HomeMy WebLinkAboutLaakso et al 09-07-02
IN THE MATTER OF AN ARBITRATION
BETWEEN
COMMUNITY L1VING GREATER SUDBURY
("the Employer")
-AND-
ONTARIO PUBLIC SERVICE EMPLOYEES' UNION,
LOCAL 676
("the Union")
CONCERNING INDIVIDUAL GRIEVANCES REGARDING OVERTIME
Christopher Albertyn - Sole Arbitrator
APPEARANCES
For the Union:
David Wright, Counsel, Ryder Wright Blair & Holmes, LLP
Tammy Lanktree, Chief Steward
Normond Pilan, Staff Representative
For the Employer:
Geoff Jeffery, Counsel, Weaver Simmons
Deb Sullivan, Executive Director
Tracy Girard, Director
Hearing held in SUDBURY on April 21, 2009.
Award issued on July 2,2009.
AWARD
The issue
1. This award concerns 13 individual grievances. They all deal with whether
proper overtime has been paid to the Grievors.
Facts
2. There are approximately 130 employees. Of them between 55-60 are full-
time.
3. The parties have provided a Statement of Agreed Facts that reads:
STATEMENT OF AGREED FACTS
1. The parties agree that the following facts are accurate for the purpose
of this hearing and can be relied upon by the arbitrator in making his
determination on this matter.
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2. The Employer is an agency established in 1963 which is devoted to
the support of individuals with developmental disabilities in the City
of Greater Sudbury. Currently the agency provides residential
support to 74 adults and seniors with intellectual challenges and day
supports to approximately 125 individuals in and around the City of
Greater Sudbury. The agency operates 8 group homes, 3 drop-in
centres and the Family Home Program.
3. The parties are currently bound by a collective agreement that has
been in force since 1 January, 2007 and will continue in force until
31 March, 2010 (the "Collective Agreement"). The Collective
Agreement is attached as Exhibit "A".
4. Prior to the Collective Agreement, the parties were bound by a
collective agreement whose term commenced on 1 January, 2004
and expired on 31 December, 2006 (the "Prior Collective
Agreement"). The Prior Collective Agreement is attached as
Exhibit "B".
5. The parties have agreed to put the following questions to the
Arbitrator:
a) Does the Collective Agreement or the Prior Collective
Agreement require the payment of overtime pay at time and a
half after 40 hours in one week or only after 80 hours in a pay
period?
b) What constitutes "hours worked" for the purpose of article
l3.03?
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6. The Overtime provision of the Collective Agreement (which is the
same as the Overtime provision in the Prior Collective Agreement) is
as follows:
13.03 Overtime
(a) Where a full-time employee's supervisor directs the
employee to work in excess of eighty hours in a pay period,
the employee shall be paid at the rate of one and one-half the
regular straight time hourly rate for the overtime worked or
with mutual agreement the full-time employee shall receive
compensating time off on the basis of one and one half times
for each hour worked.
(b) All overtime must be approved in advance by the supervisor
before it is worked.
(c) A request to take overtime as compensating time off may be
made in writing for a six-month period from either 1 April to
30 September, or from 1 October to 31 March in any year.
Any overtime not taken in compensating time off by 30
September or 31 March in any year will be paid out.
(d) It is further agreed that a period of up to 15 minutes may be
required at either end of a shift to permit an orderly shift
change and exchange of reporting. Such period shall not be
considered as overtime.
7. Since pnor to the term of the Collective Agreement and Prior
Collective Agreement, the Employer's practice with respect to
overtime pay, of which the Union was aware, has been consistent
and unchanged. Specifically, the Employer has:
a. Paid overtime only for hours worked in excess of 80 in a pay
period; and
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b. Calculated overtime by taking into consideration only hours
actually worked, to the exclusion of other hours for which the
employee is paid.
8. The hours for which the Employer pays its employees and they do
not work fall into four categories:
a. Statutory Holidays
b. Sick Days
c. Vacation Days
d. Lieu Days.
9. It is the Union's position that the Employer is required to include all
hours for which an employee is paid as "hours worked" for the
purpose of determining entitlement to overtime pay pursuant to
Article 13.03. In this regard, the Union relies on Article 13.02 of the
Collective Agreement (which is unchanged from the same provision
in the Prior Collective Agreement):
13.02 For full-time employees, the normal hours of work over
the schedule determined by the Employer shall be up to 40
hours per week.
The Union also relies on a provIsIOn that was changed III the
negotiations leading to the Collective Agreement:
2.02 Definitions
(a) A "Full-time employee" shall be defined as a member
of the bargaining unit who is regularly scheduled to work for
40 hours per week.
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10. The defmition of full-time employee m the Prior Collective
Agreement read as follows:
2.02 Definitions
(a) A "Full-time" employee shall be defined as a member of the
bargaining unit who is regularly scheduled to work for 35
hours or more per week. Regular part-time staff working
under more than one employment contract with the
Employer shall not be considered full-time.
11. While it is also the Union's position that the Employer's current
practice is not in accordance with the Employment Standards Act,
2000, the parties have agreed to defer this question. It is the
Employer's position that its practice does not violate the ESA or, in
the alternative, if the practice does violate the ESA, that the Union
should be estopped from relying upon the strict language of the
statute.
12. The parties have agreed to present four factual scenarios that are
representative of the issues raised in the grievances. The parties
have agreed that your award should address these four scenarios. If
there are remedial consequences to your award, the parties will use
your ruling on these scenarios in an attempt to resolve the remedial
issue on the remaining grievances, and will ask you to remain seized
with respect to all the grievances to deal with any remedial issues
that the parties are unable to resolve between them.
13. Scenario #1 - Marilyn Laakso (Prior Collective Agreement)
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Marilyn Laakso worked three of her five scheduled shifts in the first
week of the pay period (March 6 to 19, 2006), took the two
following days as time off in lieu, then worked the following two
days. She worked her regular shifts the following week. She was
paid her unscheduled hours at the regular rate. Ms. Laakso's
Grievance is attached as Exhibit "C". Her Time Sheet for the
applicable pay period is attached as Exhibit "D".
14. Scenario #2 -- Heather Savoie
Heather Savoie was on compassionate leave for the first half of the
pay period from February 19 to March 5, 2007. During the second
half of the pay period she worked 40 hours at regular time and 15
unscheduled hours. The 15 unscheduled hours were paid at straight
time. Ms. Savoie's grievance is attached as Exhibit "E". Her Time
Sheet for the applicable pay period is attached as Exhibit "F".
15. Scenario #3 - Wanda Lamore
Wanda Lamore worked 79 hours during the pay period of May 14 to
27, 2007. She worked her regularly scheduled 40 hours during the
week of May 14 to 20, 2007. During the week of May 21 to 27,
2007 she worked 32 hours, including a statutory holiday (May 21,
2007). She took a lieu day on May 25,2007, for which she was paid
8 hours' pay. She also worked 7 unscheduled hours (May 22, 2007).
She was paid/credited for 86 hours plus a further 12 hours of
Statutory Holiday pay (8 hours at time and a half) in the pay period.
Her seven unscheduled hours were credited to her bank at straight
time. She was debited 8 hours from her bank for her lieu day. Ms.
Lamore's grievance is attached as Exhibit "G". Her Time Sheet for
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the applicable pay period is attached as Exhibit "H".
16. Scenario #4 - June St. Germain
During the May 28 to June 10, 2007 pay period, June St. Germain
worked 56 hours, was sick one day and took vacation for 2 days.
She worked 5 unscheduled hours, 2.5 hours in each of the two weeks
of the pay period. Accordingly, the total hours for which she was
paid was 85. The five unscheduled hours were credited to her bank
at straight time. Ms. St. Germain's grievance is attached as Exhibit
"I". Her Time Sheet for the applicable pay period is attached as
Exhibit "J".
17. It is the Employer's position that its current and past practice with
respect to overtime pay is in accordance with the language of the
Collective Agreement.
18. The parties reserve the right to call oral evidence in addition to the
facts agreed to above.
All of which is agreed, this 21 st day of April, 2009 in the City of Greater
Sudbury.
The parties' submissions and decision
Does the collective agreement or the vrior collective agreement require the
pavment of overtime vav at time and a half after 40 hours in one week or onlv
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after 80 hours in a vav veriod?
4. The Union concedes that on a plain reading of Article 13.03(a) the
reference to being directed "to work in excess of eighty hours in a pay period"
suggests that the parties intend overtime to apply after 80 hours. Union counsel
says, though, that the provision must be read in the context of other provisions in
the collective agreement.
5. Union counsel refers to Article 13.02, which defmes the normal hours of
work to be up to 40 hours per week, and to Article 2.02, which defmes a full-time
employee as a bargaining unit member who is regularly scheduled to work for 40
hours per week. (The prior collective agreement's Article 2.02 defmed a full-time
employee as a bargaining unit member regularly scheduled to work for 35 hours
or more per week). Union counsel says that Article 13.03(a) - the overtime
provision - must be read in light of the change to Article 2.02 from the prior to
the current collective agreement. The change, he suggests, entails that overtime
should be any time worked over the regular hours, over the regularly scheduled 40
hours per week.
6. Union counsel explains the purpose of the change in the language of
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Article 2.02. In the prior collective agreement there was no master schedule
provision. The current collective agreement has Article 13.07 - Master Schedule,
new to the collective agreement. As part of the requirement that full-time
employees have regular 40-hour schedules, the Employer is required to schedule
them. In Article 13.07(b) full-time employees will normally be scheduled for
weekdays, but they may be scheduled on weekends subject to an annual limit.
7. The new master schedule provision is linked to the new defmition of a
full-time employee. Under Article 13.02, for full-time employees, "the normal
hours of work over the schedule determined by the Employer shall be up to 40
hours per week". So, in Union counsel's submission, the 40-hour a week
defmition of full-time employee is linked to the scheduling of full-time employees
for 40 hours per week. This means, he suggests, that any work over the 40 hours
in any week must attract overtime.
8. As Employer counsel argues, the purpose of interpreting a collective
agreement is to discern the intention of the parties from a plain reading of the
words they have chosen to express their common understanding. The language
used by the parties should be given its normal and ordinary meaning unless to do
so would lead to absurdity or inconsistency with the rest of the collective
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agreement.
9. In this case the plain language of the overtime provision, Article 13.03(a),
clearly provides that overtime pay is payable for work "in excess of eighty hours
in a pay period". There is no reference to 40 hours in a week.
10. The question, then, is whether, as Union counsel contends, the other
provisions of the collective agreement change this reading of Article 13.03(a).
11. Employer counsel refers to the use of headings in the collective agreement
as an aid to interpretation. He points out that Article 13 is headed, "Hours of
Work and Overtime" and Article 13.03 is headed, "Overtime". Article 2.02(a), on
which the Union relies, is under Article 2, headed "Recognition and Scope of
Collective Agreement", with Article 2.02 headed, "Defmitions". In Employer
counsel's submission, the subheadings tell the purpose and content of the
provisions that follow, so that, when interpreting the overtime provision of the
collective agreement, one should have regard primarily to Article 13.03. I agree.
12. As Employer counsel argues, Articles 2.02(a), 13.02 and 13.07 concern
the scheduling of working hours for full-time employees. The provision, Article
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2.02(a), defming full-time employees as those regularly scheduled to work for 40
hours a week, is there to distinguish them from regular part-time employees. The
definition in the prior collective agreement was similarly to distinguish between
the full-timers and the regular part-timers for scheduling purposes. The change in
defmitions was not directed towards the calculation of overtime. The absence of
any change to Article 13.03(a) between the prior and the current collective
agreements means that there has been no change in how overtime is calculated.
13. Therefore, the answer to the first question is that the collective agreement
and the prior collective agreement require payment of overtime only after 80
hours in a pay period.
14. Scenario #2, of Ms. Savoie, falls only under the first question for decision
(the other three scenarios fall under both questions). Ms. Savoie was given
compassionate leave in her first week of the pay period. That is unpaid leave
under the collective agreement. She returned to work and, in addition to working
her regular five shifts for the 2nd week (her 40 hours), she worked 15 extra hours,
totalling of 55 hours worked in that week. All of those hours were paid at regular
pay. As I have found for the Employer on the work week - pay period question,
Ms. Savoie is not entitled to premium pay for the 15 hours extra work in the 2nd
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week. This is because she worked less than 80 hours in the pay period.
What constitutes "hours worked" for the vurvose of article 13.03?
15. The issue has arisen in one of four ways: an employee has lieu days (from
overtime worked or statutory holidays worked), vacation, statutory holidays, or
sick time. In each instance, the question is whether such time contributes to the
calculation of the 80 hours worked in a pay period. The Employer does not treat
such time as working time. As a result non-worked time is paid, but it is not taken
into account for the purpose of determining whether 80 hours or more have been
worked in the pay period. Union counsel says this is incorrect. In his submission,
the Employer's practice has the effect of reducing the value of the vacation day,
lieu day, statutory holiday or sick day.
16. In scenario #1 of Ms. Laakso, the two days off in lieu, if calculated as part
of her hours worked, as the Union contends, would have resulted in her hours
being in excess of 80, and having those excess hours paid at the premium
overtime rate. On the Employer's reading of Article 13.03(a), the two days offin
lieu were paid at regular rates and they were not treated as part ofthe calculation
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of the 80 hours worked in that pay period.
17. In scenario #3 of Ms. Lamore, if her statutory holiday hours and her lieu
day hours were treated as working hours for the purposes of calculating overtime
under Article 13.03(a), she would have been entitled to overtime pay for the hours
in excess of 80 over the pay period.
18. In scenario #4 of Ms. St. Germain, if her vacation time and her sick time
were treated as time worked for the purposes of Article 13.03(a), then the 5
unscheduled hours she worked would be credited to her bailie at the overtime rate,
not at straight time.
19. The question is, by acting as it did, has the Employer violated Article
13.03(a) by paying straight time instead of the overtime rate of time and one half
for the hours it did not credit as working hours?
20. In Union counsel's submission, an employee is entitled to fill their pay
period in one of two ways, either they work the 80 hours, as regularly scheduled,
or they use their earned credits. Once the 80 hours are filled, on either basis, the
employee is entitled to the overtime rate for the excess hours. On the Union's
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reading of Article 13.03(a), the overtime rate is payable for all hours for which the
employee is paid in excess of the 80, in the pay period.
21. Union counsel suggests that, if the calculation is not done on the hours
paid (but on the hours actually worked), then certain overtime hours are paid for
differently from other overtime hours. He suggests that, if an employee uses
earned credits for overtime worked, rather than receiving pay for that work, the
employee's work is less valued because the lieu time does not count towards the
overtime calculation in the period in which it is taken.
22. I am not persuaded by this argument. The time in lieu for overtime worked
is calculated at time and one half. That premium time is paid time off. It is time
calculated at the premium rate. The fact that it is not credited for the purposes of
premium pay in the pay period in which it is used does not diminish its value. Its
value is time off at the premium rate, the direct equivalent of the value of that
time being paid at the premium rate.
23. In Employer counsel's submission, certain collective agreements contain
deeming provisions which specify that certain time off will be treated as hours
worked for the purpose of calculating overtime pay (see, for example, Re ICM-
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Krebsoge Canada Ltd. and I.A.M, Local Lodge No. 1975 (1996),58 L.A.C. (4th)
33 (Levinson)). There is nothing in Article 14 - designated holidays, Article 15-
vacation, and Article 16 - sick leave accrual that deems the paid days off to be
days worked for the purposes of Article 13.03. This, says Employer counsel,
means that I must have regard only to the plain meaning of what is contained in
Article 13.03.
24. Employer counsel argues it would make no sense to give overtime credit
for hours earned as lieu time for overtime worked. This would have the absurd
result of overtime work generating lieu time that would itself contribute to further
overtime.
25. Employer counsel contends there is nothing inherently wrong in a
collective agreement distinguishing between hours that are worked and hours that
are not worked. Employer counsel says Article 13.03 contemplates that only
hours worked count towards when the overtime premium payable.
26. I am persuaded by Employer counsel's arguments. Article 13.03(a) says
that overtime pay is payable when a supervisor directs "the employee to work in
excess of 80 hours in a pay period"; the employee is paid at the overtime rate "for
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the overtime worked"; or receives lieu time "on the basis of one and one half
times for each hour worked" [my emphasis]. The parties' intention is clear, in my
view. Overtime pay is directly linked to hours worked. As Employer counsel
argues, the ordinary meaning of "work" is that of the employee engaged in the
active performance, the physical or mental exertion, of doing their duties. The
only reason to extend the meaning of "work" beyond this would be if the
language of the collective agreement deemed it so.
27. This interpretation is supported by the provisions of Article 13.03(b): "all
overtime must be approved in advance by the supervisor before it is worked". As
was said it Sing Tao Newspapers (Canada 1988) Limited and CEP, Loc. 87-M,
[2002] O.L.A.A. No. 344 (Nairn), at ~13, the reference to the overtime having to
be approved "before it is worked" suggests that overtime is based on hours
worked, rather than hours paid. In the parties' collective agreement, there is only
one stream of overtime entitlement: for the overtime actually worked. (See also
Re Sudbury General Workers, Local 101 and M Loeb Ltd. (1963), 14 L.A.c. 97
(Little); Hertz Canada Ltd. v. UF.C w., Loc. 175 (Statutory Holiday Weeks
Grievance), [2007] O.L.A.A. No. 564 (Herman); Hertz Canada Ltd. v. UF.C w.,
Loc. 175 (Geddes Grievance), [2008] O.L.A.A. No. 255 (Kaplan); and Imperial
Oil Ltd. v. CE.P., Loc. 900 (Stinson Grievance), [2006] O.L.A.A. No. 278
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(Luborsky)).
28. The answer to the second question, for the reasons given, is that "hours
worked" for the purpose of Article 13.03 are only the hours actually worked, not
the paid hours for statutory holidays, sick days, vacation days or lieu days.
29. In light of this conclusion, the scenarios of Ms. Laakso, Ms. Lamore and
Ms. St. Germain result in their not being entitled to the premium pay the Union
claims for them under the collective agreement. Their paid time does not equate to
time worked in the pay periods described in their scenarios.
*****
30. In summary, the collective agreement or the prior collective agreement
requires the payment of overtime pay at time and a half after 80 hours in a pay
period; and "hours worked", for the purpose of Article 13.03, refer to the hours
actually worked, not the hours paid.
31. In light of these findings and paragraph 11 of the Statement of Agreed
Facts, I remain seized with respect to the impact of the Employment Standards
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Act, 2000, if any, on the determination of the grievances.
DATED at TORONTO on July 2,2009.
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Christopher J. Albertyn
Arbitrator