HomeMy WebLinkAbout2007-2998.Knox.10-11-12 Decision
Commission de
Crown Employees
Grievance
UqJOHPHQWGHVJULHIV
Settlement Board
GHVHPSOR\pVGHOD
Couronne
Suite 600 Bureau 600
180 Dundas St. West 180, rue Dundas Ouest
Toronto, Ontario M5G 1Z8 Toronto (Ontario) M5G 1Z8
Tel. (416) 326-1388 7pO
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GSB#2007-2998
UNION#2007-0102-0006
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN
Ontario Public Service Employees Union
èÏÔÎÏ
(Knox)
- and -
The Crown in Right of Ontario
Employer
(Ministry of Attorney General)
BEFORERandi H. Abramsky Vice-Chair
FOR THE UNIONBoris Bohuslawsky
Eliot, Smith
Barristers & Solicitors
FOR THE EMPLOYERFelix Lau
Labour Practice Group
Ministry of Government Services
Counsel
HEARING
May 4, 2009, January 5, 2010, July 20, 2010,
August 10, 2010, October 27, 2010.
.
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DECISION
[1]On October 14, 2007 the grievor, Jeff Knox, fLOHGDJULHYDQFHFRQWHVWLQJWKH(PSOR\HU¶V
denial of his request for a one-year leave of absence without pay. The grievance states as
follows:
Pursuant to Article 24 Leave Without Pay, I requested a leave without pay,
commencing Sept. 17, 2007 for one year in order to accept employment with
Toyota on a 3 month renewable contract basis. My request was submitted to
[Human Rights] Commission management on Aug. 29, 2007. No decision was
made by the required date (Sept. 16, 2007) so I was forced to either decline the
Toyota contract and remain with the Commission (even though new legislation
will end my position) or take the Toyota contract and resign from the Commission
(as I believed I could not be paid/employed by the Commission and Toyota at the
same time). I stated all of this to Commission management in an email sent on
Sept. 16, 2007 and decided to take the Toyota contract, (hoping that my request
for leave without pay would eventually be approved). In the email, I also stated
that if the Commission declined my request, then I resigned as of the date of my
email (Sept. 16/07). On Oct. 2/07, I received an email from Commission
Management denying my request. According to Article 24, a Deputy Minister
shall not unreasonably deny such request, however it does not appear that the DM
made the decision, rather the Commission did so, regardless, whoever denied my
request did so unreasonably. I am seeking approval of my leave request by the
DM and a letter of apology from the Commission.
As stated in the grievance, the Employer, the Human Rights Commission, GHQLHGWKHJULHYRU¶V
request for a one-year leave of absence without pay, and as per WKHJULHYRU¶V6HSWHPEHU
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positions and on February 16, 2004, became a Human Rights Investigator with the Ontario
Human Rights Commission.
[3] In August 2005, the grievor's aunt was brutally murdered by her ex-husband. The
grievor was very close to his aunt and had resided with her, from time to time, as a teenager. As
the oldest male cousin, the grievor took on additional responsibilities in relation to the family.
At the time, the grievor was married with two young children. The situation created stress and,
over time, caused emotional and mental health difficulties for the grievor.
[4] The grievor continued to work after the murder, but he had difficulty concentrating and
difficulty in "dealing with things." In August 2006, the grievor sought accommodation from the
Employer through his family doctor who requested that the grievor have no defined production
targets for a three-month period due to excessive pressure. The Employer accommodated this
request. It appears that the accommodation continued beyond the initial three-month request.
[5] The grievor testified that he found the Investigator job to be stressful. He also testified
that he was stressed by the transition occurring at the Commission because of Bill 107,
announced in February 2006. The proposed changes meant the elimination of the Investigators'
job, and he was anxious about that. He found it depressing "working while waiting for the
expected elimination of my job." In his view, the situation was even worse for the investigators
in the London office, where the grievor worked.
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[6] In October 2006, the grievor began looking at other job options. He applied to Toyota, in
Cambridge, because he was worried about losing his job. He wanted a job with similar income.
He was aware of his surplus rights, but was concerned that any job he might obtain would not be
at the same level, or that there might not be any job at all.
[7] In November 2006, the grievor requested a paid leave of absence to attend the trial
regarding his aunt's murder. The Employer granted this request, and the trial took place from
March 26, 2006 to April 13, 2007. The grievor attended every day, except the day of the
autopsy. His aunt's ex-husband was convicted. The grievor was scheduled to return to work on
August 16, 2007.
[8] On Sunday, April 15, 2007, the grievor experienced a panic attack while at church, and
he did not return to work as scheduled. He was referred to Dr. Lockhart, a psychiatrist. He was
off work for the rest of April, May, June, July and August, and was receiving sick leave benefits.
Dr. Lockhart provided monthly notes which the grievor provided to the Commission which
simply state that Mr. Knox was "off work for medical reasons." There was no other evidence
that any additional medical information was provided to the Commission.
[9] The gnevor, however, on the evenIng of April 15, 2007 did send an email to his
supervisor, Chris McKinnon, which provided some additional detail. It states:
Chris,
The Trial ended on Thursday night around 9 pm with the accused guilty of first
degree murder. I am relieved that this was the verdict. I would have been very
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disappointed had the accused not received the maximum penalty under the law.
However, in the end, the verdict does not bring my aunt back and I continue to
struggle with that loss, the horrific nature of the murder, as well as with the
emotions of the trial itself and what I saw and heard.
I also continue to struggle with the ongoing job uncertainty, semonty
management's "business as usual" approach and the upcoming changes to the job
in the midst of the ongoing job uncertainty. Personally, I believe that the job
situation is negatively impacting my health. As you know, I have asked if there is
anyway that I can be given my notice at this time. Unfortunately, as you
indicated to me, that is not possible.
On March 22, just prior to the commencement of the Trial, I had an appointment
with an EAP counselor and she indicated that she believes that I have severe
depression and posttraumatic stress disorder. She indicated that while she used to
be in a position to make such diagnoses (previous to working for FGI) she does
not have the ability to make such diagnoses, while working for FGI's EAP
program. She instructed me to make an appointment with my family doctor to
request a referral for a psychiatric consultation.
On March 23, I made and had an appointment with my family doctor. He
initiated a referral. I called my family doctor's office this past week but they are
still awaiting a response form the psychiatrist. I was told that such a wait is
typical and it can be months before I actually get a consultation.
Today, I experienced a major anxiety/panic attack, while attending a church
service. I had to abruptly leave the church and go to the car, where I completely
broke down. As a result, my wife Natalie ended up speaking to another family
doctor, who, who attends my church, and this doctor came to check on me in the
car and spoke to me at length. The doctor believes that it is likely that I am
experiencing severe depression and/or PTSD and said that it is urgent that I get
help now... .not later. As a result, she is going to get me a psychiatric consult
ASAP and she hopes it may be this week. She also advised that I should not be
going back to work until after I have had such a consult and said that she will
provide me with a doctor's note when needed.
I will keep you updated, as I have further information to share.
[10] On Monday, April 16, 2007, Mr. McKinnon responded, stating that he was "sorry to hear
you are ill and hope that you get well soon." He also stated that, "[o]f course, the Commission is
prepared to accommodate your needs related to any disability." He advised that his time off
would be treated as sick time, and asked for regular medical notes and updates.
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[11] Thereafter the grievor contacted Mr. McKinnon, by email, on April 22 and April 30, and
May 8, 2007. In the May 8 email, the grievor stated that he had another appointment with his
psychiatrist that day and "will keep you posted." He continued:
Also, on another note, last October I had applied for a Contract Production
Worker job at Toyota. As you know, they are building a new plant in Woodstock.
Over the subsequent months, I underwent two tests and I had a final interview
today. I'm not too certain how well it went. I was asked to provide 3 work-
related references from managers/supervisors, whom I have directly reported to.
As we have discussed in the past, I provided your name as a reference so I hope
that that remains okay and that I can still expect a good reference from you.
If they are interested in hiring me, someone from Toyota will contact you, likely
within a couple of weeks. And of course, if they are not interested in me, you will
not be getting a call.
As far as Toyota goes, they are very much into Continuous Improvement, Respect
for People, A Team Concept, Training and full utilization of all Team Members
skills and abilities.
[12] In late August 2007, while the grievor was still off work, Toyota offered the grievor a
"Task and Term" position in Quality Control, for approximately five months, starting September
17,2007.
[13] On August 27, 2007, the grievor emailed John Dorian, a manager who was filling in for
Mr. McKinnon while he was on vacation, "to submit a formal request for a Leave of Absence
Without Pay (Article 24), however, I request some additional information before I do so." He
then set out a number of questions for Mr. Dorian concerning such leaves, including the time
frame for the leave request process. Mr. Dorian responded the same day, saying that he would
"dig into this tomorrow and see what answers I can come up with."
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[14] On August 29, Mr. Dorian responded, apologizing for sending the information to the
grievor's work email instead of his home one. He continued:
Jeff, it is difficult to respond to all your questions without more specific
information and context. So, to the extent I can here are some answers.
Requests for leaves must go through your manager, not HR. How long you can
ask for is a function of why you are asking for it. There is where more
information is needed. Depending on the length of time, the approval process goes
higher in the organization. Your ability to opt to return to work is part of the
additional information as well. Issues around time etc. is a function of the leave
request.
I would suggest you simply ask for what you want and let it play out.
[15] Mr. Knox responded the same day, saying "please allow this email to serve as my formal
request for a one year Leave of Absence Without Pay, to commence on September 17, 2007, in
order to accept alternative employment of a temporary contract nature in the private sector."
[16] The following day, August 30, Mr. Dorian acknowledged receipt and stated that "I am
going to do some consulting with HR, determine if there are rules about this kind of request and
who has authority to do what." He noted that Mr. McKinnon would be back next week and he
would likely "flip this to him..."
[17] On September 4, 2007, Mr. McKinnon and the grievor had a telephone conversation
which was confirmed in an email from Mr. McKinnon. It states:
Jeff:
It was good to talk to you today. I hope that your health continues to improve.
I want to confirm a number of items:
* You are aware of the proclamation of Bill 107 in June 2008.
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* You have received the information for applying for Long Term Income
Protection. You did not specify if you applied for this benefit.
* It was recently calculated that if you remain off sick, your short term sick
benefit will expire on October 19, 2007.
Your request for an unpaid leave of absence was forwarded to me by John. You
indicated that you wish to take a job in the private sector beginning September 17,
2007. As we discussed, we require many more details before it can be fully
considered. I have attached some standard questions related to requests for
leaves/secondments. Please answer these in detail and return to me as soon as
possible. Leaves of this length must be approved by the Executive Director.
Also, in these circumstances, it appears that your health has improved to the
extent that you can do at least some work. I will forward by separate
correspondence a request for further medical details from your doctor regarding
our medical needs related to the position of Human Rights Investigation Officer.
[18] The attachment concerning leave requests states that "[d]ecisions on granting
leaves or secondments are at the discretion of managers and must be based on the
specifics of the request compared to operational requirements." It listed seven questions
for the grievor to answer, which the grievor did on September 6,2007.
[19] The grievor's answers state as follows, with the underlined portion supplied by
the grievor:
1) Leave position - Quality Control: proposed start date - September 17, 2007;
estimated end date - Februarv 2, 2008 potential for it to become permanent - As
far as I am aware, there is no potential for the leave position to become
permanent. The prospective emplover informed me that the leave position is a
task and term contract and explained that this means that I will perform a specific
task for a specific term, and then the contract will end. However. the prospective
employer also informed me that should I fulfill the task and term contract I
would then move from the emplovers' Job Bank to its preferred Job Bank and
then I would be offered a subsequent contract which would likely start shortly
following the leave position. I was also told that it tvpicallv takes one vear or
longer for a person to be offered a permanent position with the prospective
emplover.
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2) Please describe the benefits, if any, your secondment will present to the
Commission if you return - It is hoped that the benefit that mv leave will present
to the Commission if! return is a healthier person/employee, who is able to return
to work and cope with the Commission's ongoing climate (e.g., Bill 107
legislative process, the subsequent transition, proclamation, loss of
colleagues/friends, workplace stress and low morale. pending loss of current
position/notice of termination, teleworker isolation in dealing with climate). I also
suspect that I will be able to further improve various job related skills and abilities
(for more information see my answer to question five below).
3) Please describe how this leave will benefit you - I find the Commission's ongoing
climate to be detrimental to mv health. I believe that the leave will benefit me bv
allowing me the opportunity to work in a climate that is more positive for me at
this time and, in turn, provide me with a better opportunity for improved health.
4) If your request is approved, what will your intentions be upon expiration of the
leave? I do not know what my intentions will be upon expiration of the leave.
There will be many factors for me to consider at that time and leading UP to that
time. For example, the status of my health at that time, my job status with the
Commission at that time (e.g., will there be any London positions in the new
human rights system, have I received notice of termination as a Human Rights
Officer) what would be best for my health at that time, alternative job prospects,
etc.
5) Your new position may pose a conflict of interest if you are on leave from your
Human Rights Officer position at the Commission. In this regard, please provide
me with a job description or summary of your duties in your new position. I do
not have a job description or summarv of duties for the leave position, as the leave
position was not posted. Rather. I was in the prospective employers' Job Bank
and they contacted and offered me a task and term opportunity in Quality Control
working on a special project related to JD Power awards. The prospective
employer told me that the leave position will involve the inspection and testing of
the quality and safety of vehicles. I suspect that the leave position will involve
elements of data analysis and report writing. The duties in Quality control would
not appear to pose any conflict of interest if I am on leave from my Human Rights
Officer position at the Commission.
6) Is there any other information you can provide to me to support your request? I
would note that while I would like support for and approval of my leave request
from the Commission, I admit that I will be verv surprised if I receive same, even
though it impacts upon my health. I believe that Commission support has been
lacking in dealing with other requests made by myself and/or others, including but
not limited to health related matters. For example, Commission staff had
numerous discussions in monthly Group 2 meetings about job related stress and
requested training in this area. However. although staff were told that such
training would take place, it never happened. I would also like to note that there
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are significant drawbacks to the leave position (pay is $12 per hour less than my
Commission pay, employer located over a 2 hour round trip away from my
residence, as opposed to 20 minute round-trip with the Commission) yet I am still
willing to accept the leave position, as I believe that it will benefit me by allowing
me the opportunity to move into a work climate that is more positive me at this
time, and in turn, provide me with a better opportunity for improved health.
7) What will the impact be on OHRC operational requirements? (personal
caseload/ability to have files handled by others/management's ability to get a
back-fill) This is a difficult question for a non-management employee to answer
as non-management employees are not privy to the specifics of OHRC
operational requirements. I do know that I have no current caseload nor laptop
computer. I do know that when others have left the Commission or been absent
from the Commission, management has been able to transfer files. I do know that
the Commission has hired contract workers to fill absences which have arisen
during the Commission's ongoing climate. I do know that Commission
management advised Group 2 staff that Human Resources can anticipate
vacancies and fill them and that at least 20 people qualified from the last round of
interviews (as per May 3, 2006 Group 2 meeting). I do know that Commission
senior management committed to using all of the Commission available resources
to make the transition as smooth as possible for everyone.
[20] On September 10,2007, Mr. Knox amended his leave request because a pre-employment
test at Toyota revealed that he is colour blind, and therefore he could not work in Quality
Control. Instead he was "offered a 3-month renewable contract in their Weld Department"
where he would be working with robotic welders. The start and pay remained the same and he
would "continue to be offered 3 month renewable contracts, contingent on acceptable
performance" and there was "the possibility that I may be offered permanent employment in the
future."
[21] Mr. Knox testified that he initially applied to Toyota "to keep the doors open if! lost my
job." Later, it was also for health reasons. He stated that he and Dr. Lockhart repeatedly
discussed that a physical job would be better for him, because his adrenaline levels were elevated
and a physical job would use up some of that adrenaline. There was no notation in Dr.
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Lockhart's clinical notes, however, with respect to a "physical" job. Nor did Dr. Lockhart ever
test the grievor's adrenaline level or record that he believed that they were elevated. In contrast
to his answer in the questionnaire, the grievor testified that he wanted the physical job "to get
better so as to be able to return to work, at the Commission." It should also be mentioned that
the grievor did not mention a physical job or the health benefits it would provide for him in his
leave of absence application.
[22] In terms of the grievor's ability to return to the Commission, on September 5, 2007, Mr.
McKinnon sent the grievor the Employer's request for medical update by email, which included
a Health Information Form for his doctor to complete and a position description. In addition, he
requested that the grievor's doctor answer the following questions:
1. Is the employee able to return to work at this time? Yes or No.
2. If the answer to question #1 is no, when is the employee expected to be able to
return to the workplace?
3. If the answer to question #1 is yes, does the employee have any current
limitations/restrictions arising from a medical or health condition, which may
impact his ability to perform his duties as a Human Rights Investigations Officer?
If yes, please specify.
4. For each limitation/restriction, please specify whether it is permanent or
temporary. If temporary, for how long is the restriction recommended and how
long before a reassessment date would be necessary?
5. Since the employee has been off work since April 2007, if he were able to return
to work, would a return to work plan be recommended? If yes, what type of
return to work plan is recommended (e.g., gradual return to work)?
[23] On September 11, 2007, the grievor faxed in the Health Information Form completed by
Dr. Lockhart, but advised that the doctor declined to answer the additional questions outlined in
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Mr. McKinnon's September 5 letter. Mr. Knox then provided permission for Mr. McKinnon to
contact Dr. Lockhart directly.
[24] The Health Information Form indicated that there were medical/health conditions which
account for the grievor's absences and would affect his ability to perform his duties, and in terms
of "restrictions" stated that the grievor needed "a job with minimal stress." He indicated that the
restriction was "permanent." He also indicated that the grievor was not taking medications that
would impact his ability to work. His next assessment would be on October 6,2007.
[25] The evidence shows that Mr. McKinnon did speak with Dr. Lockhart on either September
14 or 15, 2007, and received answers to the five questions. Dr. Lockhart advised Mr. McKinnon
that the grievor was able to return to work at this time, that he could do so if his stress was
reduced by reducing the volume of cases he was required to do, and that the restriction was
temporary, not permanent. Dr. Lockhart supported the grievor's return to work at the
Commission with a temporary accommodation in the form of a lower caseload in order to reduce
the stress related to performing the job.
[26] The grievor testified that he was surprised when he learned this information because he
believed that Dr. Lockhart did not support his return to work at the Commission. He stated that
Dr. Lockhart later advised him that he had spoken with the Employer about his returning to work
at the Commission, but that he did so after September 17, 2007, probably at his next appointment
which, based on the clinical notes, was November 1, 2007. The grievor missed an earlier
appointment that had been scheduled for October 6,2007.
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[27] About the same time that the Employer was receiving the medical information, the
grievor was becoming increasingly anxious to receive an answer to his leave of absence request
because the "deadline" of September 17, 2007 was fast approaching. On September 12, he asked
for an update regarding his request and inquired "as to when I can expect to receive a decision."
Mr. McKinnon responded on the same day and advised that "[y]our leave request is in process. I
have requested an expedited response from the Executive Director (whose approval is required)
but have not had any indication yet how long it will take."
[28] On Friday, September 14 at 7: 15 p.m., the grievor again emailed Mr. McKinnon, stating
that he had submitted his formal request for a leave of absence on August 29 but had not yet
heard, and asking again "whether the Commission will or will not be providing me with a
decision, prior to September 17, 2007 and if the Commission will be providing me with same,
advise as to when the decision will be provided to me."
[29] Then, on Sunday, September 16, at 8:07 p.m., Mr. Knox wrote the following email to Mr.
McKinnon:
Chris:
Given that I have not received a decision from the Commission regarding my
formal leave request and given that the requested start date for the formal leaver
request is tomorrow (September 17, 2007), it appears that the Commission is
forcing me to either continue to wait indefinitely for a decision (in which case I
will have to watch the leave position opportunity disappear) OR to resign from
the Commission in order to take the requested leave position.
Should the Commission eventually make a decision to approve my formal leave
request, please inform me of same.
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Alternatively, should the Commission eventually make a decision to decline my
formal leave request, please be advised that I resign from the Commission as of
this email (September 16, 2007). In this scenario, I will be exploring my legal
options.
[30] On September 21, Mr. McKinnon emailed the grievor that he was sorry, but he still did
not have an answer. He stated: "It is an Executive Director decision and there is much to
consider. I have forwarded a full briefing but have not been advised of a timeline for a
decision." On September 22, Mr. Knox responded that he was "becoming increasingly upset and
frustrated with this situation" and that it was "causing me a great deal of anxiety and mental
anguish." He found it to be "unreasonable that my employer has not provided me with an actual
decision by now" and even "more shocking that my employer will not even provide me with a
timeline for a decision." In his view, "it is not fair for the Commission to have me wait
indefinitely for a decision" and he would be exploring "other avenues and/or legal options, to
obtain a decision."
[31] The grievor testified that he and his wife discussed what he should do on September 16,
2007, before he sent the email to Mr. McKinnon. He stated that "in the end, I decided to go to
Toyota" because he had to look after his health. He stated that it was a "difficult choice." He
continued, however, to "hope for the best" in regard to the leave of absence request, and he
continued to inquire about the Commission's decision. He also testified that before September
16, he had told Toyota that he was still waiting to hear about his leave of absence request, but
that if there was no answer, he would be starting there on Monday.
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[32] Mr. Knox further testified that he wanted the decision about his leave of absence request
"so I could decide what I was going to do" and make a fully informed decision. He stated that if
the leave of absence was granted, "that made it easy." If not, however, then "he would have to
reconsider." He realized that he would be "walking away from employment" that he had held
for a long time. He felt like he was between a "rock and a hard place" because he did not have
all of the information he needed, and that he was forced to make a decision, without knowing
about the leave of absence request.
[33] Mr. Knox commenced work at Toyota on September 17, 2007. He testified that he still
felt like an employee of the Commission "until I got a decision." He further stated, however,
that "with the decision regarding no leave of absence, that in essence, finished my employment."
[34] Sometime in September, Mr. McKinnon prepared a briefing note concerning Mr. Knox's
request for the one-year unpaid leave of absence for the Executive Director, Nancy Austin. At
the time it was written, Mr. McKinnon had not yet spoken to Dr. Lockhart. The briefing note
reviewed the position with Toyota and the grievor's answers to the questionnaire, including the
potential health benefits he listed. It then discusses the Ontario Public Service and the
Commission's policies on accommodation. In that regard, the briefing note states:
It would be contrary to this policy and practice to support an employee taking a
position in the private sector for "health" reasons without taking the steps required
by OPS and Commission policy and practice. In Jeff's case, the OHRC has not
yet taken step one in this regard, i.e., the OHRC has not determined Jeff's medical
needs related to his home position....
It further noted that "[t]he evidence at this stage does not indicate it would benefit Jeff's health."
The briefing note also discusses the office's operational needs, including the fact that the existing
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staff were already significantly overloaded, and backfilling on a temporary contract might not be
possible. It then lays out a number of options, recommending option #1, which was to deny the
leave request. It also recommends that the grievor' s resignation be accepted.
[35] The Executive Director agreed with the recommendations. On October 2, 2007, Mr.
McKinnon wrote an email to the grievor, advising him of the Commission's decision and
acceptance of his resignation, as well as the letter providing the reasons for that decision The
letter states that the leave request was denied for the "following reasons:"
1. There is no benefit to the Commission or Ministry from an employee
obtaining this type of outside work experience.
2. OPS and Commission policy and procedure is to accommodate employees
with medical needs as required by the Code. The first step in the
accommodation process is to consider whether an employee can perform the
essential duties of his or her home position with or without accommodation.
Where this form of accommodation is not possible, an alternative position
should be considered first within the Commission, then within the Ministry,
and finally within the entire OPS. While you have cited your health as an
important factor in your leave request, the medical evidence you supplied on
September 11, 2007 and obtained from your doctor on September 15, 2007
indicated that you were capable of performing the essential duties of your
home position with accommodation (i.e., a reduced caseload). As such,
approval of this leave would not be an appropriate way to address your
medical needs and is not consistent with the criteria set by the Executive
Director.
3. The OHRC has significant operational requirements in the southwest and
completion of cases would be at risk by approving this leave.
The letter further advised Mr. Knox that the Commission accepted his resignation effective
September 17, 2007. The letter ended: "Thank you for your work at the Commission, and we
wish you well in your new position."
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[36] On October 3,2007, Mr. Knox responded to the Commission's denial of his leave request
in a very long email, taking issue with a number of things including whether the Deputy Minister
actually ever decided about his request, the inaccurate medical evidence and the mixing of the
issues of medical and the leave request. In terms of his resignation, he states:
[W]ith respect to my resignation, it is my view that the Commission forced same
by not providing me with a decision to my formal request for a leave of absence
without pay (under Article 24 of the Collective Agreement) by September 16,
2007 (the date that I needed to have the decision). As I informed you, it was my
view that the Commission put me in a precarious situation, whereby I had to
either decline the Toyota 3-month renewable contract and wait indefinitely for a
decision (in which case, I would lose the opportunity to take the Toyota contract)
or to resign from the Commission. My view was based on a belief that I could not
be employed by two employers and receiving two incomes at the same time. Had
I been provided with the Deputy Minister's decision by September 16,2007, then
I could have made an informed decision. Neither you, or anyone at the
Commission, nor anyone at the Deputy Minister's officer, provided me with any
information as to what my options were, should I not be provided with the Deputy
Minister's decision by September 16, 2007.
At no point in his response did the grievor attempt to rescind his resignation or to have the
Commission reconsider its acceptance of it. Rather, at the end of it he responds to Mr.
McKinnon's request to contact him to go through the exit process.
[37] On October 11, 2007, Mr. McKinnon responded, saying that he would not address his
concerns through an email, but noted that the "request for an unpaid leave was considered very
carefully and the Commission has given you a reply." He then outlined the exit process,
including forms for the grievor to complete. The grievor did so on October 13, 2007.
On October 14, 2007, the grievance at issue in this case was filed.
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[38] In terms of accommodation, the grievor testified that, as a Human Rights Investigator, he
was "very familiar with the Code and the accommodation process." He stated that he did not
request accommodation from the Commission, and did not consider it. He testified that he
experienced anxiety when he thought of the Commission because he feared losing his job, and it
"never dawned on me I could be accommodated outside of the Commission." He did not "turn
his mind to possibilities elsewhere" and would have, if there was an "opportunity in the OPS, if
it was secure and not waiting to lose the job."
[39] Mr. Knox stated that he stayed with Toyota until May 2008 when he left for another job.
He testified that his health improved while there - that the physical activity helped reduce his
adrenaline and he was less stressed.
Reasons for Decision
1. Was there a valid resignation?
[40] The parties agree on the test to apply, but fundamentally disagree on its application to the
facts in this case. They concur that arbitrators have developed a two- part test to determine if a
resignation is valid - that it must be demonstrated that the employee had a "subjective intention"
to resign and that this intention be confirmed by some "objective conduct." Re Meadow Park
Nursing Home and Service Employees Union, Local 210 (1993),36 L.AC. (4th) 283 (Brandt).
The two-part test was first articulated in Re UE. W Local 512 and Anchor Cap and Closure
Corporation of Canada Ltd. (1949), 1 L.AC. 222, at 223 (Finkelman):
The act of quitting a job has in it a subjective as well as an objective element. An
employee who wishes to leave the employ of the company must first resolve to do
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so and he must then do something to carry his resolution into effect. That
something may consists of notice, as specifically provided for in the Collective
Agreement or it may consist of conduct, such as taking another job, inconsistent
with is remaining in the employ of the company.
A. The Grievor's Subjective Intent
[41] The Union asserts that at no point did the grievor have a true or genuine intent to quit his
job - at the time of his leave of absence request, the September 16, 2007 email or thereafter. The
Union asserts that the grievor was becoming increasingly frantic as the days passed without an
answer from the Commission regarding his leave of absence request. It suggests that his emails
to Mr. McKinnon indicate an increasing sense of urgency if not desperation. It argues that the
grievor did not mean to resign but to force a resolution of the leave of absence issue, and that the
conditional resignation in the email of September 16, 2007 was sent for that reason and not
because he truly intended to resign his employment. In support, the Union relies on Re Toronto
District School Board and Canadian Union of Public Employees, Local 4400 (2003), 117 L.AC.
(4th) 289 (Shime); Re Vernon Jubilee Hospital and B.C.NU (1992),32 L.AC. (4th) 1 (Bruce);
Re Humber Memorial Hospital and OPSEU, Local 577 (1993),30 C.L.AS. 326 (Springate).
[42] The Union argues that the time period between September 16 and the October 2, 2007
denial of his leave request demonstrates, again, that he did not intend to resign. The emails.it
notes, refer to the Commission as "my employer" which is not the language, it suggests, of an
employee who considers his employment over. It further points to the grievor's October 3
response which states that he felt "forced" to resign, which again, the Union argues, shows that
he felt compelled and did not truly want to leave the Commission.
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[43] With respect, I cannot agree with the assertions of counsel for the Union. The evidence
clearly establishes that the grievor intended to resign his employment with the Commission in
order to accept the job with Toyota. His resignation was conditional on the Commission's
decision regarding his leave of absence request, but he did intend to leave the Commission
should his request be denied, which is what happened. His September 16 email states in relevant
part: "should the Commission eventually make a decision to decline my formal leave request,
please be advised that I resign from the Commission as of this email (September 16,2007)."
[44] The evidence showed that the grievor discussed what he should do with his wife before
he sent the September 16 email, and his decision was to "go with Toyota." He believed that it
was the best option for his health, given the "ongoing climate at the Commission."
Consequently, on September 16' although the grievor may have been frustrated and upset that the
Commission had not yet provided him with a response to his leave request, his conditional
resignation was not a "spur of the moment" or emotional decision.
[45] There is no evidence to support the Union's contention that the grievor was solely trying
to get the Employer to decide the leave issue. He wanted a decision on the leave so he could
decide whether he should accept the Toyota job. As he testified, if the leave of absence was
granted, the decision was easy - he'd go to Toyota while still keeping his ties to the
Commission. But ifit was denied - he'd have to reconsider because he would be "walking away
from" his Commission position, which he had held for a number of years. When September 16
came to a close without a decision from the Commission, his email was not a plea to have the
Commission decide, it was a complaint that it had not yet decided and that he was forced to
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decide without knowing the status of his leave request In that email, he was clearly deciding to
go with Toyota, and asking the Commission to advise him "[s]hould the Commission eventually
make a decision to approve my formal leave request", and if not, "should the Commission
eventually make a decision to decline my formal leave request, please be advised that I resign
from the Commission as of this email. . ."
[46] The situation in Re Toronto District School Board and Canadian Union of Public
Employees, Local 4400, supra, is very different. In that case, a caretaker with the School Board
felt, out of family solidarity, that he had no alternative but to resign when his son was fired for
alleged misconduct and he was unable to resolve the situation. He wrote a letter entitled "forced
resignation" but it was clear that he did not want to resign or leave the School Board's employ.
The arbitrator found that the grievor "became very emotional as a result of the way in which the
Board described his son's conduct" and "felt, wrongly, that nothing would be done." (117 L.AC.
(4th) at 310). The arbitrator concluded at p. 310-11 that "[t]he resignation... arose because of his
emotional state and frustration at not being able to resolve the problem and was more a form of
protest than it was a declaration of quitting." He continued:
Indeed, the grievor referred to the resignation as a "forced resignation" and I
assume that means there were events beyond his control that were compelling him
to submit his resignation. The use of the term "forced resignation" suggests the
grievor did not intent to voluntarily quit his job, but felt compelled by extraneous
circumstances to quit a job he loved and in which he performed quite well. ...
The arbitrator determined, at p. 311, that the "forced resignation" email was really a ", cry for
help' on the part of the grievor ..[and] signifies that he did not want to quit his job, but really
wanted the problem to be resolved."
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[47] The situation of the grievor differed substantially. The grievor's September 16 email was
not a "cry for help", nor was it sent to compel a decision on the leave of absence request. By the
time it was sent, it was really too late for the decision to matter. The grievor had already decided
to work for Toyota. He wanted to remain an "employee" of the Commission - but not work
there because he believed it was detrimental to his health. He panicked at the thought of
returning to the Commission. He wanted to be on leave of absence status while exploring
whether the Toyota job would be good for him and would work out (i.e., if they eventually
offered him a permanent position). In that sense only did he want to remain an "employee" of
the Commission.
[48] In Re OP SEU (Kolmann) and Ministry of the Solicitor General and Correctional Services
(1997), GSB No. 1372/92 (Mikus), cited by the Employer, the Union argued that an employee
who resigned due to ongoing harassment never intended to quit, but only sought to initiate an
investigation into her allegations of harassment and to stop the harassment. The Board rejected
that argument concluding that "[i]f her only intention was to force the Employer to investigate
her allegations, one would have expected her to repudiate her resignation as soon as she realized
her Employer had accepted her resignation without question." The same is true here - if the
grievor's intent was solely to have the Commission decide about his leave of absence request,
one would have expected him to repudiate his resignation as soon as the leave request was
denied.
[49] The evidence establishes that it was because of the potential starting date at Toyota of
September 17 that the grievor was forced to make a choice between taking the Toyota job or
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staying with the Commission, without knowing the status of his leave request. He certainly was
not "forced" to resign. There was no coercion by the Commission; no threat to terminate him if
he did not resign. Quite to the contrary, the Commission was exploring whether the grievor
could return to work at the Commission, with accommodation.
[50] The grievor, moreover, could have tried to get an extension from Toyota, but did not. It
may be that Toyota would have said "no", but he made no inquiries about obtaining an
extension. Instead, he asserted that the Commission put him in an untenable situation, forcing
him to make a decision about the Toyota job in the absence of full information. It appears to me
that the grievor put himself in that situation.
[51] Further, the evidence shows that the grievor, prior to September 16, advised Toyota that
if he still did not hear from the Commission about his leave of absence request, he would be
starting at Toyota on September 17. This establishes that the grievor had already made his
choice to begin work at Toyota and leave the Commission. No doubt it would have been easier
for the grievor if the Commission had made a determination about his leave request. But its
failure to do so did not "force" the grievor to resign. That was his choice, in order to accept a
position that he believed would be better for his health. On these facts, the evidence clearly
establishes that the grievor had the subjective intention of resigning from the Commission in the
event his leave of absence request was denied.
[52] The situation in Re Humber Memorial Hospital, supra, is also distinguishable. In that
case, the grievor's job had been eliminated and that she felt that had no choice but to quit
- 24-
because she felt unqualified for the position offered. She also sought legal advise to try to get
her old job back. On these facts, the Board determined that the grievor had no true intent to
leave her job. Here, in contrast, the grievor's job was still available, the Commission was
making attempts to have the grievor return, with accommodation, and the grievor made no effort
to try to return to the Commission, or to retract his resignation.
[53] In Re Vernon Jubilee Hospital, supra, the Board held that there was no true voluntary
resignation where, after being suspended without pay for allegedly stealing drugs, the grievor
resigned while exhausted, distraught and emotionally drained, but later the same day sought to
retract her resignation. Similarly, in Re Lewisfoods, Inc., supra, the Board found no settled
intent to resign where the employee wrote "I quit" when she was overwhelmed by the work on
her shift and was in an emotional and irrational state of mind, then reconsidered her decision
within a couple of hours and took steps to rectify the situation.
[54] The grievor's decision to accept the Toyota job was not made when he was emotionally
overwrought. Nor was it a "spur of the moment" irrational decision. It was based on his
assessment that it was better for his health. It was his view that the Commission and its
"ongoing climate" was detrimental to his health, while Toyota would be a better choice for him.
He discussed what he should do with his wife and decided to "go with Toyota." He also had
advised Toyota, prior to September 16, that if had not heard from the Commission about his
leave of absence, he would be starting there on Monday, September 17. Consequently, while the
grievor was frustrated, disappointed and angry with the Commission's lack of response on his
leave request at the time that he sent his conditional resignation to the Commission, he was not in
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the kind of emotional state that would negate his clearly stated intention to resign as occurred in
the cases cited by the Union.
[55] The Union asserts that the grievor's emails after September 16 to October 2 show that he
still thought of the Commission as "my employer." I disagree. At the time, the grievor's
resignation was conditional - it would only take place if the Commission denied his request for a
leave of absence. In his view, as he testified, he was still an employee of the Commission until
that decision was made. He was still hopeful that the Commission would accede to his request,
or as he phrased it "hoping for the best." The references to "my employer" during this time
period make sense in that context. It does not establish that he did not intend to resign should his
leave request be denied.
[56] Finally, there is nothing in the grievor's conduct after October 2 to negate his intent to
resign. The "legal steps" he referred to in his emails appear to be primarily about seeking to
compel a decision from the Commission about his leave request, not to undo his conditional
resignation. Again, at no point did he seek to retract his resignation and return to work at the
Commission.
[57] In sum, the evidence clearly establishes that the gnevor intended to resIgn his
employment with the Commission if his leave of absence request was denied. He would have
preferred to have taken a leave of absence, but when that did not happen in time, he chose to
leave his employment with the Commission for the position at Toyota, effective September 16,
2007.
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[58] On a related issue, there was no assertion - and no evidence - that the Commission
unduly delayed its decision in regard to the grievor's leave request. On the contrary, I conclude
that the Commission acted appropriately and within a reasonable period of time. Although the
grievor "formally requested" the leave of absence on August 29, he did not submit the required
information until September 6, after having been provided with the questionnaire on September
4. The email exchange with Mr. Dorian reveals that Mr. Dorian made a real effort to quickly
inform himself and the grievor about what information had to be provided and how the process
worked for a leave of absence. While the grievor asserted, in his October 3 response, that the
Employer should have provided him with the necessary information immediately, I cannot agree.
There is no evidence that this type of request is a routine matter that supervisor's should readily
know all about. The email exchange makes it clear that Mr. Dorian did not know what was
required but would endeavor to find out. No more can be expected, and the delay until
September 4, given the Labour Day holiday, IS not unreasonable. Further, the grievor
significantly amended his application information on September 10, 2007, and, gIven the
grievor's assertion that the leave position would be beneficial to his health, the Employer was
awaiting information from his physician. It was the Executive Director who had to make this
decision, and Human Resources had to be involved. The leave of absence request was a request
that had to be considered based on many factors, including the operational needs of the
Commission. The amount of time the decision took was not unreasonable in all of the
circumstances, and there is no evidence at all that the Commission improperly delayed its
consideration of the grievor's request.
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[59] Finally, there is no medical evidence that the grievor was unable to form the requisite
intent to resign because of his disability - post traumatic stress disorder (PSTD). There was no
such assertion in Dr. Lockhart's opinion letter, nor in his clinical notes. The grievor testified that
he was "not making the best decisions" at the time, but he did not say that he was unable to make
decisions. On cross-examination, he agreed that he had the ability to decide to accept the offer
from Toyota. It follows, then, that he had the ability to make the decision to resign from the
Commission.
[60] The situation in Re Ministry of Northern Development and Mines and OPSEU (Sinclair),
89 C.L.AS. 95 (GSB, Mikus), cited by the Union, is different. In that case, at issue was whether
the grievor, who suffered from Bi Polar Disorder, was competent to form the requisite intent to
quit at the time he resigned. The grievor had a history of this disease which the Employer was
aware of but there was no physician's report during the critical period of time. Nevertheless,
there was expert medical evidence at the hearing that the grievor was suffering from the classic
symptoms of his illness at the relevant time. The Board concluded, on the facts there, that the
"grievor was exhibiting enough of the classic symptoms of his disease to render him incapable of
forming the subjective intent to resign from his position." In this case, there are no facts from
which I could conclude that the grievor was unable to form the requisite intent to quit his
employment.
B. Objective Conduct Confirming Intent
[61] The evidence that the grievor engaged in objective conduct to confirm his intent to resign
is overwhelming. First and foremost, he started working at Toyota on September 17, 2007. On
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October 13, 2007, he completed the exit process at the Commission - signing the required papers
and returning the Employer's equipment. He never recanted his resignation, nor sought
reconsideration from the Employer. In fact, he has never refuted his resignation - just asserted
that it was forced. It is notable that his grievance does not assert that he was wrongfully or
constructively terminated - it just contests the Commission's decision to deny his leave request
as unreasonable under Article 24.
[62] In my VIew, under the facts of this case, the conclusion reached by the Board of
Arbitration in Re Wellesley Central Hospital and Service Employees International Union, Local
204 (1996),61 L.AC. (4th) 433,448 (Gray) cited by the Employer, applies here:
In short, the grievor clearly expressed the intent to resign and then acted as though
he had resigned. Although he was painfully unhappy about his work situation at
the time he did so, he was nevertheless capable of forming the intent to resign at
the time, and did. In legal terms, his resignation was a voluntary and conscious
act, albeit one he later came to regret. His resignation was legally effective....
2. Human Rights Code Issues
[63] The Union asserts that the Commission failed to provide the grievor with procedural
accommodation because it accepted his resignation without offering him an opportunity to return
to work, with accommodation. It asserts that the Employer should have given him that option,
and improperly cut off the accommodation process by accepting his resignation. It notes that the
Employer was aware, at the time, of his mental health issues, and that its acceptance of his
resignation constitutes discrimination on the basis of disability. In support of his position, the
Union relies on Re ADGA Group Consultants Inc. and Lane et al. (2008), 295 D.L.R. (4th) 425
(Ont. Div. Ct) and Re Kreiger and Toronto Police Services Board (2010), O.H.R.T.D. No. 1359
(Overend).
- 29-
[64] In Re ADGA Group Consultants, supra at par. 106, the Divisional Court defines the
"procedural duty to accommodate" as follows:
The procedural duty to accommodate involves obtaining all relevant information
about the employee's disability, at least where it is readily available. It could
include information about the employee's current medical condition, prognosis
for recovery, ability to perform job duties, and capabilities for alternate work.
The term undue hardship requires respondents in human rights cases to seriously
consider how complainants could be accommodated. A failure to given any
thought or consideration to the issue of accommodation, including what, if any,
steps could be taken constitutes a failure to satisfy the "procedural" duty to
accommodate.
[65] Applying this definition to the facts of this case, the Commission clearly met its duty of
procedural accommodation in this case. When the grievor advised the Commission that he was
seeking to work at Toyota, the Commission sought to explore whether the grievor could return to
work, with accommodation. It provided a Health Information Form, along with the Position
Description, for the grievor's doctor to consider, and in mid-September received the necessary
information from the grievor's doctor. It obtained information about his current medical
condition, his prognosis for recovery, his ability to perform job duties and it "seriously
considered" how he could be accommodated at work. The Commission determined, based on
the medical information provided, that the grievor could return to the work with the
accommodation of a reduced case load.
[66] In so concluding, the Commission followed its own and Ontario Public Service policies
in regard to accommodation, which were accurately outlined in the Commission's October 2,
2007 denial of his leave request. In relevant part, it states:
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OPS and Commission policy and practice to accommodate employees with
medical needs as required by the Code. The first step in the accommodation
process to consider whether an employee can perform the essential duties of his or
her home position with or without accommodation. Where this form of
accommodation is not possible, an alternative position should be considered first
within the Commission, then within the Ministry, and finally within the entire
OPS. While you have cited your health as an important factor in your leave
request, the medical evidence you supplied on September 11, 2007 and obtained
from your doctor on September 15, 2007 indicated that you were capable of
performing the essential duties of your home position with accommodation (i.e., a
reduced caseload). As such, approval of this leave would not be an appropriate
way to address your medical needs and is not consistent with the criteria set by
the Executive Director.
In the Commission's briefing note, the recommendation stated that "[i]t would be contrary to this
policy and practice to support an employee taking a position in the private sector for 'health'
reasons without taking the steps required by OPS and Commission policy and practice. "
[67] In my view, the Commission properly followed the requirements of both procedural and
substantive accommodation. It gathered the required information and seriously turned its mind
to how the grievor could be accommodated. It had no obligation to not accept his resignation or
to offer him the option of returning to work with accommodation. The grievor, through the
October 2 letter, was advised that it was the Commission's view that he could return to work,
with a reduced caseload. The grievor never indicated that was what he wanted to do. His
October 3 response just says that he finds, without further elaboration, "the Commission's
impression of the medical evidence to be very inaccurate."
[68] There may be times when an Employer, due to an employee's disability (particularly a
mental health disability) may need to take steps to ensure that the employee understands his
- 31 -
actions and is capable of deciding matters before it accepts an employee's resignation. Re
Ministry of Northern Development and Mines, supra. This is not such a case.
[69] At noted previously, there was no medical evidence that the grievor, because of his
disability, was incapable of making decisions. There was no evidence of impairment of his
decision-making abilities. While the grievor testified that he was not making the best decisions
at the time, there needs to be more than that - some corroborating evidence - to show impaired
functioning. There must be more than the fact that the grievor is depressed or has PSTD.
Without such corroborating evidence, the Union's position that the Employer may not accept the
employee's resignation and must offer him a chance to return to work to fulfill its duty to
accommodate arguably constitutes a form of stereotyping - it assumes that simply because a
person is depressed or has PTSD he or she is unable to make decisions.
[70] The Union argues that to impose an evidentiary requirement that there be medical
evidence of impairment would be irrational, because it would mean that a non-disabled employee
could have their resignation overturned because of extreme distress while a disabled employee
needs clinical evidence of incapacity. See, e.g., Re Lewisfoods Inc., supra; Re Vernon Jubilee
Hospital, supra; Re Ministry of Northern Development and Mines, supra.
[71] With respect, there is a difference between the two situations. When a board of
arbitration finds that an employee's resignation should be invalidated because of extreme
emotional stress, it is on the basis that the employee did not truly intend to resign. As stated in
Re Meadow Park Nursing Home, supra at p. 285, the reason for the two-part test in regard to
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resignations is "[t ]he concern. . . that resignations frequently are offered in the heat of the moment
or at times of some personal stress and that they may not express the employee's real wishes."
With a disability, the issue is whether the employee has the capacity to form intent - whether
they are able to make the decision. With a mental illness, the question is usually one of capacity,
and for that there needs to be corroborating evidence of impairment.
[72] Further, although the grievor had been off work at the time of his leave request for over
four months, the grievor's desire to work at Toyota led the Employer to believe that he was
capable of performing some work. To that end, it sought additional medical information which
was provided in mid-September. The medical evidence was that the grievor could return to work
with accommodation in the form of a reduced caseload. There was no medical evidence or any
other type of evidence to suggest he was unable to function or make decisions. The evidence
was to the contrary. In these circumstances, the Employer properly accepted the grievor's
resignation.
[73] It was not the Employer who cut off its attempt to accommodate the grievor. It was the
grievor's decision to resign that cut off the Employer's obligation to accommodate him under the
Human Rights Code and the collective agreement. That was why the October 2, 2007 letter to
him did not offer a return to work option, with accommodation. He had already accepted ajob at
Toyota and was working there. Under the facts of this case, there was no obligation on the part
of the Employer not to accept the grievor's resignation and offer him the option of returning to
work, with accommodation. The Employer did not discriminate against the grievor on the basis
of disability.
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3. The Decision Regarding the Leave of Absence
[74] Finally, it is my conclusion that the Commission did not act unreasonably in denying the
grievor's request for a one-year unpaid leave of absence to accept a job at Toyota. Article 24,
Leave Without Pay, of the collective agreement provides: "An employee may request a leave of
absence without pay and without accumulation of credits. A Deputy Minister shall not
unreasonably deny such requests."
[75] The Board's review of such determinations is very limited. As stated by the GSB in Re
OPSEU (Mayers) and Ministry of Correctional Services (1991), GSB No. 1030/90(Kirkwood),
at p. 9:
[O]ur role is not to decide whether the employer's decision was correct, nor
whether we would have made the same decision. Our role is to determine whether
the request was considered in a fair and honest manner and whether the
employer's decision was reasonable in the circumstances. When considering these
objective and the standards above, we must consider both the process that was
followed and the facts surrounding the request.
[76] The standards referred to were the standards outlined in OPSEU (Culkeen) and Ministry
of Correctional Services, GSB No. 890/89 (M.R.Wright):
1. The decision must be made in good faith and without discrimination.
2. It must be a genuine exercise of discretionary power as opposed to rigid policy
adherence.
3. Consideration must be given to the merits of the individual application under review.
4. All relevant facts must be considered and conversely all irrelevant considerations must be
rej ected.
- 34 -
[77] The Commission's decision in regard to the grievor's leave of absence request fulfilled
the standards outlined by the Board. The evidence showed that the delegate of the Deputy
Minister, Executive Director Nancy Austin, made the decision in good faith and without
discrimination. She fully considered the merits of the request and Commission's operational
needs. There is no evidence that she considered irrelevant considerations. Indeed, the process
followed by the Commission is a model in regard to how such determinations should be made. It
was reasonable in all of the circumstances.
Conclusion
[78] For all of the reasons set forth above, the grievance is dismissed.
Dated at Toronto this 1ih day of November 2010.
I
Randi H. Abramsky, Vice-Chair