF - ARBITRATOR
Appearances;
For the Employer: Philip J. Wolfenden
For the Union:
Boris Bohuslawsky
The hearing of this matter was conducted In Barrie, Ontario on March 18,
September 23, November 4 and December 3, 2008.
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This is a discharge case. The Grievor is a paramedic who was employed on a
part.time basis, The stated grounds for discharge were his failure to provide
timely proof of immunization, his absence from work for more than three
scheduled shifts because of his lack of immunization and his failure to provide
the Service with his availability for scheduling as required under the Collective
Agreement. The Union asserted that the Employer failed to establish any
grounds for discipline or, in the alternative, that discharge was excessive in all
the circumstances.
The factual background to this case revolves around the requirement for
paramedics to maintain up-to-date immunizations, which include Tetanus, and for
part-time employees to submit their shift availability to the Service. Tetanus
protection is statutorily mandated. Much of this case also turns on the operation
of the Collective Agreement. The relevant provisions are:
4.02 Part-time Emplovee (prE)
A "Part-time Employee" is an employee who is hired to fill a
part-time position for an indefinite time and is scheduled in
advance as required. Part-time employees will not normally be
scheduled for more than sixty (60) hours in any pay period.
However, when operationally required or in times of peak
demand, the Employer may schedule Part-time employees for
up to eighty-four (84) hours in any pay period. It is understood
that Part-time employees shall provide the Employer with their
availability ninety (90) days in advance, for a minimum of sIx
(6) non-consecutive shifts per month. Employees shall accept
shifts as scheduled to remain on the roster, in accordance
with the scheduling policy that may be amended from time to
lie, provided the Local Union is given reasonable prior notice
of the amendment taking effect.
12.04 Seniority shall terminate and an employee shall cease to be
employed by the Employer when that employee:
(e) Js absent from work for more than three (3) consecutive
scheduled working days without leave, as provided for in the
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collective agreement or failing a reason acceptable to the
Employer:
ARTICLE 27 - CONDITIONS OF EMPLOYMENT
27.01 It is each employee's responsibility pursuant to the Ambulance Act
and Regulations to ensure that their qualifications are kept current
and valid, including immunization certificates or medical proof of
contraindication.
27.02 Copies of all renewals as referenced above must be submitted prior
to individual expiry dates. Failure to provide proof in a timely
manner may result in temporary or permanent layoff without pay.
The Grievor's Tetanus protection was due to expire on July 10,2007. On June 4,
2007, the Service sent the Grievor a reminder of his need to renew this protection
via internal email (WebmaH) advising that his failure to provide updated
information could affect his eligibility to work. He was sent a second reminder on
July 5th, advising that he must deliver proof of an updated Tetanus shot by July
8lh or he would be "removed from active duty due to non compliance". The
Grievor did not provide that proof. He was sent a third emaH on July 9th stating
that he had missed the deadline and therefore was "no longer qualified to work
as a paramedic". He was told that his next shIft was cancelled. He was also
advised as follows:
Once you have proof of an updated tetanus shot, please ensure that
proof is hand delivered to [Robert Duquette, Manager-Quality Programs
and Professional Development] or Leigh Anne Marley (HR). Your
employment status will be evaluated at that time.
He was then sent another notice via Webmail on July 11lh advising that he was
"removed from the schedUle". As a consequence, he missed his next scheduled
shifts, beIng July 11, 12 and 21. He did not have any scheduled shifts after that
date because he had not sent In any indication of further availability beyond that
point.
Taking the Grievor's evidence at its best, he testified that he faxed in proof on
July 24th that he had received his Tetanus shot that day. There was some
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confusion in the evidence about this because a copy of this fax did not reach
Human Resources until the Grievor sent it again on August 101h. But the
important aspect of this fax is the reason he gave for the delay in receiving his
Tetanus shot and submitting proof to the Service. He wrote: "I apologize for the
delay but as I said I have difficulty sitting in Emerg for a Immunization [sic). My
family physician always gives me a 2 week wait time for non essential visits."
Notes were also taken by EMS scheduling staff of a conversation with the
Grievor on July 18 about the delay. Those notes were filed on consent. The
notes indicate that the Grievor had been called several times to update his
Tetanus status and he had indicated that:
. . . . he had not had his shot yet because he didn't want to go to the
hospital to get it and he stated he didn't have a chance to see his family
doctor yet. He also said he didn't think it was important enough to go to
the hospital to get the shot.
Jerry also mentioned he's been on vacation and he didn't want to do it on
his vacation
The Employer felt that these reasons for his failure to provide timely proof of
immunization were unacceptable.
Management considered the Grievor's handling of the immunization issue,
resulting In three missed shifts. along with the fact that he had not provided any
indication of his availability beyond the already scheduled and missed July 2151
shift. His failure to provide his availability 90 days in advance was not In
accordance with Article 4(b) and had been a source of concern in the past. On
December 8, 2006, he had received a warning letter advising that he had been
late on six occasions and non-compliant on one other occasion since January
2006. He was warned that a continued failure to comply with Article 4(b) "will
result in a reassessment of your status as a regular part-time employee, including
dismissal." A second letter was issued to him on July 3, 2007, regarding his
continuing failure to submit availability on three more occasions. He was again
advised that his status would be reassessed and that he could face dismissal.
The Grievor does not dispute that he was non-compliant with regard to submitting
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availability in 2007. But he has consistently asserted that he never received the
July 3rd letter before his termination, He explained that the letter was left in a
mail slot at his "home base" of Collingwood. The parties agree that the system
for part-time employees to receive mail is for them to designate the station at
which they want to receive communications, and mail is left there In their slot. As
a part-time employee, the Grievor had designated Collingwood as his mail drop
off. However, his own home was far from Collingwood. As things turned out, he
did not even go near the Collingwood base after July 3 and therefore never
picked up or knew about this letter. While there might have been different ways
of delivering the letter to him or for him to receive communications, he had never
provided the Employer with a home Email address or his fax number. He had
been sent other letters from the Employer via regular mall to his home and he
had received phone calls regarding problems in the past. But he maintains that
he never received this second warning letter about his continued lack of providing
availability, and he said that he did not realize that this was posing a problem.
Further, he asserts that he did not provide any indication of his availability after
the Tetanus issue arose because he understood that he could not be scheduled
without proof of Immunization. Further, when asked what would prompt him to file
his availabillty in the normal course, he said, "If I was late, I'd send my availability
in when I needed to do so." When asked if he thought it was the schedulers'
responsibility to contact him to determIne his availability, his response was: "I
don't know their job descriptions:'
When the Employer looked at the situation as a whole, taking into consideration
the Tetanus and scheduling issues, it concluded that the Grievor had exhibited a
"cavalier" attitude towards his responsibilities and decided to terminate his
employment. The letter of termination is dated August 7th. The Grievor was
advised of this orally, albeit unofficially on August 10, and he received the actual
letter by mail at his home on August 1 ih.
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The Grievor testified on his own behalf to explain these circumstances. Turning
first to the Tetanus issue, the Grievor says that he first became aware of the
need to renew his immunizatIon when he checked the Webmail system on June
29th while on duty. He claims that although the Webmail system is set up so that
it can be accessed off-site, he was unable to do this successfully from his home
computer. He also added that he did not feel it was his obligation to attempt to
access the Employer's Webmail system when he was off duty. Further he said
that he often did not have time during shifts to check for emails because of other
duties or the need for other employees to use the computer terminals. As a
result, he says he did not receive any of the Employer's reminders regarding his
need to update the Tetanus protection until the end of June. Similarly, he says
he was unaware of the amaH reminders that were sent to him July 5, 9 and 11.
However, he did admit in cross-examination that it was his responsibility to
ensure that his immunizations were up to date. He also knew that the Tetanus
shot is a statutory requirement for his position. He says he sImply did not think
about this until it was brought to his attention. He also admitted that he was
receiving voice messages about the need to renew his immunity, and he knew
that he was ineligIble to work because of the lack of the Tetanus update. As a
result. he says that he called his supervisor before each shift and advised of his
continued ineligibiJjty. His home phone records confirm several calls to the
Employer during this period,
The Grievor did ultimately get his Tetanus shot on July 24th. He testified about
why he failed to renew his immunity on time. First, he said that his comments
about not wanting to go to a hospital to get the shot should not be taken out of
context He admitted that he had said that he didn't think it was "important
enough to go to the hospital", but he said that he had meant that comment in the
context of not wanting to take up the valuable services of emergency staff who
are busy taking care of more important medical issues. He also said that he did
not want to wait the two weeks that would have to go by before he would be able
to get an appointment with his family doctor for "non-essential" visits. But he
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stressed that the most important reason for the delay was that he is not in favour
of vaccinations, for reasons of "conscience", He admits that he never mentioned
this rationale to his Employer, and that the first time he raised this was at the
arbitration hearing, He said that he did not reveal it to his Employer at the time
because he knew others had lost their jobs because of refusals to get the
influenza shots, and he was not sure if his "personal reasons were valid". But he
tried to show the depth of his feelings by the testimony of both he and his wife
about the fact that they believe that vaccinations are not beneficial to one's
health. As a result, they have declined to have their young son immunized. His
wife has signed a "Statement of Conscience or ReligJous Belief Affidavit"
affirming that the requirements of the Immunization of School Pupils Act, 1990
conflicts with her "sincerely held convictions based on religion or conscience".
This affidavit is necessary for the child to be able to attend school without
immunization. However. by July 241h, the Grievor had come to the conclusion
that he needed to stay employed and he knew that others had lost their jobs with
this Employer for failure to maintain their Influenza immunizations, He was not
prepared to lose his job over this issue. So he went into a convenient V.a.N.
office and had the nurse on duty Inoculate him on July 241h,
The Grievor said that he faxed a copy of his proof of the inoculation to the
Employer's offices on July 241h. He says he left numerous phone messages
thereafter asking when he would be put back on the schedule and to ensure that
his Fax had been received. He did not hear from the Employer until August 7th
when he received a voice mail message from Rob Duquette saying that he had
not yet received any record of a Tetanus renewal, and adding, 'We still have you
on a holding pattern." As a result. the Grievor again faxed a copy of the proof of
immunjzation on August 10th, He then submitted his availability for October shifts
on August 13th, although it had been due July 201h.
The Grievor spoke to Greg Bruce, a supervisor, on August 14th to fInd out about
his status, and was advised "in confidence" that a decision had been made to
terminate his employment. He received the formal notification on August 1 ih via
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regular mall. The termination came as a shock to the Grievor. He testified that
up to that point. "As far as I knew, everything was going fine. I'd received no
indication that anything was wrong until August 17lh."
The Grievor said that he now realizes that his handling of the Tetanus issue was
a "huge mistake" and says that if the issue were to arise again, he would
maintain his immunizations as required. He says he would like to continue to
work for this Service because he enjoys the people and because he now lives
within the county and has more time to devote to the position.
THE SUBMISSIONS OF THE PARTIES
The Submissions of the Employer
The Employer argues that there are three independent and/or interwoven
reasons that justify termination under this Collective Agreement. It was also said
that the Grievor's testimony at this hearing has confirmed the Employer's view
that the Grievor should not be returned to employment with this Service.
First. the Employer relies upon the "deemed termination" provisions in Article
12.04(e). It was stressed that the Union agreed to the facts set out by the
Employer in the opening statement that included the assertion that the Griever
had missed more than three scheduled shifts without leave and that he had failed
to provide reasons that were satisfactory to the Employer for his absence.
Arguing that the Employer has the discretion to determine whether the reasons
for absence were satisfactory, the Employer took the position that the reasons
given by the Grievor were completely inadequate. It was stressed that the
Grievor bears the responsibility of keeping track of when he has to renew his
shots, that the evidence suggests that he simply did not want to take the time to
sit in Emergency to await the attention of the staff, and that he could or should
have seen his own doctor sooner by stressing the seriousness of the situation.
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The Employer discounts the Grievor's claim that he was dealing with an issue of
"conscience" over immunizations, stressing that this "excuse" was only raised at
arbitration. Counsel for the Employer likened this explanation to the Grievor
trying to pull "a rabbit out of the hat" in an attempt to justify his refusal to live up to
his responsibilities 8S a paramedic. The Employer also challenged the Grievor's
credibility ;n relation to the claim of "conscience", in summary, the Employer
argued that it has established all the criteria necessary to invoke the deemed
termination effect of Article 12.04(e) resulting in there being no discretion to
relieve against the penalty of discharge.
The second ground asserted to justify the discharge was the application of
Articles 27.01 and 27.02. It was argued that these clauses confirm the
Employer's right to permanently "layoff" the Grlevor for his failure to ensure that
his immunization was "kept current" and/or provide proof before the expiry date
"in a timely manner", It was stressed that the evidence established that the
Grievor has been treated the same way as other employees who failed to
maintain their immunities. Accordingly, it was said that since there is no
allegation or evidence of arbitrary, discriminatory or bad faith treatment of the
Grievor. the Employer's discretionary right to impose a "permanent lay-off" should
be given respect and upheld. Further, it was argued that the responsibility to
maintain proper immunization should be read as a "condition of employment".
The third ground that was asserted to justify the discharge was the operation of
Article 4.02. It was stressed that the agreed facts establish that the Grievor failed
on nine occasIons in the last 18 months of his employment to advise the Service
of his availability for duty. It was said that this amounts to a failure to fulfill his
responsibilities and justifies discharge.
Finally, and in the alternative, the Employer argues that the totality of the
evidence establishes just cause for termination. The Employer cited the ways
that the Grievor failed to advise scheduling about his availability for duty, his
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failure to maintain his immunity and his unavailability for scheduled shits while he
was delaying his taking of the Tetanus shot. In addition, the Employer asserts
that the Grievor exhibited a "careless attitude" towards his responsibilities, both
while at work and during his testimony at this hearing. It was stressed that he
expressed no remorse, no acceptance of blame and instead suggested that the
Employer was at fault for failing to notify him about issues that are his own
responsibility under this Collective Agreement. Counsel for the Employer
submitted that the Grievor had displayed "almost a defiant attitude of
entitlement", It was argued that the Union bears the onus of establishing that
there are mitigating factors and that nothing in the evidence supports such a
conclusion. Finally, it was stressed that because the Employer provides
emergency services, a paramedic in this bargaining unit has to be flexible.
responsible and willing to work. It was said that the evidence shows that the
Grievor has not fulfilled those expectations and that the discharge was therefore
justified.
The Submissions of the Union
The Union began by arguing that the deemed termination provision, Article
12.04(e), cannot be invoked by the Employer because the facts only reveal that
the Grievor missed three scheduled shifts, Le., July 11, 12,21. It was stressed
that the deemed termination clause is only "triggered" when more than three
scheduled shifts have been missed. Further, it was said that the Grievor's
absence during those shifts should be treated as being provided for under Article
27.02, or as a temporary lay-off. It was submitted that by the parties negotiating
the specific concept of a "lay-off' in the case of an inability to work because of the
lack of the Tetanus shot, the generalized deemed termination clause cannot be
invoked In these circumstances.
The Union also argued that the Grievor's missed shifts due to his lack of
immunizatJon should be deemed to be authorized absences. It was stressed that
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the Employer was always aware of the reasons for the absences; he was told
that he was being removed from "active duty" and put in a "holding pattern"
pending submission of his proof of inoculation. Therefore, it was said that he was
effectively put on an "unpaid leave" until he submitted the required
documentation. It was stressed that this situation is very diffefent from the
circumstances of an employee who is AWOL. Further, since the Grievor was
terminated before the Human Resources department received the proof of
inoculation, the Employer was criticized fOf breaking its promise to evaluate his
employment status after the proof was submitted. Counsel for the Union
stressed that an employer can only rely upon a deemed termination provision if it
is strictly applied. The following cases were cited in support: Quality Meat
Packers Ltd. and UF.C. W., Local 175 (2002) 109 L.A.C. (4th) 183 (Newman);
Good Humor-Breyers, Simcoe and u.F.C. W., Loca/175 (2005) 80 C.L.A.S. 326.
2005 CLB 10291 (B. Kirkwood); St. Peters Hospital and O.N.A. (2007) 91
C.L.A.S. 256,2007 CLB 12780 (L.Trachuk).
The Union further submitted that since the Employer had failed to establish the
grounds for relying upon the deemed termination provisions in the Collective
Agreement, the substantive issue in this case should be recognized as being
whether there was just cause for discharge. It was argued that the Employer
should not be able to rely upon the Grievor's failure to provide timely notice of his
availability because he had not had the benefit of progressive discipline. It was
stressed that he had only received one warning letter because the second letter
remained in the Collingwood mail drop off unopened until after the discharge. It
was argued that this "cannot be said to fairly reflect fault" on the part of the
Grievor. The Union faulted the Employer for allowing the letter to sit unopened in
the Grievor's mail slot and for failing to notify the Grievor by way of regular mail
or phone calls as it had done on past occasions. It was said that it was the
Employer's responsibifity to ensure that its communications got through to the
Grievor and that he had no obligation to travel several kilometers on his own time
"to ferret out information" himself. It was submitted that since the Grievor never
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received the secand letter, it should not be considered as part of his disciplinary
record" Reliance was placed on Corporation of the City of Timmins and C. U.P.E.
1140, (1990) 12 C.L.A.S. 369.1990 CLB 11860 (R.M. Brown); Quality Meat
Packers Ltd. and u'F.C.W. (1999) 57 C,L.AS. 78. 1999 CLB 13470 (M.
Levinson).
Further, it was stressed that the circumstances giving rise to the failure to submit
availability after July 2007 are so "inextricably tied to the Tetanus Issue that the
unavailability ought not to be allowed to stand as an Independent allegation."
It was conceded that the Grlevor was expected to have filed his latest availability
for service on or before July 20th. However, it was said that by that date he was
already "off schedule" due to his lack of immunization. Therefore, it was
suggested that there was no point in submitting availability until he was eligible
for service again and he did so on August 13th, three days after he had
resubmitted his proof of immunization. Further, it was argued that the Grievor
was being subjected to "double jeopardy" by being held off schedule while he had
na immunization and then being "nailed" for failing to submit his availability during
the same period.
It was suggested that the "only real issue" in this case is the Grjevor's admitted
failure ta provide timely proof of immunization, The Union initially submitted that
the Grievor did not commit any culpable misconduct warranting discipline. It was
argued that Article 27.02 and the use of the word "lay-off' ought to be read as the
parties' agreement that there should be a non-disciplinary response to any fallure
to maintain inoculations. It was submitted that the fact that the contract allows for
a "temporary lay.off' should be seen as recognition that the situation can be
cured, that a person can remain "off.schedule" without pay and not be subjected
to discipline, Alternatively, it was conceded that the use of the word "may" could
be read as the Employer reserving the right to impose discipline for a breach of
the article. but that this imposes a burden on the Employer to explain why an
adminlstrative sanction such as a "lay-off' is not sufficient. It was submitted that
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the Employer has failed to justify the discharge of the Grievor when he could
have been easily reinstated after he provided his proof of Immunization.
Further, the Union stressed that the Grievor's reasons for delaying the
immunization should be respected. It was said that this was not a case of
carelessness or irresponsibility. Instead, this was said to be a situatlon where the
Grievor was wndergoing a "bona fide struggle of belief and conscience". For this
reason, the Union submitted that "justice demands that he be treated differently"
than someone who simply ignored his duty to maintain his immunizations. It was
said that it would be "inappropriate to impose discipline for behaviour motivated
by a genuine concept of ethics or morals", The Union suggested that this should
be treated analogously to someone who held sincere religious beliefs. Accepting
that the Human Rights Code has no application to this case, it was submitted that
the same principles should be applied. Reliance was placed on Canadian
Timken Ltd. and U,S. WA., Loca/4906, (1987) 31 L.A.C. (3rd) 365 (J, Samuels);
Ste/co Wire Products Co" - StelcD Inc, Frost Works and USW Local 356, (1986)
25 L.A.C. (3rd) 427 (G. Brent).
In the alternative, it was argued that If it is found that some discipline is
warranted, discharge was too severe a penalty in all the circumstances. The two
mitigating factors that were stressed were:
1. The delay in dealing with the Tetanus issue was the result of the Grievor's
"genuine struggle with his conscience"; and
2. He ultimately resolved the issue In the Employer's favour.
It was also stressed that the Grievor has come to realize that his actions were, In
his own words. "a huge mistake". It was said that one could be confident that
the Grievor would not permit a recurrence of the difficulties that gave rise to this
case. It was argued that the relevant evidence does not paint a picture of an
employee who disregards his responsibilities. Under these circumstances, it was
suggested that the appropriate disciplinary response ought to be a reprimand or
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a short suspension. In addition, it was submitted that compensation is
warranted because the Employer should be held responsible for misplacing the
first Fax that the Grievor sent regarding proof of immunization. It was also
stressed that the Grievor was treated unfairly by being discharged before his
proof of immunization was received by Human Resources even though he had
been told that his situation would be evaluated upon its receipt. Finally, the
Employer was criticized for the fact that the Grievor learned about his
termination unofficially, rather than it being handled with professionalJsm and
dignity.
The Employer's Reply Submissions
The Employer took great umbrage to the fact that the Union had agreed to all the
facts set out in the Employer's opening statement and then challenged the factual
underpinnings of the Employer's case during closing submissions. Specifically, it
was said that the Union should not be allowed to challenge the allegation that the
Grievor was absent for more than three scheduled shifts. Further, it was said to
be unfair and Inappropriate for the Grievor to try to rely on the fact that he was
not scheduled for any shifts beyond July 21 when the reason for that was his own
failure to submit his availability to the Service.
Responding to the suggestion that the specifics of Article 27.02 override Article
12.04(e), the Employer argued that both are specific provisions. Further, it was
argued that it would be absurd to treat the Grievor's absence from duty because
of his lack of immunization as an "approved leave of absence" when the
Employer is statutorily preclUded from allowing him to work without an up-to-date
Tetanus shot. Further, it was stressed that the Grievor never applied for or
received a leave of absence as provided for under the Collective Agreement.
Turning to the failure to provide proof of immunization, It was stressed that the
Grievor was aware that this Employer has consistently terminated other
paramedics for their failure to comply with Article 27.02. His actions were said to
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be "careless and irresponsible" because he did not come to terms with his
responsibilities well before July 2007. The Grievor's pleas for mitigation were
discounted, with the Employer challenging his credibility on several aspects of his
testimony and arguing that his history of employment and the Tetanus issue
combine to establish just cause for discharge. Finally, it was stressed that the
Grievor's testimony indicated no acceptance of responsibility for any of his
misconduct and instead tried to deflect blame to the Employer. It was argued
that this ought to be weighed negatively against the Grievor in any consideration
of arbitral discretion to relieve against the imposition of discharge.
THE DECISION
The case is somewhat unusual in that at the outset of proceedings, the Union
indicated that it was in agreement with aU the factual assertions set forth in the
Employer's opening statements. It was then indicated that the thrust of the
Union's case would be to put forward the mitigating circumstances that would
explain the Grievor's conduct and show that the Employer was precluded from
relying on the "deemed termination" provisions in the Collective Agreement. In
the course of final argument, the Union then argued that certain Inferences
should be drawn by the Employer's failure to call certain witnesses and/or that
the Employer had failed to establish the factual underpinning of its case. In
particular, the Union stressed that the Employer had failed to prove that the
Grievor had missed more than three scheduled shifts and could therefore not rely
upon the deemed termination clause. This caught the Employer by surprise. As
a result, the Employer argued that it had been prejudiced by the Union's tactics in
agreeing to the factual underpinnings of the case and later arguing that the
Employer had not met Its burden of proof. Given that this is a discharge case,
with the outcome having great importance to the parties and the Grievor, it would
be most unfortunate if the outcome of the case was determined on the basis of
one party's failure to adduce evidence it understood was not required or on the
basis of the other party's misunderstanding of the implications of its agreement
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about the facts at the outset. Fortunately, the case can be decided without
having to resort to the implications of any technical or procedural machinations.
The parties agreed to many facts, filed a great deal of documentation on consent,
and witnesses testified. Therefore it is possible to decide this case on the basis
of that evidence alone. Neither party need be affected by the tactical decisions
that may have been made with regard to the presentation of this case.
Ultimately, after a consideration of all the evidence, it has been concluded that
the Employer has established just cause for discharge and that there are
insufficient mitigating factors that would warrant the substitution of a lesser
penalty. The following analysis explains that conclusion.
Article 12.04 is a deemed termination provision. The Union is correct that for an
employer to be able to rely upon the provision, it must strictly prove each
condition that would allow for the operation of the clause: Quality Meat Packers
Ltd. and U,F.C.W" Local 175; Good Humor-Breyers, Simcoe and UF.C.W.,
Local 175; St. Peter's Hospital and D.N.A., supra. In this case, for the deemed
termination to come into effect, the facts would have to be that the Grievor
missed more than three consecutively scheduled working days without leave as
provided in the Collective Agreement. It is true that the facts only clearly
establish that three scheduled shifts were missed. He did admit in cross
examination that he was taken off the schedule after he had missed the three.
implying that more shifts had been scheduled before he was removed from the
roster. The evidence is unclear on this point, perhaps because of the fact that
the Employer understood from the Union's concessions that no evidence was
required on this point. Does the fact that there is no clear evidence of him
missing more than three scheduled shifts result in a situation where the
automatIc termination aspect of the clause cannot be applied? In normal
circumstances, that would be the case. In this case, that question will not be
answered because it would be unfair to allow the Grlevor to rely upon the
absence of further scheduled shifts when this may only have happened because
of his failure to submit availability. How could he be scheduled when he was not
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supplying his own availability to the Employer? How can it be fair for him to use
this as a defence to the operation of Article 12.04(e)? On the other hand, how
can the Employer rely on a deemed termination clause when one of the critical
elements that would trigger the termination has not been established? Is this a
situation where the lack of evidence Is due to the way the parties agreed to
present the case? Given the ultimate disposition of this case, the issue of
whether the deemed termination provision applies will not be resolved.
The Union is also correct in asserting that all the issues in this case revolve
around the Grievor's late submission of his proof of immunization for Tetanus. it
must be remembered that current immunization for paramedics is mandated by
Regulation 257/00 of the Ambulance Act, R.S.O.1990, c.A.19. Further, the
Collective Agreement makes it clear that it is the paramedic's responsibility to
ensure that the immunization is kept current and that renewals are submitted
prior to expiry dates, These obligations are listed as "Conditions of Employment"
under Articles 27.01 and 27.02. The consequences for failure to comply are
serious for both the Employer and the paramedic. An Employer cannot put
someone In service as a paramedic without there being valid proof of
immunization. The inability to schedule someone could have implications upon
the workload of the rest of the bargaining unit, affect complement, and
compromIse the Service's abllity to serve the public. That must be why the
parties included in their Collective Agreement the provision that prescribes that
failure to provide proof in a timely manner may result in "temporary or permanent
lay-off', The Union suggested that this wording should be read as the parties'
agreement that no disciplinary response Is warranted. That cannot be correct.
Those words allow for the possibility of an alternation in the employment
relationship, either permanent or temporary. There would be wisdom in the
parties' agreeing to those choices, to aI/ow for the many reasons why timely proof
may be unavailable. Some reasons may be quite legitimate and/or beyond the
control of the paramedic. That is probably why Article 27.02 is not a deemed
termination provision. But nothing about this wording suggests that no discipline
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can be issued if timely proof is not supplied. That option is not taken away from
the Employer. Although the term "permanent lay~off' may not be a disciplinary
term. per S8, it does connote a permanent severing of the employment
relationship. Further, it would be absurd to conclude that an employer could
never discipline a paramedic for a failure to provide proof of immunization. This
would result in the Employer being unable to sever the employment of a
paramedic that it could not put in service. That is not what the parties have
negotiated in this Collective Agreement. It would take much clearer or explicit
language to fetter management's discretion to discipline or discharge an
employee for their failure to maintain one of the fundamental conditions of
employment in this Collective Agreement.
Therefore, It Is clear that it is within the Employer's right to discipline a paramedic
who has failed to fulfill his responsibility to ensure that his immunizations are kept
current and/or who fails to provide proof of this prior to the expiry dates. The
Grievor failed to meet both these requirements with respect to his Tetanus
immunity. His initial explanation was that he forgot about the 10 year renewal
date and that he was unaware of the Employer's efforts to remind him until it was
too late to make timely arrangements. Both these excuses are without merit.
First, they Ignore his own obligation to maintain valid immunity and to provide
proof. Second, they cast blame upon the Employer in a way that is entirely
inappropriate. He has tried to deflect responsibility rather than accept his own
obligations. Even if one allows for the fact that someone might have forgotten
that the Tetanus shot needed to be renewed, this man is a paramedic who has a
contractual and statutory responsibility to ensure that his immunity is current. He
cannot blame the Employer for the fact that he "forgof'! about the need to renew
his shot or for the fact that the Employer's efforts to remind him were not initially
successful. He claims he did not receive the Employer's Email reminders. If he
was having trouble receiving Webmall from the Employer when he was not on
site, why did he not make this known much earlier and/or why did he not make
alternative arrangements, such as providing his home Fax number? Further, his
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claim that he was unable to access the Employer's webmail system is hard to
accept. He had received training on the system. He had access to a computer
and internet at work, at home and with his full time employer. He is an intelligent
man who uses a computer as part of his work and who uses Email in other
situations. It defies credibility to accept that he was unable to access the
webmail either off site or at work. The more likely explanatIon is his admission
that he made no effort to access the webmail system unless he was on duty with
this Service, and even then on a very infrequent basis. It is clear from his
testimony that he made no real effort to access the Employer's communication
system on any sort of regular basis. Therefore, he simply could not be bothered
to keep himself informed about issues that were relevant to his duties with this
Service. Third, his position reg~rding the late Tetanus shot ignores the following
facts:
1) he received phone calls about the need to renew the immunization from
the Employer,
2) he could have made arrangements to get the Tetanus shot on time if
i) he had been willing to ask his doctor for a speedy appointment because
of the seriousness of the situation, or
Ii) he had been willing to wait in an emergency room until he was attended
to, or
Iii) he had simply walked into the V.a.N. clinic and received the shot with
little inconvenience to anyone. including himself, which is what ultimately
happened.
This leaves the question of whether failure to get the immunization on time can
be excused by the Grievor's claim that he was dealing with an issue of
"conscience", The Employer challenged the credibility of this claim, primarily
because other excuses were offered before the discharge and the claim was first
articulated during this arbitration hearing. It can be accepted that one might be
reluctant to reveal certain personal beliefs. It can also be appreciated that the
Grievor mIght have felt his job would be in jeopardy if he told the Employer that
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he might refuse to take the immunization. Other paramedics at this Service had
been terminated for failure to obtain influenza shots. So even if one gives the
Grievor the benefit of the doubt about the timing of his revelation, one must
examine exactly what he is saying. He said his reluctance to renew his immunity
was based on his "conscience". He explained this by saying, "1 am not in favour
of vaccinations. . . . My wife and I believe that vaccinations are not beneficial to
one's health." Counsel for the Union characterized the Grievor's situation as a
"struggle of conscience, with the Grievor trying to reconcile his personal beliefs
with his employment responsibilities, but ultimately deciding in the Employer's
favour." Accepting that witnesses are not expected to be able to articulate their
positions as eloquently as skilled advocates, it still cannot be concluded that the
Grievor's testimony establishes a genuine "struggle of conscience". First of all,
he said nothing to that effect. At its highest, the Grlevor stated his personal
opinion that vaccinations are "not beneficial to one's health", He stated no moral
or spiritual objection to vaccinations, simply a lack of belief in their value. It is
recognized that his wife signed an affidavit saying that she had objections to their
son being vaccinated on the basis of her "religion or conscience". But she made it
clear that this was based upon the conclusions she had reached after
researching the body's ability to heal itself. More importantly, she also indicated
that she recognized that her husband had to make his individual choice about the
issue. Her affidavit cannot be taken as evidence of his state of mind. While one
can accept that he may not believe in the value of Immunizations, that does not
elevate his opinion to the level of "conscience". One's moral beliefs may well
amount to relevant and mitigating factors in situations where employment
obligations conflict with deeply held spiritual or moral beliefs. But this is a case
involving a statutory obligation to maintain immunity because of the risks posed
to the pubic and co.workers. There was no evidence about his "spiritual or
moral" concerns in relation to a Tetanus shot. Taking the Grievor's words at their
best, it can only be concluded that the Grievor may have genuinely believed that
vaccinations offered little benefit to anyone. Nor did he "resolve the issue in the
Employer's favour", as the Union wants to suggest. The Grievor simply decided
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that he wanted to keep his job. That is what made him get the shot, not an
acceptance of his Employer's needs. Taken together, his evidence falls far short
of establishing a moral or spiritual justification for failing to live up to the
requirements of Article 27.01 or 27.02. Further, the Grievor also works full time
as a paramedic for another Service. The issue of immunizations was not new to
him. Therefore, it strains credibility to accept that he was suddenly incapacitated
by the "struggle" about whether to get a Tetanus shot In July 2006. He has had
to maintain Immunizations during his entire career as a paramedic, with this
Service and for his full-time position. The evidence leads to the conclusion that
he simply ignored the issue until he found himself off the roster and then he
obtained the shot at a time and place that was most convenient for him.
Therefore, none of the reasons that the Grievor has offered for the delay amount
to appropriate or justifiable excuses. In this situation, the Employer had just
cause for taking a disciplinary response.
This leads to the question of whether discharge is appropriate under all the
circumstances of this case. The Employer has argued that anyone of the
grounds set forth in the termination letter warrant discharge or that the
misconduct should be viewed in its totality. This Award is based on the evidence
as a whole. Therefore, all three allegations of misconduct must be viewed as a
whole.
As concluded above, there were grounds for discipline for the untimely delivery of
proof of Tetanus immunization. It must also be concluded that there was no
reasonable excuse for his missing three scheduled shifts. He missed the shifts
because he failed to renew his immunization. Therefore. the two issues are tied
together. Even if he was struggling with his conscience, he should have initiated
and resolved that struggle long before the immunity expired so that the shifts did
not have to be reassigned on a day~by.day basis. This situation would disrupt
scheduling and put an added burden on others in the bargaining unit. It cannot
be concluded that his missed shifts amounted to a leave of absence or that they
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were condoned by the Employer, as the Union tried to suggest The missed
shifts were entirely because of the Griever's delay in dealing appropriately with
his responsibilities. The Employer did not accept or condone this in any way. It
sImply put him "on hold" or "off schedule". This is entirely different from the
granting of a leave of absence. Further, while Article 12.04(e) does contemplate
that the Employer might find reasons for the missed shifts "acceptable", the
Griever's reasons were not acceptable to this Employer. The reasons given at
the time were not accepted. The evidence shows that this Employer has never
accepted a refusal to maintain valid immunizations, nor could this be accepted,
given the statutory requirement for the immunization, Further, Article 4.02
contemplates that part.time employees "shall accept shifts as scheduled in order
to remain on the roster". This indicates the importance of fulfilling scheduled
shifts and ties this to continued employment. Therefore, the Grievor has not been
treated differently than other employees, the Employer's decision was not
arbitrary and there is no suggestion of bad faith. While the automatic termination
aspect of Article 12.04(e) may not have come into play on the facts of this case, it
must still be concluded that the Grievor's absence from three scheduled shifts
without there being a reason acceptable to this Employer or any other reasonable
explanation amount to justification for a serious disciplinary response that must
be tied Into consideration of the Tetanus issue as a whole.
The last justification for disciplining the Grievor was his continuing failure to
provide the Employer with an indication of his availability for duty. He
acknowledges that he did not meet the obligations under Article 4.02. He admits
that he received the first warning letter in December 2006 and that he continued
to neglect to submit his availability on time, The Union argues that the second
disciplinary letter that was issued to him should not be considered as part of his
disciplinary record because he never received it. In principle1 the Union is right.
If the purpose of progressive discipline is to bring a matter to the employee's
attention so that the problem can be corrected, a notice of discipline that has not
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been delivered cannot form part of that record. See Corporation of the City of
Timmins and C.U,P.E. 1140, and Quality Meat Packers Ltd. and U.F.C.W., supra.
However, the question at this stage is not whether the second disciplinary letter
should constitute part of the disciplinary record. The question is whether the
Grievor's overall failure to supply the Employer with an indication of his
availability for shifts can be considered as part of the circumstances that would
justify discharge and/or discipline. The obvious answer to that must be "yes".
Even if only the first reprimand is considered, the Grievor himself admits that the
issue was brought to his attention and then he effectively ignored it. He
continued to submit his availability late, despite receiving numerous calls from the
Service. As he said: "If I was late, I'd send my availability in when I needed to do
so." This indicates that he sent in his availability to suit his own needs and
without regard to the needs of the Service or the provisions of Article 4.02. In
addition, he made no effort to maintain any effective communication with the
Employer. He ignored the mail drop. He suggested no alternative method_ His
claim that he could not communicate through the Web mail system lacks
credibility. It is simply clear that he only communicated with the Employer when it
suited his own Interests. Further, the Union's suggestion that his failure to submit
his latest availability in July should be tied to his "struggle of conscience" cannot
be accepted. The facts show that he was due to submit his availability on Dr
before July 20th, He did not do this. He got the Tetanus shot on July 24th. Even jf
one accepts that he had been having a crisis of conscience, he had resolved the
"struggle" at that point. It is true that he had been told that his status was on
hold, but nothing prevented him from submitting future availability when he faxed
in the proof of immunization on July 24th, If he actually wanted to be put back
into service, submitting availability would have provided some indication of his
willingness to fulfill his obligations.
It must be recognized that the parties have drafted Article 4.02 for a significant
reason. It allows for the use of part-time paramedics only in certain
circumstances. The scheduling of part-timers is carefully prescribed as a
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limitation of management rights. The complexity of scheduling a Service that
meets the demands of the public and the rights of the bargaining unit cannot be
underestimated. That must be why the parties have Included the requirement
that part-timers submit availability 90 days in advance. The Grlevor never seems
to have appreciated or respected the importance of this provision. He admits that
he repeatedly failed to meet its requirements even after he had been warned and
that he was not in compliance in the time leading up to the events that gave rise
to his discharge. Therefore, the Employer was within its rights to consider this
misconduct as a factor in the disposition of discipline,
The only question remaining is whether there are circumstances that would
warrant the exercise of arbitral discretion to substitute a lesser penalty.
The "just cause" standard has been set because fairness demands that one
should not lose employment opportunities unless the employer can show good
and sufficient reason that a lesser response would not be appropriate. Therefore,
all aspects of the case must be considered. The Grievor has been a member of
this bargaining unit for eight years, but this number is not reflective of his actual
service. He did work full time for some period, but has been on a part-time basis
since 2005 by choice and is only required to work six shifts per month.
Therefore, he cannot be considered as a long service employee. Nevertheless,
discharge is a very serious penalty, even for a part-time employee. The Union
cites the Grievor's "struggle of conscience" and its resolution in the Employer's
favour as mitigating factors. They have been taken into consideration as
mentioned above. It is also true that the Employer subjected the Griever to the
indignity of hearing about his termination unofficially, days after the decision had
been made, while he was awaiting word about his status and before the
termination letter was delivered. This was unprofessional, unacceptable and puts
the Employer in a very poor light.
But when the evidence as a whole is taken into consideration, it establishes an
employee whose actual service is modest, who disregarded statutory and
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negotiated requirements, who Ignored the contractual obligation to provide
availability, and who came to this hearing blaming the Employer for everything
that happened. Further, while the Grievor admitted to the factual basis of the
case, he expressed no apology or remorse about how the situation developed. It
is true that he Insisted that he would not let his immunizations lapse in the future.
However, this is far from an expression of contrition and he did not begin to
address the other misconduct. In addition, it is clear that he does not respond to
progressive discipline or direction. After receiving a letter of reprimand about his
failure to supply his availability, he continued to be non.compliant. Even when he
received calls about his availability, he only responded when he felt he needed
to. Finally I he testified that even up to the day of his discharge he did not think
that anything was wrong. How could he have thought that "nothing was wrong"
after he failed to comply with so many statutory and contractual provisions
resulting in him not being considered as part of the roster? His perception
indicated a complete disconnect with his responsibilities to this Service.
Actions sometimes speak louder than words. Had there been any indication that
the Grievor is someone who will respond to corrective action or respect the
provisions of the Collective Agreement, this case may have had a different
outcome. Nothing in his conduct at any of the relevant Urnes suggests that he felt
any sense of obligation to fulfill all the requirements of the Collective Agreement.
His testimony at this hearing also raised serious concern about hIs reliability, He
changed his stories from examination in chief to cross examination. For
example, in "chief' he claimed that he had been unsuccessful in trying to regain a
full time position with this Service, yet in "cross examination" he was forced to
admit that he had been offered a full time position and turned it down. On
another issue, he initially claimed that he had worked with this Service "without a
blemish on my record", and then had to later concede that he had received the
warning letter and follow-up calls regarding his failure to submit availability.
Further, while one of the reasons he gave the Employer for not being able to get
his Tetanus shot in July was that he did not want to do this while he was "on
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vacation", he later admitted in cross examination that he had taken no vacation in
June and taken only one day in July. This demonstrates that his explanations
differ, depending on the impression he is trying to convey. These examples
reveal that the Grlevor's words are not reliable and his credibility is very much in
question. Therefore, he presents as a person who is undependable, both in
terms of his words and his actions. In a situation where he is trying to establish
that there are mitigating factors that warrant the reduction in the penalty for
misconduct, he has presented nothing that would give rise to any basis to believe
that his behaviour would improve.
Part-time employees are important to this Se/Vice because of their skills and their
availability. If they cannot be relied upon to maintain their eligibility for duty or
they cannot be scheduled because they failed to provide availability, they are not
meeting their responsibilities under the Collective Agreement or the governing
statute.
As a result, on the basis of the evidence at this hearing, it must be concluded that
the Employer had just cause for discharge and that there are insufficient
mitigating factors to warrant the substitution of a lesser penalty. Accordingly, the
grievance Is dismissed.