HomeMy WebLinkAbout2005-3130.Shipton.09-02-18 Decision
Commission de
Crown Employees
Grievance Settlement
règlement des griefs
Board
des employés de la
Couronne
Suite 600 Bureau 600
180 Dundas St. West 180, rue Dundas Ouest
Toronto, Ontario M5G 1Z8 Toronto (Ontario) M5G 1Z8
Tel. (416) 326-1388 Tél. : (416) 326-1388
Fax (416) 326-1396 Téléc. : (416) 326-1396
GSB#2005-3130
UNION#2004-0337-0009
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN
Ontario Public Service Employees Union
(Shipton)
Union
- and -
The Crown in Right of Ontario
(Ministry of Children and Youth Services)
Employer
BEFOREVice-Chair
Deborah J.D. Leighton
FOR THE UNION
Stephen Giles and Scott Andrews
Grievance Officers
Ontario Public Service Employees Union
FOR THE EMPLOYER
Nicholas Sapp
Employee Relations Advisor
Ministry of Children and Youth Services
HEARING
January 23, 2009.
2
Decision
INTRODUCTION
[1]Mr. Paul Shipton, a Youth Services Officer with the Ministry of Children and Youth, at
the Brookside Youth Centre, grieved on December 30, 2004 that the employer lost his
?personal health/medical/attendance support program file.? Amongst other remedies, the
grievor seeks to ?be compensated the amount of $500,000 or compensated the amount of
$100,000, and to be pensioned immediately full rate of 90 factor with no reduction in
benefits ?.? At the outset of the hearing, the parties agreed that I had the jurisdiction to
deal with this matter and they asked that I issue a decision without written reasons, in
accord with the provisions for expedited hearings under Article 22.16 of the collective
agreement between the parties. The parties submitted written briefs and made oral
submissions on January 24, 2009.
[2]The employer and the union agreed to the following facts:
i. The grievor had amassed a substantial medical file as a result of various WSIB
medical and accommodation information provided to the Employer over his years
as an employee of the provincial government.
ii. It is estimated that the file was approximately 6 inches thick.
iii. This medical file was in the care and control of a representative of the
employer ? more specifically Mr. Comartin, Deputy Superintendent. These files
were maintained and stored in Mr. Comartin?s office.
iv. In late November 2004 the grievor?s medical file went missing.
v. On December 9 & 10, 2004, Mr. Comartin informed the local union, the WSIB
and the grievor (on the second day) that the file had gone missing.
vi. On December 13, 2004, a meeting took place between the grievor, Mr.
Comartin & the local union representative. At this meeting the grievor states he
was advised that:
a) The file had been missing for approximately 2 weeks and an extensive but
unsuccessful search had been undertaken to locate it..
b) The area of search included the institution and Mr. Comartin?s car and
home.
c) The grievor indicated Mr. Comartin?s office was not secured and there
was open and easy access to his office by anyone.
d) Further, there were outside contractors working in the facility at the time
the file went missing.
e) Mr. Comartin does not know if the file was lost or stolen.
f) Mr. Comartin indicated he now locks his door whenever he leaves his
office.
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vii. On the same day, the grievor met with Mr. Maguire, Superintendent. He
questioned why this situation was not being treated more seriously and requested
a meeting with the Regional Director, Mr. G. Tayles.
viii. On December 23, 2004 (a full ten days later) there was a teleconference
between Mr. Tayles, the grievor and his union representative. The grievor again
noted his dissatisfaction with the process and indicated a more thorough
investigation would be taking place if the file had been that of an inmate.
ix. On January 11, 2005, the grievor was notified of Mr. Tayles decision not to
conduct a further investigation by Superintendent Maguire.
x. On January 17, 2005, the grievor wrote to the Assistant Deputy Minister Ms D.
Newman. He provided a detailed account of the incident and requested she
intercede in the matter. He copied the Ombudsman and the Privacy
Commissioner.
xi. On February 9, 2005, Ms Newman wrote to the grievor and noted that "as a
result of this unfortunate incident a number of procedures have been reviewed and
additional precautions implemented to address the management of files.
UNION?S SUBMISSION
[3]The union alleges that the disclosure of the grievor?s personal medical information by the
employer either intentionally or unintentionally constitutes a violation of the collective
agreement (health & safety, discrimination). It is the grievor?s view that the employer
has breached the Public Service Act (PSA) (Oath of Secrecy), Freedom of Information &
Protection of Privacy Act (FIPPA)& the Personal Health Information Privacy Act
(PHIPA).
[4]OPSEU concedes that employment records are exempt from FIPPA, and, in this case
PHIPA. Further, OPSEU concedes that there was not a breach of the oath of secrecy
under the PSA. However, there is an implicit understanding that the employer needs to
use due diligence for the maintenance and control of the medical records of its
employees. Counsel for the union maintained that the employer had a laissez-faire
approach to the maintenance of the medical records at the time of the files disappearance.
The failure to exercise due diligence in the proper care for the medical information is
tantamount to negligence. The fact that the representative would leave such highly
sensitive documentation in an unsecured location easily accessible to anyone walking by
is a clear demonstration of this. Finally, the fact that the employer had to amend and
augment its best practices for the care and storage of these medical files is further
evidence that the practice that was in place at the time the file went missing was lacking.
[5]The result of the employer?s action is to have created a work environment that is not safe
for the grievor. He does not know who has seen or who has copies of his sensitive
medical and personal information. Further, this has exposed him to the potential of
identity theft; this is particularly true given his work environment.
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EMPLOYER?S SUBMISSION
[6]Counsel for the employer noted that issues of health and safety under the collective
agreement may be addressed by the Board. However, the union must first show a
violation of Health and Safety Regulations, and second must demonstrate that damages
flow from that violation.
[7]
Counsel for the employer submitted that there is clear case law indicating that the union
must not only show a violation of the collective agreement though a failure to follow
regulations, but must also prove that the violation affected the grievor?s personal health
and safety. As stated in Haynes & MCS GSB1246/89, at p. 7, ?the onus is on the Union
to show that the grievor?s personal health and safety was affected by the Ministry?s
failure to follow procedures.? Counsel argued further citing, Haynes, that the Board?s
jurisdiction is not to enforce the regulations, but to ensure that the terms of the
Collective Agreement are not violated. Therefore, the grievor has the onus to
prove not only that breach of the regulations, but also that the breach also
affected [his] health and safety.
The union has failed to demonstrate an actual breach of Health and Safety Regulations. The
union merely states that the grievor?s medical file is missing and speculates on circumstances
that might create a health and safety risk. The union has speculated about possible threats to
the grievor?s well-being, but has provided no evidence of actual loss. The union claims the
workplace is unsafe for the grievor, but has no evidence of any threat. Counsel submitted
that the union has failed to show that the grievor?s health and safety were affected by the
alleged violation. Where the union cannot show loss or harm flowing from the alleged
breach of the collective agreement, and where there is no documentation or evidence of harm
beyond speculation, the employer submits that this grievance should be dismissed.
[8]Counsel argued further that negligence occurs when a person or an entity, by either action
or inaction, violates a standard of care owed to another person, and that other person
suffers a reasonably foreseeable loss as a result. The fact that there has never been a
missing file prior to the incident surrounding this grievance indicates that the employer?s
old practices were reasonable. Given the unforeseeable nature of the incident, changing
the employer?s practice is not an admission of guilt or past inadequacy, but rather is an
attempt to prevent future problems. The employer submits that the union has not made
out a case for negligence. There is no evidence relating to the disposition of the file, only
that the file disappeared.
[9]In summary, counsel for the employer submitted that the union had failed to show a
breach of any health and safety regulation. The union had failed to provide any evidence
that actions of the employer produced a real threat to the health and safety of the grievor.
Further, the union failed to prove a breach of the employer?s duty of care to the grievor.
Finally, the union produced no evidence of damage or loss because of the actions of the
employer.
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DECISION
[10]As noted earlier, the parties agreed that I had the jurisdiction to deal with this matter and
they asked that I issue a decision without written reasons, in accord with the provisions
for expedited hearings under Article 22.16 of the collective agreement between the
parties.
Having carefully considered the written and oral submissions of the parties, and the
jurisprudence of the Board, I must conclude that there is no evidence to support a finding
that the employer has breached the collective agreement. Thus, I hereby dismiss this
grievance.
th
Dated at Toronto this 18 day of February 2009.
Deborah J.D. Leighton, Vice-Chair