HomeMy WebLinkAboutN 09-12-07
IN THE MATTER OF
THE COLLEGES COLLECTIVE BARGAINING ACT
AND
IN THE MATTER OF AN ARBITRATION
BETWEEN
SHERIDAN COLLEGE OF APPLIED ARTS & TECHNOLOGY
(the ?College?)
- and -
ONTARIO PUBLIC SERVICE EMPLOYEES UNION
(the ?Union?)
AND IN THE MATTER OF A GRIEVANCE
OF N (2009-0245-0001)
(the ?Grievor?)
BEFORE:
C. Gordon Simmons, Chairperson
Jacqueline Campbell, College Nominee
Ron Davidson, Union Nominee
APPEARANCES ON BEHALF OF THE COLLEGE:
Brenda Bowlby, Counsel
Megan Essex, Manager, Labour Relations
Solomon Chan, Manager, Accounting Services
Natalia Raguz, Human Resources Associate
APPEARANCES ON BEHALF OF THE UNION:
Mary Anne Kuntz, Senior Grievance Officer
Jay Jackson, Local 245
N, Grievor
A hearing into this matter was held in Oakville, Ontario on
October 22, 2009.
- 2 -
The grievor claims she was entitled to take a day off work
with pay pursuant to art. 12.2 of the collective agreement
because she had to accompany her mother to medical appointments,
including one with a specialist, which she only learned about two
nights before the scheduled appointments were to be held. The
college takes the position she was not entitled to leave with
pay. Instead, the college maintains she ought to have taken a
vacation day; used a lieu day; or, taken the leave without pay.
Art. 12 reads, as follows:
12. LEAVES
12.1 Personal Leave Without Pay
Leave of absence without pay may be granted by
the College for legitimate personal reasons.
12.2 Personal Leave With Pay
Recognizing the over-riding responsibility to
the students, leave of absence will be scheduled
where possible to ensure a minimum of disruption
to the educational programs and services of the
College. Reasonable notice shall be given to the
Supervisor concerned.
Leave of absence for personal reasons, religious
leave and special leave in extenuating personal
circumstances may be granted at the discretion
of the College without loss of pay and such
requests shall not be unreasonably denied.
...
The facts are not in dispute. The grievor is an
accounts receivable clerk whose scheduled hours of work are from
9:00 a.m. to 5:00 p.m. with one hour for lunch. One of the
grievor?s responsibilities is to provide refunds to students. The
- 3 -
college states that any absences from her work causes delays with
paperwork which in turn causes delays in getting refunds to
students. The grievor testified her mother informed her on
Wednesday evening, February 25, that she had two medical
appointments scheduled for Friday, February 27, one of which was
with a specialist. The grievor maintains a chart for events
involving her mother?s medical appointments, etc. in order to
coordinate and arrange with her eight siblings a rotational
schedule assigning siblings their ?roster? (for sake of a better
word) when it is their turn to take care of their mother?s needs.
On this occasion, it was the grievor?s turn to take her mother to
her appointments but she said her mother had failed to tell her
until Wednesday evening. There is no reason to doubt the
grievor?s veracity on this point. The grievor canvassed her
siblings, or those living within reasonable travelling distance,
to see if anyone could substitute for her and take their mother
to her appointments. She was unable to find anyone available to
step in for her.
On Thursday, February 26, the grievor sent an e-mail to
her supervisor which read (ex. 2):
Subject:
time off 12.2
From:
N
Date:
Thu, 26 Feb 2009 14:17:11 - 0500
To:
Solomon Chan
Solomon
I need to take Friday Feb 27 as 12.2 to take my mother
for tests at the hospital and then to the specialist.
- 4 -
Thank you
It is to be noted the e-mail was sent at 2:17 p.m. The grievor
explained she became busy when she appeared for work and it
slipped her mind to ask for the time off until that time in the
day. While she could have been a bit more considerate in sending
the e-mail earlier, nothing turns on this.
Solomon Chan is the grievor?s immediate supervisor. Mr.
Chan began his employment with the college in January 2009 and
had been in the position approximately six weeks. He was new to
the college system having come from the Ontario government. In
any event, Mr. Chan was busy and did not reply to the grievor?s
e-mail.
The evidence reveals the grievor went into Mr. Chan?s
office at approximately 4:55 p.m. and asked if he had received
her e-mail to which Mr. Chan replied ?yes?. She asked if he had
an answer and he replied by saying either, according to the
grievor, ?just go? or ?just take the day?. Mr. Chan?s version was
?if you need time off, then take the time off?. It is agreed he
did not say ?no? to a 12.2 leave nor did he indicate anything in
regard to what kind of leave was being granted.
Mr. Chan, being new to the college system, contacted
Human Resources for assistance. He testified he understood any
type of leave request had to go to Human Resources where he would
- 5 -
get assistance in arriving at his decision on the type of leave
to be granted.
On Friday, February 27, Mr. Chan sent an e-mail to the
grievor which contained a series of questions. The e-mail read
(ex. 3):
Subject:
time off 12.2
From:
Solomon Chan
Date:
Fri, 27 Feb 2009 08:38:55 - 0500
To:
N
CC:
Luisa Checchia
Hi N,
In response to your Article 12.2 leave request, I need
you to answer the following questions. Please provide
your answer underneath each question.
1. How long has this appointment been scheduled?
I was just informed Wednesday evening by my mother
2. Is this a follow-up appointment or follow-up
appointment?
Please clarify
3. Who is the main caregiver for her mother?
My brothers, sisters and I
4. Is there anyone else who can bring her mother to
this appointment?
Brothers and sisters unavailable and it is my turn.
5. How long is the appointment going to take?
It is 2 different appointments. 10:40am hospital and 11:30am
specialist.
6. Are there any other extenuating circumstances
that we should know about?
Brothers & sisters unavailable and it is my turn. My mother was not
well from a new illness.
Thank you,
Solomon Chan
[Note: The italized words are those of the
grievor in her response to Mr. Chan.]
- 6 -
Mr. Chan clarified his question by asking, ?Is this a follow-up
appointment or a routine appointment?? to which N replied on
March 2 (ex. 5), ?It is a follow up appointment.?
Mr. Chan said his decision to deny the 12.2 leave with
pay request was based on the grievor?s e-mail response to his six
questions.
vivo voce
During the course of the grievor?s evidence she
provided additional reasons why she felt she was entitled to
leave with pay pursuant to art. 12.2. She said her mother, a 74-
year-old lady, lives alone in Burlington, Ontario. She has
inter alia
suffered, , from agoraphobia for approximately 20 years
for which she receives medical treatment. As we understand it, a
person suffering from agoraphobia experiences panic attacks in
crowded places surrounded by unfamiliar faces with no escape
routes. The anxiety these people suffer often results in an
intense fear of leaving one?s comfort zone and often results in
isolation and has an extremely negative effect on functioning and
relationships. The grievor testified her mother does not travel
in taxis and finds it hard to go out on her own.
On the Friday of the appointments, the grievor said her
mother had worked herself into such a state she was going to
cancel her appointments. According to the grievor, her mother had
worked herself into being ill that day. The two appointments were
scheduled for 10:40 a.m. at the hospital and 11:30 a.m. with the
specialist. She got in to see the specialist at 12 noon.
- 7 -
During cross-examination the grievor was questioned why
she had not come to work for a period of time earlier in the
th
morning of the 27 and returned to work after dropping her
mother off at home. The grievor?s response was that her mother?s
agoraphobia condition requires time to get ready in the mornings
and after returning home at approximately 1:30 she prepared lunch
for her mother and took time to calm her down. In essence, the
grievor said it was her turn to take her mother. When she learned
of the appointments at the last minute she tried to have one of
her siblings step in to help but none were available. She said, ?
I just can?t let her go on her own?.
The grievor was also asked whether because the
appointment was ?a follow-up? could it not have been adjourned.
She replied, ?No ? it is a specialist.? When asked if she had
called the doctor?s office she replied further, ?You usually keep
a specialist?s appointment when you?ve got one?.
The grievor?s only other request for a 12.2 leave was a
number of years ago when her father was dying. The leave with pay
was granted on that occasion.
UNION SUBMISSIONS
The union takes the position the instant situation is
different from the prior situations where the siblings and the
grievor were able to arrange taking the mother to her medical
appointment. What we have here is a chronically ill patient who
- 8 -
suffers from agoraphobia and finds it difficult to leave home.
The mother forgot to tell the grievor she had a medical
appointment until before the day of the appointment. The grievor
answered the questions asked of her as to the reasons for the
leave request. The college did not say the supplied information
was insufficient and the grievor shared with the panel the
limitations of the mother. What happened was an unexpected
occurrence which squarely falls within ?extenuating personal
circumstances?. The union is of the view the unexpected nature of
the occurrence ought to have been considered by the college. The
claim ought to have been granted.
In support of its position the union relies on the
following decisions:
Confederation College and Ontario Public Service Employees? Union (Thelma
Smith)
, 1982, unreported (O?Shea, Courtney, Millard
Panel)
Seneca College of Applied Arts and Technology and Ontario Public Service
Employees Union (Gregory Shannon)
, 2002, unreported (I.G.
Thorne)
St. Clair College and Ontario Public Service Employees? Union (Rinshed)
,
1985, unreported (Brent, Gallivan, Herbert Panel)
Loyalist College and Ontario Public Service Employees Union (John McPeak)
,
1989, unreported (Kruger, Gallivan, Seymour Panel)
Georgian College of Applied Arts and Technology and Ontario Public Service
Employees Union, Local 249 (J. Peacock)
, 2001, unreported
(Saltman, Gallivan, Murray Panel)
Ontario Public Service Employees Union and Fanshawe College (Sid
Skinner)
, 1992, unreported (MacDowell, Switzman, Hubert
Panel)
- 9 -
Confederation College
In (O?Shea), the grievor applied for a paid
leave of absence to accompany her daughter to the Mayo Clinic for
medical treatment. The article (then art. 10) had been newly
introduced into the collective agreement. In that case, the
college had argued the parties had intended special leave in art.
10.2 (now 12.2) for ?extenuating personal circumstances? to cover
the type of situation where the employee was unable to get to
work because of weather conditions or because the employee went
to the assistance of someone who was dying, etc. (p. 10). The
union argued ?personal reasons? meant entitlement because of the
worry and anxiety associated with the daughter?s tests and the
special leave in the ?extenuating circumstances? which were
associated with the daughter?s trip. The panel stated the parties
intended in order to be entitled to a paid leave of absence the
qualifying words ?in extenuating circumstances? were intended to
limit such paid leave to circumstances which directly affected
the employee personally and with respect to which the employee
has no control. It was decided the college gave full
consideration and there was no basis to determine it acted
unreasonably.
Confederation
Unlike where it was determined other viable
options had been available, the grievor in the instant case had
no other viable options. None of her siblings could step in to
take the mother and, therefore, the grievor felt she had ?no
- 10 -
control? over the matter other than to take her mother to her
medical appointments.
The union urges the panel to allow the grievance.
COLLEGE ARGUMENT
The college argues that one must recognize limits to
the obligation imposed on the college. There are leaves without
pay and leaves with pay. When one puts it all together one must
recognize those limits. It is not simply a case where an employee
finds it is their turn to take their mother to a doctor. It is a
fact employees take mothers and children to medical appointments
all the time. In so doing there is a cost involved. Here, it
impacts on service to students and on educational programs.
However, parties have said that there may be exceptional
circumstances where the college may grant leaves with pay. One
does not want to trivialize the grievor?s situation. It happens.
The grievor?s mother is going through significant health
challenges and the grievor feels she must be there. But one must
ask ? does the college have an obligation to pay in all cases of
the employee who is not at work? Cases suggest it is only
obligated to do so where there are extenuating circumstances. It
is the college?s position there were no extenuating circumstances
in the factual situation before us. In support of its position
the college relies on:
- 11 -
Confederation College and Ontario Public Service Employees? Union (Thelma
Smith)
, 1982, unreported (O?Shea, Courtney, Millard
Panel)
Loyalist College and Ontario Public Service Employees Union (Sandra
Novroski)
, 1996, unreported (Brown, O?Connor, Vezina
Panel)
Fanshawe College and Ontario Public Service Employees Union (Louise
Watt)
, 2005, unreported (O?Neil, Riddell, Murray Panel)
Centennial College of Applied Arts & Technology and Ontario Public Service
Employees Union (Colleen Purchase)
, 2006, unreported (Simmons,
Riddell, Murray Panel)
Centennial College of Applied Arts and Technology and Ontario Public Service
Employees Union (Yvonne Glenville)
, 2007, unreported (Bendel,
Burke, Seymour Panel)
The Ontario Public Service Employees Union and Centennial College of
Applied Arts and Technology (Sandra McEachran)
, 2008, unreported
(MacDowell, Burke, Murray Panel)
Confederation College
The college also relies on and, in
particular, on the statement contained on p. 15 which reads: ?...
circumstances which directly affect the employee personally and
with respect to which the employee has no control.?
Fanshawe
In (O?Neil) the grievor requested two days
paid leave to attend an uncle?s funeral in Rochester, NY. The
leave was granted but without pay. At p. 6 of the decision the
panel referred to four criteria enunciated by Arbitrator Verity
which reads:
... In an earlier Loyalist College decision dated
th
January 2, 1990 and reported at 9 L.A.C. (4) 166, a
Board of Arbitration chaired by Arbitrator Kruger
considered a grievor?s claim for paid leave to be with
his wife leading up to and after the birth of his
- 12 -
child. He was paid for one of the two nights he was
off attending to his wife who had a long and difficult
labour and eventually required a Caesarean section.
The Board considered the evidence using the criteria
Re The Crown in Right of
articulated by Arbitrator Verity in
Ontario and OPSEU
, an unreported decision dated April 9,
1988, as follows:
1. The decision must be made in good faith and
without discrimination
2. It must be a genuine exercise of discretionary
power, as opposed to rigid policy adherence.
3. Consideration must be given to the merits of the
individual application under review.
4. All relevant facts must be considered and
conversely irrelevant consideration must be
rejected.
The Board found that the exercise of discretion was
flawed in that it took into account irrelevant matters
in arriving at the decision to deny pay for the second
missed shift. These included most notably the idea
that the grievor had not reserved vacation time in
advance for the anticipated birth, and his failure to
call in on the second day of absence. As well, the
Board considered that the employer had felt bound by
its practice of granting only one day for births,
despite the special circumstances of the grievor?s
situation.
The college in the instant case stated that criteria #1
was not an issue. Further, there is no allegation the decision
was not made in good faith nor that discrimination was present.
There is no allegation of a rigid policy adherence as set out in
criteria #2. Criteria #3 was satisfied as there is no allegation
Mr. Chan and the Human Resources Department failed to give
consideration to the merits of the application. Indeed, as
Mr. Chan was new to the system he consulted Human Resources to
ensure that he carried out his duty properly. His decision in
denying the request was given after the grievor responded to the
- 13 -
request for reasons for the leave. As for criteria #4 there is no
suggestion that irrelevant considerations were applied.
In considering these criteria, the college asks the
panel to focus on whether or not the decision to deny the
request was unreasonable based on whether or not the college?s
conclusions that the reasons given by the grievor did not
constitute extenuating personal circumstances. Again, the panel
Loyalist
is referred to the decision of Brown wherein it is stated
that it is not whether the Board of Arbitration replaces its
decision for the college?s but rather, was the college?s decision
unreasonable.
The college submits the decision was not unreasonable
and asks that the grievance be dismissed.
REASONS FOR DECISION
The article in question first appeared in the
collective agreement that became effective on September 1, 1981.
That was over a quarter of a century ago. The article has been
visited on a number of occasions through arbitration.
Unfortunately, the decisions have been unable to arrive at the
point where it could be stated with any degree of certainty that
the law has become settled. This is due, no doubt, to a large
degree, to the fact each set of facts and circumstances are
somewhat unique. However, there is a statement contained in
- 14 -
Loyalist
supra
(Brown), , which we find attractive. It states on
p. 11 as follows:
... The right to payment for personal leave is
conditioned by the terms of the second paragraph of
Article 2.2 and on the facts of this case, bears on
the issue of whether there were, ?extenuating personal
circumstances? to support the exercise of the
discretion of the Employer to grant a leave with pay
to the Grievor. As noted in the awards referred to
above on this issue, each grievance is fact sensitive
and must be dealt with accordingly. While there has
been developed a general approach to consideration of
leave with pay requests, the issue is determined based
on the particular circumstances and whether the
Employer gave reasonable consideration to the facts in
the exercise of its discretion to grant to [sic]
withhold payment under Article 12.2 [emphasis added].
The facts the college relied on were those set out in
the grievor?s e-mail response reproduced above. The college was
not made aware of the fact the mother suffered from agoraphobia
with its inherent disabling effects. Those facts were adduced
during the testimony of the grievor advanced during the hearing.
The only ?other extenuating circumstances? the grievor stated in
her e-mail response was ?brothers and sisters unavailable and it
is my turn ? my mother was not well from a new illness?. Based on
that information, requested by the college, a leave of absence
was granted but without pay.
Having carefully considered the evidence and
submissions of the parties, it cannot be said the college?s
decision, based on the facts available to it at the time of its
decision, was unreasonable.
The grievance is denied.
- 15 -
th
Dated at Kingston, Ontario, this 7 day of December
, 2009
C. Gordon Simmons
Chairperson
?Jacqueline Campbell?
I concur/dissent
Jacqueline Campbell
College Nominee
See attached
I concur/dissent
Ron Davidson
Union Nominee
- 16 -
DISSENT
I respectfully must dissent from this majority decision. The
relevant circumstances, that confronted the grievor, when
applying for the leave under Article 12.2, differs substantially
from that of the Awards relied upon by the College and referred
to by the majority.
In this case, we have a 28-year employee, who has only on one
other occasion, requested leave with pay and that was years ago,
when her father was dying. She shared the responsibility of
caring for her mother with eight siblings. On all occasions, her
mother?s medical appointments had been scheduled to take place
after the grievor finished work. The mother, who suffers from a
number of diseases, forgot to tell the grievor of the
appointment, until two days before it was due. Cancelling the
appointment was not an option. As we all know in to-day?s world,
cancelling a Specialist appointment can delay medical attention
for many months, while waiting for an appointment to be
rescheduled. Even though it was the grievor?s turn to take her
mother, she still tried to get her siblings to take her instead.
I therefore respectfully submit, that given that each individual
case should be considered on its merits, that this case meets the
test of ?extenuating personal circumstances? and that leave
should have been granted, with pay. Accordingly I would have
upheld the grievance.
Ron Davidson
Union Nominee