HomeMy WebLinkAboutUNION-1994-11-04
IN THE MATTER OF AN ARBITRATION
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BETWEEN:
The Ottawa Civic Hospital,
the employer
and
The Association of Allied Health Professionals: Ontario
the association
Association grievance re: retroactive adjustment
of supplemental unemployment insurance benefit
Board of Arbitration: Thomas M. Eberlee, Chair
Dan Pearlman, Employer nominee
Joe Herbert, Association nominee
Appearinq,
for the employer:
Lynn Harnden, Counsel
Sue Ward, Labour relations officer
Dawn Gore, Manager, Compensation
Carol McMurtry, Manager, Payroll
for the association:
Phil Hunt, Counsel
Sue McCulloch, Labour relations
officer
Jane Hunter, Unit representative
Christine Maher, Student-at-law
Hearing held at Ottawa, Ontario, March 7, 1994
Office of Arbitration File: M/9302271
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AWARD
The Association of Allied Health Professionals: Ontario
filed a grievance against the Ottawa Civic Hospital on June
15, 1992 in the following terms: "The Employer has not
adjusted the Supplemental Unemployment Insurance Benefit
(SUB) payments to employees to reflect the salaries
which were adjusted retroactively."
At the hearing in Ottawa on March 7, 1994, the parties
submitted to the board an agreed statement of facts:
1. The hospital is a 750 bed tertiary care hospital.
2. The Association is a bargaining agent which
represents Physiotherapists, Occupational Therapists,
Pharmacists, Dieticians and Recreation Therapists at
the Hospital.
3. The Association and the Hospital agreed to introduce
a Supplemental Unemployment Benef it Plan (" SUB Plan")
for maternity and adoption leave in the Collective
Agreement covering the period April 1, 1988 to March 31,
1991 ("Collective Agreement").
4. The Memorandum of Agreement which determined the
terms of the Collective Agreement was signed in early
1989. It provided for introduction of the SUB Plan
effective April 1, 1988.
5. The Collective Agreement was renewed with the amend-
ments contained in the Memorandum of Agreement signed
on May 5, 1992. The Memorandum of Agreement included a
provision that issues related to Parental and Pregnancy
Leave were outstanding and were to be resolved through
interest arbitration if necessary. The remaining terms
of the Memorandum of Agreement were implemented
including retroactive wage increases.
6. Following May 5, 1992, the Hospital did not
recalculate the benefit which had been paid under the
SUB Plan to reflect the retroactive wage increases.
7. The Hospital did recalculate percentage-in-lieu
payments and vacation pay to reflect the retroactive
wage increases.
8. The Hospital has implemented a SUB Plan with respect
to other bargaining units (Ontario Nurses' Associa~on,
CUPE, Locals 567, 1580 and 1384) with similar contract
language. It has not recalculated the level of benefit
to reflect retroactive wage increases. (The Association
takes the position that this is irrelevant to this
proceeding).
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9. The Association has Collective Agreements with four
other Hospitals, with similar contract language governing
the SUB Plan benefit. These Hospitals make a retroactive
calculation of the level of benefit to reflect
retroactive wage increases. (The Hospital takes the
position that this is irrelevant to this proceeding).
10. The cost of introducing retroactive calculation of
the SUB Plan benefit for the Association members would
be approximately $12,000.
11. There are no preliminary objections.
The Association also submitted a brief of five
documents; the parties agreed in front of the board that
this should form part of the evidence.
This record indicates that in the collective agreement
(April 1, 1988 to March 31, 1991) which preceded the current
agreement (April 1, 1991 to March 31, 1993), there was
provision in article 20.8 for'a supplemental unemployment
benefit (SUB) plan for maternity and adoption leave. The
negotiations for the current collective agreement were
protracted. Not until May 5, 1992 was a memorandum of
agreement signed which disposed of most items in dispute.
In this memorandum, the parties resolved to make changes
and additions to the previous provision for maternity and
adoption leave so as to reflect changes that had been made
to the Employment Standards Act and the Unemployment
Insurance Act.
The memorandum indicates in respect of proposed articles
20.6 and 20.7 of the new collective agreement that provision
would be made for "Pregnancy and Parental Leave", rather
than the former maternity and adoption leave. The parties
did not, however, indicate agreement as to the new
provisions. The memorandum simply established the
understanding that any issues which the parties were unable
to resolve in further discussions would be left until after
certain interest arbitration awards affecting other
hospitals were issued. Then, if they were still unable to
resolve the issue or issues by negotiation, such would be
referred to an interest arbitration board for final
determination.
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The memorandum established the wage increases or, at
least, the new pay framework for the employees in the
bargaining unit. It provided that all other outstanding
issues were to be considered withdrawn and that, "All
monetary items for which there are no specific effective
dates will be effective the date of signing this agreement",
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which was, as has been indicated earlier, May 5, 1992. The
new remuneration rates were made effective April 1, 1991. In
the board's opinion, this provision was directed at those
matters which were settled by the memorandum of agreement
and could not have been intended to establish May 5, 1992 as
the effective date for such unresolved matters as pregnancy
and parental leave. The parties, indeed, did not treat this
as the effective date for the monetary item implicit in the
new parental leave provision, article 20.7 of the new
collective agreement, most of which they negotiated
themselves after the May 5, 1992 memorandum. In article
20.7 (g), they provided for the effective date of SUB pay-
ments for parental leave to be July 21, 1992.
The new collective agreement which finally emerged
toward the end of 199i reflected the contents of the
memorandum of agreement, further agreements made by the
parties plus an interest arbitration award in respect of
three disputed items. Article 20.6 covered the new details
of the pregnancy leave and its related SUB plan, while, as
has been stated, article 20.7 provided for the new parental
leave scheme. However, this grievance has only to do with
the pregnancy leave plan and more particularly with the SUB
payment formula contained in article 20.6 (g):
"(g) Supplemental Unemployment Benefit (SUB) Plan for
Preqnancy Leave
Effective April 1, 1988, and subject to
,confirmation by the Unemployment Insurance
Commission of the appropriateness of the Hospital's
Supplemental Benefit (SUB) Plan, an employee who is
on pregnancy leave as provided under this agreement
and who has applied for and is in receipt of
unemployment insurance pregnancy benefits pursuant
to Section 18 of the Unemployment Insurance Act,
shall be paid a supplemental unemployment benefit.
That benefit will be equivalent to the difference
between seventy-five per cent (75%) of her regular
weekly earnings and the sum of her weekly
unemployment insurance benefits and any other
earnings. Such payment shall commence following /
completion of the two week unemployment insurance
waiting period and receipt by the Hospital of the
employee's unemployment cheque stub as proof that
she is in receipt of unemployment insurance
pregnancy benefits, and shall continue while the
employee is in receipt of such benefits for a
maximum period of fifteen (15) weeks. The
employee's regular weekly earnings shall be deter-
mined by mUltiplying her regular hourly rate on her
last day worked prior to the commencement of the
leave times her normal weekly hours."
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The new collective agreement spelled out in Appendix A
the rates of remuneration which were to take effect as of
April 1, 1991 and on other dates during the term of the
agreement. It expresses these rates in hourly and other
terms, including full-time annual rates. It can be readily
determined from Appendix A what an employee's "regular rate
of pay" was intended to be and in fact was on April 1, 1991
and thereafter.
It is the Association's position, in essence, that this
is the rate that should be applied by the hospital in
computing the SUB payment to which an employee who went on
pregnancy leave after April 1, 1991 is entitled. Thus, in
the view of the Association, the hospital must recalculate
employees' pregnancy leave benefits based on that new rate
and pay the difference.
The hospital's position is, in effect, that while it was
clearly obliged under the terms of the memorandum and the
collective agreement to make retroactive payments to reflect
the wage increases, and did so, nothing requires it to give
retroactivity in respect of the SUB payments themselves.
Counsel for the hospital asserted that there is no evidence
of any intention in the collective agreement to provide for
a retroactive revision of the SUB payment or, at the most,
the agreement is ambiguous on the point. He asked the board
to look at an Association proposal which he said had been
advanced earlier in the course of the bargaining between the
parties. He suggested it would illuminate the Association's
intention respecting retroactivity.
Counsel for the Association argued that the introduction
of such "extrinsic evidence" was inadmissible under the
circumstances in the absence of a patent or latent ambiguity
in the collective agreement.
A majority of the board members concluded that there was
no ambiguity which required the board to accept such
evidence and ruled that it would not be accepted.
The current collective agreement makes reference in
article 24.3 to the issue of retroactivity:
"24.3 (a) All employees in the Bargaining Unit as of
April 1, 1991, are entitled to retroactivity
on the basis of the hourly wage increase times
hours paid since April 1, 1991..."
Three unreported arbitration awards were referred to the
board by counsel for the employer to support the hospital's
position: The Carleton Place and District Memorial Hospital
and The Association of Allied Health Professionals: Ontario,
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February 19, 1993 (Emrich); St. Mary's Hospital and full-
time Clerical Unit and London and District Service Workers'
Union, February 16, 1988 (Dunn) and Hoqarth Westmount
Hospital and Service Employees' Union, June 20, 1991
(Craven) .
In this board's opinion, these awards are readily
distinguishable from the instant situation and do not guide
the board toward the conclusion the hospital seeks. In the
Carleton Place case, for example, the collective agreement
provided quite specifically that "retroactivity shall apply
to the general wage increase" and not to such other benefits
as vacation pay, which was one of the issues in contention.
No such specific application of retroactivity can be read
into article 24.3 (a) as quoted above. It seems that the
article establishes for all employees a general entitlement
to "retroactivity" without defining what benefits shall or
shall not be improved retroactively and without restricting
the feasible application of retroactivity. The article goes
on to provide the method for retroactivity to be applied:
namely, "on the basis of the hourly wage increase times
hours paid..." It does not say that this method shall only
be applied to wages paid for hours worked. Where
retroactivity does appear to be restricted is in article
24.3 (b) which provides that persons who have left the
hospital's employ shall receive only "retroactive pay".
The St. Mary's Hospital award is also dissimilar in that
the arbitration board found there could be no retroactive
improvement of the vacation pay benefit since retroactivity
had been confined by the interest arbitration award and by
the collective agreement to the wages themselves. Much the
same situation prevailed in the Hogarth Westmount Hospital
case cited, for the employer.
The parties clearly intended that a new and increased
"regular hourly rate" of pay would go into effect on April
1, 1991. The hospital confirmed that intention by paying
employees the difference between the rate at which they were
originally paid and the new rate. An employee who worked on
April 1, 1991 and commenced pregnancy leave on April 2, 1991
was subsequently the recipient of a retroactive payment in
recognition of the fact that there was a new "regular hourly
rate" applying to her hours on that day -- her "last day
worked prior to the commencement of the leave." On the one
hand, for pay purposes strictly, her regular rate on that
last day worked is the new rate, but for SUB purposes her
regular rate on that same last day worked is claimed to be
the old rate. There is nothing in the collective agreement ~
that can possibly be interpreted as giving warrant to that
kind of anomaly.
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Under the terms of the collective agreement, there is
only one rate of pay that can reasonably be considered an
employee's regular hourly rate as contemplated in the
pregnancy leave SUB article (20.6 (g)) of the collective
agreement. That is the rate which became effective on April
1, 1991. That is the rate which ought to be used by the
hospital to calculate the SUB payment for any pregnancy
leave that began after a "last day worked" subsequent to
April 1, 1991. Of course, the hospital should not be
expected to use this rate to compute a SUB payment for an
employee on pregnancy leave whose last day worked was March
31, 1991 or earlier. The regular rate of pay on March 31,
1991 was the rate in the old agreement and that rate governs
the size of the SUB payment for such a leave,
notwithstanding that much or most of it occurred after the
effective date of the new collective agreement. Indeed, the
Association made it clear to the board that it was making no
such claim.
To summarize, the board determines that SUB payments
made to employees whose last day of work prior to the
commencement of pregnancy leave was April 1, 1991 or
subsequently shall be recalculated on the basis of the
regular hourly rate that was brought into effect for that
last day of work through the current collective agreement.
The employer shall pay to these employees forthwith the
difference between these recalculations and the SUB payments
that were originally made to them.
Issued at Ottawa, Ontario, on April 11, 1994.
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Thomas M. Eberlee, Chair
Mr. Pearlman dissents; his
dissent is attached
Dan Pearlman, Employer Nominee
Mr. Herbert concurs
Joe Herbert, Association
Nominee
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Dissent of the Hospital Nominee
In the Matter of an Arbitration between the ottawa civic
Hospital and Association of Allied Health Professionals :
ontario - Grievance regarding SUB Top Up
with respect, while the award reaches one logical conclusion, I
feel there is another and cannot agree with the decision of the
majority.
I believe the ambiguity of the clause was established during the
hearing and the request to submit extrinsic evidence should have
then been allowed.
I note that the memorandum of agreement specifically states that
"all other monetary issues for which there are no specific dates
will be effective the signing of this agreement."
At the hearing, the association initially took the position that
20.06 and 20.07 were linked. The specific date referenced by the
union was April 1, 1988 in article 20.07 - Maternity Leave. The
language of 20.06 references July 21, 1992. While an argument was
later advanced by the Association regarding these dates, 'they were,
in my view, incorporated into the agreement as an effective date
for the beginning of operations of the plan(s) and should have been
given no other meaning.
The language of the memorandum would have then been clear on its
face and resulted in the denial of the grievance.
from this award.