HomeMy WebLinkAbout2018-0919.McGillvray et al.22-05-25 Decision
Crown Employees Grievance Settlement
Board
Suite 600
180 Dundas St. West
Toronto, Ontario M5G 1Z8
Tel. (416) 326-1388
Commission de
règlement des griefs
des employés de la
Couronne
Bureau 600
180, rue Dundas Ouest
Toronto (Ontario) M5G 1Z8
Tél. : (416) 326-1388
GSB# 2018-0919; 2018-2516; 2019-0560; 2020-2126; 2021-0477
UNION# 2018-0368-0101; 2018-0119-0008; 2019-0252-0010; 2020-0411-0015;
2021-0252-0007
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN
Ontario Public Service Employees Union
(McGillvray et al) Union
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The Crown in Right of Ontario
(Ministry of the Solicitor General) Employer
BEFORE Daniel Harris Arbitrator
FOR THE UNION Ed Holmes
Ryder Wright Blair & Holmes LLP
Counsel
FOR THE EMPLOYER Suneel Bahal
Treasury Board Secretariat
Legal Services Branch
Senior Counsel
HEARING May 11, 2022
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Decision
Introduction
[1] This matter involves the eligibility of Correctional Officers for the payment of meal
allowances for periods when they are engaged in escorting inmates in the
community. A common example would be escorting of inmates to visit a hospital.
There are five grievors: Kenny McGillvray, Jaimie Serf, Mathew Roth, Goce
Vasileski and Michael Valovitch. The grievances proceeded under the provisions
of Article 22.16 of the Collective Agreement, which provides in part at paragraph
22.16.7 that, “Decisions reached through the mediation/arbitration process shall
have no precedential value unless the parties agree otherwise.” Here, the parties
confirmed that this decision will have no precedential value.
The Evidence Before Me
[2] The parties agreed to proceed on the basis of what was essentially a joint Book of
Documents, it being understood that the documents were to be taken at face value
for the purposes of this decision alone.
[3] Meal Allowances for Correctional Officers are provided for in Article COR12. The
parties referred to the following paragraphs of Article COR12:
COR12.1.1 An employee who continues to work more than two (2) hours
of overtime immediately following his or her scheduled hours
of work without notification of the requirement to work such
overtime, prior to the end of his or her previously scheduled
shift, shall be reimbursed for the cost of one (1) Meal to
eleven dollars and twenty-five cents ($11.25) except where
free meals are provided or where the employee is being
compensated for meals on some other basis.
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COR12.1.2 A reasonable time with pay shall be allowed the employee
for the meal break either at or adjacent to his or her work
place.
COR12.2.1 Cost of meals may be allowed only:
COR12.2.2 If during a normal meal period the employee is traveling on
government business other than:
(a) within twenty-four (24) kilometres of his or her
assigned headquarters, or
…
COR12.2.5 In accordance with the Employer’s Travel, Meal and
Hospitality Expenses Directive, as revised August 2006,
which shall not be altered for this bargaining unit without the
consent of OPSEU, reimbursement rates for meals,
including taxes and gratuities, are the following:
Breakfast $ 8.75
Lunch $11.25
Dinner $20.00
…
COR12.7 Costs of meals will not be allowed in cases where meals are
made available by the Employer at no cost to the employee,
except in circumstances where an employee is required to
follow a particular diet which has been medically prescribed
or is mandated by the employee’s religion and the Employer
does not provide meals which meet the requirements of that
diet.
[4] The parties agree that COR12.2.5 incorporates the Employer’s Travel, Meals and
Hospitality Directive, the relevant portions of which read as follows:
6.0 MEALS
Rules
Reasonable and appropriate meal expenses may be reimbursed. You may
incur a meal expense when you are on government business and you:
* are away from the office area (i.e., at least 24 km) over a normal
meal period, or
* have prior approval for the expense (e.g., a business meeting
within the office area that must occur over lunch – see FAQs.
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Meal expenses will be reimbursed at the established meal reimbursement
rates, regardless of the actual meal costs. This is a meal allowance. Taxes
and gratuities are included in the meal reimbursement rates. Receipts are
not required to be submitted with meal claims or retained.
Meals must be purchased in order to be able to submit a claim for
reimbursement. Alcohol cannot be claimed and will not be reimbursed.
In limited and exceptional circumstances (e.g. health considerations; limited
options available) where a meal expense is higher that the meal
reimbursement rate, the actual cost of the meal may be reimbursed. In these
situations, the claim for meal reimbursement must be accompanied by an
original itemized receipt and a written rationale for exceeding the rate. A
credit card slip is not sufficient. Approval is subject to managerial discretion.
There may be situations where an individual pays the meal expenses for a
group of individuals. In such cases, the individual may be reimbursed for the
total of all meals purchased at the reimbursement rate for that meal. Group
meal expenses can be claimed only:
* by the most senior person present – expenses cannot be claimed
by an individual that are incurred by his/her approver, and
* for individuals covered by this Directive.
Reimbursement is for restaurant/prepared food only. Reimbursement for
groceries must have prior approval. A receipt and a written rationale must be
submitted with the claim (see FAQ’s).
Reimbursement will not be provided for meals consumed at home or included
in the cost of transportation, accommodation, seminars or conferences.
If you travel as a regular part of your job, your meals will not normally be
reimbursed unless you have obtained prior approval.
[5] The actual rates paid for each meal (breakfast, lunch, dinner) were not addressed
at the hearing; they are governed by the Directive, any changes being subject to
the consent of OPSEU. Accordingly, the rates paid are set out in the current
Directive.
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The Issues Before Me
[6] The parties agreed that there were four issues involved, in the form of questions to
be answered. They said that the resolution of those questions would provide them
with guidance that would assist them in determining the outcome of the instant
grievances. In effect, the answers would provide them with a framework of rules to
be applied. Those questions are as follows:
1) Should the day shift and the night shift for escorts be treated in the
same way with respect to the allocation of meal allowances?
In advance of the hearing the Employer agreed that the two shifts should be
treated the same way, subject to its position that there should only be one
meal allowance for either shift.
2) What number of meal allowances should the employee receive
during their escort shift?
The Employer’s position is that only one meal allowance should be paid per
shift. The Union’s position was that there should be three meal allowances
for a twelve-hour shift and two meal allowances for an eight-hour shift. The
Union submitted, in the alternative that no fewer than two meal allowances
should be paid for a shift.
3) Are employees obligated to purchase a meal to be entitled to the
meal allowance?
In advance of the hearing the Union concede that there must be the
purchase of a meal. It noted that “meal” is not defined in either the Collective
Agreement or the Directive. The amount of the purchase need not be the
exact amount that the collective agreement and the Directive proscribe as the
maximum, and there is no obligation to provide a receipt for the purchase.
4) Does the employee have to travel beyond 24 kilometers in order to
be entitled to receive a meal allowance?
In advance of the hearing the Union conceded that the employee did have to
do so.
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[7] It is important to note that the parties reserved all rights with respect to whether
there might be other, different factors to litigate following their application of these
four rules to the individual grievances. That is, I retain the jurisdiction to give final
and binding decisions on these grievances. Also, the Employer voiced a concern
that the propriety of which meal allowance was being claimed, breakfast, lunch or
dinner, might be impacted by the time of the shift. It was agreed that in the event
that I determined that I required the submissions of the parties on this point, I
would request those submissions. In the result, I do not require those submissions
at this juncture.
The Submissions of the Parties
[8] The parties went on to make their submissions on the outstanding issues. They
were further agreed that there is a dearth of jurisprudence on these issues. They
submitted only one case for my consideration: OPSEU (Carey) and Ministry of
Community Safety and Correctional Services, (GSB #2017-1626, Vice-Chair
D.J.D. Leighton, February 23, 2018, CanLII 14324 (ON GSB). That decision is
brief enough to be cited in its entirety. I note that it too was decided in accordance
with Article 22.16 of the Collective Agreement. Further, at paragraph 4, it states
that the parties “…asked that I issue a decision without precedent or prejudice,
and without written reasons.” Accordingly, I am of the view that it can make no
contribution to the determination of these grievances. However, it reads as
follows:
[1] Mr. Ian Carey, a Correctional Officer at the South West Detention Centre,
filed a grievance on March 17, 2017, alleging that the employer breached the
collective agreement by failing to reimburse two meal claims for breakfast
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and lunch, when he was assigned to escort duty for 0500 to 1300 hrs on
February 10, 2017. He alleges that this denial breached the employer’s
policy directive, “MBC Travel Meal and Hospitality Expenses Directive
(January 1, 2017) which provides that when an employee is on government
business at least 24 km. from his or her normal work site over a normal meal
break, the meal allowance will be granted. Rule 6.0 of the policy as follows:
Reasonable and appropriate meal expenses may be reimbursed. You
may incur a meal expense when you are on government business and
you:
* Are away from the office area (i.e. at least 24 km) over a normal
meal period; or have prior approval for the expense…
[2] The union submitted that the grievor was at least 24 km away from the
worksite during the normal breakfast and lunch break and therefore should
have been reimbursed for the expense. The union noted that the normal
breakfast break was less than 0800 hrs and lunch was between 1130 and
1300 hours. The union noted further that the policy does not define “normal”
meal breaks.
[3] The employer’s response to the breakfast claim was that the grievor
should have eaten before his shift began at 0500 hrs. the employer
submitted that there was no violation of the collective agreement and the
decision not to grant the meal allowances was appropriate in the
circumstances.
[4] The parties referred this grievance to mediation/arbitration in accordance
with Article 22.16 of the collective agreement. At the outset of the hearing,
the parties agreed that I had the jurisdiction to deal with this matter. They
asked that I issue a decision without precedent or prejudice, and without
written reasons.
[5] Having carefully considered the submissions of the parties, as well as the
jurisprudence of the Board, I have decided to grant this grievance. The
employer is hereby ordered to pay the grievor for a breakfast and lunch
allowance.
[9] The Union submitted here that pursuant to article 12.2.2. employees are to be
reimbursed for meals that fall within a “normal meal period”. It said that that term
is not defined in the collective agreement. It submitted that the meaning will differ
depending on the time of the shift. It submitted that I should consider the Carey
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case, and in doing so be persuaded that Vice-Chair Leighton rejected the
Employer’s submission, made before her, that the employee ought to have eaten
before the start of that shift and that the decision supports the Union’s submission
that the “normal meal time” will depend on the applicable shift. Given Vice-Chair
Leighton’s decision to award two meal allowances for that eight-hour shift, the
Union, in essence, extrapolates here that a twelve-hour shift would attract three
meal allowances; that is, it would be “normal” to have three meal periods in a
twelve-hour period. It said that people would normally have two meals in an eight-
hour period and three meals in a twelve-hour period.
[10] The Union also took support from the Employment Standards Act, 2000 S.O.
2000, CHAPTER 41 section 20(1):
Eating Periods
20 (1) An employer shall give an employee an eating period of at least 30
minutes at intervals that will result in the employee working no more than five
consecutive hours without an eating period. 2000,c.41,s.20(1).
[11] The Union acknowledged that the Crown in Right of Ontario is exempt from the
minimum standards of the ESA. Nonetheless, it submitted that this provision
represents good public policy that should be ported over to assist in the
interpretation of the collective agreement. Such an approach would require two
“eating periods” or “normal meal periods” in an eight-hour shift and three in a
twelve-hour shift. It noted that if paragraph COR 12.1.1.5 applied to an eight-hour
shift, as per Carey, the extra meal for working two more hours on top of an eight-
hour shift would generate three meal periods in a ten-hour work day. On that
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analysis the collective agreement should be interpreted on the basis of requiring a
meal period every five hours giving two meal periods in an eight-hour shirt and
three meal periods in a twelve-hour shift.
[12] The Union also briefly reviewed the circumstances of each of the grievors. In my
view, and in accordance with my present remit, that consideration is to be left to
the parties in applying my decision on the four framework rules as set out in my
reasons below.
[13] The Employer reiterated that this matter is being determined pursuant to article
22.16, with the proviso that I answer the four questions put to me. It noted that
Carey was also decided under article 22.16, and, further, it was decided as part of
the summary process whereby Vice-Chairs hear matters in the institutions, which
process is colloquially known as “the road show”. The Employer submitted that I
reject the disposition in Carey and adopt the submission that there can be only one
meal allowance per shift. In essence, the Employer here took the same position
as in Carey that only reasonable and appropriate meal expenses may be
reimbursed. It said that interpreting “normal meal period” as used in the collective
agreement is an objective exercise. It submitted that in the normal course one
would eat a meal before and after a shift and eat one meal during the shift. It
noted that those working in the institutions themselves have a single meal period,
and there is no reason that it would be any different on an escort shift outside of
the institution. The Employer submitted that Carey could not be used for any
guidance since it was an outlier to the rule and contrary to an objective standard.
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The Employer also submitted that the extra meal provided by COR 12.1.1, when
an employee works more than two hours overtime would not be necessary if the
intention of the parties was that employees would receive two or three meal
periods during the shift. Accordingly, it was submitted that the inclusion of COR
12.1.1 indicates that the parties intended only one meal period during any shift. It
said that the meal period doesn’t change if the employee is inside or outside the
institution, whether it is an eight-hour or twelve-hour shift.
[14] In reply, Union counsel submitted that he was instructed that most institutions
combine the two fifteen-minute breaks into a second 30-minute meal period. It
reiterated that although the ESA does not apply to the Employer, it remains good
public policy, which may act as guidance for the matters herein. Finally, it
submitted that there is no dispute that employees on escort duties get
compensating time for the meal periods that they cannot actually take because
they must remain in control of the inmate they are escorting, but that does not alter
the public policy represented by the ESA, which would result in employees on
escort duty receiving three meal allowances.
Analysis and Brief Reasons
[15] This matter involves the interpretation of the collective agreement. Any such
interpretation takes at first instance the plain meaning of the words settled on by
the parties to express their intended result. COR12 does not define meals, other
than by the reimbursement amounts calculated for “normal meal periods”. There
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is also no reference to any differentiation as a function of the length, or time of day,
covered by a shift.
[16] Because reimbursement is a cost to the Employer, it would generally be expected
that clear language would be used to express the parameters of that cost. The
collective agreement provides a bare framework regarding meal allowances. The
parties agree that COR12 incorporates the Travel, Meals and Hospitality Directive,
which is a more detailed exposition of the circumstances in which an allowance for
meals will be provided.
[17] Firstly, the Directive sets out that reasonable and appropriate meal expenses may
be reimbursed. The parties agree that to qualify an employee must be greater
than 24 km away from “the office area”, meals must be purchased, receipts are not
required, and reimbursement is for restaurant/prepared food.
[18] In my view, the Directive is primarily pre-occupied with the meal expense being
“reasonable and appropriate”’, the result of which is that there is no calculation that
supports a rigid view of the number of meal periods that exist, a priori, in a given
shift.
[19] Of the four questions remitted to me for determination, only question number two
remains to be decided, given the concessions made by the parties in advance of
the hearing. The Directive admits of flexibility in its application, which flexibility of
application generally requires prior approval or the exercise of a managerial
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discretion. Accordingly, there can be no rigid rule as to the number of meal
periods that might “normally” fall within a given shift. However, there are general
parameters that would be "reasonable and appropriate".
[20] Generally speaking, an eight-hour shift is of such duration that one would expect a
single meal break. In that regard it would be reasonable to expect that an
employee would have a meal before, in the middle of and after an eight-hour shift.
Accordingly, where a meal allowance is provided for, it would be applicable to the
middle meal period. The time of day within which the middle meal break falls
might inform whether the allowance would be at the breakfast, lunch or dinner rate.
However, as set out above, the parties did not address which meal allowance
would be applicable.
[21] As for a longer shift, such as a twelve-hour shift, which I understand to be a
common length of shift in corrections, one would still be expected to take a meal
break before and after the shift, on your own time. However, again, generally
speaking, it would not be reasonable to expect an employee to work for twelve
hours with only one meal break. A single meal break in an eight-hour shift
anticipates four consecutive hours as the work period between meals, given that
the employee is eating on his or her own time before and after the shift.
Accordingly, on a twelve-hour shift, a second meal period would reasonably be
required at the eight-hour point in the shift. That is, meal periods at the four-hour
and eight-hour points in a twelve-hour shift would be “reasonable” in compliance
with the directive, and “normal” in compliance with COR12. Again, the time of day
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within which the meal periods fall might inform whether the allowance would be at
the breakfast, lunch, or dinner rate.
[22] This formulation of four hours between meal breaks provides a better benefit than
the minimum standard set out in the ESA, of no "more than five consecutive hours
without an eating period." It also dovetails neatly with COR12.1.1. In interpreting a
collective agreement provision, it is important to look at the whole article in order to
maintain overall harmony.
[23] In the result, I answer the four questions remitted to me as follows:
1) The day shift and night shift for escorts are to be treated in the same way
with respect to the allocation of meal allowances.
2) An employee on an eight-hour shift is eligible for one meal allowance and
an employee on a twelve-hour shift is eligible for two meal allowances.
3) Employees are obligated to purchase a meal to be entitled to a meal
allowance.
4) An employee has to travel beyond 24 kilometres in order to be entitled to
receive a meal allowance.
Dated at Toronto, Ontario this 25th day of May, 2022.
“Daniel Harris”
_____________________
Daniel Harris, Arbitrator