HomeMy WebLinkAboutP-2007-2730.Hollinger.10-09-23 Decision
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P-2007-2730
IN THE MATTER OF AN ARBITRATION
Under
THE PUBLIC SERVICE ACT
Before
THE PUBLIC SERVICE GRIEVANCE BOARD
BETWEEN
Complainant
Hollinger
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The Crown in Right of Ontario
(Ministry of Environment)
Employer
BEFORE D.J.D. LeightonVice-Chair
FOR THE COMPLAINANT David Hollinger
FOR THE EMPLOYERJennifer Richards
Ministryof Government Services
Counsel
HEARING May 26, 2009.
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Decision
Introduction
[1] On September 7, 2007, Mr. Dave Hollinger, who at the time of his grievance was a
supervisor with Water Resources Technical Support Section of the Ministry of Environment,
grieved that his working conditions and terms of employment had been violated. His grievance
alleges that a salary compression between himself and two of his subordinates, who were Ground
Water and Surface Water Group Leaders (Geoscientists 4), began in January 1, 2002. It was the
grievor?s position that anything less than a five percent difference from the maximum salary
range of a manager or supervisor and a direct report created a salary compression. In order to
remedy the compression he sought an increase of his salary of ten percent per year, retroactively
to 2001. This was because the Geoscientists 4 salary exceeded his own by up to five percent in
many years. Mr. Hollinger acknowledged that he received a onetime compression payout for the
years April 1, 2002 to March 31, 2004. However, it was his position that it was insufficient to
remedy the salary compression. He also took the position that this pay should have counted for
the purposes of his pension. Mr. Hollinger retired at the end of 2008.
[2] At the outset of the hearing, the employer made a preliminary motion to dismiss the
grievance as not arbitrable. Counsel for the employer submitted that this board has no
jurisdiction to rectify salary compression. She stated further that the grievor was simply taking
the position that the employer had done nothing to address the compression issue. He was not
alleging any breach of a specific policy. Nor was he claiming discrimination or arbitrariness on
the employer?s part by not maintaining a five percent differential.
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The Evidence
[3] The employer called Ms. Risa Caplan, a corporate compensation specialist, to give
evidence as to how salary was set for management employees outside a bargaining unit. Ms.
Caplan testified that salaries were set by the government and that there are no negotiations with
employees for salaries outside those that are represented by bargaining agents. She also noted
that there was no automatic link from raises for the bargaining unit to management salary
increases. Factors that influence salaries are political will, political affinity (that is whether there
is a political interest within the public service), provincial finances, public perception, trends in
the broader sector, or in the bargaining units as to salary. There is no policy for non-bargaining
unit employees that requires an increase to salary at any particular time. It is completely up to
the government in this case, not the ministries, to increase management salaries.
[4] Ms. Caplan described the process of salary increases for the Management Compensation
Plan (MCP) and non- bargaining unit employees. Her comments did not refer to the process for
salary increases for senior management employees. Approvals for a pay increase begin with a
specialist on pay analyzing what might be appropriate. The proposal is vetted through senior
officials up through the ADM and then to the Civil Service Commission for approval.
Compensation changes are approved by Cabinet. The method of approving a salary increase was
provided in the Public Service Act, at the time in question.
[5] Ms. Caplan testified that the employer addressed the issue of salary compression in 1991.
The employer had a temporary policy on compensation for compression issues for approval of
increases for 1991 and 1992 only. In 1991 there was no certainty that this policy would be
extended beyond 1992. Management Board did approve a continuation of salary compression
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adjustments, existing prior to June 14, 1993. Social Contract legislation and other agreements
then ended salary compression adjustments for management employees after June 14, 1993.
When social contract ended, the government reaffirmed on May 29, 1996 that there would be no
compression pay for anyone after June 14, 1993. Anyone who met the 1991 criteria for getting
compression pay that still had not received it was still eligible, but nobody after May 29, 1996
would receive any compensation for compression.
[6] In 2002, the employer addressed the issue of salary compression again. Ms. Caplan said
that a new OPSEU collective agreement and special adjustments to the salaries of some classes
which reduced the salary range between OPSEU members and their direct reports triggered the
employer?s analysis of the compression issue. The government decided to issue a temporary
policy effective April 1, 2002 that provided as follows:
compression pay is being reinstated for the period April 1, 2002 to March 31, 2004 for
managers (ie. those exercising managerial authority over others) in the management
compensation plan (MCP) to maintain a five percent differential between the salary
range maximum of managers and the salary range maximum of their direct reports.
The policy directive also noted that compression pay was intended to address individual
temporary compression situations that may arise and that it would not affect salary ranges for
MCP. Ministries were encouraged to review any salary compression issues, but they were not
required to do so under the policy. The directive also noted as follows:
any compression adjustment will stop in any circumstance where, as a result of a transfer
of employees, promotion or for any other reason, the differential between the maximum
of the salary range of an MCP manager and his/her direct reports is equal to or greater
than five percent, or, on March 31, 2004, whichever is earlier.
The 2002 compression pay policy also included many exceptions, particularly professionals
working in the MCP. Ms. Caplan testified that currently, there is no compression policy in
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existence and that there is no entitlement to an ongoing differential of five percent between a
supervisor and a direct report.
[7] Mr. Hollinger did not tender any evidence.
The Employer?s Submission
[8] Counsel for the employer argued that the board had no jurisdiction to hear this case. She
submitted that the Public Service Act, R.S.O. 1990, c. P.47 (as amended) gave the exclusive
jurisdiction to classify and recommend salary ranges for management employees to the Civil
Service Commission. The grievor is asking for the board to review his salary and there is no
jurisdiction to do so. She argued that many factors are considered in setting salary, but it is the
exclusive right of the Commission to set managers? compensation. Two directives in the past,
one in the early 90s and one in 2002, addressed issues of salary compression, which occurs when
a manager makes less than five percent more than the direct report he or she supervises. Both of
these policies were temporary. Without a policy, counsel argued, there is no ongoing entitlement
to a five percent differential in pay.
[9] Counsel pointed out that this board has interpreted terms of employment and working
conditions broadly. However, this is not a case that alleges that salary has been calculated
incorrectly or that there is a breach of a statute or policy. Counsel contends that the grievor is
essentially claiming that it is not fair that the people he supervised made more money than he
did. Counsel for the employer relied on the following cases in support of her submission: Davies
and Ministry of Correctional Services (1983) PSGB 921-83 (Black); Smalley and Ministry of
Correctional Services (1986) PSGB 0013-85 (Emrich); Coons et al. and Ministry of
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Correctional Services (1988) PSGB 13-87(Brent); Herbrand and Ministry of Transportation
(1995) PSGB 0014-94 (Walter); Garratt et al. And Ministry of Health and Long-term Care
(2005) PSGB 2003-1670(O?Neil); Harris et al., and Ministry of Community Safety and
Correctional Services (2005) PSGB 2003-1479 et al. (O?Neil).
The Grievor?s Submission
[10] Mr. Hollinger argued that there are board decisions that have taken jurisdiction where
grievances have challenged the employer on a salary related matter if the employer?s decision on
salary was made in a discriminatory, arbitrary or in bad faith, or in violation of governing
legislation, a policy, guideline, or practice that would have legal effect as part of an employee?s
terms and conditions of work. Mr. Hollinger argued further that there was a policy in place at
the time he is grieving and the employer has acted arbitrarily and/or inconsistently in maintaining
a five percent differential between himself and his direct reports. He argued that the employer
must comply with its own policies. In sum, Mr. Hollinger argued that where there has been an
allegation that there has been a breach of a working condition or term of employment in this
case, that a policy which formed a working condition or term of employment has been breached,
the board must adjudicate. He argued that this is consistent with prior rulings of the board which
held that salary compression grievances without further allegation of a breach of working
condition either by bad faith or discrimination, arbitrariness, breach of the act, regulation or the
policy are not arbitrable. Thus, the grievor contends that a complaint merely about salary
compression would not be arbitrable. However, once a policy is in place it should be applied
fairly and consistently and in Mr. Hollinger?s view it was not in his case. Mr. Hollinger relied on
the following cases in support of his submission: McConnell et al. and Ministry of
Transportation (1997) PSGB 0051-93 et al. (Leighton); Gleason and Ministry of Transportation
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(1997) PSGB 0040-92 (Leighton); McLuhan and Ministry of Transportation (2002) PSGB
OO53-93(Maeots);Garratt et al. (2005) PSGB 2003-1670 (O?Neil).
Decision
[11] Having carefully considered the submissions of the parties I must conclude that I have no
jurisdiction to hear this case in the circumstances. The evidence shows that there is no working
condition or term of employment that managers must make more than their subordinates. While
it may be a good practice to do so, there is nothing in the legislation or any other provision that
requires it. Indeed, the Public Service Act gives the Civil Service Commission the exclusive right
to set salary ranges for managers. The most recent policy on salary compression, effective April
1, 2002 to March 31, 2004 was completely discretionary and did not change salary ranges for
MCP. Ministries were not required to pay employees in a salary compression with subordinates.
The policy provided that ?compression pay is intended to redress individual temporary
compression situations that may arise, without affecting the salary ranges for MCP?.
[12] Mr. Hollinger acknowledges that he received some adjustments under it but that it was not
enough. He makes the allegation that pay should have been adjusted for the years from 2002
until his retirement in 2008. However, the policy was only in effect for April 2002 to March
2004. Moreover, the policy was not intended to amend the salary range so that the most an
employee got was a top up for the time between April2002 and March 2004. This therefore did
not count for pension purposes. Taking Mr. Hollinger?s allegations as true, there is no breach of
the 2002 Compression Policy.
[13] Most importantly, there is no allegation here of discrimination, arbitrariness or bad faith.
The grievor simply asserts that for the years in question it was unfair and arbitrary that he made
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less than his subordinates. Thus, I am convinced that proceeding with this case would serve no
purpose. The board has no jurisdiction to hear the case on the merits. The grievance is therefore
hereby dismissed.
rd
Dated at Toronto this 23 day of September 2010.
D.J.D. Leighton, Vice-Chair