HomeMy WebLinkAbout2019-1206.Behich.20-11-16 Decision
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GSB#2019-1206
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN
The Association of Management, Administrative and Professional
Crown Employees of Ontario
(Behich)
Association
- and –
The Crown in Right of Ontario
(Ministry of Education) Employer
BEFORE Diane L. Gee Arbitrator
FOR THE
ASSOCIATION
Christine Davies
Goldblatt Partners LLP
Counsel
FOR THE EMPLOYER
Sean White
Treasury Board Secretariat
Legal Services Branch
Counsel
HEARING
November 6, 2020
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Decision
[1] This matter is a Dispute filed by AMAPCEO on behalf of Johnathan Behich in
which it is alleged the Employer is in violation of Article 3 (Management Rights),
Article 16 (Seniority/Continuous Service), Article 19 (Pay Administration of Regular
Employees), and the Pay on Assignment for Regular Employees Policy (the
“Policy”). At a hearing held on November 6, 2020, AMAPCEO advised it was no
longer taking the position that the Employer is in violation of the Policy.
[2] Very briefly, Mr. Behich was employed as an Analyst in a non-union fixed term
position earning $80,310 per annum from December 5, 2016 until October 27,
2017. After his contract ended, he competed for and won a competition for a
Policy Advisor position in the AMAPCEO bargaining unit at a salary of $61,397 per
annum. Mr. Behich commenced work in the Policy Analyst position January 8,
2018. AMAPCEO relies on articles 16 and 19 of the collective agreement to argue
Mr. Behich should have retained his Analyst salary when he assumed the Policy
Advisor position.
[3] The relevant provisions of the collective agreement are as follows:
ARTICLE 16 - SENIORITY/CONTINUOUS SERVICE
16.1 An employee’s seniority/continuous service will accumulate and shall
be calculated as follows:
(a) from the date of appointment to the regular service for those
employees with no prior service in the Ontario Public Service.
(b) for a fixed term employee appointed to a full time position in the
regular service, from the date established by adding the actual
number of full time weeks worked during his or her full time
employment back to the first break in employment that is greater than
thirteen (13) weeks. When calculating seniority in this situation, a
period of part time fixed term employment shall neither constitute a
break in service nor be counted towards seniority except that any full
time weeks worked during such part time employment shall be
calculated into the employee’s seniority; or
…
16.1.1 For purposes of application of this article, any break in service of less than
thirteen (13) weeks shall neither constitute a break in service nor be counted
towards seniority.
…
19.3 Pay Administration on Voluntary Demotion
19.3.1 When an employee competes for and wins a competition for a
position in the regular service with a lower maximum salary, he or she shall
retain his or her current salary provided it does not exceed the maximum of
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the new salary range. When the employee’s current salary exceeds the
maximum of the new salary range, he or she shall be paid the maximum of
the new salary range.
[4] The Employer brought a motion to have the dispute dismissed on the basis that it
is untimely and a motion to dismiss on the basis the dispute fails to make out a
prima facie case.
[5] For reasons set out below, it is my determination that, assuming without finding
AMAPCEO’s interpretation of the collective agreement provisions in issue to be
correct, one of the elements necessary in order to find the Employer to be in
violation of the collective agreement is that Mr. Behich experienced a “voluntary”
demotion. It is my determination that the alleged facts are not sufficient to
establish such a finding of fact and, accordingly, this matter is dismissed on the
basis that the alleged facts are not sufficient to make out a prima facie case.
[6] Below I have summarized the parties’ full submissions in connection with the no
prima facie case motion as some of the submissions, while not directly relevant to
the basis upon which I have determined this matter, provide context.
The Employer’s submissions
[7] In respect of the test to be applied in the course of determining whether or not the
particulars make out a prima facie case, the Employer relies on Ontario Public
Service Employees Union v Ontario (Government Services), 2011 CanLII 100922
(ON GSB) for the following statement:
6. The decision in Re Difederico, 2008-0868 (Dissanayake) illustrates that
a prima facie motion would succeed if the facts asserted in support of a
grievance, if accepted as true, are not capable of establishing the elements
necessary to substantiate the violation.
[8] The Employer argues the alleged facts establish Mr. Behich was not an employee
covered by the AMAPCEO Collective Agreement at the time he was offered and
accepted the Policy Advisor position and thus had no rights or obligations under
that agreement. The Employer relies on the case of Association of Management,
Administrative and Professional Crown Employees of Ontario (Robins) v Ontario
(Community and Social Services), 2017 CanLII 85186 (ON GSB) paragraph 66.
[9] While the Employer submits that it is trite to say someone is not an “employee”
within the meaning of that term as used in the collective agreement until such time
as they are hired into a position in the bargaining unit, the Employer further relies
on the recognition clause of the collective agreement; section 1 of the Crown
Employees Collective Bargaining Act, 1993 (“CECBA”) referenced in the
recognition clause, and the Public Service of Ontario Act, 2006, referenced in the
CECBA, in support of its position that Mr. Behich was no longer an “employee”
once his fixed term contract expired.
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[10] The Employer submits that the foregoing is a full answer. The articles of the
Collective Agreement refer to “employees” and what happens to their pay.
However, at the time in question herein, Mr. Behich was not an employee and
hence the provisions of the Collective Agreement did not apply.
[11] In response to AMAPCEO’s position, that article 16 provides there has been no
break in service and pursuant to article 19.3 Mr. Behich’s salary when he started
work in the Policy Advisor role was to be maintained at the same level as he was
paid in the Analyst position, the Employer submits that the term “employee” as it
appears in those articles refers to someone who is at the time in the AMAPCEO
bargaining unit.
[12] Further, the Employer argues that Article 19.3 is entitled “Pay Administration on
Voluntary Demotion” and Mr. Behich was not demoted. Mr. Behich did not hold a
position from which there was a demotion. Further, the language refers to the
individual retaining their “current salary”; Mr. Behich did not have any current
salary at the time he was hired into the Policy Analyst position as he was not
employed at the time. On the face of the language, it is apparent that article 19.3
does not apply on the facts of this case.
[13] Thus, the Employer submits, the alleged facts are not sufficient to establish a
violation of the collective agreement and the Dispute ought to be dismissed for a
failure to establish a prima facie case.
AMAPCEO’s Submissions
[14] AMAPCEO submits that the test to be applied in order to determine a no prima
facie motion is, as set out in Ontario Public Service Employees Union (Martin et al)
v Ontario (Community and Social Services), 2015 CanLII 60449 (ON GSB) as
follows:
The question is whether the asserted facts, taken as a whole, constitute
particulars capable of supporting the violation of the collective agreement
alleged. As the Union argues, the words “capable of supporting the
violation” are of some significance. What matters for the purposes of the
no prima facie case motion is whether the party responding to the motion,
in this case the Union, has articulated a legal theory which, on the facts it
has particularized, could reasonably support a conclusion that there is a
violation of the collective agreement. Therefore, the particulars are to be
assessed against the responding party’s theory of the case. Whether that
theory is correct need not be determined at this stage in the proceedings.
Provided the responding party’s theory is reasonable and it has provided
particulars which, if true, would result in a finding of a breach on the
application of that theory, the motion should be dismissed.
[15] AMAPCEO further relies on the decision of Ontario Public Service Employees
Union (Brown et al) v Ontario (Labour, Training and Skills Development), 2020
CanLII 14818 (ON GSB) wherein the test set out in Martin et al. was adopted.
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[16] AMAPCEO submits that the issue is a novel one and Robins, supra, is the only
decision to date touching on article 19. According to AMAPCEO, the legal
argument it is advancing has not been explored and determined. The language of
article 19 has not been the subject of interpretation.
[17] AMAPCEO submits that article 19 is part of a suite of pay protections that cover a
host of different contexts. The theory of the article is the protection of pay.
Turning to the elements of article 19.3, the first element required is that there be
an “employee.” In the submission of AMAPCEO, Mr. Behich became an employee
within the meaning of this article at the point in time that he started working in the
Policy Analyst position and as of that time became entitled to the entitlements set
out in the terms of the collective agreement including those on pay administration.
AMAPCEO argues that nothing in article 19.3 limits the definition of “employee” to
someone who was an “employee” within the bargaining unit prior to the demotion.
In this regard, AMAPCEO relies on Robins et al, supra, the only case in which
article 19 is mentioned, and submits the fact that the complainant was in an
excluded position, prior to assuming a position within the AMAPCEO bargaining
unit, did not disentitle her from the application of article 19.1.2 dealing with pay
upon an employee receiving a promotion. AMAPCEO submits the concern is not
that the employee was in a fixed term position outside of the bargaining unit but
rather how their pay is administered in the new position. It is enough that the
demoted position is in the bargaining unit.
[18] AMAPCEO asserts that this interpretation of “employee” is strengthened by the
language of article 16 in which service outside of the bargaining unit is taken into
account for the purposes of calculating “seniority/continuous service.” Article
16.1(b) provides that, where a fixed term employee is appointed to a full time
position in the regular service their seniority/continuous service is calculated by
including weeks of full-time employment as a fixed term employee back to the first
point where there is a break in service of more than 13 weeks. AMAPCEO argues
that this language is referring to service outside of the bargaining unit and takes it
into account. Mr. Behich does not have a break in service of more than 13 weeks.
[19] AMAPCEO submits that article 16 must be read harmoniously with article 19 such
that the pay protections provided for in article 19 must be applied to employees
who were in a fixed term position in a position not within any bargaining unit. If Mr.
Behich’s service is recognized for the purposes of article 16, article 19 must also
apply to him.
[20] AMAPCEO refers to Association of Management, Administrative and Professional
Crown Employees of Ontario (Raveendra) v. Ontario (Training, Colleges and
Universities), 2010 CanLII 64232 (ON GSB), in which the complainant had been
employed in the OPSEU bargaining unit from May 1988 to January 2006; left the
OPS to work elsewhere; and was then hired into a position in the AMAPCEO
bargaining unit on November 3, 2008. The issue in Raveendra concerned
whether, on the language of article 17, the complainant was subject to a
probationary period. Article 17 provides as follows:
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ARTICLE 17 - APPOINTMENT TO REGULAR SERVICE
(PROBATIONARY PERIOD)
17.1 There shall be a probationary period of not more than twelve (12)
months from the date of appointment to the regular service for employees
with no prior service in the Ontario Public Service.
[21] It was determined that the complainant had “prior service in the Ontario Public
Service” notwithstanding she had been away for almost three years and thus did
not have to serve a probationary period. AMPACEO relies on the case as
recognizing that service outside of the bargaining unit can have consequences for
employment under the terms of the AMAPCEO collective agreement.
[22] AMAPCEO submits that the next element of article 19.3 is that the employee
“competes for and wins a competition in the regular service with a lower maximum
salary.” Mr. Behich competed for and won the Policy Analyst position which is a
regular position. AMAPCEO asserts he was “demoted” as the Policy Advisor
position has a lower maximum salary than his prior Analyst position. In the
submission of AMAPCEO, article 19 must be read harmoniously with article 16
wherein employment between a fixed term appointment and an appointment to
regular service is considered continuous provided the break is not more than 13
weeks. In such case, Mr. Behich’s employment is continuous and he was
demoted from the Analyst position to the Policy Advisory position.
[23] In response to the Employer’s submissions that Mr. Behich was not demoted,
AMAPCEO argues that the same language was in issue in Robins, supra,
involving an employee who, as described in paragraph 7, held a position in the
AMAPCEO bargaining unit, followed by an excluded term position that was
renewed twice but subsequently came to an end. After the end of the term of the
excluded position, the complainant applied for and obtained a position as Learning
and Development Coordinator (“LDC”) in the AMAPCEO bargaining unit. The
complainant had earned $60,400 in the excluded position and was offered and
accepted a salary of $68,000 for the LDC position. The next day, the Employer
gave the complainant a new offer letter reducing her salary to $63,482. Referring
to the following excerpt from paragraph 67, AMAPCEO argues the arbitrator refers
to a 3% increase on the facts of the case to be a floor and not a ceiling.
67 Applying the foregoing principle in the instant case, insofar as the
Employer purported to rely on article 19.1.2 of the collective agreement in
justifying the reduction in the Complainant’s compensation from $68,000 to
$63,482, which states in part that: “An employee who is promoted shall
receive a promotional increase of at least three percent (3%)”, that article
prescribes a floor but not a ceiling to the percentage increase the Employer
can offer as a starting salary, provided it falls within the negotiated range
for the position at issue under the collective agreement. ….
[24] AMAPCEO also points to paragraph 68 of the Robins decision as being significant;
68… When Ms. Ghouse extended an offer of $68,000 salary she did so on
behalf of the Employer in a manner that was sanctioned under the
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collective agreement, and hence any want of authority by Ms. Ghouse to
make that offer is nevertheless binding on the Employer in spite of any
internal administrative prohibitions in the matter.
[25] AMAPCEO states that the offer to Ms. Robins could only have been “sanctioned” if
her prior service under the fixed term position was considered under article 19 of
the AMAPCEO collective agreement.
[26] AMAPCEO submits that Robins is a complete answer to the Employer’s argument
here as Robins stands for the proposition that employment prior to employment in
the AMAPCEO unit is to be considered and once you consider that employment it
is evident a demotion has occurred and forecloses the success of a no prima facie
case motion. Given the existence of an argument that Mr. Behich’s fixed term
position is relevant for the purposes of article 19.3, the no prima facie case motion
must fail. To find otherwise, AMAPCEO argues, would be departing from Robins
and adopting the wrong approach for a no prima facie case review.
[27] In reply, the Employer submits Robins did not determine the issue herein and is
not on point.
Decision
[28] For the purposes of this motion I have applied the test as stated in Martin, supra.
What is the theory of AMAPCEO’s case and, assuming all of the alleged facts to
be true, would the essential elements of that theory be established?
[29] The theory of AMAPCEO’s case is that, pursuant to article 16, Mr. Behich has
continuous service from the date he commenced working in the OPS as an
Analyst. Further, he competed for and won a competition for the Policy Analyst
position in the regular service. The Policy Analyst position had a lower maximum
salary than the Analyst position and, thus AMAPCEO argues, according to the
language of article 19.3.1, he is to retain his Analyst salary.
[30] AMAPCEO argues that, for the purposes of article 19.3, a “voluntary demotion”
takes place any time someone with “continuous service” within the meaning of
article 16 moves to a lower position and points to the Robins decision in support.
AMAPCEO argues that Robins stands for the proposition that an excluded
employee, with a break in service before joining the AMAPCO bargaining unit in a
higher position, has been “promoted” for the purposes of article 19, and, by
analogy, an employee outside of the bargaining unit with a break in service who
joins the bargaining unit in a lower position has been “demoted.”
[31] It is my determination that Robins does not make a finding or determination that is
relevant to whether Mr. Behich was voluntarily demoted for the purposes of article
19.3. Robins concerned an individual who was, on AMACEO’s interpretation of
the facts of the case, promoted not demoted. The portion of article 19 dealing with
a promotion is as follows:
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19.1 Pay Administration on Promotion
19.1.1 Promotion occurs when the incumbent of a position in the regular
service is assigned to another position with a higher maximum salary than
that of his or her former position.
19.1.2 An employee who is promoted shall receive a promotional increase
of at least three percent (3%); however, in no case shall the resulting salary
be less than the minimum or greater than the maximum of the classification
of the position to which he or she is assigned.
[32] The language of article 19.1 does not qualify “promotion” with “voluntary” as is the
case in article 19.3. Further, whether Ms. Robins was “promoted” for the purposes
of article 19.1.2 was not in issue in Robins. Any statements in the decision
concerning such issue are made in the sections of the decision summarizing the
evidence or submissions or are obiter. The decision does not find as a fact that
Ms. Robins was promoted and does not determine she was entitled to the
entitlements of article 19.1.2.
[33] AMAPCEO does not allege any facts that would support a finding that the
language of article 19.3 is ambiguous.
[34] In Ontario Power Generation and The Society of Energy Professionals (OPGN-
2010-5706/1538), 2013 CanLII 87655, a case not provided to me by the parties
but one on which I rely for its simple statement of well-known and oft applied
principles of collective agreement interpretation, Arbitrator Surdykowski states:
(a) Principles
32. The fundamental rule of collective agreement interpretation is that the
words used must be given their plain and ordinary meaning unless it is clear
from the structure of the provision read in context that a different or special
meaning is intended, or the plain and ordinary meaning result would be
illegal or absurd. Words or phrases cannot be ignored. All words must be
given meaning, different words are presumed to have different meanings,
and specific provisions prevail over general provisions. As a matter of
general principle collective agreements must be interpreted in a manner
which preserves the spirit and intent of the collective agreement. However, it
is the words that the parties have agreed to use which are of primary
importance. The parties to a collective agreement are deemed to say what
they mean and mean what they say. Allegedly missing words or terms
cannot be implied under the guise of interpretation unless it is absolutely
essential to the clear mutually intended operation of the collective
agreement, or to make the collective agreement consistent with legislation
which the parties cannot contract out of.
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[35] It is helpful to again refer to the language of article 19.3:
19.3 Pay Administration on Voluntary Demotion
19.3.1 When an employee competes for and wins a competition for a
position in the regular service with a lower maximum salary, he or
she shall retain his or her current salary provided it does not exceed
the maximum of the new salary range. When the employee’s current
salary exceeds the maximum of the new salary range, he or she shall
be paid the maximum of the new salary range.
[36] Article 19.3 is “Pay Administration on Voluntary Demotion” and serves as a
heading to article 19.3.1. As indicated in the quote set out above, words are to be
given their plain and ordinary meaning unless it is clear from the structure of the
provision read in context that a different or special meaning is intended. The word
“demotion,” read in the context of article 19.3.1 means a position with a lower
maximum salary. There is no context, however, to inform the meaning of the word
“voluntary” and as such it is to be given its plain and ordinary meaning. The
parties did not provide me with a source from which to determine the meaning of
“voluntary” presumably because its meaning is obvious. The Merriam-Webster
Dictionary defines “voluntary” as “proceeding from the will or from one's own
choice” or “unconstrained by interference.” The fact that the parties agreed to
qualify the word “demotion” with the word “voluntary” cannot be ignored. By
qualifying “demotion” with “voluntary” the parties have provided that article
19.3.1 applies when an employee, of their own free choice, competes for and
wins a position with a lower salary. The use of the word “voluntary” indicates an
employee who is making a decision to forego one job in favour of another. I am
supported in this interpretation by the reference, in article 19.3.1 to the
employee retaining their “current salary.” The word “current” in the same
dictionary is defined as “occurring in or existing at the present time.” Only an
employee who is currently employed has a current salary. An employee who is
not employed in any position does not have a “current salary.”
[37] For the foregoing reasons, it is my determination that the facts as alleged do not
make out a case for a violation of article 19.3. The Employer’s no prima facie case
motion is hereby granted. The Dispute is dismissed.
Dated at Toronto, Ontario this 16th day of November, 2020.
“Diane L. Gee”
Diane L. Gee, Arbitrator