HomeMy WebLinkAbout2017-1413.Cooper.21-02-24 Decision
Crown Employees Grievance Settlement
Board
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Toronto, Ontario M5G 1Z8
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Commission de
règlement des griefs
des employés de la
Couronne
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Toronto (Ontario) M5G 1Z8
Tél. : (416) 326-1388
Téléc. : (416) 326-1396
GSB#2017-1413
UNION# 2017-0584-0005
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN
Ontario Public Service Employees Union
(Cooper) Union
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The Crown in Right of Ontario
(Ontario Clean Water Agency) Employer
BEFORE Ian Anderson Arbitrator
FOR THE UNION Allison Vanek
Ontario Public Service Employees Union
Grievance Officer
FOR THE EMPLOYER Felix Lau
Treasury Board Secretariat
Legal Services Branch
Counsel
HEARING October 21 and 31, 2019; January 7, July
10, September 24 and 25, 2020
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Decision
[1] The Grievor commenced a period of disability leave on October 24, 2014. He
sought unsuccessfully to return to work following April 30, 2017, remaining off
work up to and including April 18, 2019, the end of the period covered by this
grievance. The Union alleges the Employer breached its duty to accommodate
the Grievor during this period, and indeed subjected him to harassment. The
Employer denies any harassment and alleges any shortcomings with respect to
the accommodation process were the result of the Grievor’s failure to cooperate.
Further, the Employer argues there has been no substantive breach of the duty
to accommodate because the Grievor was never well enough to return to
employment. For the reasons which follow, I find the Employer breached its duty
to accommodate but did not subject the Grievor to harassment.
[2] The arguments of the parties require me to set out in detail what would otherwise
be private medical information about the Grievor. I advised the parties that as a
result I was considering anonymizing the decision and invited them to make
representations. The Union responded that they had consulted with the Grievor
and he did not wish for the decision to be anonymized in any way. The Employer
responded that it took no position. Having regard to the Grievor’s express
wishes, I have not anonymized the decision.
[3] The arguments of the parties also require me to consider various events
individually but also cumulatively. In setting out the chronology of events, I
address some of the arguments based on individual events. I have, however,
considered the cumulative effect of those events in arriving at my final decision.
Chronology of Events
[4] The Employer operates approximately 800 water treatment facilities across
Ontario.
[5] The Grievor commenced employment with the Employer in 2006.
[6] In July, 2008, he transferred to the Employer’s facilities in South Peel, alternating
between two plants there.
[7] On October 24, 2014, the Grievor commenced a period of medical leave. At the
time, his home position was Water and Waste Water Shift Lead, designated
overall responsible operator (ORO), classified as a maintenance foreperson. A
psychiatrist ultimately diagnosed post traumatic stress disorder as a result of
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what the Grievor experienced as harassment in his workplace. His short term
disability benefits ran out on May 26, 2015. He started receiving Long Term
Income Protection (LTIP) benefits as of the next day.
[8] As is typical, the LTIP Policy provided for a period of benefits based on an “own
occupation” definition of total disability, following which continuing benefits
required meeting an “any occupation” definition of total disability. The Policy was
administered by Manulife.
[9] By letter dated March 21, 2017, Manulife advised the Grievor that in its view he
did not meet the any occupation definition of total disability and that accordingly
his LTIP benefits would expire on April 30, 2017. The letter also stated:
A medical note was received dated February 1, 2017 from Dr. Michael West [the
Grievor’s family physician]. It was noted that you continue to struggle with
symptoms of Post-Traumatic Stress Disorder including emotional lability, anger,
anxiety and fatigue. It was noted that these are moderate symptoms but can be
severe. It was noted that the primary barrier for you was returning to a very toxic
environment.
A phone call took place with Dr. Michael West on the date of February 15, 2017.
In regards to whether you can work in an alternate position, Dr. Michael West
stated that you cannot return to work at your own job in that particular workplace.
Dr. Michael West stated that you do not want to go back to that environment for
your PTSD symptoms because of your colleagues and people at that particular
site. Dr. Michael West stated that physically you are fine and you are afraid that
you have a bad reputation through the Ontario Clean Water Agency.
Dr. Michael West stated that you can do your profession for any other Ministry.
Dr. Michael West stated that you can do a different job and you are motivated to
work and the barriers for the PTSD are around that particular site. Dr. Michael
West stated that physically and emotionally you can do the job and the prime
barrier is the physical workspace and if you can get assigned to another location.
you should be successful.
[10] During the relevant time period, Sam Berton was a Senior Labour Relations
Consultant for the Employer. His duties included disability management and
providing advice to managers. Mr. Berton testified that he received a copy of the
March 27, 2017 Manulife letter from the Ontario Shared Services Pay and
Benefits Division, or at least information as to its contents. After he received it,
Mr. Berton contacted Tony Puim, the manager of the Grievor’s home department
at the relevant times. He also spoke with a claims manager at Manulife and
asked if there were any specific restrictions on the work which the Grievor could
do. The claims manager advised him there were no specific restrictions other
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than that he could not work in the same location where his home position
resided.
[11] Mr. Berton testified he also had discussions with the Union staff representative
then assisting the Grievor, Sabrina Dubeau. According to Mr. Berton, Ms.
Dubeau told him the Grievor could not come back to work at OCWA. Mr. Berton
told Ms. Dubeau that was not how he read the March 21, 2017 letter from
Manulife. Ms. Dubeau told Mr. Berton the letter did not contain all the pertinent
info and that she had medical reports which indicated the Grievor could not go
back to work at OCWA. Mr. Berton told Ms. Dubeau if that was the case, then
consideration should be given to the Health Reassignment Program.
[12] The Health Reassignment Program (“HeRe”) is a form of employment
accommodation for employees with permanent disabilities within the OPS. It
extends to Crown Agencies like OCWA. It is a process for reassigning an
employee to another vacant position, either in his/her home ministry or elsewhere
in the OPS, when she/he is permanently incapable of performing the essential
duties of his/her home position. Disability Accommodation Specialists (“DAS”) of
the Centre For Employee Health, Safety and Wellness (the “Centre” or
“CEHSW”) play the coordinating role throughout the HeRe process. Only certain
aspects of the HeRe process need to be described for the purposes of this
decision. I note the evidence before me with respect to that process was almost
entirely limited to the HeRe Guide. I say this in part because I am aware that
there is another proceeding, before Arbitrator Dissanayake, in which aspects of
the HeRe Process are being challenged by the Union. For the purposes of this
decision, in the absence of any other evidence, I have relied upon the HeRe
Guide as written.
[13] The HeRe Guide indicates the health reassignment process is governed by the
following principles:
1. The search for an alternate permanent position for health reasons must
not begin until it is evident that the employee is permanently incapable of
performing the essential duties and cannot be accommodated in his/her home
position, without undue hardship, and these efforts have been fully explored and
documented.
2. Timeliness is a critical element of employment accommodation therefore
an employee should be reassigned as soon as possible. This will help to ensure
the employee’s continued income, productivity and self-esteem, and continued
contribution to the employer’s business objectives.
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3. Successful employment accommodation requires all directly affected
parties to participate in the health reassignment process including providing
current health-related limitations and restrictions and skills/abilities-related
information, and facilitating the identification of and placement into alternate
positions.
4. Where there is more than one possible reassignment that is consistent
with the employee’s skills and health-related information regarding
limitations/restrictions, consideration is given to maintaining the employee in a
position most like the home position recognizing the following position
characteristics:
1. Position’s salary level and area of functional responsibilities
2. Maintaining the employee’s current bargaining unit
3. Home ministry
4. Minimizing disruption to the employee’s personal life (e.g., closest
location).
5. An employee’s home ministry is responsible for accommodation
and/or return to work efforts on an ongoing basis, until the employee is
permanently reassigned to another ministry or ceases to be employed by the
OPS.
6. An employee’s personal health-related information must be treated with
the utmost confidentiality, in accordance with the OPS Health Information
Program.
[Emphasis in original.]
[14] An employee eligible for HeRe completes a Comprehensive Vocational
Assessment (“CVA”) which provides information with respect to the individual’s
interests, abilities, aptitudes, skills, education and training experience. Both
permanent and temporary alternative positions are considered for health
reassignment. If the position is temporary, a search for a permanent HeRe
position will take place at the end of the temporary assignment. Where an
employee will be placed in a position with a salary maximum 15% or greater
below the original home position salary, the employee may request a second
search be conducted. Alternatively, the collective agreement between the Union
and the Employer provides for a six month period of salary protection, during
which the employee will continue to be paid at the salary of his/her home
position.
[15] The HeRe Guide indicates that a DAS should inform an employee of the
“potential impact/consequence” of not accepting a position identified through the
HeRe process, but does not indicate what that “potential impact/consequence”
might be. I also note that the Guide does set out a “HeRe Program Review” in
“Process Map #5”. Process Map #5 appears to describe a process by which a
“Bargaining Agent Employment Accommodation Working Group
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(EAWG)/Committee” or, where an EAWG does not exist a “Disability
Management Committee” considers the employee’s objection “to determine if
best placement for EE or continue HeRe search”.
[16] On April 7, 2017, Mr. Berton sent the Grievor an email attaching information and
an application form for the Health Reassignment Program. The email was
copied to Ms. Dubeau.
[17] On April 12, 2017, a teleconference was held between Mr. Berton, the Grievor
and Ms. Dubeau. The Grievor stated he could not return to his home position or
any OCWA position. The Grievor testified he said this was because of ongoing
stress and anxiety and he wished to be assigned to another position within the
OPS. The Health Reassignment Program was discussed.
[18] Mr. Berton testified that he spoke with someone at the Centre about initiating the
HeRe process for the Grievor. According to Mr. Berton, that person noted the
March 21, 2017 letter from Manulife indicated only that the Grievor could not
return to work for OCWA at the particular site at which he had worked. The
Centre expressed the view that there was insufficient medical information to
show the Grievor could not be accommodated within OCWA.
[19] A letter dated April 20, 2017, was sent to the Grievor over the signature of Mr.
Puim. Mr. Puim testified the letters he signed were generally drafted by the
Human Resources department of OCWA and presented to him with little or no
input for his signature. The letter noted that during the April 12, 2017 meeting
“you stated unequivocally that you cannot return to your pre-illness job or to any
position within the Ontario Clean Water Agency, and that you wish to be
reassigned to another position within the Ontario Public Service (OPS).” The
letter continued:
We are seeking health related information from you about capabilities, limitations
and prognosis to determine if we can accommodate you within your position of
Maintenance Foreperson or the position of Operator/Mechanic as identified by
the insurance carrier or if warranted, Health Reassignment to another position
within the OPS.
The letter enclosed a request for Employee Health Information Form (“HIF”), the
job descriptions for the Maintenance Foreperson and Operator/Mechanic
positions and requested the Grievor provide them to his treating physician for
completion.
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[20] Mr. Berton testified that at “around this time”, the Grievor dropped by to see him
at the OCWA headquarters located at 1 Yonge Street in Toronto. The Grievor
indicated he wanted to get back to work. The meeting was brief. The Employer
attaches significance not to what was said during this meeting, but to the fact that
it took place at 1 Yonge Street with no apparent ill effect on the Grievor. As
discussed further below, among the issues in this case are the appropriateness
of the Employer scheduling a subsequent meeting with the Grievor at 1 Yonge
Street and later suggesting as an accommodation that the Grievor perform work
at 1 Yonge Street.
[21] On or about April 28, 2017, Dr. West completed the HIF, which was subsequently
returned to the Employer. The interpretation given to this form by the Employer
is a key issue in this case. Accordingly, I will describe its contents in some detail.
[22] Under section 2, the HIF provides charts on which the medical practitioner is
requested to indicate “limitations”, “maximum ability” and “duration” with respect
to a number of items subdivided into the categories “physical”, “physical
movement”, “sensory”, “environmental”, “psychosocial” and “cognitive demands”.
On the April 28, 2017 HIF, Dr. West indicated a temporal maximum ability of 7
hours / day for a duration of “four weeks then re-evaluate” under several of the
categories, including “psychosocial”. Under psychosocial he also added the
comment “minimize working in social isolation for extended periods of time”.
Under “environmental”, Dr. West wrote “chemical exposure” as a limitation, with
no temporal duration indicated. In comments he indicated: “avoid chemical
exposure as has history of contact dermatitis from work related exposure”.
Section 4 of the HIF provides space for the medical practitioner to record “other
medical limitations/restrictions not identified above and/or additional comments”.
In this section, Dr. West wrote:
cannot and should not work at any OCWA site for medical reasons however no
restrictions for employment at any other MOE site
[Emphasis that of Dr. West.]
[23] Mr. Puim testified what stood out for in him in the HIF was Dr. West’s response
that the Grievor “cannot and should not work at any OCWA site, for medical
reasons.” Mr. Puim stated that the Employer was trying to understand why the
Grievor could not work at an OCWA site. Mr. Puim further stated the physical
and psychosocial restrictions could have been addressed; it was a matter of
finding a facility where the Grievor would not be exposed to chemicals or isolated
for extended periods of time.
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[24] Mr. Berton stated he consulted with the CEHSW and concluded the Employer
needed more medical information regarding the restriction that the Grievor
cannot and should work at any OCWA site before the Grievor could be
considered for the HeRe. Specifically, further information was required as to
whether the Grievor’s restrictions were related to the location or the job itself.
Regarding other restrictions such as limiting work to 7 hours/day and exposure to
chemicals, Mr. Berton indicated that these were restrictions that they could have
easily accommodated. Mr. Berton testified that to him the term “site” did not
include OCWA headquarters at 1 Yonge St. Mr. Berton testified that at that
point, the Employer was pursuing a two pronged strategy: exploring possible
accommodation within OCWA while at the same time seeking further medical
information which would be required to initiate the HeRe process.
[25] In my view, it was reasonable for the Employer to seek further medical
information at this point prior to giving effect to the restriction identified by Dr.
West in the April 28, 2017 HIF for the following reasons: the unusual, sweeping
nature of the restriction; the lack of explanation for the restriction; and its
apparent inconsistency with the statements attributed to Dr. West in the March
21, 2017 letter from Manulife.
[26] By email, the Grievor was advised that a further teleconference was scheduled
for May 11, 2017 by Charmilla Setaran, a Human Resources Consultant with
OCWA, to have “an exploratory discussion on an accommodation and return to
work plan” for the Grievor. The Grievor responded asking why the meeting was
necessary and stating “I believe Dr. West was very clear.” In another email, the
Grievor asked if Ms. Dubeau could not simply attend on his behalf. Both Ms.
Dubeau and Mr. Berton responded indicating the Grievor’s participation was
necessary in order to discuss his accommodation needs.
[27] The Grievor did participate in the call on May 11, 2017. Ms. Dubeau was his
Union staff representative during the call. Participating on behalf of the Employer
were Ms. Setaran, who was filling in for Mr. Berton, and Gary Mansfield, a DAS
with the Centre.
[28] In cross-examination, it was suggested to the Grievor that he was “pushing back”
with respect to attending the May 11, 2017 conference call. The Grievor
responded he had a “terrifying fear” of participating in the call. The Employer
suggests the lead up to this call and the available medical evidence does not
support the conclusion that the Grievor’s reluctance to participate in the call was
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part of his medical condition. Rather, the Employer argues the Grievor’s conduct
is evidence of his unwillingness to participate in the accommodation process.
[29] I do not find this argument compelling. The questions asked by the Grievor in his
emails prior to the May 11, 2017 meeting were entirely reasonable. They do not,
by themselves, indicate an unwillingness to participate in the accommodation
process. On the contrary, the fact of the Grievor’s participation in the May 11,
2017 call and his subsequent email to Mr. Mansfield on May 24, 2017 (discussed
further below) suggest that he was actively participating in the accommodation
process at that time.
[30] Following the call, Ms. Setaran sent the Grievor an email on May 11, 2017 which
stated in part:
I have had a discussion with Gary Mansfield - he will be sending more forms to
take to your doctor. They need to know more specifics as to why you cannot
work for OCWA - they believe that you could work for OCWA but, maybe not
South Peel. I have reiterated that this is not an option and that I am sure that
once they receive more information that they will agree.
[31] On May 24, 2017, the Grievor sent Mr. Mansfield an email stating:
Hello Gary,
Is it possible to set up a meeting with you?
I still have not received any forms, or heard form [sic: from] anyone?
James
[32] Mr. Mansfield responded the same day by email:
Hi James,
I have been advised by my manager that the OCWA is out of scope for our
services at the CEHSW, so I am unable to continue to offer services regarding
this matter. Please contact your union representative to advise you further on
how to proceed.
Thanks,
Take care,
Gary
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[33] In cross-examination, Mr. Berton testified that Mr. Mansfield’s statement was in
fact incorrect. He testified that while most of the OPS relies upon the CEHSW for
disability management, as a Crown Agency, OCWA is responsible for its own.
An exception, however, is the HeRe which is administered by the CEHSW for the
entire OPS, including Crown Agencies like OCWA. OCWA was apparently not
on the list of Mr. Mansfield’s clients. The matter was escalated to Mr. Mansfield’s
manager who indicated the CEHSW would provide to support to OCWA for the
purposes of the HeRe. I would note confusion on this issue may help explain the
delay in processing the Grievor’s admission into the HRP, but it does not excuse
it.
[34] On or about May 24, 2017, the Grievor was also provided with a further request
for medical information to take to Dr. West. The request included a cover letter
dated May 24, 2017, signed by Mr. Puim, addressed to Dr. West, which indicated
the “updated medical information on James Cooper’s medical limitations and/or
restrictions as they pertain to his job duties”. The letter enclosed specific
questions for Dr. West to answer, in particular related to clarifying his earlier
statement that the Grievor was unable to work at any OCWA site. Among the
questions asked was:
What are the specific medical restrictions/limitations that prevent Mr. James
Cooper from working at any OCWA site? I should reiterate here that each site is
independently operated and maintained; and has a distinct and separate
management and staff team.
The letter provided details of the activities of the Grievor’s home position as a
Water Operations Control Room Foreperson. The letter continued:
In the health Information you provided to us dated April 28, 2017, you had
indicated that Mr. James Cooper cannot and should not work at any Ontario
Clean Water Agency (OCWA) site, for medical reasons. However, no restrictions
for employment at any other MOE site.
Based on the above, we are at odds as to what this means as it does appear
inexplicable. Therefore, we require further clarification on what specifically are his
medical restrictions and/or limitations that inhibit Mr. James Cooper’s
reintegration into OCWA.
it is important that you are aware that the Ontario Clean Water Agency (OCWA)
operates 800 facilities across Ontario. In Mississauga, there are six facilities (two
(2) wastewater treatment facilities, two (2) water treatment facilities, one (1)
distribution system, and one (1) services facility). Each of these multiple facilities
operate in different hubs at different locations, with distinct and separate
management and staffing teams.
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[35] I note the Employer’s May 24, 2017 letter to Dr. West also clearly stated the
Employer might seek an Independent Medical Examination (“IME”) if, in its view,
the information provided by Dr. West was insufficient:
If the information we receive is insufficient and does not assist us in providing Mr.
James Cooper with accommodations based on his work-related medical
limitations, the employer may have to request an Independent Medical
Examination to allow us to meet our obligations under the Ontario Human Rights
Code.
In fact, the Employer never requested the Grievor attend an IME. Whether it
would have been appropriate for the Employer to make such a request is not,
therefore, an issue which needs to be addressed.
[36] Dr. West responded to the Employer’s May 24, 2017 request by letter dated June
4, 2017. This letter is a key piece of evidence. The Union argues that if Dr.
West’s April 28, 2017 HIF left any room for uncertainty by the Employer about the
Grievor’s ability to work anywhere with or within OCWA, Dr. West’s June 4, 2017
letter is crystal clear. The text of the letter is as follows:
I have received your request for further health information regarding James
Cooper. He has been diagnosed with Post Traumatic Stress Disorder, related to
a challenging and toxic workplace environment with OCWA. He has had a
psychiatric consult with Dr. Lindsey George confirming this diagnosis, and has
been attending regular mental health counseling [sic] in Dundas. The primary
medical restriction relating to his disability is the workplace. Specifically, he is
unable to work with OCWA due to the PTSD symptoms that are triggered by this
particular workplace environment, which Mr. Cooper describes as toxic. He
experiences anxiety, anger and labile emotion when discussing this workplace.
As a result, it is felt this particular workplace, and by extension any other similar
workplace associated with OCWA would aggravate his PTSD, which would be
detrimental to his mental health.
It is likely that the impact of his PTSD that prevents Mr. Cooper from working at
any OCWA site is permanent, though this is difficult to predict. He continues to
receive regular counseling [sic] relating to this. He has made some
improvements with CBT, however he continues to be symptomatic to the extent
that it negatively affects his emotional state and wellbeing.
Mr. Cooper has been a very active participant during this process. He attends
appointments regularly and has been regularly attending counseling [sic]
appointments. I cannot think of any particular strategies that would ameliorate
this situation, aside from being offered employment with the MOE outside of the
OCWA. Despite assurances that each site is independently operated and
maintained, Mr. Cooper is of the opinion that his reputation has been sullied
throughout OCWA and does not have the confidence of a truly independent
worksite. I cannot comment as to the accuracy of this, but his belief is deeply
engrained.
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[37] Mr. Berton testified in chief that after receiving Dr. West’s June 4, 2017 medical
report, he understood and accepted that the Grievor could not work at OCWA.
Further, he testified that in his view Dr. West’s June 4, 2017 report constituted
sufficient medical information to justify moving the Grievor into the HeRe
process. He reached out to the CEHSW because OCWA needed its cooperation
to get the Grievor into the HeRe. Mr. Berton’s subsequent actions, discussed
below, were inconsistent with this understanding. I am satisfied, however, that
his understanding of the Grievor’s condition fluctuated over time. Mr. Berton was
unable to hang on to a restriction which simply did not make sense to him: that
the Grievor was unable to work anywhere with or within OCWA.
[38] The next communication between the Grievor and the Employer in evidence is
an email dated June 20, 2017 from the Grievor to Mr. Berton looking for an
update on “where we are”, “where we are going” and “how we are going to get
there”. It is noteworthy that the Grievor initiated this communication. This fact is
once again inconsistent with the Employer’s assertion that the Grievor was not
actively participating in the accommodation process. In his email, the Grievor
also states: “The MOL confirms that a Health Reassignment is an easy process,
and is surprised that you refuses [sic] move forward.” Whether or not the
Grievor’s understanding as to the ease of the HeRe process was correct, he
clearly placed the issue front and centre once again.
[39] Mr. Berton responded the same day, stating:
I have reached out to our corporate partners to have your accommodation
requirements reviewed. I will be in touch soon.
Thank you for our continued patience.
Mr. Berton testified that by “corporate partners” he meant the CEHSW, stating
that in order for the Grievor to be accommodated outside OCWA, he needed the
CEHSW’s participation.
[40] Over the course of the next several days, the Grievor sent repeated emails to Mr.
Berton, and to his Union representative, Ms. Dubeau, seeking an update.
Around this time, Ms. Dubeau left her position with the Union and Kathleen
Demareski became responsible for the Grievor’s file on behalf of the Union.
[41] By email dated July 10, 2017, Ms. Demareski advised the Grievor that she now
had responsibility for his file. She also advised the Grievor the Employer wanted
to meet with him on August 3, 2017 at its headquarters at 1 Yonge Street to
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discuss return to work and accommodation. It appears the meeting did not take
place, although the reasons for this are not in evidence before me. The Grievor
testified that he could only recall one meeting taking place in August, 2017, the
formal dispute resolution stage meeting of August 21, 2017 discussed further
below.
[42] On July 31, 2017, the grievance which is before me was filed. This would
ordinarily be the end date for the period under consideration in this arbitration.
The parties, however, agreed that events subsequent to that date were properly
before me. The Grievor’s evidence in chief took the form of a declaration dated
March 1, 2019. As noted in my decision dated April 15, 2019, at paragraph 16, in
order for the Employer to know the case which it had to meet, the date of the
declaration became the end point for the matters under consideration before me,
subject to any further agreement by the parties. Subsequently, the Grievor and
Dr. West gave evidence with respect to the period up to April 18, 2019 without
objection. Accordingly, I determined the end date for the matters before me
would be April 18, 2019.
[43] In or about August, 2017 the Grievor applied for a Targeted Direct Assignment
position in the OPS. Mr. Berton testified that it was a position in the MOE.
Targeted Direct Assignment positions are available to employees who meet
certain conditions, including having been surplussed. The Grievor’s application
was rejected as he had not been surplussed. I make note of the Grievor having
made this application as it is some evidence of his ongoing efforts to return to
work during this period of time in a position outside OCWA.
[44] A formal resolution stage meeting took place with respect to the grievance for
August 21, 2017 at the Employer’s headquarters at 1 Yonge St., Toronto. The
Grievor attended and met with his Union representative, Ms. Demareski in
advance of the meeting in a boardroom. There were pictures of the South Peel
Facilities hanging in the boardroom. The Grievor became upset and left the
meeting. Ms. Demareski sent Mr. Berton and Mr. Puim an email later that day in
which she advised them that the Greivor was “visibly upset being in this
workplace” and noting that there were “pictures of South Peel in the boardroom
we were assigned.” The Grievor testified that seeing the pictures and meeting
with people from OCWA made him feel terrified and very sick and brought back
all of the memories of harassment.
[45] No further formal resolution stage meeting was scheduled. Rather, the parties
agreed to refer the matter directly to arbitration.
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[46] There is no evidence of any further communication between the Employer and
the Grievor, either directly or indirectly through the Union, until November 7,
2017. On that date Mr. Berton sent an email to Sandra Harper, one of the
OPSEU staff members assisting the Grievor. Mr. Berton proposed an interim
accommodation plan involving a graduated return to work by the Grievor to
OCWA. The proposal would have had the Grievor collecting data with respect to
OCWA assets, working from the Services Building in South Peel, and reporting to
Services Mgr John He. The Grievor had no prior relationship with Mr. He. Ms.
Harper forwarded the proposal to the Grievor. The Grievor responded stating
simply “for obvious reasons I will not be able to move forward with the attached
proposal” and requesting his grievance be moved to arbitration.
[47] On November 9, 2017, Ms. Harper sent the Grievor an email. The email
indicates she had a telephone discussion with the Grievor in which she noted the
project could be moved to 1 Yonge St. and he agreed to discuss the proposal
with Dr. West. The Grievor was not questioned about this.
[48] Dr. West’s medical chart records visits on November 1 and 21, 2017. It is not
clear from the chart whether or not the Grievor discussed the November 7, 2017
proposal with him. Dr. West testified the Grievor did not in fact discuss this
proposal with him. He also stated, however, that if the work involved any OCWA
site, he would have advised against it.
[49] The Grievor testified that as the November 7, 2017 proposal still had him working
for OCWA, and in South Peel, it did not meet the restrictions imposed by Dr.
West and accordingly he was unable to accept it. The Grievor testified he was
unable to accept the position, even if it was moved to 1 Yonge St., as it did not
meet restrictions imposed by Dr. West, which were that he could not work at any
OCWA site.
[50] The first day of the hearing in this matter was May 1, 2018. This is of some
significance since Dr. West’s evidence, reviewed below, indicates that the
Grievor found participation in these proceedings triggering of his PTSD.
[51] By letter dated September 12, 2018, the Employer requested further medical
information from Dr. West. Dr. West responded to the request on October 1,
2018. In his response, Dr. West again referenced symptoms of anxiety,
depression and PTSD triggered by contact with personnel and staff of OCWA
which precluded him from working for OCWA.
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[52] Effective November 22, 2018, the Grievor was placed in the HeRe.
[53] In cross-examination, Mr. Berton indicated it was Dr. West’s October 1, 2018
report which finally resulted in the Grievor being accepted into the HeRe. He
was unable, however, to explain why this report was considered sufficient while
Dr. West’s report of June 4, 2017 was not. He was pressed on why it took until
November 22, 2018 to place the Grievor in the HeRe. He re-iterated they were
pursuing a two pronged strategy of exploring accommodation within OCWA while
obtaining sufficient medical evidence to justify his admission into the HeRe. At
times he suggested the CEHSW continued to request further medical
information. There was no evidence as to the reasons for this request, other
than resistance to placing someone in the HeRe until all possible
accommodations within their home ministry, or in this case agency, were
exhausted.
[54] The Grievor reported to Dr. West that on or about January 10, 2019, he was sent
to the March of Dimes to complete a Comprehensive Vocational Assessment
(“CVA”) for use in the HeRe process. After he had completed about 75% of the
CVA, the Grievor took a break to use the washroom. When the tester was
unable to advise the Grievor where the washroom was, he was suspicious that
she actually worked for OCWA, became upset and had to leave before the
testing was completed. Dr. West recorded an impression of “paranoid
tendencies” in his chart. There was no other evidence with respect to the CVA.
[55] By letter dated January 16, 2019, Dr. West “recommended” the Grievor be
assigned future employment within a 30 km radius of his home address for
medical reasons. Dr. West testified that his objective had been to reduce the
stress associated with travel time. The 30 km radius was selected as he and the
Grievor thought this would limit travel time to 30 - 45 minutes each way.
[56] By letter dated February 8, 2019, the Grievor was advised that a temporary
assignment outside OCWA had been identified for him through the HeRe. The
assignment was as Program Support Assistant within the MOE. The start date of
the position was to be February 25, 2019. Its duration was twelve months. The
position was within 30 kms of the Grievor’s home, although it appears that was
not a factor in its selection.
[57] The Grievor testified that he did not consider the position appropriate. He
described it as being a secretary’s job. He considered this to be under-
employment. He noted that while his home position wage rate of $32.05/hour
was protected for six months, thereafter the rate fell to $26.86/hour. Further,
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because the position was only temporary, he believed that at the end of the
twelve months he would revert back to a position at OCWA. When it was pointed
out to him that there was nothing in the documentation which he received that
indicated that he would be sent back to OCWA, he responded that based on the
history of discrimination he had faced from OCWA it would have happened.
[58] By brief letter dated February 11, 2019, Dr. West indicated the Grievor would be
unable to return to work as of February 25, 2019, “and would benefit from more
time to deal with a number of factors that have contributed to his length of time
from work.” In the letter, Dr. West indicated he anticipated the Grievor would be
capable of returning to work on May 1, 2019.
[59] By letter dated April 17, 2019 the Grievor was re-offered the position originally
offered on February 8, 2019, now with a start date of May 1, 2019. While outside
the period of time before me, I note it appears the Grievor was unable to return to
work on May 1, 2019, or indeed on any subsequent date. By letter dated
December 5, 2019, the Grievor was advised that as he was not medically cleared
to participate in HeRe as of that time, he was being removed from the HeRe.
[60] The Grievor was also questioned about his ability to work in any position in the
OPS during the period September, 2017 until the end of 2018. He was asked if
he had been offered a job whether he could have worked it. He testified that he
did not know, and that the question should be put to Dr. West. Dr. West’s
evidence is summarized below. The Grievor also commented on how the
“OCWA’s continuous discrimination was kicking me off a cliff” and that he was in
“very bad shape”. While these comments could be construed as applying to the
Grievor’s situation in September, 2017, within the context of all of the evidence
they are better understood as applying to the entire period of time. The Grievor
experienced OCWA’s stance during the accommodation process as harassment.
The accommodation process continued after the arbitration hearing commenced.
The Grievor also found the arbitration process stressful.
Dr. West’s Evidence
[61] Dr. West testified in these proceedings on October 31, 2019. He had been the
Grievor’s treating physician since 2010. He described his role as the Grievor’s
family physician as that of an advocate. His description of what he meant by
advocate, however, did not suggest he was using the term in a partisan sense.
Rather, the meaning he ascribed to the term advocate was that he would do his
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best to support the Grievor’s needs and represent him fairly, but also ensure his
safety and mental well being, that is to advocate for his mental health. I found
his evidence to be fair, balanced and objective. He expanded on the opinions he
had expressed in the reports which had been submitted to the Employer, but did
not change what was said in those reports in any material way. Rather he
confirmed the Grievor suffered from PTSD based on beliefs that OCWA was a
toxic workplace and that associations with OCWA triggered anxiety, anger and
labile emotion. Further, he confirmed the diagnosis of PTSD was made by the
consulting psychiatrist. Accordingly, I only find it necessary to highlight certain
areas of his evidence.
[62] In his June 4, 2017 report, Dr. West had commented that while he could not
comment on the accuracy of the Grievor’s beliefs, they were deeply engrained.
He was asked whether the accuracy of the belief made a difference when deeply
engrained. He responded that he did not think so. He noted that often with
PTSD there can be some inaccuracies around the belief. His role as a treating
physician was not to change the Grievor’s beliefs, but to work with him around
the associated emotional upset and help him to manage those beliefs. He noted
that is where cognitive therapy, with which the Grievor was participating, could
assist. He confirmed, in cross-examination, that because of the Grievor’s beliefs,
any OCWA placement would be unacceptable.
[63] Dr. West commented that the Grievor’s condition remained the same (on October
31, 2019, the date of Dr. West’s testimony) as described in his June 4, 2017
report. Discussions of OCWA continued to be triggering for the Grievor. He
would not be able to work for OCWA in any capacity because his beliefs related
to prior traumatic experiences there. A return to work at OCWA would trigger his
PTSD and the intensity of that emotional reaction is highly negative and would
prevent him from working. On the other hand, Dr. West believed that the Grievor
would be able to work elsewhere in the MOE or somewhere else within the OPS.
[64] Dr. West testified that based on the Grievor’s condition when he saw him on May
2, 2019, he did not believe the Grievor would have been able to return to work at
that time. However, as of October 31, 2019, he believed the Grievor would have
been able to return to work in an environment separate from OCWA with
appropriate support from Dr. West and his counsellors.
[65] Dr. West testified the Employer’s November 7, 2017 proposed accommodation
would have been difficult for the Grievor, whether the work was performed at the
South Peel facility as initially proposed or the OCWA headquarters as
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subsequently suggested. Dr. West stated performing the work from home might
lessen the likelihood of the Grievor being triggered, and that he was unable to
comment on whether conversations between the Grievor and Mr. He would be
triggering. In cross-examination it was put to him that the only way to find out
whether the Grievor could work from home for OCWA would have been for the
Grievor to have tried it. Dr. West responded he would need to have a
conversation with the Grievor and his mental health counsellors to see if that was
something the Grievor could manage. He observed, however, the risk was that it
would put back any gains the Grievor had made in his recovery from PTSD. He
stated that as advocate for the Grievor, he would not want him to work anywhere
that might put that recovery in jeopardy. In his evidence in chief, Dr. West had
commented that phone calls with people who worked for OCWA may trigger the
Grievor depending on his emotional state, commenting that it was difficult to
predict.
[66] There is a 10 month gap in Dr. West’s chart with respect to the Grievor, from
November 21, 2017 until September 18, 2018. Dr. West confirmed that while the
Grievor may have seen him, for example, in relation to a cold, during this period
of time, he did not see him in relation to his PTSD. This made it difficult for him
to comment on the Grievor’s ability to work during that period of time. He noted
that when the Grievor did see him on September 18, 2018, he was still
concerned about returning to OCWA and still receiving mental health counselling.
From this, Dr. West confirmed the Grievor was unable to work in 2018. This
would be consistent with Dr. West’s evidence with respect to why he provided the
Grievor with the February 11, 2019 letter which indicated the Grievor was not
able to commence the HeRe position as of February 25, 2019. Dr. West noted
his chart indicated the Grievor felt emotionally unable to return to work while this
arbitration was proceeding. He agreed with the suggestion that this would likely
have been true for December, 2018 and January, 2019, saying that
notwithstanding the absence of a note in his chart to that effect, his sense or
feeling was that the Grievor would have been unable to return to work.
The Harassment Claim
[67] The Union argues the Grievor’s requests for assistance to return to work were
ignored or denied by the Employer and further that there was blatant disregard of
Dr. West’s recommendations. This, it argues, constituted a course of vexatious
conduct which the Employer knew or ought to have known was unwelcome. As
such, it constitutes harassment.
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[68] The Union relies upon the definition of abuse and harassment provided by
Arbitrator Shime in Toronto Transit Commission v. A.T.U. (Stina), (2004) 132
L.A.C. (4th) 225:
243 Abusive conduct includes physical or mental maltreatment and the
improper use of power. It also includes a departure from reasonable conduct.
244 Harassment includes words, gestures and actions which tend to annoy,
harm, abuse, torment, pester, persecute, bother and embarrass another person,
as well as subjecting someone to vexatious attacks, questions, demands or other
unpleasantness. A single act, which has a harmful effect, may also constitute
harassment.
[69] The Union also cites the decision of Arbitrator Parmar in Children’s Hospital of
Eastern Ontario v. OPSEU, 2015 CANLII 58045 (ON LA) at paras. 109, 110 and
114 for the propositions that the subtle nature of the conduct does militate
against a finding of harassment and that lack of intention is not a defence.
[70] The Employer did not resist either of these propositions, and I agree with them.
For clarity, I would add that while lack of intention is not a defence, the presence
of improper intention may be a factor supporting a finding of harassment.
However, contrary to the assertion of the Union, it is not sufficient that the
Grievor experienced the conduct as harassment. Rather, as argued by the
Employer, the question must be approached on an objective basis: see Cara
Operations Ltd. v. Teamsters, Chemical, Energy & Allied Workers, Local 647,
2005 CarswellOnt 7614, [2005] O.L.A.A. No. 302, 141 L.A.C. (4th) 266, 82
C.L.A.S, (Luborsky) at para. 24; OPSEU (Grievor) v. The Crown in Right of
Ontario, 2015 CanLII 20923 (ON GSB) (Briggs) at paras. 7 and 10. In the words
of Arbitrator Luborsky, the impugned conduct must constitute a departure from
reasonable workplace conduct.
[71] So, for example, in Children’s Hospital of Eastern Ontario, the impugned conduct
was “constantly intimidating others, by doing things like rolling her eyes, giving
angry looks, raising her voice, ignoring people if they disagreed with her or spoke
to someone who disagreed with her, and questioning them in an aggressive
manner”: see para. 114. This describes conduct which, on an objective basis,
constitutes a departure from reasonable workplace conduct.
[72] Further, as noted by the Employer, section 1(4) of the Occupational Health and
Safety Act provides:
A reasonable action taken by an employer or supervisor relating to the
management and direction of workers or the workplace is not workplace
harassment.
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[73] In this case, the Union relies upon the behaviour of Mr. Berton and Mr. Puim.
With respect to Mr. Berton, the Union argues he understood the Grievor could
not work anywhere within OCWA from the time he read Dr. West’s June 4, 2017
report. Nonetheless, Mr. Berton: in August, 2017 proposed the Formal
Resolution Stage Meeting be held at OCWA’s headquarters at 1 Yonge St.,
Toronto; in November, 2017, proposed as accommodation of the Grievor a
position at OCWA’s South Peel facility; subsequently considered the possibility of
moving that job to OCWA’s headquarters; in September, 2018, requested further
medical documentation from the Grievor; and generally delayed for months in
advancing the Grievor’s accommodation requests. With respect to Mr. Puim, the
Union argues he signed off on the November, 2017 accommodation proposal,
even though he had not read Dr. West’s June 4, 2017 letter. Further, the Union
argues, Mr. Puim would have known that working at South Peel, as contemplated
by the November, 2017 accommodation proposal, would have resulted in the
Grievor having contact, albeit limited, with the very OCWA staff he believed had
harassed him and whom he was trying to avoid.
[74] In my view, all of the actions identified by the Union were taken by Mr. Berton or
Mr. Puim as part of the accommodation process. There is no direct evidence
that either acted out of improper intention. Some of these actions were ill
advised, in that they did not meet the Employer’s duty to accommodate, as
discussed further below, and thus constituted discrimination. However, while
harassment on a prohibited ground constitutes discrimination, not all
discrimination is harassment.
[75] While the Grievor experienced each act in the accommodation process as
harassment, the Union did not argue that objectively they were. Nor, in my view,
could such an argument have succeeded. The actions were not, for example,
unduly repetitive so as to take them out of regular workplace conduct. While Mr.
Berton did testify that he read Dr. West’s June 4, 2017 report to mean the
Grievor could not work anywhere within OCWA, his testimony also established
that he did not maintain this understanding as events continued to unfold. In
relation to subsequent points in the chronology, he testified he understood the
restriction to apply to OCWA facilities, which he did not understand to include
OCWA’s headquarters. He also testified that, in conversations with the DAS at
CEHWS, they could not understand how the Grievor’s disability could prevent
him from working anywhere within OCWA. While the actions which were taken
as a result were incorrect, they cannot be said to have been improperly
motivated. Mr. Puim was unable to recall seeing Dr. West’s June 4, 2017 report,
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and so it cannot be said that he acted in a manner contrary to his understanding
of that report.
[76] For the foregoing reasons, the Grievor’s claims of harassment are dismissed.
The Accommodation Claim
[77] The Employer does not dispute that the Grievor has a disability within the
meaning of the Ontario Human Rights Code. Nor does the Employer dispute that
the Grievor has suffered adverse treatment as a result of his disability. The issue
in dispute is whether the Employer has failed to meet its duty to accommodate.
The onus of proof lies upon the Employer.
[78] The Employer notes the accommodation process is tri-partite, requiring the co-
operation of the Employer, the Union and the Grievor, and that the standard is
not one of perfection. The Employer argues: its requests for additional medical
evidence were proper; its canvassing and exhausting of accommodation options
within OCWA before placing the Grievor in HeRe were appropriate; the evidence
does not establish that the position it offered in November, 2017 was unsuitable,
in that it could have been adjusted so that the Grievor could have performed the
work from home; and that throughout the Grievor refused to cooperate in the
accommodation process.
[79] In my view, the Employer’s April 7, 2017 request for medical information, which
resulted in the April 28, 2017 HIF from Dr. West, was appropriate. The Grievor
had been off work for over two years due to disability. The information provided
by Manulife, as reflected in its March 27, 2017 letter, indicated that while he was
able to return to work, the Grievor had an ongoing disability and restrictions. The
Employer required additional information in order to fulfill its duty to
accommodate.
[80] Further, in my view the Employer’s May 24, 2017 request for more specific
medical information was also appropriate. The information provided by Dr. West
in the April 28, 2017 HIF was at odds with the information attributed to him by the
March 27, 2017 letter from Manulife. More significantly, Dr. West’s statement in
the April 28, 2017 HIF that the Grievor "cannot and should not work at any
OCWA site for medical reasons however no restrictions for employment at any
other MOE site” justified further inquiry. It was appropriate for the Employer to
provide Dr. West with information as to the precise nature of the Grievor’s duties,
the multi-site nature of its operations and the fact that each site was
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independently staffed and managed, and to ask “what are the specific medical
restrictions/limitations that prevent Mr. James Cooper from working at any
OCWA site?”
[81] The difficulty arises with respect to the Employer’s actions following receipt of Dr.
West’s June 4, 2017 response. In his response, Dr. West stated the Grievor “is
unable to work with OCWA due to the PTSD symptoms that are triggered by this
particular workplace environment, which Mr. Cooper describes as toxic.” Dr.
West specifically addressed the question of whether Mr. Cooper might be able to
work at another site:
Despite assurances that each site is independently operated and maintained, Mr.
Cooper is of the opinion that his reputation has been sullied throughout OCWA
and does not have the confidence of a truly independent worksite. I cannot
comment as to the accuracy of this, but his belief is deeply engrained. He
experiences anxiety, anger and labile emotion when discussing this workplace.
As a result, it is felt this particular workplace, and by extension any other similar
workplace associated with OCWA would aggravate his PTSD, which would be
detrimental to his mental health.
Dr. West indicated the restriction was “likely” permanent.
[82] The Employer argues Dr. West’s letter did not specifically rule out work at the
OCWA headquarters. I note the Employer’s May 24, 2017 request to Dr. West
referenced OCWA’s 800 facilities, but not its headquarters. While Dr. West’s
letter did refer to the Grievor’s inability to work at “this particular workplace, and
by extension any other similar workplace associated with OCWA”, it also
indicated the Grievor was “unable to work with OCWA” and that he required work
“outside of OCWA”. If the Employer had doubts as to whether or not this
precluded work at the OCWA headquarters, it might have been appropriate for it
to seek clarification from Dr. West. But it did not make such a request. More
significantly, it had no such doubts, at least initially. Rather, Mr. Berton testified
in chief that after receiving Dr. West’s June 4, 2017 medical report, he
understood and accepted the Grievor could not work anywhere in OCWA.
Further, he testified that in his view Dr. West’s June 4, 2017 medical report
constituted sufficient medical information to justify moving the Grievor into the
HeRe process. He reached out to the CEHSW because OCWA needed its
cooperation to get the Grievor into the HeRe.
[83] The Employer, however, was unable to hang on to the idea that the Grievor’s
condition restricted him from working anywhere in OCWA. It appears this arose
from an inability to understand how anyone could have such a restriction.
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Because of that, it did not accept the Grievor’s condition precluded him from
working with or within OCWA and proceeded accordingly.
[84] Even if Dr. West’s June 4, 2017 letter could be understood as indicating the
Grievor was able to work at the OCWA Headquarters, the Grievor’s reaction on
attending the formal resolution stage meeting there in August, 2017 required the
Employer to reconsider that understanding. The Union representative advised
Mr. Berton that the “Grievor was visibly upset at being in this workplace” and left.
This conduct is consistent with the Grievor’s symptoms when his PTSD was
triggered.
[85] The Employer, however, persisted in exploring accommodation for the Grievor
within OCWA. In November, 2017, the Employer proposed accommodation in a
position to be located in South Peel collecting data on assets. The Grievor
promptly refused. The Employer argues that in doing so he failed in his duty to
cooperate in the accommodation process. It notes the Employer subsequently
suggested the work could be performed from the OCWA Headquarters and
suggests that if the Grievor had participated in the accommodation process,
performing the work from home could have been explored. This argument
ignores the fact that the Grievor’s response to the original offer is consistent with
his PTSD. Once again, the Grievor’s response should have caused the
Employer to reconsider its understanding of the situation, not persist in it.
Further, Dr. West’s evidence was that performing the work either at South Peel
or at OCWA Headquarters would have been difficult for the Grievor and that
while he was not certain if the Grievor could have performed the work from his
home he would be concerned that it would put his recovery in jeopardy.
[86] The Employer argues that it was required to consider whether the Grievor could
be accommodated in his own job, or within OCWA, prior to considering positions
outside of OCWA. Doubtless this will be appropriate in most cases. But
consideration of whether the Grievor could be accommodated required
consideration of his restrictions. Dr. West was clear in his June 4, 2017 report
that in his opinion the Grievor was unable to work with or within OCWA due to his
medical condition. This was not a matter of the Grievor’s preference, rather it
was a restriction arising from his disability. Such a restriction may be unusual,
but in the Grievor’s case it was nonetheless a restriction which arose from the
nature of his medical condition. There is no medical evidence to the contrary. It
was not open to OCWA or the CEHSW to substitute their opinion for that of Dr.
West.
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[87] It should have been clear to the Employer as of the Grievor’s refusal of the
November, 2017 accommodation proposal, if not the Grievor’s reaction to
attending at OCWA headquarters in August, 2017 or the receipt of Dr. West’s
June 4, 2017 medical report, that there was no possibility of accommodating the
Grievor within OCWA, and accordingly he should have been placed in the HeRe.
However, following the November, 2017 offer of accommodation within OCWA,
there is no evidence of any further accommodation efforts by the Employer until
the Employer requested a further medical report from Dr. West in September
2018. Dr. West provided a report dated October 1, 2018. The Grievor was
finally placed in the HeRe process on November 22, 2018, for assignment to a
position outside OCWA. While Mr. Berton suggested that this was triggered by
receipt of Dr. West’s October 1, 2018 report, he was unable to explain how the
information in that report differed from Dr. West’s June 4, 2017 report.
[88] The Employer relies upon three cases in which labour adjudicators have
cautioned against transferring an employee to another position as a means of
accommodating stress or anxiety: Cape Breton (Regional Municipality) and
CUPE, Local 993, 2013 CarswellNS 962 (MacKeigan); Yue v. Bank of Montreal,
[2014] C.L.A.D. No. 162 (Marvy); and OSSTF v. Toronto District School Board
(13-50), 2020 CarswellOnt 247 (Nyman) While I agree with the caution, the
outcome in any particular case depends on its facts.
[89] In Cape Breton (Regional Municipality) and CUPE, Local 993, an employee
grieved the termination of his employment after he failed to return to work from a
disability leave. The employee suffered from anxiety and a note from his doctor
stated that he found it “difficult to cope with his manager and he feels harassed
by him and finds it difficult to go back and work under him”: see para. 3. He
sought a transfer from his home workplace, and refused to return to work when it
was not provided. The arbitrator accepted that anxiety “as a form of mental
illness becomes a disability and as a result may require a different form of
accommodation”: para. 50. He concluded, however, that the evidence before
him did not establish such a different form of accommodation was required: see
para. 50.
[90] Yue v. Bank of Montreal is also factually distinguishable, as acknowledged by the
Employer in argument. The employee sought a transfer to a position closer to
home in order to address the “stress” he experienced from commuting. The
medical note he provided indicated only that it was “advisable” to change the
employee’s work location to accommodate the stress he experienced from a
longer commute, and the doctor agreed that it was not a medical necessity.
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[91] In OSSTF v. Toronto District School Board (13-50), the arbitrator concluded it
had not been established that the transfer sought by the employee was medically
required: see para. 316.
[92] The Employer relies upon OSSTF v. Toronto District School Board (13-50) and
on OPSEU (Hart-Day) v. Ontario (Ministry of Community Safety and Correctional
Services), 2011, CanLII 49508 (ON GSB) for the proposition that the role of a
medical practitioner is to identify restrictions arising from an employee’s disability,
not to determine the appropriate accommodation. I agree. In this case,
however, the medical evidence established that the Grievor’s medical condition
of PTSD restricted him from working with or within OCWA. To state what should
have been obvious to the Employer, it follows that he could not be
accommodated by working in a position with or within OCWA. If OCWA were a
stand alone employer, the result would likely have been that the Grievor’s
disability could not be accommodated at all. OCWA, however, is part of the
Ontario Public Service, and transfers to positions outside of OCWA throughout
the HeRe process remained to be considered. It was to this the Employer should
have turned its mind.
[93] The Employer relies upon Ottawa (City) and CUPE, Local 503 (Abdulkadir), 2018
CarswellOnt 8856 (Stephens) for the observation that doctors sometimes act as
advocates for their patients, and provide notes to enable them to obtain return to
work arrangements which are preferred but not required; and its observation that
precise rigidity with respect to scheduling requirements, even if described as a
“restriction” is medically unusual and fraught with potential for abuse. I do not
disagree with either observation. In this case, however, as already stated, I am
satisfied that Dr. West’s opinion was fair and objective and further that the
Grievor’s inability to work with or within OCWA is not a preference, but rather a
restriction arising from his disability.
[94] The Employer argues that it should not be held to a standard of perfection and
that a certain amount of delay may be reasonable, citing Toronto District School
Board and CUPE, Local 4400 (Wilton), 2015 CarswellOnt 19823 (Sheehan) at
para 34. I note Arbitrator Sheehan made clear in the very next paragraph that
recognizing a certain amount of delay may be reasonable does not amount to
licence to engage in some unchallengeable amount of delay. In my view, both
principles are important, and it is useful to set Arbitrator Sheehan’s reasons on
them in full:
34. In assessing that delay, I accept the cited reasoning of Arbitrator Luborsky in
City of Toronto, supra, suggesting that an employer may be entitled to some
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latitude with respect to mistakes, errors of judgment and delays that may take
place with respect to an employer's handling of a particular scenario of an
employee in need of accommodation who is seeking to return to work.
Specifically, an arbitrator should be hesitant to subject an employer's handling of
its duty of accommodation obligations to such a rigorous standard that any delay
in the handling of the matter will give rise to a finding of liability. Nor should the
employee, or the Union necessarily be of the expectation that a particular
employee's accommodation issues are to be dealt with necessarily on a priority
basis. There may well be, as Arbitrator Luborsky states in City of Toronto, supra,
"certain administrative delays that can be excused as part of an imperfect
process”.
35. Caution must be exercised, however, that this acknowledgement affording
an employer some latitude with respect to the timeliness of the development and
implementation of a back to work plan does not turn into a blind acceptance of a
delay that can be unequivocally attributable to the actions, or lack of action
thereof, on the part of the employer. That reasoning should resonate even if the
delay in question is not necessarily extensive. An employee should not
necessarily have to bear the adverse economic consequences of not being
allowed to return to work due to an unjustified delay that is clearly attributable to
the employer.
[95] At para. 36, Arbitrator Sheehan observed that what constitutes unreasonable
delay will turn on the facts of each case. It is perhaps noteworthy that on the
facts before him, he concluded an unexplained delay of only nine days was
unreasonable. That finding was unique to the facts of that case. Nonetheless,
the delay in this case is measured in months, not days. The Employer’s failure to
place the Grievor in the HeRe process following receipt of Dr. West’s June 4,
2017 medical report until November 22, 2018, was, for the most part,
unexplained and is in my view unreasonable. The adverse impact of such a
delay upon an employee is recognized in the Employer’s own HeRe Guide, and
in particular in the second of the principles identified as governing the health
reassignment process. For ease of reference, I reproduce it again here:
2. Timeliness is a critical element of employment accommodation therefore
an employee should be reassigned as soon as possible. This will help to ensure
the employee’s continued income, productivity and self-esteem, and continued
contribution to the employer’s business objectives.
[96] By letter dated February 8, 2019, the Grievor was advised that a temporary
assignment outside OCWA had been identified for him through the HeRe
process. The assignment was as Program Support Assistant within the MOE.
The start date of the position was to be February 25, 2019. There is no
suggestion the time it took from when the Grievor was admitted into the HeRe
process until the Program Support Assistant position was unreasonable.
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[97] The Union argues, however, the Program Support Position offered to the Grievor
through the HeRe was not an appropriate accommodation proposal. While
conceding the position did not “blatantly ignore” his medical restrictions, the
Union asserts it was not suitable to the Grievor’s skills, abilities and education.
Further, the Union asserts the Program Support Position was not related to what
the Grievor was doing in his pre-injury position and would have exposed the
Grievor to a substantial pay cut after six months. Moreover, the Union noted the
Grievor was Grievor was terrified that at the end of the twelve month period of
the temporary assignment, he would be sent back to OCWA.
[98] I agree with the Employer that its obligation is to offer reasonable
accommodation, and that obligation may be fulfilled even if the position offered is
not the specific accommodation preferred by the Grievor. However, as noted at
the outset of this section, the onus of proof with respect to the reasonableness of
accommodation efforts lies upon the Employer. There was no evidence as to
how the Program Support Position was identified. There was no evidence as to
whether it was a suitable match for the Grievor’s skills and abilities, other than
the Grievor’s opinion that it was not. There was no evidence as to whether other
positions were available. Accordingly, I am unable to conclude the Employer has
demonstrated the Program Support Position was appropriate.
[99] I pause to note that I am concerned by the Grievor’s statement that he did not
consider the position appropriate because of his fear that at the end of the twelve
month period he would be sent back to OCWA. That fear was objectively
unreasonable. I would conclude the Grievor’s refusal of the position on that
basis constituted a failure to cooperate in the accommodation process but for the
fact the fear itself is a product of the Grievor’s disability. The Employer’s duty to
accommodate to the point of undue hardship would be engaged. Having said
that, it is difficult to see how a fear of accepting a position elsewhere in the OPS
could be accommodated. If such a restriction were permanent, it may well be
that the point of undue hardship would have been reached and the Employer’s
obligation discharged. However, the evidence before me is that the Grievor’s
inability to accept the position in February, 2019 for medical reasons was
temporary.
[100] For all of the foregoing reasons, I conclude the Employer breached its duty to
accommodate the Grievor in failing to place the Grievor in the HeRe process
sooner and with respect to the position offered through the HeRe process.
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Remedy
[101] The Union seeks declarations related to harassment, failure to provide a safe
workplace and discrimination as a result of failure to accommodate the Grievor’s
disability.
[102] The allegations related to harassment and failure to provide a safe workplace
have not been made out. The allegation of discrimination as a result of breach of
the Employer’s duty to accommodate has. Accordingly, I make the following
declarations:
(i) The Employer breached the prohibition against discrimination contained in
Article 3.1 of the Collective Agreement by breaching its duty to
accommodate the Grievor’s disability; and
(ii) The Employer breached the prohibition against discrimination contained in
s. 5 of the Ontario Human Rights Code by breaching its duty to
accommodate the Grievor’s disability.
[103] The Union seeks an order that the Grievor be reimbursed for all lost wages
(including benefits and pension contributions) for the period since his LTIP
benefits expired on April 30, 2017.
[104] For the reasons stated, I find there was no breach of the duty to accommodate
until sometime after the Employer received Dr. West’s letter of June 4, 2017.
That letter made it clear the Grievor could not work within OCWA. Accordingly,
any wage loss experienced by the Grievor was not in relation to a position within
OCWA, but rather would have been with respect to an available and suitable
position outside OCWA located through the HeRe process. There is no evidence
there was any such position prior to February, 2019. Further, the Grievor’s ability
to actually work in any such position is a matter of speculation at best. The
combination of these facts causes me to conclude that no loss of wages has
been demonstrated and it would be inappropriate to award damages under this
heading.
[105] The Union seeks substantial damages for injuries to the Grievor’s dignity,
feelings and self respect pursuant to paragraph 1 of s. 45.2(1) of the Human
Rights Code. Neither party provided any authority with respect to the
assessment of such damages in this case.
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[106] In Strudwick v. Applied Consumer & Clinical Evaluations Inc., 2016 ONCA 520,
the Ontario Court of Appeal cited with approval at para. 61 the following
framework for assessment of damages for injuries to dignity, feelings and self
respect under the Human Rights Code, set out in Arunachalam v. Best Buy
Canada, 2010 HRTO 1880 (CanLII):
[51] Cases with equivalent facts should lead to an equivalent range of
compensation, recognizing, of course, that each set of circumstances is unique.
Uniform principles must be applied to determine which types of cases are more
or less serious. Of course there will always be an element of subjective
evaluation in translating circumstances to dollars, but the Tribunal has a
responsibility to the community and parties appearing before it to ensure that the
range of damages based on given facts is predictable and principled.
[52] I turn now to the relevant factors in determining the damages in a
particular case. The Tribunal’s jurisprudence over the two years since the new
damages provision took effect has primarily applied two criteria in making the
global evaluation of the appropriate damages for injury to dignity, feelings and
self-respect: the objective seriousness of the conduct and the effect on the
particular applicant who experienced discrimination: see, in particular, Seguin v.
Great Blue Heron Charity Casino, 2009 HRTO 940 at para. 16 (CanLII).
[53] The first criterion recognizes that injury to dignity, feelings, and self
respect is generally more serious depending, objectively, upon what occurred.
For example, dismissal from employment for discriminatory reasons usually
affects dignity more than a comment made on one occasion. Losing long-term
employment because of discrimination is typically more harmful than losing a
new job. The more prolonged, hurtful, and serious harassing comments are, the
greater the injury to dignity, feelings and self-respect.
[54] The second criterion recognizes the applicant’s particular experience in
response to the discrimination. Damages will be generally at the high end of the
relevant range when the applicant has experienced particular emotional
difficulties as a result of the event, and when his or her particular circumstances
make the effects particularly serious. Some of the relevant considerations in
relation to this factor are discussed in Sanford v. Koop, 2005 HRTO 53 (CanLII)
at paras. 34-38.
[107] At para. 62, the Court in Strudwick noted:
The considerations discussed in Sanford, at para. 38, include:
• the immediate impact of the discrimination and/or harassment on the
complainant’s emotional and/or physical health;
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• the ongoing impact of the discrimination and/or harassment on the
complainant’s emotional and/or physical health;
• the complainant’s vulnerability;
• objections to the offensive conduct;
• the respondent’s knowledge that the conduct was not only unwelcome but
viewed as harassment or discrimination;
• the degree of anxiety the conduct caused; and
• the frequency and intensity of the conduct.
[108] I find it convenient to start with consideration of the second criterion set out in
Arunachalam, the Grievor’s particular experience in response to the
discrimination. The Grievor’s evidence was that the Employer’s “continuous
discrimination” had knocked him “off the cliff” and that he was in “really bad
shape”. Dr. West’s chart indicates that when he saw the Grievor on August 1,
2017 he was “more agitated and upset than I have seen him in [a] long time” and
records Dr. West’s impression as “workplace stress / worsening emotional state”.
On August 28, 2017, Dr. West records as his impression “anxiety / depressed
mood”. A similar impression is recorded for November 1, 2017. On November
21, 2017, however, there is no reference to the Employer’s November 7, 2017
accommodation proposal. Dr. West’s impression was “anxiety - seemingly
better? Denial of employment situation - continue to monitor mood”. There are
no then recorded visits again until September, 2018. However, as outlined
above, Dr. West’s viva voce evidence was that he thought it was unlikely the
Grievor was able to work in 2018. Overall I conclude, the impact of the
discrimination on the Grievor was severe.
[109] Turning to the first criterion, in my view the Employer’s conduct was objectively
quite serious. Its failure to accept, and thus act on, the medical evidence
establishing the Grievor’s disability required a search for accommodation outside
OCWA lasted from November, 2017, if not June, 2017, until November, 2018.
There is no explanation at all for the delay from November, 2017 to November,
2018. This is too long on any standard. The objective seriousness of this
conduct is compounded when consideration is given to the vulnerability of the
Grievor. He was without income throughout this period of time. Further, the
nature of his disability was such that it was triggered by interactions with OCWA.
The Employer’s November, 2017 proposal for accommodation through work
within OCWA was completely inconsistent with the Grievor’s disability and should
have been expected to trigger an adverse reaction.
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[110] On the other hand, for the reasons stated in earlier decisions in this matter,
reported at 2019 CanLII 42398 (ON GSB) and 2019 CanLII 65193 (ON GSB), the
Grievor’s allegations that his disability was caused by the Employer’s failure to
address harassment in the workplace prior to the commencement of his absence
from the workplace in 2014 were not addressed in these proceedings. There is,
therefore, no evidence that the Employer caused his disability. There is also no
evidence the Employer acted in bad faith in its approach to the accommodation
process. Further, for the reasons stated above, I have found the Employer’s
actions did not amount to harassment.
[111] The absence of the factors set out in the preceding paragraph serves to
distinguish this case from Ontario Public Service Employees Union (Ranger) v
Ontario (Community Safety and Correctional Services), 2013 CanLII 50479 (ON
GSB): see paras. 56 - 61. I note that in that case, Arbitrator Leighton awarded
$35,000 in damages for injuries to dignity, feelings and self respect. I also note
that in that case, the failure to accommodate lasted over a period of 21 months.
[112] In Association of Management, Administrative and Professional Crown
Employees of Ontario (Bokhari) v Ontario (Economic Development, Employment
and Infrastructure), 2016 CanLII 51073 (ON GSB), Arbitrator Dissanayake
awarded $25,000 in damages for injuries to dignity, feelings and self respect.
The factors he considered in doing so are set out paragraphs 52 - 60. Of note,
over a period of six months, the grievor was pressured to work during regular
hours despite medical substantiation that he was unable to do so. He was
subjected to surveillance. Ultimately, he was surplussed from employment, in
what Arbitrator Dissanayake described as a “sham”. He was mistreated at the
time of the termination of his employment. Arbitrator Dissanayake appears to
have given substantial weight to what he described as bad faith on the part of the
employer. Arbitrator Dissanayake also commented on the fact the employer was
aware the grievor was receiving treatment for depression. Arbitrator
Dissanayake found, notwithstanding the lack of medical evidence, that the
employer’s conduct aggravated the grievor’s depression and further that such
aggravation should have been within the reasonable contemplation of the
managers who engaged in the conduct. Arbitrator Dissanayake also commented
on the fact the grievor had experienced no financial loss.
[113] The case before me does not have the elements of bad faith which figured
prominently in Bokhari. Nor does it involve termination of the Grievor’s
employment. On the other hand, the Employer’s breach of its duty to
accommodate extended over a period of time which was at least twice as long
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and the Grievor was particularly vulnerable as he was without income, and
because of the nature of his disability.
[114] Taking all of the above into consideration in my view it is appropriate to award
the Grievor $20,000 for injury to dignity, feelings and self respect pursuant to s.
45.2(1) of the Ontario Human Rights Code.
[115] The Union seeks an order directing the Employer to accommodate the Grievor
immediately by placing him in an appropriate position elsewhere in the OPS
through the HeRe process. I decline to make such an order. As of the end of the
period of time before me, the medical evidence indicated the Grievor was unable
to work in any position.
[116] I note, however, that the duty to accommodate is an ongoing one. Should the
Grievor provide the Employer with medical evidence establishing an ability to
return to work, I trust the Employer’s consideration of appropriate
accommodation will be informed by this decision.
Conclusion and Summary of Orders
[117] The grievance is allowed in part. I make the following declarations and orders:
(i) The Employer has breached the prohibition against discrimination
contained in Article 3.1 of the Collective Agreement by breaching its duty
to accommodate the Grievor’s disability;
(ii) The Employer has breached the prohibition against discrimination
contained in s. 5 of the Ontario Human Rights Code by breaching its duty
to accommodate the Grievor’s disability;
(iii) The Employer shall pay the Grievor $20,000 in damages for injury to
dignity, feelings and self respect pursuant to s. 45.2(1) of the Ontario
Human Rights Code.
Dated at Toronto, Ontario this 24th day of February, 2021.
“Ian Anderson”
_____________________
Ian Anderson, Arbitrator