HomeMy WebLinkAbout2005-3698.Samsone.10-08-18 Decision
Commission de
Crown Employees
Grievance
règlement des griefs
Settlement Board
des employés de la
Couronne
Suite 600 Bureau 600
180 Dundas St. West 180, rue Dundas Ouest
Toronto, Ontario M5G 1Z8 Toronto (Ontario) M5G 1Z8
Tel. (416) 326-1388 Tél. : (416) 326-1388
Fax (416) 326-1396 Téléc. : (416) 326-1396
GSB#2005-3698, 2005-3699
UNION#2006-0582-0001, 2006-0582-0002
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN
Ontario Public Service Employees Union
(Samsone)
Union
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The Crown in Right of Ontario
(Ministry of Community Safety and Correctional Services)
Employer
BEFOREVice-Chair
Ken Petryshen
FOR THE UNION
Jorge Hurtado
Cavalluzzo Hayes Shilton McIntyre
& Cornish LLP
Counsel
FOR THE EMPLOYERPaul Meier
Ministry of Government Services
Legal Services Branch
Counsel
HEARING
May 7, July 7, July 22, November 13, 2009,
January 12, 2010.
WRITTEN
SUBMISSIONSJanuary 20, 2010.
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Decision
[1]I have two grievances before me that were signed by Mr. R. Samsone and were
referred separately to the Grievance Settlement Board (?GSB?) by the Union in March of
2006. One grievance is dated February 1, 2005 (?grievance #1?). Mr. Samsone prepared this
grievance in February of 2006 and backdated it. In the statement of grievance section, Mr.
Samsone claims that OM16 Tom Angelidis violated certain articles of the Collective
Agreement and legislation ?by making a threat of violence (death) against me while in the
st
workplace on duty during a night shift on Saturday January 1, 2005? and that OM16
Huppmann violated the same articles ?as he was in the Shift Office and witnessed these
comments when they were made and did nothing to protect me from this threat nor did he
take appropriate actions to inform his Supervisor of the inappropriate comments or actions
which Mr. Angelidis displayed thus causing me to be placed in a further poisoned work
environment and jeopardizing my Health and Safety.? In the settlement desired section, Mr.
Samsone requested, among other things, the removal of Angelidis and Huppmann from the
Ministry, a full investigation from an external and impartial party and $100,000.00 as
damages. The other grievance is dated February 24, 2006 (?grievance #2?). In the statement
of grievance section, Mr. Samsone claims that certain named members of management at the
Toronto East Detention Centre (?TEDC?) and certain named members of senior management
located at 25 Grosvenor Street violated the Collective Agreement in that they were aware that
?I was threatened with death by OM16 Tom Angelidis while in the workplace and did
nothing to protect my health and safety due to the fact that Mr. Angelidis submitted an
occurrence report where he denies that any such threat was ever made. Management has not
conducted an official investigation and has accepted this falsified document and continues to
contribute to an already poisoned workplace and allow this criminal behaviour to exist.? In
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the settlement desired section, Mr. Samsone requests, among other things, that the
management who failed to follow the ?Zero Violence in the Workplace Policy? be removed,
a letter of apology from each individual who failed to act on the threat, full monetary
compensation, $1,000,000.00 in damages due to the conspiracy and cover up by high ranking
Ministry officials, a one year leave with pay to recover and a full RCMP investigation.
[2] The Employer takes the position that these two grievances are not arbitrable on a
number of grounds. It claims that the grievances should be dismissed because of res
judicata, estoppel and abuse of process considerations. Counsel made submissions on these
issues based on agreed facts, including a number of documents. The Employer also claims
that the grievances should be dismissed because they were not filed or processed in
accordance with the grievance procedure. More specifically, it claims that the grievances
were not filed with the Employer, but instead were simply referred to the GSB, and that they
are untimely. Counsel addressed these issues on a separate day of hearing based on agreed
facts and the testimony of Mr. Samsone. No one else was called by the Union to testify.
[3] In a decision in this proceeding dated July 29, 2009, I described Mr.
Samsone?s inappropriate conduct which occurred at the hearing on July 22, 2009, and which led
the parties to agree to adjourn the hearing. In another decision in this proceeding dated
September 8, 2009, I addressed the Union?s request during a conference call to adjourn this
matter sine die because of its view that the inappropriate conduct Mr. Samsone exhibited on July
22, 2009, would likely be repeated on any future hearing date. I agreed to adjourn the hearing
date of August 21, 2009, but declined to adjourn the matter sine die.In essence, I instead
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directed that the hearing would continue on November 13, 2009. For completeness, I note that
the hearing did continue on November 13, 2009, and on a subsequent date, without incident.
[4] The factual context for the Employer?s objections on arbitrability is as follows.
Mr. Samsone commenced his employment as a Correctional Officer in November of 1998, at
the Whitby Jail. He eventually moved to the Toronto East Detention Centre (?TEDC?),
where he became active in the Local Union. He was a steward for a time and then became
the President of the Local. Mr. Samsone was the President of the Local Union at the TEDC
when the events relevant to this proceeding took place. As a steward and as President, Mr.
Samsone was aware of the requirements in the Collective Agreement for the filing and
processing of grievances. He had filed his own grievances and would have had some
familiarity with the grievances filed by members of the Local.
[5] Mr. Samsone described in his testimony what I will refer to as the threat
incident. Since this decision is not dealing with the merits of grievance #1, it is
unnecessary to refer to this aspect of his testimony in detail. I simply note that Mr. Samsone
testified that an incident occurred on a shift which started on January 1 and ended at 7:00
a.m. on January 2, 2005. In his role of Local Union President, Mr. Samsone had permission
to prepare and print a newsletter to his members during his shift. The newsletter contained
information relating to a possible strike and named every manager at the TEDC. Mr.
Samsone indicated that he went to the shift office where Mr. Angelidis and Mr. Huppmann
were present. When Mr. Angelidis asked him what he was printing, Mr. Samsone showed
him a copy of the newsletter. Mr. Samsone testified that Mr. Angelidis read the newsletter
and then said ?If you are thinking of picketing my house, remember the word murder.? Mr.
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Samsone stated that he asked Mr. Angelidis what he said and Mr. Angelidis responded by
saying ?You heard what I said ? remember the word murder.? Mr. Samsone indicated that
Mr. Huppmann did not say or do anything in response to the comments made by Mr.
Angelidis. Mr. Samsone said he was angry and walked away from the shift office. Mr.
Samsone testified that Mr. Huppmann first approached him after the incident and then later
Mr. Angelidis approached him later in the shift to apologize for the incident and Mr.
Samsone told Mr. Angelidis that he did not want to talk to him. Before leaving for home at
the end of his shift, Mr. Samsone did not complete and submit an Occurrence Report about
the threat incident. Mr. Samsone has never completed an Occurrence Report relating to the
threat incident. A Correctional Officer is obliged to prepare an Occurrence Report before the
completion of the shift to record any unusual event that takes place during a shift. Mr.
Samsone also did not file a grievance over the incident before he left for home at the end of
his shift. As he was driving home, Mr. Samsone was involved in a car accident when he was
cut-off by a vehicle. Mr. Samsone was taken to hospital with a whiplash injury and he did
not return to work until January 25, 2005.
[6] On February 1, 2005, there was an incident between Mr. Samsone and Mr.
Mitchell, Deputy Superintendent, about the facial hair policy. Again, it is unnecessary to
refer in detail to Mr. Samsone?s testimony about this incident. Mr. Samsone testified that
Mr. Mitchell sent him home to shave and he believed that he was being suspended. The
Employer has a different perspective on this event. Mr. Samsone testified that he had had
enough at that point and that he went to the Union?s head office where he met with two
Union representatives. He indicated that they met for a couple of hours and that he explained
what had been happening recently at work. Mr. Samsone testified that a decision was made
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at the meeting to file an unfair labour practice application with the Ontario Labour Relations
Board (?OLRB?) and two grievances, one about the facial hair incident and one about the
threat incident. He indicated that he left the paper work relating to these matters with the
Union.
[7] A series of documents were filed at the hearing relating to the facial hair incident.
The first one is entitled ?INFORMAL COMPLAINT REPORT - STAGE 1?. This form is
prepared by a manager and reflects that Mr. Samsone complained verbally to him that Mr.
Mitchell?s direction to him to shave was a reprisal. The form indicates that the complaint
was made at a meeting in the IC?s office on February 1, 2005. During his examination-in-
chief, Mr. Samsone acknowledged that he did not speak to anyone in management about the
threat incident before February 1, 2005. The next document is the grievance Mr. Samsone
prepared and filed over the facial hair incident. The grievance is dated February 18, 2005,
and is signed by Mr. Samsone and D. Minns, a steward. The next document is a form
entitled ?WAIVER OF TIME LIMITS ? SECOND STAGE HEARING?. It is signed by Mr.
Samsone and Mr. Heffering for management, is dated March 10, 2005, and records the
agreement to waive the second stage hearing until March 29, 2005. The final document is
entitled ?WITHDRAWAL OF GRIEVANCE?. This form is signed by Mr. Samsone on
March 29, 2005, confirming the withdrawal of his grievance dated February 18, 2005.
[8] The Union, through counsel, filed an unfair labour practice application with the
OLRB dated April 6, 2005, which essentially alleges that members of management at the
TEDC engaged in reprisals against Mr. Samsone and Mr. Peck, the Union Co-Chair of the
Health & Safety Committee, to penalize them for their union activity. Many of the
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allegations made on behalf of Mr. Samsone relate to what can be described as WDHP issues.
The Union also referred to and relied upon the threat and facial hair incidents as part of its
complaint. Paragraph 20 in Schedule A reads as follows: ?On December 26, 2004, Mr.
Samsone was in the Shift Office and managers Angelidis and Huppmann were present. The
subject of picketing in a potential future strike came up and Mr. Angelidis said ?Just
remember the word murder?.? It is alleged in paragraph 29 of Schedule A that Mr. Samsone
was suspended for the day and sent home without pay over the facial hair incident. Included
in its request for relief, the Union requested, among other things, that the OLRB order that
Mr. Samsone be made whole for any losses and ?An order that in light of the corrosive and
threatening comment made by Mr. Angelidis and condoned by Mr. Huppmann, both
individuals be ordered removed from the TEDC immediately.? It was through the receipt of
the Union?s unfair labour practice application that the Employer first became aware of Mr.
Samsone?s allegations about the threat incident.
[9] The Employer made a full and detailed response to the Union?s application on
April 21, 2005. It requested that the OLRB decline to inquire into the facial hair incident
because the matter was addressed in the grievance procedure with the withdrawal of the
grievance by Mr. Samsone. It took the position that Mr. Mitchell told Mr. Samsone to go
home and shave and return to work, which is what the Staff Facial Hair Policy provides for in
the case of a breach, and that Mr. Mitchell did not suspend Mr. Samsone. The Employer
responded to the threat allegation as follows: ?The Ministry denies that Mr. Angelidis stated
such a comment as alleged. Further, both Mr. Huppmann and Mr. Angelidis were not even
working on December 26, 2004. The Ministry submits that such an experienced Correctional
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Officer as Mr. Samsone should have followed Ministry protocol and filed an Occurrence
Report, as would be required in the circumstances.?
[10] As President of the Local Union, Mr. Samsone was provided with a copy of the
Union?s unfair labour practice application and the Employer?s response to the application.
Mr. Samsone indicated that he believed that the grievance he had prepared about the threat
incident had been referred to the GSB. There is no indication that such a grievance was
referred to the GSB or that Mr. Samsone, as President of the Local, was copied with a letter
referring such a grievance to the GSB, consistent with the usual practice.
[11] Mr. Samsone continued to work at the TEDC until around July or August of 2005
when he went off on short term sickness and then on LTIP for a period of time. He was
diagnosed with a medically verified post traumatic stress disorder which restricted him from
working as a Correctional Officer in a correctional setting. Mr. Samsone has not returned to
work at the TEDC.
[12] The hearing for the Union?s unfair labour practice application before the OLRB
was scheduled for February 23, 2006. The parties appeared at the OLRB on that day and
settled the application by entering into a settlement document dated February 23, 2006. Mr.
Samsone signed the document on behalf of the Union. The relevant provisions of the
settlement are as follows:
?
And whereas the parties wish to settle the Application on a full and final and on a without
precedent basis on the following terms:
?
3.The Responding Party acknowledges that the employer shall not seek by intimidation
or coercion to compel any person to become or refrain from becoming or to continue
to be or to cease to be a member of a trade union or to refrain from exercising any
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other rights under the Labour Relations Act or from performing any obligations under
the Labour Relations Act, as per section 76 of the Labour Relations Act.
4.The parties agree that the applicant and Mr. Robert Samsone will not pursue in any
manner, in any forum or proceeding, any claim or demand associated with the
Responding Party?s decision not to refer Mr. Samsone?s WDHP Complaint dated July
14, 2004 to an external investigator due to lack of ?particulars?.
5.The parties agree that this settlement is without prejudice to any other proceedings
between the parties including but not limited to outstanding Grievance Settlement
Board hearings, subject to paragraph 4 noted above.
6.The parties agree that threats of violence including threats of death are not
appropriate in the workplace and will not be tolerated.
7.The terms of this settlement are not an admission of liability by the Responding Party
?
[13] It was the day after settling the unfair labour practice application that Mr.
Samsone prepared grievances #1 and #2. Mr. Samsone testified that management had
indicated at the OLRB on the previous day that he had not filed a grievance about the threat
incident. He stated that on February 24, 2006, he recreated the grievance that was originally
prepared on February 1, 2005, and dated it February 1, 2005. He indicated that grievance #1
therefore relates to the threat incident itself. He testified that he also completed a new
grievance on that day. He indicated that grievance #2 deals with management?s failure to
investigate the threat incident and to protect him. As noted previously, Mr. Samsone refers
in grievance #2 to an occurrence report submitted by Mr. Angelidis in which he denies
making the alleged threat. This information would have been disclosed to the Union during
the unfair labour practice proceeding. On both grievances, Mr. Samsone signed as grievor
and in the space reserved for the Local President. Mr. Robert Gordon signed both grievances
as steward. The space on the grievances for indicating who the grievance was submitted to
in management is blank. Both grievances were sent by facsimile to the Union?s head office
on March 2, 2006, from the Durham East Probation & Parole office. This was Mr. Gordon?s
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work location at the time. The two grievances were then referred separately to the GSB from
the Union?s head office, each with a covering letter dated March 2, 2006. The referral letters
were received by the GSB on March 6, 2006.
[14] During a teleconference call on May 1, 2006 with Vice-Chair Harris, the
Union requested that grievances #1 and #2 be consolidated with three other grievances filed by
Mr. Samsone that were before the GSB. In a decision dated May 24, 2006, Vice-Chair Harris
denied the Union?s request. After this event, it appears that nothing happens with grievances #1
and #2 for some time.
[15] In letters to Union counsel dated July 25, 2007, and another dated January 29,
2009, Employer counsel raised a number of issues in connection with grievances #1 and #2
which he suggests need be addressed. I note that this Union counsel is not the same lawyer
that appeared before me to deal with the arbitrability issues. In these letters Employer
counsel outlined the preliminary issues that the Employer intended to raise. In both letters,
counsel maintained that both grievances had not been submitted to an employer
representative and asked whether this was disputed and if so, counsel requested the name of
the person the grievance was filed with. Counsel did not receive a response to these letters.
Following an inquiry from the GSB about the scheduling of these grievances for hearing,
Employer counsel indicated on October 29, 2008 by email that the Union had not brought
these grievances forward for scheduling and indicated that the Employer reserved the right to
object further given the Union?s delay in scheduling these matters for hearing.
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[16] The Correctional Investigation & Security Unit (?CISU?) conducted an
investigation into the threat incident based on Mr. Samsone?s allegation. Mr. Samsone was
interviewed by the CISU investigator about the threat incident in December of 2007 and
again in February of 2008. In a Memorandum dated May 5, 2008, the Superintendent of the
TEDC advised Mr. Samsone that ?I have reviewed the investigation report and accepted the
findings, which determined that no clear and convincing evidence was discovered or
provided to suggest that Mr. Angelidis made a direct threat to you or that he made any
comments which he intended to be threatening. As such, no further action will be taken with
respect to this matter.?
[17] Mr. Samsone made a claim to the WSIB for Traumatic Mental Stress arising from
the threat incident. A Claims Adjudicator wrote to Mr. Samsone on March 13, 2006,
advising in his decision that ?A claim was established and an investigation completed as you
were claiming your life was threatened at work.? The decision reviews the statements that
were provided to the investigator by Mr. Samsone, Mr. Angelidis and Mr. Huppmann. It is
unnecessary to review this decision in detail. In reciting what Mr. Samsone told the
investigator, it was noted that Mr. Samsone indicated that he had filed a grievance in
February of 2005 over a facial hair policy and then filed an unfair labour practice regarding
the threat from 2004. There is no indication that Mr. Samsone told the investigator that he
filed a grievance in February of 2005 about the threat incident. In their statements to the
investigator, Mr. Angelidis and Mr. Huppmann denied that Mr. Angelidis threatened Mr.
Samsone. The Claims Adjudicator did not allow the claim after concluding that he was
unable to establish any proof of a direct threat to Mr. Samsone and that the criteria for a
traumatic mental stress claim had not been met. The WSIB decision was filed in this
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proceeding because the Employer initially intended to make a res judicata argument based
on the decision. The Employer elected not to make such a submission when the arbitrability
issues were addressed.
[18] I will first address the Employer?s contention that grievances #1 and #2 are not
arbitrable because of estoppel and abuse of process considerations. The foundation for these
positions is the settlement of the unfair labour practice application (?the Settlement?) and Mr.
Samsone?s reliance in grievance #2 on a document that was disclosed in the unfair labour
practice proceeding. Employer counsel argued that the threat incident was a part of the
unfair labour practice application that had been settled by the parties and that the Settlement
is a bar to the Union pursuing the grievances. He submitted that the Union was estopped by
the Settlement and that pursuing the grievances in light of the Settlement also amounts to an
abuse of process. Employer counsel submitted that reliance on documents and information
provided to the Union in the unfair labour practice proceeding in grievance #2 constitutes a
violation of the deemed undertaking rule which also amounts to an abuse of process. The
Union took the position that the Settlement and the reference in grievance #2 to a document
provided to the Union in the unfair labour practice proceeding are not a basis for precluding
the hearing of grievances #1 and #2 on their merits.
[19] Counsel referred to a number of decisions during the course of their submissions.
Employer counsel referred me to the definition of ?proceeding? in Black?s Law Dictionary,
Eighth Edition, and relied on the following decisions: OPSEU (Dale et al) and Ministry of
Health and Long-Term Care, GSB No. #0783/00 et al. (Abramsky); Re Apex Metals Inc. and
th
C.A.W. ? Canada, Loc. 1524 (1997), 64 L.A.C. (4) 289 (Palmer); Re Cuddy Food Products
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th
and U.F.C.W., Locs. 175 & 633 (2003), 121 L.A.C. (4) 56 (Etherington); Re Silgan Plastics
Canada Inc. and U.N.I.T.E. H.E.R.E. (2007), 96 C.L.A.S. 124 (Swan); Re Saint-Gobain
th
Abrasives and C.E.P., Loc. 12 (2003), 120 L.A.C. (4) 72 (Burkett); Re Lof Glass of Canada
th
Ltd. and C.A.W., Loc. 2225 (1995), 47 L.A.C. (4) 410 (Petryshen); Re Quinsam Coal Corp.
th
and U.S.W.A., Loc. 9347 (2002), 111 L.A.C. (4) 237 (Larson); Niagara North
Condominium Corp. No. 125 v. Waddington, [2007] O.J. No. 936 (C.A.); Antoncic and
Ministry of Community Safety and Correctional Services, PSGB No. P-2007-0665 (O?Neil);
andAntoncic v. Wylie, [2009] O.J. No. 1277 (S.C.J.). Union counsel relied on the following
decisions:Toronto (City) v. C.U.P.E., Local 79, [2003] 3 S.C.R. 77; Re Proboard Ltd and
th
C.E.P., Loc 49-0 (2002), L.A.C. (4) 371 (Kaplan); Rasanen v. Rosemount Instruments
Limited (1994), 17 O.R. 267 (C.A.); Danyluk v. Ainsworth Technologies Inc., [2001] 2
th
S.C.R. 460; and, Re Legacy Hotels Corp. and C.A.W., Loc. 4270 (2004), 132 L.A.C. (4) 437
(Burkett).
[20] It is clear from the facts that Mr. Samsone is alleging that he was threatened in the
workplace by a manager in grievance #1, a grievance he prepared on February 24, 2006. The
same allegation, among others, was included in the unfair labour practice complaint which
was resolved by the parties on February 23, 2006. The Settlement even contains a term,
although an innocuous one, which arises from the threat allegation.In grievance #2, Mr.
Samsone refers to an occurrence report that was provided to the Union during the OLRB
proceeding. In my view, these are not the circumstances which would make grievances #1
and #2 inarbitrable.
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[21] The cases relied on by Union counsel deal with situations where a grievance was
found to be inarbitrable because the same issue had been raised in an earlier grievance that
had been settled by the parties or decided by an arbitrator. In these circumstances, it is
appropriate to recognize the sanctity of a settlement by finding that the Union was estopped
from proceeding with an identical grievance or concluding that the Union had engaged in an
abuse of process. In my view, the circumstances in the instant case are significantly different
and therefore not governed by the same principles. The claim advanced by the Union in the
unfair labour practice proceeding was that management conduct in relation to Mr. Samsone
and Mr. Peck was based on their role in the Union and an effort to penalize them for their
union activities. The allegations set out in the unfair labour practice application which
claimed a contravention of the Labour Relations Act were resolved by the Settlement. The
mere settlement of the unfair practice application, by itself, does not preclude Mr. Samsone
from filing a grievance about the threat incident for the purpose of claiming a violation of the
Collective Agreement. The nature of the claims in each of these proceedings is different,
even though an allegation is common to both.
[22] It is always open to the parties when settling issues in one forum to specifically
provide that neither party can raise those issues in another forum. A good illustration of this
point can be found in paragraph 4 of the Settlement where it was agreed in very broad
language that the Union and Mr. Samsone will not pursue ?in any forum or proceeding? the
Employer?s decision not to refer Mr. Samsone?s WDHP Complaint dated July 14, 2004 to an
external investigator. There is no term of the Settlement, however, which provides that the
other allegations or issues set out in the unfair labour practice application, including the
threat incident, shall be treated in a similar way. In my view, the terms of the Settlement do
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not restrict the Union from proceeding with grievances #1 or #2. The sentence in the
preamble indicating that the parties wish to settle on a full and final basis is specifically
limited to the settlement of the Application. Paragraph 5 merely indicates that the Settlement
is without prejudice to any other proceedings between the parties. When read in its entirety,
the paragraph does not indicate that the Settlement is with prejudice to any future
proceedings, other than the one set out in paragraph 4, referred to previously. The terms of
the Settlement do not bar the Union from pursuing grievances #1 and #2.
[23] I agree with the general principle that the violation of the implied or deemed
undertaking rule can constitute an abuse of process. In Antoncic v. Wylie,supra,the Court
stayed the plaintiff?s action after finding that it was based solely on documents he obtained
through the grievance arbitration process. In grievance #2, Mr. Samsone grieves that
management did not investigate the threat incident and did not protect his health and safety.
There is no indication from the facts as to how Mr. Samsone formed the conclusion as to
what management did or did not do about the threat incident, once management became
aware of it. It is likely that he believes management did not do anything to protect his
interests simply because he has no knowledge about what was done by management, if
anything. The only document he refers to in grievance #2 is Mr. Angelidis?s occurrence
report wherein Mr. Angelidis denies making a threat. There is no basis for concluding from
the facts that Mr. Samsone is basing this grievance on the one occurrence report or solely on
information that the Employer provided during the unfair labour practice proceeding.
Although the Union may be precluded from relying on the Angelidis occurrence report, there
is no basis for concluding that proceeding with grievance#2 would amount to an abuse of
process.
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[24] For the foregoing reasons, the Employer?s motion to have grievances #1
dismissed because of estoppel and abuse of process considerations and grievance #2 because
of the deemed undertaking rule are hereby dismissed.
[25] I now turn to the Employer?s claim that grievances #1 and #2 are not arbitrable
because a failure to comply with the grievance procedure and because they are untimely.
Employer counsel argued that a grievance cannot be arbitrable when there has been a
complete failure to follow the grievance procedure. In the alternative, Employer counsel
submitted that the delay in the preparation of the grievances is extreme and that there are no
reasonable grounds to extend the time limits. Employer counsel also submitted that an
extension of the time limits is inappropriate because the Employer has been prejudiced.
Counsel also relies on the lengthy delay between the time the grievances were prepared and
when the Union took steps to have the grievances heard as a further basis for deciding not to
hear the merits of the grievances. The Union took the position with these objections as well
that there was no reasons advanced by the Employer that should preclude the grievances
from being heard on their merits. In particular, Union counsel argued that there were
reasonable grounds for me to exercise my discretion to extend the time limits in this case.
[26] In support of his submissions, Employer counsel relied on the following
decisions:OPSEU (Faulkner) and Ministry of Community Safety and Correctional Services,
GSB No. #2006-2093 (Petryshen); OPSEU (Kavanaugh) and Ministry of Community and Social
Services, GSB No. #2007-0136 et al (Harris); OPSEU (Berday) v. Ontario (Ministry of
Transportation), [2008] O.G.S.B.A. No. 240 (Devins); OPSEU (Seager) v. Ontario (Ministry of
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Community, Family and Children?s Services), [2004] O.G.S.B.A. No. 35 (Mikus); OPSEU
(Johnston) and Ministry of Attorney General, GSB No #2009-1147 (Dissanayake); and, OPSEU
(Fox et al) and Ontario Human Rights Commission, GSB No. 2001-0507 (Harris). Union
counsel referred to the following decisions during his submissions:Re Becker Milk Company
Ltd. and Teamsters Union, Local 647 (1978), L.A.C. (2d) 217 (Burkett); Re Greater Niagara
General Hospital and Ontario Nurses? Association (1981), 1 L.A.C. (3d) 1 (Schiff); Re Vale
Inco Ltd. and U.S.W.A., Local 6500 (2008), 96 C.L.A.S. 294 (Burkett); OLBEU (Aleong) and
Liquor Control Board of Ontario, GSB No. 1318/96 (Gray); Re Moncton (City) and City Hall
th
Employees Assn. (2004), 134 L.A.C. (4) 404 (Gorman); OPSEU (Sidhu) and Ministry of
Community Safety and Correctional Services, GSB No. #1996-0701 et al (Abramsky); Re
Toronto (City) and Toronto Civic Employees? Union, Loc. 416 (2007), 91 C.L.A.S. 50
(Starkman); Re Jewish Family and Child Service of Metropolitan Toronto and C.U.P.E., Loc.
265(2006), 84 C.L.A.C. 307 (Levinson); OPSEU (Stone) and Ontario Clean Water Agency,
GSB No. #1111/99 (Johnston); Re Ajax Precision Manufacturing and U.S.W.A., Loc. 9042
th
(1999), 85 L.A.C. (4) 280 (Shime); and, James Bay General Hospital v. Public Service Alliance
of Canada, [2004] O.J. No. 4666 (Div. Ct.).
[27] The relevant provisions of the grievance procedure contained in Article 22
of the Collective Agreement are as follows:
22.1It is the intent of this Agreement to adjust as quickly as possible any
complaints or differences between the parties arising from the interpretation,
application, administration or alleged contravention of this Agreement,
including any question as to whether a matter is arbitrable.
STAGE ONE
22.2.1It is the mutual desire of the parties that complaints of employees be
adjusted as quickly as possible and it is understood that if an employee has a
complaint, the employee shall meet, where practical, and discuss it with the
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employee?s immediate supervisor within thirty (30) days after the circumstances
giving rise to the complaint have occurred or have come or ought reasonably to
have come to the attention of the employee in order to give the immediate
supervisor an opportunity of adjusting the complaint.
22.2.2If any complaint or difference is not satisfactorily settled by the supervisor
within seven (7) days of the discussion and/or meeting, it may be processed
within an additional ten (10) days in the following manner:
STAGE TWO
22.3.1If the complaint or difference is not resolved under Stage One, the
employee may file a grievance, in writing, through the Union, with the senior
human resources representative in the ministry or his or her designee.
22.3.2The senior human resources representative or his or her designee shall
hold a meeting with the employee within fifteen (15) days of the receipt of
the grievance and shall give the grievor his or her decision in writing
within seven (7) days of the meeting with a copy to the Union steward.
22.4 It the grievor is not satisfied with the decision of the senior human resources
representative or his or her designee or if he or she does not receive the decision
within the specified time, the grievor may apply, through the Union, to the
Grievance Settlement Board (GSB) for a hearing of the grievance within fifteen
(15) days of the date he or she received the decision or within fifteen (15) days
of the specified time limit for receiving the decision.
?.
22.14GENERAL
22.14.1 Where a grievance is not processed within the time allowed or has not
been processed by the employee or the Union within the time prescribed
it shall be deemed to have been withdrawn.
?
22.14.3 Time limits contained in Article 22 may be extended by agreement of the
parties in writing.
?
22.14.6 The GSB shall have no jurisdiction to alter, change, amend or enlarge
any provision of the Collective Agreements.
[28] There is no dispute about how grievances #1 and #2 were processed. In contrast
to how the facial hair incident was challenged, Mr. Samsone did not make any effort to
discuss the threat incident with a supervisor as required by stage one of the grievance
procedure. Once he prepared the grievances, neither he as a grievor or as the Local Union
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President filed them with anyone in management at the TEDC. Of course, in the absence of
filing the grievances with management, the stage two meeting mandated by the grievance
procedure did not take place. It is the timely decision of management flowing from the stage
two meeting which triggers the right of the Union to refer the grievances to the GSB. In this
case, the grievances were prepared by Mr. Samsone on February 24, 2006, sent to the
Union?s head office by facsimile on March 2, 2006 and then referred by the Union on that
day to the GSB. There is no indication that the Employer agreed that the grievances could be
processed in this way. Indeed, the Employer has consistently taken the position that
Grievances #1 and #2 were not arbitrable because they were not processed in accordance
with the grievance procedure contained in the Collective Agreement.
[29] I agree with Employer counsel?s characterization that there has been a complete
failure in this instance to comply with the grievance procedure. The grievances were not
filed with the Employer and the steps set out in the grievance procedure were completely
ignored. The obvious purposes for which parties have a grievance procedure have been
completely thwarted in this instance. Unless the parties were to agree otherwise, there is an
obligation on a grievor or a party to ensure that the steps of the grievance procedure are
followed. As article 22.14.6 provides, the GSB has no jurisdiction to alter or amend a
provision of the Collective Agreement, including of course the grievance procedure
provision. Although the focus of article 22.14.1, the deemed withdrawal provision, is on
timeliness, the importance of following the grievance procedure is captured by the article.
Arbitrators have consistently found that a failure to comply with the grievance procedure will
deprive the arbitrator of jurisdiction to hear a grievance. What has occurred in the instant
case goes beyond a mere technical breach of the grievance procedure. It is my conclusion
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that the complete failure to comply with the grievance procedure, particularly the failure to
file the grievances with the Employer, deprives the GSB of jurisdiction to hear grievances #1
and #2. As the Employer has consistently maintained, these two grievances are not
arbitrable.
[30] Counsel devoted considerable time during argument to the issue of whether I
should exercise my discretion to extend time limits in this case. Given that the grievances
were never filed with Employer, and not simply filed in an untimely manner, there is an issue
as to whether the extension of the time limits is at all relevant. In any event, given my
determination that the grievances are not arbitrable because of a failure to comply with the
grievance procedure, it is unnecessary to address the timeliness issues.
[31] At the conclusion of his evidence, Mr. Samsone described the impact the
threat incident has had on his life. He also provided me with a written statement that refers to his
medical condition and his desire to have his grievances heard so that he can get closure and ?try
to repair the damage to the hole in my soul this Ministry has created.? Although one can be
sympathetic to Mr. Samsone?s description of his personal circumstances, I cannot take
jurisdiction over these grievances by ignoring the failure to process them properly through the
grievance procedure.
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[32] For the foregoing reasons, the Employer?s objection to the arbitrability of
grievances #1 and #2 is upheld. Accordingly, grievances #1 and #2 are hereby dismissed.
th
Dated at Toronto this 18 day of August 2010.
Ken Petryshen, Vice-Chair