HomeMy WebLinkAbout2017-0402.Botari.20-12-02 Decision
Crown Employees Grievance Settlement
Board
Suite 600
180 Dundas St. West
Toronto, Ontario M5G 1Z8
Tel. (416) 326-1388
Fax (416) 326-1396
Commission de
règlement des griefs
des employés de la
Couronne
Bureau 600
180, rue Dundas Ouest
Toronto (Ontario) M5G 1Z8
Tél. : (416) 326-1388
Téléc. : (416) 326-1396
GSB#2017-0402
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN
The Association of Management, Administrative and Professional
Crown Employees of Ontario
(Botari)
Association
- and –
The Crown in Right of Ontario
(Ministry of Labour, Training and Skills Development) Employer
BEFORE Ian Anderson Arbitrator
FOR THE
ASSOCIATION
Marisa Pollock
Goldblatt Partners LLP
Counsel
FOR THE EMPLOYER George Parris
Treasury Board Secretariat
Legal Services Branch
Counsel
HEARING November 30, 2020
- 2 -
Decision
[1] Did the parties enter into a binding settlement on October 30, 2020? That is the
issue determined by this decision.
Background
[2] Mr. Botari was discharged for cause from his employment on March 16, 2017. A
complaint challenging this decision was filed on his behalf and advanced through
the arbitration process. By decision dated November 22, 2019 (the “Decision”), I
ordered him to be reinstated with no loss of earnings or seniority and remained
seized with respect to any disputes concerning the quantification of his losses.
[3] The quantification of Mr. Botari’s losses proved challenging, in part because of the
fact that he had become disabled and unable to work during the period of his
dismissal. The date on which he should be considered disabled affected the
calculation of his losses: prior to the date of the disability, he would be entitled to
his salary; subsequent to the date of disability he would be entitled to benefits
under first the Short Term Sickness Plan and then the Long Term Income
Protection. The parties disagreed as to which date should be used for the
purposes of these calculations.
[4] The date of disability also affected the number of vacation credits to which Mr.
Botari was entitled. This dispute was compounded by a disagreement between
the parties as to whether or not the restriction on the number of vacation credits
which can be carried over from one year to the next would apply to reduce those
vacation credits.
[5] Article 30.13 of the collective agreement gives an employee who qualifies for
payments under the Long Term Income Protection Plan the right to be paid out
any unused vacation credits. Mr. Botari wished to exercise that right. Because of
the lack of agreement on the date of disability and the number of vacation credits
owing, the Employer declined to pay out his vacation credits.
[6] The parties engaged in discussions over a number of months, some with my
assistance as a mediator and some without, in an attempt to resolve these and
other issues. A further mediation session was scheduled for October 30, 2020.
The Employer made an offer to settle for $196,220.66 in salary (gross) in advance
of the mediation session. On October 27, 2020, counsel for the Association sent
counsel for the Employer an email which read in substantive part: “could you
- 3 -
please provide us with the employer’s calculations of ken’s accumulated vacation
credits to date?” The Association states the email was sent to assist it and Mr.
Botari in considering the Employer’s offer. The Employer responded on October
27, 2020 by providing a table prepared by Minerva Papasin setting out “vacation
credits” for Mr. Botari. That table shows various amounts and adjustments for the
years 2017, 2018 and 2019. It gives the “balance as of the end of the year” for
2019 as “51.66”. There appears to be no dispute that this number is the number of
vacation credits owing on the Employer’s view of the associated legal issues.
There is a comment in relation to this number which reads “For pay-out”.
[7] On October 30, 2020, the parties and Mr. Botari appeared to conclude the
settlement which is in dispute through an exchange of emails. The originating
email from counsel for the Association was sent at 6:10 PM and read:
the parties, including ken botari have agreed on the attached settlement except
for paragraph 2, where the numbers are blank. The employer is going to provide
AMAPCE0 with the numbers by nov 6 2020 and AMAPCEO will review them and
respond by November 13. In the event of a dispute on the numbers in paragraph
2, the dispute will be determined by Ian Anderson on November 30, 2020.
Please confirm your agreement with the above.
Counsel for the Employer responded to this email at 6:19 PM, stating simply: “Agreed.”
[8] The attached settlement document reads as follows:
MEMORANDUM OF AGREEMENT
BETWEEN:
ASSOCIATION OF MANAGEMENT, ADMINISTRATIVE AND PROFESSIONAL
EMPLOYEES OF ONTARIO (“AMAPCEO”)
- AND -
THE CROWN IN RIGHT OF ONTARIO
(AS REPRESENTED BY THE Ministry of Labour, Training and Skills Development)
(“the Employer”)
-AND-
KEN BOTARI
WHEREAS Ken Botari was placed on paid suspension on March 13, 2015, and
terminated from employment on March 16, 2017;
- 4 -
AND WHEREAS Ken Botari was reinstated to employment with full compensation
effective November 22, 2019 by decision of arbitrator Anderson (GSB#2017-0402) (the
“Decision”), but was unable to return to work due to disability as a result of an accident
that occurred on February 8, 2019;
AND WHEREAS the Employer reinstated Ken Botari’s salary effective November 22,
2019 notwithstanding that he was unable to return to work;
AND WHEREAS Ken Botari was retroactively placed on STSP effective February 8,
2019;
AND WHEREAS Ken Botari’s LTIP application was approved retroactive to August 20,
2019 and Ken Botari ceased receiving his full salary with his last paycheque covering
the period ending July 26, 2020.
AND WHEREAS the Parties wish to settle all issues around compensation, including
vacation, COC and any other kind of credits owing as a result of the Decision;
NOW THEREFORE the Employer, Ken Botari and AMAPCEO agree as follows:
1. That the gross amount of salary to be paid to Ken Botari due to his reinstatement is
$196,220.66 which represents the reconciliation of the following monies and
payments/overpayments:
1. the salary calculated for the period March 17, 2017 to February 7, 2019 is $214,144.76,
subject to b) and c) below;
2. STSP owed for the period February 8, 2019 to August 19, 2019 (including COC top-up
at full salary) is $58,375.41;
3. an overpayment of salary for the period November 22, 2019 to July 26, 2020 (a period
retroactively attributed to LTIP) is $76,299.41;
2. Subject to being authorized by law , the Employer will pay to Ken Botari the gross
amount set out in paragraph 1 ($196,220.66) in salary, allocated as follows:
• [$ ] gross will be allocated to the 2017 tax year
• [$ ] gross will be allocated to the 2018 tax year
• [$ ] gross will be allocated to the 2019 tax year
WE NEED TO GET THESE AMOUNTS
3. Subject to being authorized by law, the Employer will request that Canada Life allocate
the LTIP monies paid out in 2020 in respect of 2019 to the 2019 taxation year.
4. In addition to deductions required by law, the employer will deduct from each of the
- 5 -
amounts listed in paragraph 2(a),2(b) and 2(c) the employee pension contributions
associated with the amount. The Employer will remit the employee pension
contributions, along with its own pension contributions associated with the amount, to
the Ontario Pension Board (the “OPB”). The Employer will make best efforts to remit the
employer and employee pension contributions within 75 calendar days of the execution
of this Agreement;
5. As a result of the fact that the Employer paid full salary with normal deductions in the
period November 22, 2019 through July 26, 2020, the period in respect of which Ken
Botari ultimately received LTIP, the Parties acknowledge that a reconciliation with
respect to statutory withholdings for that period will likely result; The Employer will make
all necessary adjustments to taxes, EI and CPP withheld and pay Ken Botari all amounts
owing. The Employer will make best efforts to pay these amounts within 75 calendar
days of the execution of this Agreement.
6. As a result of the fact that the Employer paid full salary with normal deductions in the
period November 22, 2019 through July 26, 2020, the period in respect of which Ken
Botari ultimately received LTIP, the Parties acknowledge that a reconciliation with
respect to pension deductions and contributions will need to be done. The Employer
will provide the OPB with all necessary information and paperwork in a timely manner in
order to ensure that Ken Botari is reimbursed for all pension contribution overpayments
made. The Employer will make best efforts to make all necessary employee and
employer contributions to the OPB within 75 calendar days of the execution of this
Agreement.
7. The Employer will complete all necessary paperwork for CRA or Ken Botari including
any necessary amended or original T4s, Forms T1198, or letters as the case may be in
a timely manner and in accordance with CRA requirements, to effect the allocations
noted in paragraph 2 and to ensure all necessary adjustments to overpayment of taxes,
or other charges or deductions are made.
8. Ken Botari is responsible for overpayment amounts, if any, owing to EI as a result of this
settlement or any other insurance/benefits carrier. Ken Botari releases the employer
from and indemnifies the employer in respect of any and all claims that may be made
against it in connection with the payment of any overpayment amount.
9. The Employer will make best efforts to pay the $196,220.66 in salary within 75 calendar
days of the execution of this Agreement.
10. It is understood that none of the monies or credits under this Settlement will have any
impact on LTIP payments made to Ken Botari by Canada Life. For clarity, no credits or
monies will cause a reduction in the LTIP payments. If necessary, the Employer will
- 6 -
instruct Canada Life to this effect.
11. With the exception of the claim for bargaining overtime, the Parties agree and
acknowledge that this Agreement fully and finally settles all matters with respect to the
reinstatement Ken Botari, and further that Ken Botari has no outstanding claims or
grievances of any kind up to and including the date of this Agreement . Furthermore, the
Parties agree that other than what is set out in this Agreement, no other monies or
benefits of any kind are owed to Ken Botari
12. Arbitrator Anderson remains seized to deal with any issues arising out of the
interpretation application or administration of this Agreement.
Employer Date
AMAPCEO Date
Kenneth Botari Date
[9] As is apparent, the gross amount of salary payable to Mr. Botari pursuant to the
Memorandum of Settlement is the amount which had been offered by the
Employer prior to the October 30, 2020 mediation session.
[10] On November 3, 2020, counsel for the Association sent counsel for the Employer
a reply to the Employer’s October 27, 2020 email setting out Mr. Botari’s vacation
entitlements. The Association’s email reads:
We are writing to ensure that there has been no misunderstanding re minerva’s
email below. AMAPCEO’s understanding is that independent of the settlement
relating to monies lost as a result of the termination, 51.66 hours [sic] are to be
paid out to ken as per his election pursuant to article 30.13 arising out of his LTIP
claim, and minerva’s indication below that these hours [sic] are “for pay-out”.
Could you please confirm?
- 7 -
[11] The Employer declined to provide this confirmation, taking the position that the
settlement included all entitlements. The hearing on November 30, 2020 was
devoted to hearing argument with respect to this issue.
Arguments
[12] The Association argues that it reasonably understood the October 27, 2020
exchange of emails to mean that 51.66 days of vacation credits were going to be
paid out pursuant to Mr. Botari’s election under Article 30.13 independently of the
amounts addressed by the “Memorandum of Agreement”. The Association states
its assessment of the Employer’s offer was based on this understanding. The
Association further states that on its analysis of the strengths and weaknesses of
the various legal and factual issues related to the compensation owing to Mr.
Botari, the Employer’s offer was a good deal if Mr. Botari was also going to receive
the 51.66 days of vacation credits and a bad deal if it did not. The Association
concedes there is a reference to vacation in the recitals of the Memorandum of
Agreement, but notes that vacation pay is not otherwise expressly addressed.
Therefore the Association argues it reasonably concluded that Mr. Botari would be
separately paid his vacation credits pursuant to Article 30.13. The Association
concludes by stating that it would not have entered into the Memorandum of
Agreement had it provided otherwise. In the result, the Association argues, the
Memorandum of Agreement is not an enforceable settlement.
[13] The Employer responds that it does not know what the Association or Mr. Botari
were thinking when they agreed to the Memorandum of Agreement, but for its part
it wanted a global deal which resolved all outstanding issues as between the
parties and Mr. Botari. The October 27, 2020 email did not amount to a
representation by the Employer that Mr. Botari would be paid out 51.66 days of
vacation credits. Rather it represented the Employer’s calculation of how many
days would be owing to Mr. Botari if the Employer’s positions with respect to the
relevant disputed issues were to prevail. The Employer notes the recitals to the
Memorandum of Agreement specifically states: “the Parties wish to settle all issues
around compensation, including vacation, COC and any other kind of credits owing
as a result of the Decision”. Paragraph 11 makes it crystal clear that no claim for
any other monies or benefits of any kind remains for Mr. Botari, with the express
exception of “the claim for bargaining overtime”. Had the parties intended to
exclude a claim for vacation credits under Article 30.13 they could have similarly
done so. In the result, the Employer argues the Memorandum of Agreement is an
enforceable settlement.
- 8 -
Analysis and Decision
[14] There is no suggestion that the Employer was aware of the assumption by the
Association and Mr. Botari that Mr. Botari’s claim for vacation credits under Article
30.13 was not subsumed by the Memorandum of Agreement. While it may have
been reasonable for the Association to assume those vacation credits would be
independently paid, the recitals of the Memorandum of Agreement state that it
settles all issues relating to compensation including vacation, and paragraph 11
states that all other claims are settled and no monies other than what is set out in
the Memorandum of Agreement are owing to Mr. Botari. Any payment related to
the vacation credits is subsumed by that express language. The Association’s
October 30, 2020 email sent at 6:10 PM constitutes an offer to settle by itself and
Mr. Botari on the basis of that language and the Employer’s reply email at 6:19 PM
constitutes acceptance. In the result, the Memorandum of Agreement is an
enforceable settlement between the parties.
[15] The parties are directed to contact the Board within one week of the date of this
decision to advise whether they have been able to reach agreement on the
allocation of the gross amount of salary contemplated by paragraph 2 of the
Memorandum of Agreement. In the absence of such an agreement, the Board is
to schedule a conference call as soon as possible so that I may hear submissions
and determine the appropriate allocation.
Dated at Toronto, Ontario this 2nd day of December, 2020.
“Ian Anderson”
Ian Anderson, Arbitrator