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IN THE MATTER OF AN ARBITRATION IN THE MATTER OF AN ARBITRATION
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THE CROWN EMPLOYEES COLLECTHE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT TIVE BARGAINING ACT
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THE GRIEVANCE SETTLEMENT BOARD THE GRIEVANCE SETTLEMENT BOARD
BETWEENBETWEEN
Ontario Public Service Employees Union
èÏÔÎÏ
(Mackay et al)
- and -
The Crown in Right of Ontario
(Ministry of Children and Youth Services)
Employer
BEFOREVice-Chair
Bram Herlich
FOR THE UNION
Val Patrick
Ontario Public Service Employees Union
Grievance Officer
FOR THE EMPLOYER
Michelle Dobranowski
Ministry of Government Services
Counsel
HEARING
July 9, 2009.
DECISION
[1]In the round of collective bargaining that resulted, on September 13, 2002, in the 2002-
2004 collective agreement, the parties negotiated Appendix COR5 (which I will
henceforward refer to as ?COR5?) to the correctional bargaining unit collective
agreement. It consists of three paragraphs and a Note. Only the first paragraph is of
direct relevance here. It reads:
The Employer shall undertake a review and update of the Probation Officer class
standards and shall establish a Probation Officer 3 classification effective January
1, 2002. The salary rates for the Probation Officer 3 level shall be:
01/01/02: $978.70 $1,009.87 $1,041.98 $1,075.99 $1,111.83
[2]COR5 first appeared in the 2002-2004 collective agreement and continues to be found in
more current agreements. The salary rate outlined above was (subject to negotiated
increases) incorporated into the collective agreement Salary Schedule, commencing with
the next collective agreement, i.e. the 2005-2008 agreement. The Probation Officer 3
(?PO3?) was initially and continues to be a higher rated classification than either of the
pre-existing PO1 or PO2.
[3]As contemplated and required by COR5, a new classification of PO3 was established in
or about June 2004, effective January 1, 2002.Despite that, the employer has yet, even
as of the hearing date in this matter, to create, let alone fill a single position within the
PO3 classification.
[4]The parties have asked that I answer what they view as a threshold question ? does the
employer?s failure to create and fill a single position in the PO3 classification amount to a
violation of the terms of COR5?
[5]By way of background, I was told that there are some 120 different locations at which
Probation Officers ? employed either by the current Ministry or by the Ministry of
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Community Safety and Correctional Services ? work across the province. The union
further advised that there are some 400 PO1s and some 800 PO2s so employed. There
are, of course, no PO3s.
[6]The union?s ultimate position is that some 500 of the 800 PO2s either are eligible to be or
ought to be PO3s. The union?s view is that the chief factor which determines the
movement from PO2 to PO3 is time, i.e. length of service as a PO2. This issue is not (at
least yet) before me.
[7]For the purpose of the instant decision, the union?s position may be summarised and
perhaps only slightly distorted as follows. The parties agreed to restructure the world of
PO classifications. While the work of Probation Officers formerly fell within 2
classifications, it now extends over three, including the new and higher rated PO3
classification. It could not have been within the contemplation of the parties that, as a
practical matter, after the restructuring there would still only be 2 PO classifications. The
only reasonable conclusion to draw from COR5 is that the new PO3 classification would
be established andnew PO3 positions would be created and filled. Whatever the proper
number of PO3s which should have resulted, none is simply not enough.
[8]For its part, the employer challenges the union to identify any language in COR5 which
requires the employer to create or fill any positions. COR5 obliged the employer to
review and update the Probation Officer class standards and to establish a PO3
classification. There is no dispute that the employer has done both of those things and,
the employer submits, it has thereby complied with its COR5 obligations.
[9]The parties chose to call no viva voce evidence in the case. Some limited and
uncontroversial factual background, as set out earlier, was provided by the parties?
representatives. The only other evidence was provided by the employer. It filed Order in
Council 1361/2004 effected pursuant to the Public Service Act.The relevant portions of
the OIC read as follows:
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1. Approval is given for the establishment by the Civil Service
Commission of three new classifications including qualifications and
duties for the Probation Officer 1, 2 and 3, effective January 1, 2002
(attached as Appendix 1).
2. The classifications including qualifications and duties for
Probation Officer 1 and 2 as they stood on December 31,
2001 cease to exist on January 1, 2002.
3. The salary rates payable in respect of the classification of
Probation Officer 3 shall be those set out in Appendix 2, in
accordance with the Collective Agreement between the
Crown in Right of Ontario as represented by the Chair of
Management Board of Cabinet and the Ontario Public
Service Employees Union (OPSEU)?
[10]As suggested in the OIC, Appendix 1 sets out the class standards, including the
qualifications and duties for the 3 Probation Officer classifications; Appendix 2 sets out
the salary schedule for the PO3 (which appears to be consistent with the terms of COR5).
(There were, it should be noted, no changes in salary levels as between the ?old? and the
?new? PO1 and PO2 classifications.)
[11]These two appendices were forwarded from the employer?s Corporate Labour
Relations/Negotiations Secretariat to the employer?s Human Resources Directors in July
2004 attached to a memorandum titled ?New Class Standards and Salary Schedules
OPSEU Correctional Bargaining Unit ? Probation Officer 1, 2 and 3?.
[12]The net effect of the OIC is that effective January 1, 2002, the previously existing
Probation Officer classifications (i.e. PO1 and PO2) were eliminated and a new series of
Probation Officer classifications (i.e. PO1, PO2 and PO3) were created in their stead.
[13]While the ?new? class standards were placed before me (Appendix 1), the parties chose
not to file or refer to the previous equivalent documentation in relation to the PO1 and
PO2 classifications as they existed prior to January 2002.
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[14]In any event, the employer points to the correspondence filed and, more importantly, to
the OIC and its Appendices as proof that it has fulfilled the obligations it undertook
pursuant to COR5.
[15]The interpretive dispute between the parties can be simply stated. The employer asserts it
has complied with the relevant obligations set out in COR5 and that nothing therein
requires it to create or fill any positions.The union says it would be an utter mockery to
conclude that the parties did not intend their negotiated agreement to result in, indeed
require, the creation and filling of (at least some number of) positions in the newly
negotiated PO3 classification.
[16]For the reasons which follow, I prefer the union?s interpretive view.
[17]It is true that a bare literal reading of COR5 makes the employer?s approach a plausible
one. In my view, however, that approach is incorrect.
[18]The employer?s approach makes it difficult to divine any sensible purpose to the parties?
agreement. Indeed, the employer finds itself in the less than enviable position of
asserting that the parties agreed to the creation of a new classification with no legitimate
and certainly no enforceable expectation that the new classification would ever be
populated. That position might have been more tenable had all that COR5 required was
the creation of a single new classification.
[19]But COR5 does more than that. And the acuity of the union?s description is clearly
echoed in the terms of the OIC filed by the employer. All existing PO classifications
were abolished. Three new PO classifications were created by the OIC. The universe of
OPS Probation Officers formerly comprised 2 classifications. Overnight there were
three. The union basically asserts that all of the incumbent Probation Officers at the time
of the change ought to have been placed, redistributed as it were, into one of the three
classifications (essentially, on the basis of service). I do not need to go that far in order to
accept the union?s view, as I do, on the threshold issue. The employer?s approach means
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that it would have negotiated the creation of a new classification and yet, at the end of the
day, restricted its complement of Probation Officers to PO1s and PO2s, a result difficult
to reconcile with parties? bargain. No reason was proffered as to why the parties would
negotiate an agreement to create a new classification absent any expectation or agreement
that positions would be created within it. And as I have already indicated, that curiosity
is magnified where, as here, the parties? agreement results in the elimination of all
classifications within the existing class standards for the series and their replacement with
a new set of classifications within the series.
[20]Neither do I believe that the employer can properly rely on its management rights to
defend this aspect of the grievance. It is true that both the evaluation and classification of
positions as well as the determination of staffing levels are within the province of the
employer (see Article 2 of the Central Collective Agreement). But those rights are ones
the employer is obviously free to negotiate away and they are equally clearly subject to
the terms of those negotiations. The parties agreed that a new classification be
established ? obviously the employer cannot and does not retreat from that agreement by
referencing its management rights. I am satisfied that the parties? agreement implies and
necessitates the creation and filling of (at least some) positions in the newly negotiated
classification. In that context, the employer similarly cannot rely on its management
rights to never create and fill a single PO3 position.
[21](I note as well, parenthetically because the question was not addressed in the course of
the hearing, that no explanation was offered as to why, absent any expectation or
requirement to create and fill any new PO3 positions, the parties would agree, in
September 2002, to create a new classification, establish a new wage rate for it and to
make both effective January 1, 2002.)
[22]Having regard to the foregoing I am satisfied that the employer, by failing to create and
fill a single PO3 position is in violation of its obligations under COR5.
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[23]I shall remain seized of the matter but I hereby remit it to the parties so that they may
discuss a final resolution. Alternatively, the parties should contact the Registrar should
further hearing dates be required.
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