HomeMy WebLinkAboutUnion/Adamo Group 22-04-04
IN THE MATTER OF AN ARBITRATION
BETWEEN:
WINDSOR REGIONAL HOSPITAL
(the “Hospital” or “WRH”)
-and-
OPSEU LOCAL 101
(the “Union”)
Re: Grievances #R2021-0101-0014 & 2021-0101-0028
Registered Pharmacy Technician wage rate grievances
(Adamo Group)
SOLE ARBITRATOR: Kelly Waddingham
APPEARANCES:
For the Employer:
Jodi Gallagher Healy- Hicks Morley Hamilton Stewart, Storie
Adam Bulkiewcz- Director, Labour Relations
For the Union:
Lesley Gilchrist - OPSEU Grievance Officer
Susan Hamelin - President, Local 101
Michelle Mulligan - Grievor
Video Conference Hearing held on March 8, 2022
2
AWARD
Introduction
1. This proceeding concerns policy and group grievances filed by
the Ontario Public Service Employees Union, Local 101 (“OPSEU” or the
“Union”) in March and June 2021 asserting that in January 2015,
Windsor Regional Hospital (“WRH” or the “Hospital”) created a new
classification, and failed to determine and pay an appropriate wage rate
for the classification. This decision deals with a preliminary objection by
the Hospital that the grievances are untimely, having been filed beyond
the time limits prescribed by the Collective Agreement. OPSEU
acknowledges that the grievances are untimely, but asks me to exercise
my discretion under subsection 48(16) of the Labour Relations Act, 1995
(S.O. 1995, c. 1, Sched. A) to relieve against time limit.
2. The hearing proceeded on the basis of a Statement of Agreed
Facts, which is reproduced below. The parties also filed a Joint Book of
Documents. No viva voce evidence was called. The parties are
commended for their efforts and cooperation in ensuring that this matter
was heard expeditiously.
Agreed Statement of Facts and Documents
1. This proceeding concerns OPSEU’s Policy and Group
grievances filed on March 23, 2021 and June 7, 2021,
respectively, asserting that WRH created a new classification
as of January 1, 2015, which is the deadline by which WRH
required all Pharmacy Technicians to be registered and in
good standing with the Ontario College of Pharmacists (the
“OCP”) if they wished to continue working as a Pharmacy
Technician at WRH.
2. The parties have agreed to stipulate the following facts
for the purposes of WRH’s preliminary objection that
OPSEU’s grievances are untimely. The parties may
supplement but may not contradict this Agreed Statement of
Facts.
3. The parties each reserve the right to make arguments
about the relevance and weight provided to any of the facts
set out below, or the attached documents.
3
Registration Requirement for Pharmacy Technicians
4. Historically, Pharmacist Technicians were not required to
be registered with the OCP. Registration was optional and
“Pharmacy Technician” was a title often used
interchangeably with “Pharmacy Assistant.”
5. The Health Systems Improvement Act, 2007 (Bill 171)
passed by the Ontario Legislature in 2007 amended (among
other things) the Pharmacy Act to state that the title of
“pharmacy technician” could only legally be used by
pharmacy technicians registered as members with the OCP.
This change came into force on December 3, 2010.
6. Regulations were created under the Pharmacy Act
setting out a series of steps (i.e., education program,
examinations and registration) to enable those who were
already working as pharmacy technicians to become
registered with the OCP. The steps involved in registration
and the timelines for those steps are described in “Pharmacy
Technician Regulation filed as Exhibit 1, which WRH
distributed to OPSEU and pharmacy technicians in November
2009.
7. As set out in Exhibit 1, WRH decided and communicated
to OPSEU and affected employees in November 2009 that as
of January 1, 2015, WRH would only employ Registered
Pharmacy Technicians, meaning that all Pharmacy
Technicians working at WRH were required to become
registered with the OCP by that date or they would not be
able to continue working at WRH as pharmacy technicians
or, unregulated as “pharmacy assistants”.
8. Pharmacy technicians working at WRH became
registered with the OCP between 2011 and 2015, with many
registration dates in 2013 and 2014. Registered Pharmacy
Technicians are required to pay membership dues to the OCP
and carry liability insurance as regulated health
professionals.
Re-Alignment and the First Collective Agreement for the
Amalgamated Bargaining Unit
9. As of October 1, 2013, a realignment of services
occurred between WRH and Hotel-Dieu Grace Hospital that
(among other things) resulted in the creation of a newly
configured allied health services bargaining unit at WRH that
had previously been comprised of four bargaining units at
HDGH, two bargaining units at WRH and certain non-
4
unionized employees. OPSEU became the bargaining agent
for the newly configured allied health services bargaining
unit, which included pharmacy technicians.
10. An excerpt of the WRH and OPSEU collective agreement
dated April 1, 2012 to March 31, 2014 filed as Exhibit 2.
Article 25.02 set out the “new classification” language as
follows:
In the event that a new occupational classification which
is covered by the terms of the collective agreement is
decided upon by the Employer as necessary to its
operation, then the work, the job title and the wage
rates shall first be determined and acted upon by the
Employer for the purpose of assigning an employee and
proceeding with the task to be then performed.
Thereafter the Employer shall immediately notify the
Union by registered mail of the action taken. If no formal
protest is lodged in writing to the Employer by the Union
within one month of the date of such notice having been
received, the new occupational classification shall be
deemed to have become a modification of Schedule "A"
or Schedule "B" of this Agreement. In the event a formal
protest is made by the Union, the parties shall arrange
for a meeting for the purpose of endeavouring to resolve
any difference. If such difference between the parties is
not resolved by this means, then the Employer's decision
shall stand for the purpose of continuing to have the
work performed and the dispute shall be submitted to
the Grievance Procedure at Step 3.
11. This language has remained unchanged to today’s
agreement except was renumbered to Article 22.02 in the
April 1, 2014 to March 31, 2016 and subsequent collective
agreements.
12. In May 2014, WRH and OPSEU reached an
Implementation Agreement (filed as Exhibit 3) relating to
the terms and conditions of bargaining unit employees
pending negotiation of a new collective agreement for the
reconfigured bargaining unit. Under paragraph 36 of the
Implementation Agreement, Article 10 of the OPSEU Local
142 Agreement applied to grievances that arose in the
reconfigured bargaining unit following the effective date of
the Implementation Agreement, including the following
provisions:
5
a. Article 10.04 stated that Policy Grievances “shall
be originated at Step No. 2 within fourteen (14)
calendar days following the circumstances giving
rise to the grievance”;
b. Article 10.05 stated that Group Grievances may
be filed “within fourteen (14) calendar days after
the circumstances giving rise to the grievance
have occurred”;
c. Article 10.15 stated that “the time limits set out
in this Article are mandatory and failure to comply
strictly with such time limits, except by the written
agreement of the parties, shall result in the
grievance being deemed to have been
abandoned;” and
d. Article 10.12 stated that an arbitration board
“shall not be authorized to make any decision
inconsistent with the provisions of this
Agreement, nor to alter, modify, add to or amend
any part of this Agreement.
13. Article 25.02 of the WRH/OPSEU 2012-2014 collective
agreement remained in effect and was not amended by the
Implementation Agreement.
14. The collective agreement provisions referenced in
paragraphs 12 and 13 remained in effect by operation of law
until WRH and OPSEU negotiated/were awarded a first
collective agreement for the reconfigured bargaining unit.
This means that the paragraph 12 and 13 provisions were in
effect when the pharmacy technician registration
requirement deadline of January 1, 2015 occurred.
15. WRH’s view was that it did not create a new classification
as contemplated by Article 25.02, above, so did not advise
OPSEU by registered mail of any action taken. OPSEU did not
lodge a “formal protest” within 1 month (or at any time until
the filing of the grievances, referenced below) of the January
1, 2015 registration deadline as referenced in Article 25.02.
16. The first collective agreement for the newly configured
bargaining unit was awarded by an interest arbitration board
chaired by Jasbir Parmar in an award dated February 5, 2017
(the “Parmar Award, filed as Exhibit 4). The collective
agreement term was April 1, 2014 to March 31, 2016.
6
17. The Parmar Award included a wage grid for a Registered
Pharmacy Technician classification and implemented a Letter
of Understanding regarding a “Tech Check Program”, which
was a pre-existing responsibility allowance of $1.25 per hour
worked paid to those trained and certified to conduct an
independent verification of another pharmacy technician’s
preparation of a medication. WRH had paid this allowance on
top of base wage rates while historically, HDGH had included
it in the hourly wage rate.
18. Excerpts from the parties’ April 1, 2014 to March 31,
2016 Collective Agreement filed as Exhibit 5. Article 25.02
of the 2012-2014 collective agreement became Article 22.02
of the 2014-2016 collective agreement. Articles 10.04,
10.05 10.15 and 10.12 of the Implementation Agreement
quoted above became Articles 8.04, 8.05, 8.15 and 8.12 of
the 2014-2016 Agreement.
OPSEU Central Agreement, the Gee Awards and the 2016-
2019 Collective Agreement
19. Many OPSEU local bargaining units in hospitals in
Ontario are covered under a single Collective Agreement,
known as the “OPSEU Central Agreement” that is bargained
centrally between OPSEU and the Ontario Hospital
Association (“OHA”). The OHA bargains with OPSEU on
behalf of those hospitals that have opted to participate in
central bargaining. WRH does not participate in central
OPSEU bargaining and is not bound to the OPSEU Central
Agreement. WRH bargains a collective agreement directly
with OPSEU.
20. Between 2012 and 2017, many grievances were filed at
hospitals that participate in central bargaining alleging that
the OCP registration requirement for Pharmacy Technicians
constituted a new or substantively changed position, and
that their wages were no longer appropriate. The parties to
the OPSEU Central Agreement agreed to have these
grievances heard by Arbitrator Diane Gee under Article
25.01(b) of the OPSEU Central Agreement.
21. In 2016-8 bargaining between WRH and OPSEU Local
101, OPSEU proposed that WRH agree to adopt the outcome
of the Registered Pharmacy Technician OPSEU Central
grievance process before Arbitrator Gee.
22. OPSEU Local 101’s President recalls Sharon Morris, then
WRH’s Director of Human Resources and Labour Relations,
stating that WRH was considering participating in central
7
bargaining through the OHA for this OPSEU bargaining unit
and that the Central Agreement set a standard that many
hospitals who did not participate in central bargaining would
adopt. WRH has been unable to confirm this information
because Ms. Morris ceased working in May 2020 due to a
serious illness and passed away in May 2021.
23. Based on what she recalls as Ms. Morris’ comments, and
information from someone else on OPSEU Local 101’s
bargaining team who recalls a having similar hallway
discussion with Ms. Morris during bargaining, the OPSEU
Local 101 President subjectively believed there was a
reasonable possibility that WRH would adopt the outcome of
the Gee arbitration process in the next round of bargaining.
OPSEU is not asserting that any promise or representation
was made by Ms. Morris/WRH to this effect.
24. Based on its belief that WRH would voluntarily follow the
outcome of the Gee arbitration process, OPSEU Local 101
withdrew its bargaining proposal relating to the Registered
Pharmacy Technician wage rate and did not file any
grievance on the issue.
25. The language of Articles 22.02, 8.04, 8.05, 8.15 and
8.12 remained the same in the parties’ April 1, 2016 to
March 31, 2019 Collective Agreement (filed as Exhibit 6).
26. On July 30, 2018, Arbitrator Diane Gee issued a first
award on the threshold issue of whether the registration and
scope of practice of Pharmacy Technicians constituted a
“new or substantially changed position” under the OPSEU
Central Agreement language and found that it did. Filed as
Exhibit 7 is a copy of this decision.
27. In September 2018, OPSEU and Hotel Dieu Grace
Healthcare entered into a Letter of Understanding re
Registered Pharmacy Technicians filed as Exhibit 8. HDGH is
a separate employer from WRH. HDGH does not participate
in OPSEU Central bargaining either. The OPSEU Local 101
President at WRH subjectively believed that the
HDGH/OPSEU LOU made it more likely that WRH would
adopt the outcome of the Gee arbitration process under the
OPSEU Central Agreement.
28. In 2019/2020, WRH and OPSEU negotiated a renewal
collective agreement. Based on the conversations at the
prior round of bargaining described above, OPSEU Local 101
subjectively believed that WRH would voluntarily include a
substantial raise for Pharmacy Technicians that reflected the
8
Gee arbitration outcome. OPSEU’s monetary proposals
included a proposal that WRH agree to implement the
outcome of the Gee arbitration process.
29. Bill 124 (Protecting a Sustainable Public Sector for
Future Generations Act, 2019) received Royal Assent in
November 2019 and imposed wage restraints that limited
wage increases for the WRH/OPSEU bargaining unit for a 3
year moderation period of April 1, 2019 to March 31, 2022.
30. On January 6, 2020, Arbitrator Diane Gee issued a
second award, implementing a 6% wage increase for
Pharmacy Technicians under the OPSEU Central Agreement
for hospitals that participated in OPSEU Central bargaining.
Filed as Exhibit 9, is a copy of this decision.
31. On March 23, 2021, OPSEU Local 101 filed a policy
grievance with WRH that requested, among other things,
that “the wage rate for Registered Pharmacy Technicians
should be determined appropriately…” Filed as Exhibit 10 is
a copy of the policy grievance.
32. On June 7, 2021, OPSEU filed a group grievance on
behalf of the Adamo group, which requested, among other
things, that “the wage rate for Registered Pharmacy
Technicians should be determined appropriately…” This
grievance was received by WRH on June 30, 2021. Filed as
Exhibit 11 is a copy of the grievance.
33. On August 25, 2021, an Arbitration Panel chaired by
Paula Knopf issued an award regarding WRH/OPSEU Local
101’s April 1, 2019 to March 31, 2022 collective agreement.
No wage adjustment was awarded for Pharmacy
Technicians.
34. There were no amendments to the language of Articles
8.04, 8.05, 8.11, 8.15 and 22.02 in the parties’ April 1, 2019
to March 31, 2022 agreement.
Argument
The Hospital’s Submissions
3. The Hospital submits that this is not an appropriate case for me to
extend the time limit for the filing of the grievances. It maintains that
the Union has not established reasonable grounds for an extension, and
that it would suffer substantial prejudice if an extension was granted.
9
4. The Hospital points out that the grievances are based on the Union’s
view that WRH created a new classification on January 1, 2015 – the
date on which it required all of its Pharmacy Technicians to be registered
with the Ontario College of Pharmacists – and that it failed to notify the
Union that it had done so as required by Article 22.02 (formerly 25.02)
of the Collective Agreement. On OPSEU’s “theory of the case”, the
Hospital denies that it created a new classification within the meaning
of Article 22.02 when it required all Pharmacy Technicians to be
registered. However, WRH submits that the issue of whether it did or
did not create a new classification is not before me.
5. Nonetheless, the Hospital asserts, the Union’s reliance upon Article
22.02 bears on my authority to provide the relief sought by the Union.
First, the Hospital says, it establishes the point at which the time limit
for the grievances began to run. The Hospital maintains that in view of
Article 22.02 the event on which the grievances are based (the alleged
creation of a new classification) took place on January 1, 2015 (although
it points out that it could be argued that “circumstances giving rise to
the grievance(s)” arose earlier than that). Accordingly, WRH contends,
the process that would establish the “condition precedent” for the
grievances (a formal protest by the Union and a meeting of the parties
to discuss the new classification) began on January 1, 2015.
6. The Hospital asserts that as the Union made no formal protest to the
“new classification” within the 30-day time limit prescribed by Article
22.02, no meeting between the Union and the Hospital took place.
Accordingly, it says, the condition precedent for submitting the “dispute”
to Step 3 of the grievance procedure was not met. The Hospital
maintains that the condition precedent is not part of the grievance
procedure. It further points out that, by virtue of Article 8.12 (formerly
Article 10.12), I am not authorized to “alter, modify, add to or amend”
any part of the Collective Agreement. Thus, the Hospital contends, I
have no authority to relieve against the absence of the condition
precedent necessary for the grievance in the first place. Furthermore,
the Hospital asserts, subsection 48(16) does not authorize me to extend
the time limit in a process that is outside of the grievance procedure.
The Hospital contends that the first “formal protest” made by the Union
under Article 22.02 was the policy grievance of March 2021. As the
protest was made well outside the 30-day window provided by Article
22.02, it is untimely and ought to be dismissed.
7. WRH further submits that if OPSEU’s position is that the Hospital
breached the Collective Agreement by failing to give the Union notice
that it had created a new classification, it was incumbent upon the Union
10
to grieve that event within the time limits for grievances prescribed by
Articles 8.04 and 8.05 (formerly Articles 10.04 and 10.05). The Hospital
contends that as the dispute between OPSEU and WRH crystalized on
January 1, 2015, the time limits for filing grievances ended January 15,
2015. WRH points out that, pursuant to Article 8.15 of the Collective
Agreement (formerly Article 10.15), the time limits under Article 8 are
mandatory, and that failure to take an action within the prescribed time
limit will result in the grievance being deemed abandoned. The Hospital
points out, further, that there has been no written agreement between
the parties to waive the time limits set out in Articles 8.04 and 8.05.
8. The Hospital’s position on the request for an extension of the time
limits is based on three propositions, all of which, the Hospital
maintains, are supported by the arbitral jurisprudence. The first is that
time limits relating to grievances and grievance proceedings are
important and should be accorded deference, especially where the
collective agreement specifies that they are mandatory and imposes
consequences for a party’s failure to adhere to them (citing Re Victoria
Hospital Corp. and OPSEU, Local 106 (unreported), December 4, 1986,
Brown, McManus & McPhail, and Re Algoma Steel Inc. and USWA, Local
2251, 2006 CarswellOnt 10834). The second is that the party
requesting the extension must provide a reasonable and compelling
explanation for its failure to act within the prescribed time limit. The
third proposition is that the instant request should be determined on the
basis that grievances pertain to a single event, and thus do not concern
continuing breaches of the Collective Agreement.
9. The Hospital directs me to the factors typically relied upon by
arbitrators in determining whether reasonable grounds for an extension
have been provided (see: Hamilton (City) v. C.U.P.E., Local 5167, 2010
CarswellOnt 11485, at paras. 11-19, and Re Greater Niagara Hospital
and ONA, (1981) 1 LAC (3d) 1 at paras. 12-19). Consideration of these
factors, the Hospital maintains, militates against granting an extension
in this case. The Hospital points out that the time limits the Union seeks
relief against here pertain to the filing of the grievances. The Union filed
the instant grievances more than six years after the lapse of those time
limits. WRH contends that given the importance of the issue to the
OPSEU, it was reasonable to expect that the Union would have raised
the matter within the time limits (or, at least, much earlier than it did).
The Hospital points out that since January 2015, the parties have
engaged in three rounds of collective bargaining. WRH further contends
that the Union’s reason for its delay in filing a grievance – its belief that
WRH would ultimately adopt a wage rate for Registered Pharmacy
Technicians determined in an arbitration under the OPSEU/OHA
11
Collective Agreement (the “Central Agreement”) – is not a compelling
or reasonable explanation for the delay, and should not be permitted to
form the basis for an extension of the time limit under subsection
48(16). The Hospital asserts that in the circumstances, it was
reasonable for it to assume that a grievance concerning the matter was
not going to be filed. Accordingly, the Hospital insists, OPSEU has not
established reasonable grounds for an extension of the time limits for
the grievances.
10. WRH maintains that permitting the extension sought here would
cause it substantial prejudice. The Hospital submits that prejudice is
inherent in the length of the delay, as it can be assumed that with the
passage of up to six years, memories of important events or
conversations will have faded. More significantly, the Hospital points
out, a key witness (WRH Director of Human Resources and Labour
Relations, Sharon Morris) passed away in May 2021. Consequently,
WRH says, much of the “institutional knowledge” upon which it would
rely has been lost.
11. WRH contends that these are not “continuing grievances”, such that
different considerations regarding the time limits apply. The grievances,
the Hospital submits, pertain to a single event – the imposition of a
requirement that Pharmacy Technicians become registered with the
College of Pharmacists. That requirement was communicated to the
Union in November 2009, with notice that the deadline for registration
would be January 1, 2015. Hence, the event giving rise to the
grievances took place on January 1, 2015 or, arguably, earlier. The
Hospital allows that there have been “continuing consequences” arising
out of that event, but asserts that there was no “continuing breach” of
any collective agreement obligation. The Hospital has directed me to
several authorities that explain the distinction between the two concepts
(see: U.G.C.W. v. Dominion Glass Co., [1973] O.J. No. 2320 (CA), at
para. 8; Visic v. Ontario Human Rights Commission, [2008] O.J. No.
1768 (Div. Ct.), at paras. 44-45; Re British Columbia v. B.C.N.U. (1982)
5 L.A.C. (3d) 404, para. 34).
OPSEU’s Submissions
12. The Union’s submissions start from the observation that the dispute
between the parties is not about the facts of the case but, rather, is
about the interpretation to be given to those facts. The Union contends
that the grievances are ultimately about the Hospital’s failure to
recognize that by requiring Pharmacy Technicians to be registered, it
was effectively creating a new classification. By failing to recognize that
12
it was doing so, OPSEU asserts, the Hospital denied the Union the
opportunity to respond to the event by way of the process provided by
Article 22.02.
13. OPSEU acknowledges that there were earlier opportunities to grieve
the Hospital’s action. However, it maintains that the issue of the
characterisation of the ”Pharmacy Technician” position and the
appropriate remuneration for it has never truly been “sleeping”. For
these reasons, OPSEU submits, the circumstances of the grievances are
such that an extension of time for filing the grievances is warranted.
14. The Union acknowledges that the delay in filing the grievances is
long. However, it submits that some of the delay can be attributed to
the Union’s expectation that WRH would ultimately adopt the outcome
of the OPSEU-OHA grievances, and increase the wages of its Pharmacy
Technicians accordingly. While it did not have a “binding promise” from
WRH in that regard, it believed that the Hospital would fall into line with
the Hospitals that are party to the Central Agreement, and that a
grievance would not be necessary. Neither the Hospital nor the Union,
OPSEU says, could have known that Bill 124 was coming. But for its
passage, the Union contends, the Hospital likely would have provided
the 6% wage increase. OPSEU insists that given the history of the
bargaining relationship between the parties, its belief was not
unreasonable. Accordingly, it says, its delay in filing the grievances is
not unreasonable. The Union directs me to St. Clair Catholic District
School Board v. O.E.C.T.A., 2011 CanLII 5487 (ON LA) as an example
of a case in which the arbitrator relieved against the time limit for a
grievance in a circumstance where the delay was the result of a belief
honestly held by the union (i.e., the belief that the employer did not
object to the grievance having been brought as a policy grievance rather
than as an individual grievance. See para. 58).
15. OPSEU contends that the delay here is less significant than it might
be in other factual circumstances. In the present case, the Union says,
the issue to be dealt with is not one that “calcified” or “fossilized” at
some point in the past. OPSEU maintains that the matter of the
Pharmacy Technicians’ remuneration has remained a live issue – the
facts and details of which the parties are well aware. The Hospital,
OPSEU contends, could never have been under the belief that the Union
was content with the status quo. The Union insists that it did not lull
the Hospital into believing that it was no longer interested in the matter.
The Hospital, the Union says, is still able to respond to the issue. OPSEU
submits that any “inequities” that may have arisen as a result of its
13
failure to bring the grievances sooner can be addressed at the remedial
stage of this proceeding.
16. The Union agrees that this is not a “continuing grievance”, but
suggests that the continuing effect of the Hospital’s failure to adjust the
wage rate for Pharmacy Technicians provides a compelling reason for
me to exercise my discretion under subsection 48(16). The Union also
agrees that the Collective Agreement’s grievance time limits are
important, and insists that it is its intention to abide by them. However,
it says, this is an “extraordinary” situation that calls for an extension of
the time limits pursuant to subsection 48(16). OPSEU asserts that the
instant grievances are far more important than a simple “pay grid”
grievance, as the effect of the employer’s action has been to impose
additional requirements on a particular group of employees, and then
pay the employees less than the “industry standard” for workers subject
to those requirements. The grievors, the union says, have a “powerful
interest” in ensuring that the industry standard applies to them.
17. OPSEU acknowledges that the factors considered in Greater Niagara
Hospital, supra, should be considered in the case of this request.
However, it contends that there is no “hierarchy of factors”, and that
the reason for the delay is not the paramount consideration (citing Re
Becker Milk Company Ltd. and Teamsters, Local 647 (1978), 19 L.A.C.
(3d) 217, at pp. 220-221, quoted in St. Clair Catholic District School
Board, supra, at para. 53). The Union submits that all of the factors
must be assessed together as an “integrated group”. Accordingly, the
Union says, “reasonable grounds” in this case ought not to be based
solely on the reasonableness of its justification for its delay in bringing
the grievances.
18. The Union maintains that “fault” is not a helpful consideration in this
case. Fault, it says, implies that a party was careless or neglectful. No
one was neglectful or careless here, the Union says. OPSEU maintains
that it was “optimistic” about the likelihood that WRH would adopt the
outcome of the Central Agreement arbitration. The Union insists that it
was not negligent in failing to bring a grievance, and that it has not
acted in bad faith. It did not, it says, “flagrantly disregard” its obligation
under the Collective Agreement to bring grievances in a timely manner.
OPSEU maintains that before it brought the grievances, it was
attempting to work with the Hospital to achieve parity for WRH
Pharmacy Technicians. The Union contends that the circumstances in
which these grievances originated were shaped by events that were
beyond the control of the parties. Thus, the Union submits,
consideration of “fault” should not weigh against granting an extension.
14
The Union points out that purpose of subsection 48(16) is to relieve
against technical bars that would prevent a grievance from proceeding.
It is not intended, OPSEU says, to punish a union for being “optimistic”
or “procedurally naïve” (citing Re Becker Milk Company Ltd., supra, at
p. 220-221).
19. The Union asks me to bear in mind the burden and costs placed
upon Pharmacy Technicians by the registration re quirement. It points
out that the process for obtaining OCP registration is time -consuming,
gruelling and stressful. OPSEU maintains that the process effectively
required the Hospital’s existing Pharmacy Technicians to undertake a
two-year college program while working full-time, under the threat of
losing their employment should they fail to complete the program
successfully. All of this effort and hardship, the Union says, was for the
benefit of the Hospital. The Union points out that after the requirement
came into effect, Pharmacy Technicians were required to pay OCP dues,
to pay for liability insurance, and to perform work within the full scope
of practice (as determined by the OCP). It contends that in spite of the
new requirements, the Hospital regarded their circumstances as
unchanged. Pharmacy Technicians, the Union asserts, were essentially
“running to stay in one spot”. The Union insists that the issue in this
case is more significant than simply obtaining a pay raise. Pharmacy
Technicians at WRH have suffered indignity and humiliation at being left
behind their peers at other hospitals. Their “extraordinary”
circumstances, the Union submits, constitute reasonable grounds for
extension of the time limits.
20. OPSEU acknowledges that the Hospital will suffer some prejudice if
the time limit is extended, but submits that the prejudice will amount to
no more than “inconvenience”. The Hospital, the Union says, will still
be capable of explaining why it made the decision it made with respect
to the Pharmacy Technicians, how it evaluated the qualifications of
existing and new Technicians, and why it did not provide notice under
Article 22.02 that it had created a new position. The Union maintains
that, despite Ms. Morris’s passing, the Hospital still has access to
evidence (job descriptions, assessments, and the oral evidence of
managers) that would establish why and how it determined that the
position stayed the same. Ms. Morris, the Union says, is not the
Hospital’s only source of “institutional knowledge”. As the Hospital
remains “robustly certain” about its decision-making process, the
prejudice it may suffer will not be substantial, OPSEU insists. OPSEU
contends that the Hospital and the Union have, in fact, benefitted from
the delay in the filing of the grievances. The parties, the Union says,
have benefitted from learning what effect the alteration to the Pharmacy
15
Technician position has had, and what “industry standard” has attached
to it. OPSEU submits that in the circumstances, the interests of the
parties’ labour relations would not be served by punishing the Union for
not filing the grievances sooner.
The Hospital’s Reply
21. The Hospital asserts that the only “extraordinary” feature of this
request is length of the delay in the filing of the grievances. It contends
that the events relied upon by OPSEU to explain the delay do not amount
to extraordinary circumstances that would justify an extension. WRH
maintains that as of January 2015, the Union had a choice regarding the
changes to the Pharmacy Technician position. It could attempt to
persuade WRH – through “discussion or bargaining” – to adopt new
wage rates for Pharmacy Technicians, or it could file a grievance for the
purpose of having the issue determined by an arbitrator. OPSEU, the
Hospital points out, chose the former. The Hospital maintains that the
Union’s belief that WRH would adopt the Central Agreement outcome –
even if reasonable – does not provide a compelling explanation for its
failure to file a grievance on the issue. Without a grievance, the Hospital
says, the Union was left to “ask and persuade” WRH to come around to
its position.
22. The Hospital points out that Bill 124 was not enacted until November
2019. Its enactment, the Hospital says, does nothing to explain the
delay relating to the period between January 2015 and November 2019.
The Hospital further asserts that it did not “rob” the Union of an
opportunity to respond to the registration requirement. It was o pen to
the Union, the Hospital maintains, to file a grievance after the
requirement came into effect. WRH points out that once a grievance
was filed, OPSEU could have asked that it be held in abeyance. The
proposition that it was appropriate to wait to file a grievance – because
of an optimistic belief – is not, the Hospital asserts, in line with the
jurisprudence. WRH submits that there is no case law in which a delay
of six years in filing a grievance has been excused.
23. The Hospital also asks me to reject the proposition that the benefit
obtained by the parties arising from the Union’s belief (and the resulting
delay) provides an appropriate labour relations justification for providing
an extension. WRH submits that providing an extension based on a
belief such as that held by the Union would, in fact, be contrary to good
labour relations policy. It asks (rhetorically): How much longer might a
union attempt to extend a grievance time limit on the basis of an
“optimistic belief”? WRH insists that not providing an extension in the
16
present circumstances would not amount to “punishing” the Union. It
asserts that OPSEU failed to pursue the grievance “path” in a timely
way, and has not provided a reasonable explanation for its failure to do
so.
24. The Hospital submits that while the issue(s) in these grievances may
be “important”, grievances concerning important issues are not immune
from being untimely. It contends that a grievance that raises a serious
or important issue could be expected to be given more attention by the
employee and the union than one that does not (citing Hamilton (City),
supra, at para. 16). The Hospital asserts that, in any event, much of
what the Union has said about the “burden” placed on Pharmacy
Technicians is based on disputed facts. It maintains that for many
Pharmacy Technicians, the steps to registration were not especially
burdensome. It points out that WRH paid course fees and provided
other assistance towards obtaining registration, and that many
Pharmacy Technicians completed the registration requirements by 2014
(some as early as 2011). This is not a situation, the Hospital insists, in
which WRH ignored the experiences of Pharmacy Technicians.
25. WRH asks me to reject the notion that the distinction between a
continuing grievance and a continuing effect supports extending the
time limits. It contends that such a proposition not only goes against
the case law, it obviates the need for arbitrators and reviewing courts
to determine the point at which a dispute ar ises and whether the
grievance pertaining to it was filed in a timely manner. The existence
of “ongoing effects”, it asserts, does not justify allowing untimely
grievances to go forward. Were that the case, the Hospital says, a single
breach with a continuing effect would always be timely.
26. The Hospital disagrees that the confluence of circumstances in this
case is unique and therefore warrants an extension of the time limits.
It acknowledges that certain events caused the Union to be optimistic.
However, WRH maintains that, at bottom, the Union knew it had a
dispute with the Hospital, and chose – for more than six years – not to
file a grievance in relation to it. The Hospital further submits that a
belief that members’ wages are less than the “industry standard” is not
unique to this case. The Hospital points out that such disparities are
what bargaining is for. The Hospital asserts that the notion that grievors
have an interest in ensuring that industry standards apply to them exists
for every entitlement under a collective agreement, and provides no
basis for extending time limits for grievances.
17
27. The Hospital maintains that it is not necessary for me to find that
there has been “flagrant disregard” of the time limits or bad faith on the
part of the Union to deny the extension. According to the Hospital, I
need only have regard to the principle that action and inaction have
consequences – the consequence in this circumstance being that a
grievance will be dismissed.
Analysis
28. OPSEU acknowledges that the policy and group grievances at issue
in this case were not filed within the time limits set out at Articles 8.04
and 8.05 of the Collective Agreement, and are therefore untimely. It
asks me to extend (or relieve against) the time limits pursuant to the
authority conferred upon me by subsection 48(16) of the Labour
Relations Act, 1995. The Hospital presented argument that – in view of
the Union’s reliance on Article 22.02 of the Collective Agreement – the
instant grievances effectively constitute a “formal protest” for the
purpose of that provision. Subsection 48(16), the Hospital says, does
not authorize me to extend a time limit relating to the process under
the provision. As the question of whether or not the imposition of the
registration requirement constitutes the creation of a “new occupational
classification” goes to the merits of the grievance(s), I will not address
that point of argument in this decision. I will proceed on the basis that
the instant grievances raise issues that may be grieved in accordance
with Articles 8.04 and 8.05 of the Collective Agreement.
29. Subsection 48(16) is a discretionary provision that authorizes an
arbitrator (or arbitration board) to extend the time for taking steps in a
grievance procedure. In order to exercise their discretion, the arbitrator
or arbitration board must be satisfied that “there are reasonable grounds
for the extension” and that “the opposite party will not be substantially
prejudiced”. Both requirements must be met. Subsection 48(16)
provides:
Except where a collective agreement states that this
subsection does not apply, an arbitrator or arbitration
board may extend the time for the taking of any step in
the grievance procedure under a collective agreement,
despite the expiration of the time, where the arbitrator
or arbitration board is satisfied that there are reasonable
grounds for the extension and that the opposite party
will not be substantially prejudiced by the extension.
18
30. The decisions referred to by the parties set out some key principles
regarding the significance of time limits and the operation of subsection
48(16). Those principles may be summarized as follows:
a. - “amicable industrial relations” require the
parties to “pay attention to their own rules of
procedure […] and be consistent in their application”
(Victoria Hospital Corp., supra, at page 17);
b. - arbitral deference must be granted to the
parties’ contractual arrangements for the grievance
procedure and the consequences for failure to follow
that procedure (Algoma Steel Inc., supra, at para.
23);
c. - it is not the purpose of a “discretionary
provision” like subsection 48(16) to “permit the
parties to ignore the terms of their collective
agreements at will” (Victoria Hospital Corp., at page
23);
d. - The purpose of subsection 48(16) is to relieve
against technical objections based on the failure of a
party to observe the time limits set out in grievance
provisions of a collective agreement (Re Becker Milk
Company Ltd., supra, at page 219, quoted in St. Clair
Catholic District School Board, supra, at para. 53);
e. - mandatory language regarding time limits – in
place of language expressly excluding the operation of
subsection 48(16) – can nonetheless have the effect
of limiting the application of s. 48(16) (Algoma Steel
Inc., at para. 21);
f. - mandatory language does not oust s. 48(16),
but imposes a heavier onus on the party seeking relief
(Hamilton (City), supra, at para. 12);
g. - the phrase “reasonable grounds for the
extension” is not synonymous with the
reasonableness of the excuse advanced by the
offending party. The phrase carries a “broader
signification” that requires the arbitrator to weigh
19
other factors (Re Becker Milk Company Ltd., at page
221).
31. Over time, arbitrators in Ontario have settled on a set of factors by
which to consider whether the party making a request under subsection
48(16) has provided “reasonable grounds” for the extension. The six
factors originally set out in Greater Niagara District Hospital, supra (at
paras. 12-19) are consistently adopted by arbitrators in cases like this
one. In Hamilton (City), supra, Arbitrator Surdykowski added a further
consideration: the language of the collective agreement. As was
explained in Greater Niagara District Hospital (at para. 11), the
arbitrator should examine as an “interrelated group” all factors relevant
to the question of whether there are reasonable grounds for the
extension. In Hamilton (City) (at para. 19), Arbitrator Surdykowski
provided a further directive: “All relevant factors must be considered
within the overall context of the situation, and the weight that will be
given to a particular factor will depend on the circumstances”. I see no
reason to diverge from the factors and principles set out in the cases
referred to above. The factors (in the order in which I will address them)
are as follows:
1. The stage at which the delay occurred;
2. Who was responsible for the delay;
3. The language of the collective agreement;
4. The length of the delay;
5. The nature of the grievance;
6. The reason for the delay; and,
7. Whether the employer could reasonably have
believed a grievance was not going to be filed or that
the grievance had been abandoned.
32. Factors 1 and 2 can be dealt with summarily. The delay in this case
is in relation to the filing of the grievances. The Union is responsible for
the delay in “originating” the policy grievance. The Union and/or the
grievors is/are responsible for the delay in “presenting” the group
grievance.
33. Article 8 of the Collective Agreement sets out the rules agreed upon
by the parties regarding the filing and processing of grievances. Article
8.04 provides that policy grievances “shall be originated at Step No. 2
within fourteen (14) calendar days following the circumstances giving
rise to the grievance”. Article 8.05 provides that a group of employees
having identical grievances may present a group grievance “within
fourteen (14) calendar days after the circumstances giving rise to the
20
grievance have occurred”. It was not argued that the word “may” in
Article 8.05 relates to the time limit for presenting a grievance. For the
purposes of this decision, I will assume without finding that the word
“may” relates to the option being afforded to grievors having identical
grievances to proceed as a group rather than individually. Article 8.15
provides that the time limits set out in Article 8 “are mandatory and
failure to comply strictly with such time limits, except by the written
agreement of the parties, shall result in the grievance being deemed to
have been abandoned”. Article 8.15 thus confirms that the time limits
are mandatory rather than directory, and imposes a consequence for
non-compliance (deemed abandonment of the grievance). Article 8.15
does not expressly exclude the application of subsection 48(16) so as to
prevent me from extending the time limits in Article 8. However, it does
impose a heavier burden on the Union to establish reasonable grounds
for its request.
34. The Union was given notice of the registration requirement for
Pharmacy Technicians in November 2009. As OPSEU was filing
grievances under the Central Agreement regarding changes to the
Pharmacy Technician position as early as 2012, it is possible that the
Union could have filed grievances on behalf of WRH employees at the
same time (although the language of the WRH/OPSEU Collective
Agreement predating the 2012-2014 Agreement is not before me, and
the language of the 2012-2014 Agreement does not contain the
“substantial change to an existing position” language of the Central
Collective Agreement). In any event, as it had notice of the registration
requirement well in advance of January 1, 2015 deadline, it was open
to the Union to file a grievance within fourteen calendar days of January
1, 2015, even if it missed or did not have the opportunity to lodge a
“formal protest” upon receiving notice of the registration requirement in
November 2009. January 1, 2015 must be regarded as the date at
which the “circumstances giving rise to the grievances” occurred. As
the grievances were not filed until March and June, 2021, they were filed
more than six years beyond the time limits set out in Articles 8.04 and
8.05.
35. Appropriate and equitable remuneration is unquestionably a serious
matter to the individuals to whom the two grievances pertain. They
quite reasonably expect to be paid in a manner that reflects their efforts
to attain OCP registration, and is comparable to their peers in other
Ontario hospitals. While this consideration might militate in favour of
extending the time limit for a grievance in other circumstances, in the
circumstances of this case it weighs against the Union and the grievors.
Given the significance of the registration requirement to the affected
21
individuals – dating back to November 2009 – it could reasonably have
been expected that the Union would file a grievance regarding the
requirement (and/or the appropriate remuneration of Pharmacy
Technicians) at the earliest opportunity, and certainly no later than
January 15, 2015. It did not do so until more than six years later. The
importance of the matter ultimately makes it harder for the Union to
explain why it took so long for it to file a grievance.
36. OPSEU has offered two reasons for its failure to file a grievance
before March 2021. First, the Union says that in January 2015, the
Hospital effectively deprived it of the opportunity to grieve by not
initiating the “new classification” process prescribed by Article 22.02.
The second reason is that the Union believed that the Hospital would
adopt the outcome of the grievances being heard by Arbitrator Gee, and
implement the wage rate she determined. The Union asks me not to
base my finding in respect of “reasonable grounds” solely on the
reasonableness of these justifications. The Union maintains that it was
not “neglectful or careless” regarding the wage rate issue, and that it
did not lull the Hospital into believing that it was not interested in
pursuing the matter of the Pharmacy Technicians’ remuneration.
37. In my view, the Union was not deprived of the opportunity to file a
grievance in January 2015. The Union had been aware of the
registration requirement for more than five years. OPSEU Locals
covered by the Central Agreement had been filing grievances relating to
the same requirement for several years. If the Union regarded the
registration deadline as the point at which the Pharmacy Technician
classification was changed by WRH, it should have filed a grievance
against the Hospital by January 15, 2015. If it regarded the deadline as
the point at which the Hospital “decided upon a new occupational
classification”, it should have lodged a formal protest with the Hospital
by February 1, 2015 (notice of the “new” classification having already
been given). The Union took neither of those steps. Instead, it elected
to address the changes to the Pharmacy Technicians’ classification (and
the appropriate level of remuneration) in bargaining.
38. There is no question that the Union has kept alive the issue of the
appropriate wage rate for this group. The Union trusted it would be
resolved by the WRH adopting the outcome of the Central Arbitration
process. That was a legitimate expectation under the circumstances,
but not one that can bind the Hospital in this process. Since then, the
Union appears to have made the strategic choice of pursuing a more
normative wage rate for this group though collective bargaining and the
interest arbitration process. These were, again, reasonable
22
choices. The Union can do this again though bargaining and/or Hospital
Labour Disputes Arbitration Act, R.S.O. 1990, c. H14 once Bill 124 no
longer affects outcomes. However, while the Union’s action certainly
signalled an ongoing quest to achieve a normative wage for this group,
its decisions to forgo the Article 25.02 grievance process at so many
junctures gave the Hospital reasonable grounds to believe that such a
grievance would not be filed
39. In the circumstances of this case, it was reasonable for the Hospital
to believe that the Union was not going to file a grievance on behalf of
WRH Pharmacy Technicians. No grievance was filed after the January
2015 registration deadline, and the matter of the Pharmacy Technicians’
remuneration became the subject of bargaining for the 2016-2019
Collective Agreement. Furthermore, if the Hospital could reasonably
have expected a grievance following either the passage of Bill 124 or
the issuance of Arbitrator Gee’s wage rate award, none was filed within
the time limits prescribed by the Collective Agreement. Accordingly, by
March 2021, it was reasonable for WRH to believe that OPSEU was not
going to file a grievance regarding the wage rate of Pharmacy
Technicians at the Hospital.
40. The Union has made a valiant effort to persuade me that there are
reasonable grounds for extending the time limits for the instant
grievances. However, having regard to the wording of the grievance
provisions of the Collective Agreement, the length of the delay
(considered in light of the nature of the grievances), the reasons given
for the delay (considered in light of the length of the delay), and the
reasonable belief of the Hospital that no grievance would be filed (also
considered in light of the length of the delay), I find that reasonable
grounds for an extension are not present in the circumstances of this
case.
41. As reasonable grounds for an extension have not been made out, I
am not required to determine if the Hospital would be substantially
prejudiced by an extension.
42. Accordingly, the grievances are dismissed.
Dated this 4th day of April, 2022.
“Kelly Waddingham”
Kelly Waddingham