HomeMy WebLinkAbout2013-1446.Union-Hachey et al.22-06-24 Decision
Crown Employees
Grievance Settlement
Board
Suite 600
180 Dundas St. West
Toronto, Ontario M5G 1Z8
Tel. (416) 326-1388
Commission de
règlement des griefs
des employés de la
Couronne
Bureau 600
180, rue Dundas Ouest
Toronto (Ontario) M5G 1Z8
Tél. : (416) 326-1388
GSB#2013-1446, 2013-1574, 2013-1696
UNION# 2013-0999-0049, 2013-0999-0063, 2013-0999-0069
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN
Ontario Public Service Employees Union
(Union – Hachey et al) Union
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The Crown in Right of Ontario
(Treasury Board Secretariat) Employer
BEFORE Reva Devins Arbitrator
FOR THE UNION Ed Holmes
Ryder Wright Blair & Holmes LLP
Counsel
FOR THE EMPLOYER George Parris
Treasury Board Secretariat
Legal Services Branch
Counsel
HEARING February 25, 2020 and April 14, 2022
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Decision
[1] These grievances are part of a series regarding the operation of the
Transition Exit Initiative, (“TEI”), under Appendix 46 of the Collective
Agreement. The parties agreed that the current matters should be
determined in accordance with Article 22.16 of the Collective Agreement.
[2] The parties provided Agreed Statements of Fact, along with supporting
documents. Generally, these grievances were filed by three grievors who
held administrative and support positions with the Ministry of the Solicitor
General. Each grievor applied for enhanced retired benefits under Appendix
46, however, the Employer did not approve their requests prior to their
retirement and departure from the Ontario Public Service (the “OPS”).
[3] As they have argued in previous cases, the Union alleges that the Employer
failed to properly exercise its discretion when it reviewed the grievors’
requests. The Employer maintained that there was an ongoing need for the
grievors’ positions, and, therefore, it determined that the exit of these
employees did not support transformation of the OPS.
Agreed Statement of Fact
[4] The parties submitted an Agreed Statement of Fact (‘ASF’):
1. A number of employees in various positions employed by the Minister
of the Solicitor General (the “Ministry”) working in a number of
institutions/workplaces applied for TEI between January 2013 to
December 2018 (the “TEI Applications”).
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2. There were three (3) individual applicants: Grace Charlebois (OAG 11);
Diane Hachey (OAG 8); and Cindy Rows (OAG 9).
3. The Ministry did not approve any of the TEI applications filed by the
above noted.
4. The Union filed grievances between January 2013 and December 2018
on behalf of the above-noted employees whose TEI applications were
not granted (the “TEI grievances”).
5. For the purposes of these grievances, the Employer does not dispute
that the requirements of paragraph 2(i) of Appendix 46 were met. This
is without prejudice to other matters.
6. It would be the Ministry’s evidence that it did not grant the above-noted
TEI Applications for the following reasons: At the time of the TEI
Applications and the TEI Grievances, the Ministry had no intention of
reducing the number of employees in the impacted workplaces and the
exit of the above noted applicants would not support the transformation
of the Ontario Public Service. The Union does not have evidence to the
contrary.
7. Each of the grievors retired after their TEI application was filed and
remained pending.
a. Grace Charlebois applied for TEI on March 25, 2013 and
retired on January 31, 2015. It would be the Ministry’s
evidence that the position of Records Supervisor (Position
#00026345) at the Monteith Correctional Complex was filled
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on September 15, 2014 and continues to be required. The
union does not have evidence to the contrary.
b. Diane Hachey applied for TEI on April 28, 2014. Her
application was supported by her manager, Dennis Porlier, but
was not approved. She retired on October 31, 2015. She was
rehired into a P&P Administrative Support Clerk position on
March 7, 2016 until November 11, 2018. The position of P&P
Administrative Support Clerk (Position #00026764) at the
Geraldton P&P Office was re-filled on February 19, 2019 and
continues to be required, but only on a part time basis. The
Union does not have evidence to the contrary. Prior to her
retirement, the position occupied by Ms. Hachey was a full
time position. Following her retirement, the position did not
continue on a full time basis. The position which Ms. Hachey
was rehired in March 2016 was posted and filled as a part time
position involving 4 days per week (29 hours). The position
has continued to be posted and filled as a part time position to
date.
c. Cindy Rows applied for TEI on March 25, 2013 and retired on
July 1, 2015. She was rehired into the same position on a fixed
term contract on July 1, 2015. The position of Personnel Clerk
(Position #00026340) at the Monteith Correctional Centre was
filled on a permanent basis on August 17, 2015 and it would
be the Ministry’s evidence that it continues to be required.
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Rows had continued to work on various contracts up until
January 1, 2019. The Union does not have evidence to the
contrary.
Appendix 46
[5] The relevant provisions of Appendix 46 are set out below. I have included
the initial provision and noted where it was subsequently amended:
8. All regular, regular part-time and flexible part-time employees will be
eligible to apply to a Transition Exit Initiative (TEI).
9. An employee may request in writing voluntary exit from employment
with the OPS under the TEI, which request may be approved by the
Employer in its discretion [amended to in its “sole” discretion, October
30, 2015]. The Employee’s request will be submitted to the Corporate
Employer. The Employer’s approval shall be based on the following
considerations:
i. At the time that an employee TEI request is being considered, the
Employer has plans to reduce positions in the OPSEU bargaining unit;
and
ii. The Employer has determined in its discretion that the employee’s exit
from employment supports the transformation of the Ontario Public
Service.
iii. The Employer will consider whether employees are on the TEI lists
when making surplus decisions [added to revised Memorandum of
Agreement, October 30, 2015].
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10. If there is more than one employee eligible to exit under the TEI, the
determination of who will exit under the TEI shall be based on seniority.
[or]
If there is more than one employee eligible to exit under the TEI within
the same workplace, the determination of who will exit under the TEI
shall be based on seniority [amended, October 30, 2015].
Analysis
[6] I have now issued a series of decisions on the scope of the Employer’s
discretion to allow or deny a request and concluded that:
i. Appendix 46 confers a broad discretion on the Employer to determine
whether granting a request for TEI would support its vision of
transformation of the OPS: Koeslag et al., issued January 12, 2016.
ii. Despite this broad discretion, the ordinary principles for the proper
exercise of discretion apply. Consequently, when the Employer
considers requests for TEI, the decision cannot be based on irrelevant
considerations or otherwise violate the principles set out in Re
Kuyntjes, GSB #513/84 (Verity); Koeslag, supra.
iii. While recognising that there may be a number of approaches that the
Employer could adopt with respect to transformation of the public
service, it remains in the Employer’s sole discretion to decide whether
an ‘employee’s exit from employment supports transformation’ and, in
so doing, to determine which factors are relevant to exercising their
discretion: Vadera, issued June 28, 2018.
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iv. The Employer can offer the TEI as a targeted inducement to
encourage employees to voluntarily retire or resign, allowing them to
eliminate a position without the need to surplus other employees who
wish to remain. However, the Employer is not required to approve all
requests for TEI, even where there is evidence of change or transition.
The Employer retains the discretion to determine when and how the
TEI will be offered: Kimmel, issued November 29, 2018 and Anich,
August 9, 2019.
v. An identical outcome for many grievors does not automatically mean
that the Employer improperly exercised their discretion by applying a
blanket rule. Where the common denominator among grievors was a
rational consideration that was reasonably related to achieving
transformation, the discretion was properly exercised: Klonowski,
issued November 7, 2019.
vi. Absent evidence of bad faith or discrimination, the approval of an
earlier request for TEI, on its own, is not sufficient to establish an
improper exercise of discretion: Koroscil, June 18, 2020. Similarly, the
approval of subsequent requests does not warrant an automatic
conclusion that the decision to deny an earlier request was arbitrary or
unreasonable. Inevitably, timing matters. A different outcome may
result from the timing of an employee’s request for TEI: Heath, March
3, 2021.
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vii. A TEI application does not survive the departure of an employee from
the OPS. Appendix 46 is not available to employees after they retire,
or their employment relationship is severed. TEI provides enhanced
benefits to an employee when the Employer determines that their “exit
from employment supports the transformation of the OPS”. When an
employee is no longer an active employee, by definition, they cannot
exit again and Appendix 46 has no application: Thompson, issued
May 28, 2021.
[7] In this instance, the Union continued to argue that the Employer employed
an overly narrow interpretation of Appendix 46 and that it failed to consider
overall objectives to reduce complement in the OPS. With respect to Ms.
Hachey, her position was not replaced on a full-time basis. The Employer
took advantage of her retirement to fill the position part-time and allocate .2
of her position to another location. Ms. Hachey’s full-time position was
eliminated, and her departure assisted in the transformation of the OPS.
Consequently, in the Union’s submission, she should have been offered TEI.
[8] The Employer maintained that the general issue raised with respect to the
exercise of its discretion has already been determined, and the Union did
not raise any new arguments with respect to Ms. Charlebois and Rows. Ms.
Hachey’s situation was somewhat different, however, the Employer argued
that while it reallocated part of her position when she retired, it had no
intention of giving up her FTE. Nor was there any operational imperative or
business need to offer the TEI to the grievor. The Employer was content to
leave her in a full-time role for as long as she wanted to remain in her
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position. In these circumstances, the Employer maintained that it acted
reasonably and in good faith in the exercise of its discretion.
[9] There is no dispute that the positions left vacant by Ms. Charlebois and
Rows were filled and the Union has no evidence to dispute the Employer’s
assertion that it had no need to reduce complement in the grievors’
workplace. While I appreciate the continued disappointment and frustration
of long service employees who believe their applications for TEI should have
been approved, I have already determined that the Employer has a broad
discretion to determine whether the exit of an employee would assist in the
transformation of the OPS.
[10] With respect to Ms. Hachey, her position was changed after she retired and
the position subsequently filled as a part-time position in that office, with part
of the FTE being reallocated to another office in the same region. This is
clearly a circumstance where the Employer could have determined that
granting a TEI would be beneficial. However, as I have held in previous
cases because it could have adopted that view does not mean that it is
compelled to do so. The Employer determined that there was no urgency to
redeploying a small percentage of Ms. Hachey’s FTE, but did so when
presented with the opportunity. These circumstances alone do not give rise
to a finding that the decision to deny her request for TEI was unreasonable,
arbitrary or made in bad faith.
[11] After careful consideration of the evidence and submissions of the parties, I
have determined that these grievances can be decided based on the
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principles set out in previously decided case. In this case, the evidence
does not establish an improper exercise of the Employer’s discretion.
[12] The grievances are therefore dismissed.
Dated at Toronto, Ontario this 24th day of June 2022.
“Reva Devins”
Reva Devins, Arbitrator