HomeMy WebLinkAboutDesgroseilliers 11-02-14
IN THE MATTER OF AN ARBITRATION
OPSEU
FEB 1 8 2011
i Hamilton
Regional Office I
BETWEEN:
ONTARIO PUBLIC SERVICE EMPLOYEES UNION
-AND-
FAMILY AND CHILDREN'S SERVICES OF THE WATERLOO REGION
GRIEVANCE OF D. DESGROSEILLIERS
AWARD
Arbitrator: Laura Trachuk
For Ontario Public Service Employees
Union: Mitch Bevan
Donna Desgroseilliers
Chuck DaSilva
Steve Dick
For Family and Children's Services
of the Waterloo Region: Paul A. Young
Alison Scott
Kelly Witteveen
The arbitration of this matter took place in Kitchener on May 11 and October 25.
2010 and January 4, 2011.
AWARD
The Ontario Public Service Employees Union (the 'union") has filed' a grievance
alleging that Family and Children's Services of Waterloo Region ("Agency" or
"F & CS Water1oo") discharged the grievor, Donna Desgroseilliers, without just
cause in contravention of the collective agreement. The Agency claims that the
grievor had started a business which placed her in a conflict of interest and that it
therefore had just cause to dismiss her.
Facts
F &CS Water100 is a child protection agency. It is restricted to providing services
to clients in the Water100 region. The Agency describes itself as follows in its
"values" document called "The Values that Guide our Work":
Family and Children's Services is the Children's Aid Society for the
Regional Municipality of Water1oo. The purpose of the agency is laid down
in the Child and Family Services Act of Ontario, and can be summarized
as acting to protect children who are exposed to or at risk of the harms
defined in Section 37(2) the Act, or acting to prevent circumstances which
could lead to children being in need of protection. The agency strives to
fulfill its purpose through the different services it provides. These range
from investigation and assessment to counselling. residential care, and
adoption.
Ms. Desgroseilliers has been a full-time employee of the agency since 1999. She
started as an Intake Worker, spent a few years as an After Hours Worker and,
from January 2004 until February 2009, worked as a Pregnancy Counsellor. In
February 2009, she started working as a Child Protection Worker and remained
in that position until her termination on May 15, 2009.
The Agency permits its employees to provide private counselling services. In
ear1y 2009, the grievor started a business called "Birth Counselling Services of
Southwestern Ontario". Ms. Desgroseilliers explained that the women she
intended to work with in the Water100 region would be a different population from
those served by the Agency. The clients would be older and involved in private
adoptions. The Agency only provides public adoption services. The grievor's plan
was to do counselling about the emotional price of adoption and to focus on
grieving and loss. Ms. Desgroseilliers testified that she would not accept clients
who had any involvement with the Agency. Her plan was to accept referrals from
private adoption practitioners or adoption licensees (lawyers licensed to do
private adoptions).The Agency does not deal with private licensees. The adoption
practitioner or licensee would hire the grievor to provide counselling for someone
considering placing a child for adoption. She would be paid the referral fee
whether or not the adoption ultimately took place. She testified that if a birth
mother were to contact her directly she would refer her to a licensee.
Ms. Desgroseilliers met with her manager, Rod Miller, on February 13, 2009 to
tell him that she was going to start the business. At that point her business cards
were printed and her brochure was prepared but not yet printed. She could not
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recall if her website was up. She did not start counselling anyone until a few
weeks later. The grievor told Mr. Miller that she would only take clients who did
not have child protection issues. Mr. Miller told her it would be "cleaner" if she
restricted her business to clients outside the Agency's area. He did not tell her
that she could not start the business or that she would lose her job with the
Agency of she did. Mr. Miller did not testify so the grievor's evidence is accepted
on this point. From February to May, 2009 the grievor had two clients.
Ms. Desgroseiliiers testified that the clients she served when she provided pre-
natal support services for the Agency were a different population from those to
whom she would be offering private counselling services. At the Agency her
clients were mostly teenagers with drug and alcohol dependency. Some were
developmentally delayed or had mental health issues. Some were wards of the
Agency. None of them could afford private care. She explained that the clients at
the Agency needed basics like food and housing. However, the grievor was not
planning to provide services to pregnant women who needed basic support within
the Water100 region.
However, the grievor was planning to offer a wider range of services outside the
Water100 region. She wanted to establish a program for women considered at
higher risk, specifically older women dealing with issues like addiction, transiency
and prostitution. She believed that there was a need for those services outside
the Agency's jurisdiction. The grievor testified that she was not planning to offer
those services within the Water100 region as there was a potential for conflict.
The grievor had a brochure printed which outlined the services her business
would offer. The brochure lists many of the services offered by the Agency and
which she had provided as a Pregnancy Counsellor. The grievor placed the
brochure at St. Monica's House, among other places. St. Monica's House is a
place where women can go to live while waiting for the birth of their children. The
staff at St. Monica's House makes referrals to the Agency for clients within the
Agency's region and, presumably, the Agency refers people to them. The grievor
testified that she placed the brochure at St. Monica's House because that
organization did not just serve clients within the Agency's area. The grievor said
that she told someone at St. Monica's House about the business she was starting
and was asked to provide a brochure because they got calls from all over
southwestern Ontario. Someone from St. Monica's House called F & CS
Waterloo and told the Director about the grievor's brochure.
The cover of the grievor's brochure states:
Pregnant?
I n need of support?
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Birth Parent
Counselling Services
of Southwestern
Ontario
Providing birth parents
with an opportunity to seek
supportive, confidential and
non-judgemental pregnancy
counselling services.
Inside is a description of open adoption. The brochure also indicates that the
grievor's services include:
. Pregnancy counselling for women regarding all available options
during pregnancy and post-birth;
. Uason with community and health care professionals to support
referrals for safe and supportive housing medical care and financial
assistance;
. Prevention and management of crisis and high risk pregnancy,
including addiction issues, transient lifestyle, prostitution, lack of
medical care;
. Counselling and support for expecting parents considering
adoption planning for their unborn or newborn child;
. Complete review of social and medical health history information
and all relevant documentation for the purpose of infant consent
adoption.
. Uason with adoption agencies, licensees and government bodies in
planning toward adoption;
. Post-pregnancy support and counselling;
. Birth control information, and reproductive and sexual health
information.
It also states:
An unplanned pregnancy can be a difficult time for anyone. You may be
considering adoption, or you may want to parent your baby. Perhaps you
can't decide. It might help to discuss your options with a social worker. At
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no cost to you, you can contact Birth Parent Counselling Services of
Southwestern Ontario to discuss your options with a counsellor.
The brochure indicates that Ms. Desgroseilliers has worked as a Birth Parent
Counsellor. It says that she has flexible office hours and that evening and
weekend hours are available on request. It does not say that she is currently
employed by F & CS Waterloo.
Neither the brochure nor the grievor's website, distinguished between the
services she offered within the Water100 region and those she offered outside of
it. She testified that she did not print separate brochures because of the expense.
She said that she did explain the different services she offered to the people to
whom she provided the brochure.
The Agency is not involved in private adoptions. However, the other services
offered in the grievor's brochure are the same as, or similar to, services the
Agency offers to young women and their partners. Furthermore, the Agency
offers counselling to parents even if their child might not be at risk with respect to
whether they wish to continue the pregnancy and whether they wish to keep the
child or place it for adoption. If the parents choose to place the child for adoption,
the Agency offers public adoption services and will facilitate the process.
However, the Agency only receives funding for pregnancy counselling for people
who are referred to protection services or for adoption services if an adoption
actually takes place.
On April 21, 2009, the grievor was called to a meeting with Alison Scott, the
Director of Client Services at the time, Rod Miller and Tom Howard, a union
representative. Ms. Scott is now the Executive Director of the Agency. She asked
Ms. Desgroseilliers about her business because she had been informed about
the brochure the grievor had placed at St. Monica's House. The grievor explained
that she was planning to offer services to parents considering private adoption in
the Water100 region and would only offer the other services to clients outside the
Agency's area. Ms. Scott asked the grievor if she was telling people she met with
that the Agency offered counselling services. The grievor responded that she
would present that option and explain that she was offering birth counselling
services to clients who decided to go for private adoption. Ms. Scott expressed
concem that clients like St. Monica's House might be confused. She was also
concerned that the grievor might have to work evenings for the Agency at times
which could conflict with her private work. Ms. Scott also said that it might not
always be clear at the outset that a client was high risk and that the grievor might
have to report protection concems about a client to the Agency. The grievor
would be on retainer from the adoptive parents through their lawyer and if she
made a referral to protective services, the adoption might not go through. Ms.
Scott also noted that the grievor's clients might be upset if they found out about
her role with F &CS Waterloo if they had a history with the Agency. Ms. Scott
advised the grievor that she would have to give up her private business if she
wanted to keep her job with the Agency.
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The grievor pointed out at the meeting that other Agency employees did private
counselling. Ms. Scott said that was different because they dealt mainly with
adults and not families and that they worked at agencies where the clients were
screened by someone else.
(
Ms. Desgroseilliers asked Ms. Scott if there were any circumstances in which she
could do private work in the Water100 region. Ms. Scott said that she would think
about it and asked the grievorto review "The Values that Guide our Work". That
document does not say anything about offering private counseling services while
being employed by the Agency. It does say:
There must be no exploitation by any employee, board member, foster
parent, placement student or volunteer of a relationship with a child or
member of a child's family or of another stakeholder for personal benefit,
gain or (indulgence) gratification.
The parties met again on May 4, 2009 and had a similar discussion. Ms. Scott
said that she still felt the grievor's private counselling service was a conflict of
interest if she continued to provide services in the Waterloo region. Ms.
Desgroseilliers indicated that she was not prepared to give up her private
practice. Mr. Howard asked Ms. Scott to provide a letter setting out the
employer's position. The letter dated May 4,2009 set out the Agency's concerns
as follows:
I am writing to you regarding the private practice matter that Rod Miller
and I discussed with you and your union representative, Tom Howard, on
April 21 , 2009 and May 4, 2009.
We first became aware that you had opened a private counselling service
for birth parents through a community agency who provided Peter
Ringrose with a copy of your promotional material.
As I discussed with you in the meeting of April 21, 2009, the Agency has
serious concerns regarding what the Agency views as you having put
yourself in a conflict of interest situation. Rod Miller first addressed this
issue with you on February 13, 2009 when you mentioned to him that you
were considering providing birth counselling services outside of the
Water100 Region, due to the potential for a conflict of interest.
Notwithstanding Rod's caution, you chose to open your private practice,
offer services in the Waterloo Region and not advise the Agency.
As I explained to you, our concern is that as an Intake Worker employed
by the Agency, you are required to investigate protection matters in the
community. These investigations would include concerns involving
pregnant women where the child has not yet been bom. As you are well
aware, due to your participation on the Agency's Pre Birth/High Risk Infant
Committee, the Agency will now become involved in these cases prior to
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the birth of a child. The potential for a conflict of interests arises in this
situation in various ways. Your private practice will be in competition with
the Agency for this work within the Waterloo Region since both provide the
same services. You would have access to potential clients for your private
practice through your daily work at the Agency. These are individuals who,
in the absence of your private practice, would come to the Agency for
those services. In your job with the Agency, you would be in a position to
advise Agency clients to use your private services for services also
provided by the Agency. Apart from the obvious conflict of interest, it could
create a great deal of confusion for clients and could easily lead them to
thinking that either the Agency does not provide the service or that the
Agency was recommending you for the provision of those services. Either
situation is unacceptable. Furthermore, should you be providing pre birth
counselling to a private client, and protection concems become evident,
you will be required to report your client to this Agency, by whom you are
employed.
We believe that both of these situations are in conflict with the principles of
the Agency's Values That Guide Our Work. The document clearly outlines
examples of situations which the Agency views as having the potential to
exploit clients. As is detailed in the document... outside interests of
employees, board members, foster parents, placement students and
volunteers, including business interests, other professions, occupations,
affiliations or callings, must not affect the ability of the individual to act at
all times in the best interests of the child and of the Agency. The potential
exists for you to be in a business relationship with a client of the Agency to
whom you are also providing services.
Furthermore, there is no mention in your promotional material that you are
currently employed by Family and Children's Services. We are very
concerned that this dual role may be very confusing for the community and
for your clients. A client who chooses your private service rather than the
same service offered by this Agency may be very upset to learn that you
are employed by a child protection agency. The Values That Guide Our
Work document also speaks to the need to work in an environment
characterized by mutual respect, openness, transparency, integrity, and
responsibility. The Agency is at risk of being seen as a less than
transparent and open by the community and our clients if we knowingly
allow an employee to provide services while not declaring their affiliation
with this Agency.
You indicated in our meeting on April 21 ,2009 that you will only provide
pre birth services to community clients in the Water100 Region, and refer
high risk clients, such as drug addicts and prostitutes, who are more likely
to be involved with child protection, to another Agency. We are concerned
that this approach will not address the conflict of interests concerns, in that
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you may be well involved in a case before protection concerns become
evident.
Moreover, on your website you note that you have "flexible and negotiable
hours" which could lead to situations where your work for your private
practice would take priority over that for the Agency.
I n summary, due to the fact that you are offering the same services as
your Employer to the same client group as your Employer, the risk of
actual and perceived situations of conflict of interest are significant.
Therefore, it is the position of the Agency that you cannot both work for the
Agency and carry on your private practice within the Waterloo Region. If
you wish to remain an employee of the Agency, it will be necessary for you
to discontinue your private practice as set out at
www.birthparentcounselling.com within the Waterloo Region. Would you
please advise me no later than May, 12,2009 of your decision.
In the interim, should you have any questions, please do not hesitate to
contact me.
The grievor responded with a letter to Ms. Scott on May 12, 2009 that stated:
Please consider the following information as my formal response to your
letter dated May 4, 2009. I am respectfully requesting that this matter be
reviewed thoroughly by the employer, as it is set out within the grievance
material attached and filed on May 12, 2009.
I would like to advise the employer of my concern with respect to the
content of the attached letter, and to note my personal and professional
belief that your statements, noted as facts, are based on inaccuracies,
assumptions and falsehoods, and place into question my character,
honesty and integrity.
I would like the employer to also be aware of my concerns the statements
within the letter are defamatory of my character and have the potential to
negatively affect future employment opportunities, my reputation, and my
relationships both within the agency and throughout the community.
The employer identified my actions as being insubordinate to a direction
from a senior manager and this is clear1y not accurate. Furthermore, the
employer identified a "potential for conflict of interesf' and "risk of actual
and perceived conflict of interest" if I continue to provided limited private
practice services within the Region of Water1oo. I remain clear in my
position that I have not acted in a manner that is dishonest nor have my
actions been insubordinate or less than transparent.
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I would also like to advise the Employer that I have not entered into any
relationships within my private practice whereby there has been a conflict
of interest. I therefore believe that my actions are not in violation of the
Collective Agreement, and therefore the disciplinary action commenced by
the Employer is without cause, and discriminatory in nature given that the
Employer has not demonstrated fair and equal treatment and actions
between me and other unionized members.
I would like the employer to be aware of my willingness to discuss the
concerns in a fair and respectful manner. I independently chose to offer
very limited services to clients within the Waterloo Region, while employed
by the Children's Aid Society of the Regional Municipality of Water1oo. I
have discussed with the Employer, and believe that the following and
specific guidelines would allow me to adequately satisfy the employer's
concerns about the manner in which I address the potential for conflict of
interest.
It has been my intent to provide specific and limited services only to those
clients within the Water100 Region 1) clients who choose to proceed with
adoption through the Private Sector, 2) clients who are not involved or
have not been involved with the Society 3) clients who would not be
considered by the Society as being at "higher likelihood or risk" to become
involved within the Society, 4) clients who do not present as being in need
of the same support and/or services as provided by the agency's
Pregnancy Counselor.
Furthermore, although I do believe it is my right to distribute my promotion
material within the Water100 Region, I am prepared to make some
concessions regarding this matter in order to satisfy the Employer. I am
willing to refrain from the direct distribution of promotional materials to
specific community partners such as St-Monica House or Marillac Place,
even though these agencies frequently receive individual or community
requests for information from outside of the Waterloo Region, and
whereby these agencies may receive requests to provide information
regarding the full range of service option available to clients outside the
Waterloo Region.
For reasons mentioned above, I would like to advise the employer that I
am not prepared at this time to cease my limited private practice services
within the Region of Waterloo.
The letter from Allison Scott dated May 4, 2009, implied a constructive
dismissal and/ortermination of my employment by May 12, 2009, in the
absence of my agreement to cease private practice services with the
Waterloo Region. At this time, I would request clear and written
information from the employer regarding their position. It is not my position
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to voluntarily terminate my employment with the Children's Aid Society of
the Region of Water1oo.
I anxiously await your timely response to this matter.
The response the grievor received was a termination letter that stated:
This letter is in response to your letter dated May 12, 2009 in which you
advise the Agency that you will not be terminating your private adoption
counselling practice. In a letter dated May 4,2009, the Agency stated that
due to the potential for actual or perceived conflict of interest situations,
you could not work for the Agency while also operating a private practice
within the Waterloo Region. The letter clearly indicated that if you wished
to remain an employee of the Agency, that you would need to discontinue
your private practice within the Water100 Region. Because you have
placed yourself in a conflict of interest situation and have chosen not to
discontinue your private practice, your employment with the Agency will
cease at the end of the day Friday, May 15, 2009.
The grievance was filed on May 21,2009.
When the grievor set up her business she was aware that other employees of the
agency did private counselling. The Agency was also aware that other
employees did private counselling but did not consider them to be. in any conflict.
Karen Huehn is the Clinical Director at Shalom Counseling Inc. ("Shalom").
Shalom is a non- profit community counselling agency that serves people over
the age of 13 in the KitchenerJWaterloo, Cambridge and Guelph areas. They
occasionally have clients younger than 14 if an adult client makes the request.
According to its website, Shalom offers counselling services to individuals,
couples and families for a variety of issues including, among other things,:
substance abuse/addictions; parenting concerns; abuse:
sexuaVphysicallemotional; domestic violence and adolescent issues. Rod Miller
has worked at Shalom Counselling Services for many years. He is classified as
an employee and works three hours per week. He is paid on an hourly basis. Ms.
Huehn testified that she assigns new clients to the counsellors and that she has
criteria that she uses to assign clients to Mr. Miller. He is not assigned anyone
under 16 or anyone with F & CS Water100 involvement or potential future
involvement. Ms. Huehn also meets with the counselors four times each year or
more frequently if necessary. If Mr. Miller realizes in the course of his counselling
that a referral to F & CS Water100 is necessary or that the client has been
involved with the Agency, he is expected to advise Ms. Huehn to reassign the
client. Mr. Miller has assured Ms. Scott that he will act in that fashion if a conflict
arises and she believes him. Ms. Scott sees Mr. Miller's situation as different
from the grievor's because there is "another set of eyes" at Shalom.
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Some of the Agency's staff work at Cardinal Counselling ("Cardinal"). Cardinal is
a "for profit" agency that provides counselling to adults, teens and children in the
Water100 region. John Thompson, one of the owners of that agency testified.
Both he and his partner were previously employed at F & CS Water1oo. One of
Cardinal's current counsellors is an employee of F and CS Waterloo and a
position has been offered to another one. Four former Cardinal counsellors also
worked at F and CS Water100 at the same time they were working for Cardinal.
Cardinal's counsellors are treated as self-employed contractors. They receive a
percentage of the fee that Cardinal charges the clients. Mr. Thompson or his
partner assigns the clients to the counsellors. The initial intake is performed by a
receptionist and if there is any indication that F & CS Water100 might be involved,
she will ask the client directly about her or his Agency history. If there is no
indication of Agency involvement, Mr. Thompson assigns the client based on the
issue about which she or he is seeking counselling. When Mr. Thompson assigns
a client to a counsellor who also works at F & CS Water1oo, he expects her or
him to advise him if they recognize the name. Cardinal also has a form that
outlines the counsellor's obligation to inform Mr. Thompson about any issues
relating to child safety. Mr. Thompson acknowledged that it may not be apparent
at the outset that there are child protection issues related to a file. He would
expect an employee who discovered such an issue to advise him and to have the
file reassigned. At that point, the counsellor would lose the work along with her or
his percentage of the fee. Mr. Thompson agreed that Cardinal would take a client
who came in to seek counselling about adoption if there were no child protection
issues. That client could be assigned to someone who also worked at F & CS
Waterloo unless the adoption was also going to go through the Agency. That is
not something that has happened to Mr. Thompson's knowledge.
Christine Glogovic is a full-time protection worker at the Agency who worked part-
time at Cardinal until July 2010. Ms. Scott testified that it was acceptable for Ms.
Glogovic to work at Cardinal because she did not provide services where there
were protection concerns. Ms. Scott testified that Ms. Glogovic spoke to her
supervisor when she went to work at Cardinal and said that if a protection
concern came up with someone she was working with she would get off the case.
Ms. Scott considers Ms. Glogovic's situation to be different from the grievor's as
the referral goes through Cardinal. However, Ms. Scott did not know the identity
of the people doing the screening at Cardinal.
Tara Henderson provided private counselling services to families and teenagers
at Cardinal while she was also working at F & CS Water1oo. She said that she
spoke to her supervisor before she started working at Cardinal. Ms. Henderson
testified that if she was referred a client at Cardinal and she knew the client had
had F &CS Water100 involvement she would advise Mr. Thompson that she had
a conflict even though she would not be paid for that client. On one occasion Ms.
Henderson was referred a client that she anticipated would require a referral to F
& CS Water1oo. She advised the client that she would be referred to another
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counsellor and declared a conflict. She also advised her supervisor at the
Agency.
Neither Shalom nor Cardinal indicate on their websites that any of their
counsellors also work for F & CS Waterloo.
Ms. Scott acknowledged that even though there is intake screening at Shalom
and Cardinal, a child protection issue could emerge. Her expectation in that case
is that the counsellor would make the referral and ask for the file to be
reassigned. She trusts her employees to do that. She claims that the grievor's
situation is different because she is not at an agency where there are other
employees to whom the file can be reassigned.
F & CS Water100 refers clients to both Shalom and Cardinal. The referral might
come from people who are also counsellors at Cardinal or Shalom. F & CS
Waterloo sometimes refers its own employees to Shalom.
The grievor has a legal obligation to report any child protection issues that come
to her attention. When the grievor was working as a Pregnancy Counsellor for the
Agency, she might become aware of a child protection issue with a client. The
Agency was not aware of the grievor ever failing to make such a referral
The grievor had a clean disciplinary record prior to her discharge.
Submissions
The Agency argues that the grievor set up a competing business offering
counselling to birth mothers. It relies upon her brochure and website as evidence
that her business was in competition with the Agency. It notes that neither the
brochure nor the website distinguish between services offered in the Waterloo
region and those offered outside of it. The Agency submits that anyone reading
them would understand that the grievor was a competing agency. It claims that
an employer should not have to compete with its own employees.
The Agency argues that the potential conflict lies in the grievor offering to provide
services to birth mothers who are deciding what to do with their babies. It asserts
that the grievor's literature does not distinguish between adults and youth or
women at risk or not at risk. The Agency notes that it does not only offer services
to pregnant women at risk and that it can provide the services the grievor offers.
Furthermore, it does not charge for them.
The Agency contends that the grievor's business was a potential conflict even
though the Agency is a non - profit organization. It argues that it could be
negatively affected by the grievor's business because there would be no work for
the Agency's Pregnancy Counsellor if pregnant women go to other agencies.
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The Agency argues that the grievor's situation is different from that of its other
employees who do private counselling because her core business is in conflict
with the Agency. It asserts that Cardinal and Shalom, on the other hand, offer a
broad range of counselling services.
The Agency submits further that Cardinal and Shalom have someone assigning
cases to the counsellors. In the grievor's case, she is determining whether to take
a client so there is a greater potential for conflict. The other distinction the
Agency relies upon is that the grievor is advertising for the business to come to
her.
The Agency argues that the grievor's evidence should not be believed. It claims
she was well along in the process of setting up the business before she spoke to
Mr. Miller. It also contends that Mr. Miller told her there was an issue with
providing services in the Waterloo region but she went ahead anyway. The
Agency claims that the business the grievor set up is not the one she described
to Mr. Miller.
The Agency maintains that the grievor was given the choice of giving up her
business and continuing employment but refused to do so and, as a result,
should not be reinstated. The Agency was asked why the grievor's letter of May
12,2009 confirming that she would only offer private adoption services in the
Waterloo region was not sufficient to allay concerns about the potential conflict.
The Agency responded that there was still a conflict because it promotes public
adoptions not private ones.
Finally the Agency argues that the grievor's offer to draw a geographical
distinction about where she would offer services came too late. It maintains that
she has still not acknowledged that her business was a conflict with F & CS
Waterloo and she should therefore not be reinstated. It asks that the grievance
be dismissed.
The Agency relies on the following awards: Re Jewish Family and Child Service
of Metropolitan Toronto and Canadian Union of Public Employees, Local 265
(2008), 169 L.AC. (4th) 225 (Levinson); Re Telus Communications Inc. and
Telecommunications WOIKers Union (2004),132 L.AC. (4th) 206 (Hall); Re
Canada Customs and Revenue Agency and Oliver (2003), 118 L.AC. (4th) 414
and BFI Canada Inc. v. Teamsters Local Union No. 419 (Morton Grievance),
[2010] O.L.AA No. 98 (Trachuk).
The union responds that the Agency did not have just cause to discharge the
grievor. It asserts that the grievor was only offering services to women
considering private adoption and the Agency is not involved in private adoptions.
Furthermore, it argues, the grievor gets referrals from adoption practitioners or
licensees. If a pregnant woman were to come to her directly she would have to
send them to the licensee. The union submits that the grievor does not offer
services to pregnant women who are at risk or pose a risk to children in the
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Waterloo area. She would not take a client who had a history with the Agency or
who might be referred in the future. If she was counselling a client and it became
apparent that the Agency could become involved she would terminate the
counselling. The union claims that there was thus no conflict with the Agency.
The union submits that there can be no conflict between the grievor's business
and the Agency because the Agency is a non-profit organization. The union
maintains that F & CS Water100 is not a business in the sense that the grievor
can steal customers from it. It contends that the Agency is governed by the Child
and Family Services Act and is mandated to protect children exposed to risk. It is
there to help the community. It is not a pregnancy company. The Agency does
not receive any money from clients or get bonuses for the number of pregnant
women it sees. The union asserts that the Agency is not out of pocket in any way
as a result of the grievor's business. The grievor's business is not competing with
the Agency because the Agency is not a business.
The union argues that the grievor's testimony was credible because she did
advise the Agency through Mr. Miller that she was going to start a business. Mr.
Miller did not say that she could not do so only that it would be "cleaner" if she did
not offer services within the Water100 region.
Finally, the union submits that even if there is a potential conflict, the Agency has
permitted other employees to offer private counselling. Therefore, if there is a
potential for conflict with the grievor there is also the potential for them. Those
employees, like the grievor, lose money if they turn down a client or stop
counselling a client. Yet the Agency expects that they will not exploit their
situations because they have integrity. The union says that the Agency should
have the same trust in the grievor. The union also disputes the claim that the
other agencies can avoid conflicts because they have someone screening the
new clients. The union argues that the people doing the screening will not always
know if someone has a history with the Agency. They will not always know if
someone will become involved with the Agency in the future. The union contends
therefore, that the Agency has not demonstrated that the grievor's situation is any
different from the other employees doing private counselling.
The union asks that the grievance be allowed and that the grievor be reinstated
with full compensation.
The Agency replies that there is no legal principle that holds that a private
business cannot be in conflict with a public agency. It also submits that the other
employees who are providing private counselling services are in a different
situation from the grievor as they are not soliciting the Agency's work.
Decision
The Agency discharged the grievor for putting herself in a conflict of interest
situation. The reason expressed to the grievor by Ms. Scott and articulated in the
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letter of May 4, 2009 was that the grievor would be counselling pregnant women
whom the Agency could be counselling as part of its protection mandate. Ms.
Scott's initial concern is not surprising since the Agency had received a
telephone call from St. Monica's House about the grievor's brochure. She set out
her concerns in a letter, part of which I again include here for easy reference:
As I explained to you, our concern is that as an Intake Worker employed
by the Agency, you are required to investigate protection matters in the
community. These investigations would include concerns involving
pregnant women where the child has not yet been born. As you are well
aware, due to your participation on the Agency's Pre Birth/High Risk Infant
Committee, the Agency will now become involved in these cases prior to
the birth of a child. The potential for a conflict of interests arises in this
situation in various ways. Your private practice will be in competition with
the Agency for this work within the Waterloo Region since both provide the
same services. You would have access to potential clients for your private
practice through your daily work at the Agency. These are individuals who,
in the absence of your private practice, would come to the Agency for
those services. In your job with the Agency, you would be in a position to
advise Agency clients to use your private services for services also
provided by the Agency. Apart from the obvious conflict of interest, it could
create a great deal of confusion for clients and could easily lead them to
thinking that either the Agency does not provide the service or that the
Agency was recommending you for the provision of those services. Either
situation is unacceptable. Furthermore, should you be providing pre birth
counselling to a private client, and protection concerns become evident,
you will be required to report your client to this Agency, by whom you are
employed.
Thus the Agency was concerned that the grievor would be counselling pregnant
women about whose children protection issues might arise. That concern
apparently arose from the grievor's brochure in which she does describe services
which mirror some of those offered by the Agency. The brochure does not
distinguish between the services the grievor will offer within Water100 region and
those she offers outside of it. However, the grievor acknowledged that it would be
a conflict to offer those services within the Water100 region and told Ms. Scott on
April 28 and May 4, that she would only be offering services to women involved in
private adoptions within the Water100 area. She then provided that commitment
in writing in her letter of May 12 which states:
I would like the employer to be aware of my willingness to discuss the
concerns in a fair and respectful manner. I independently chose to offer
very limited services to clients within the Waterloo Region, while employed
by the Children's Aid Society of the Regional Municipality of Water1oo. I
have discussed with the Employer, and believe that the following and
specific guidelines would allow me to adequately satisfy the employer's
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concerns about the manner in which I address the potential for conflict of
interest.
It has been my intent to provide specific and limited services only to those
clients within the Water100 Region 1) clients who choose to proceed with
adoption through the Private Sector, 2) clients who are not involved or
have not been involved with the Society 3) clients who would not be
considered by the Society as being at "higher likelihood or risk" to become
involved within the Society, 4) clients who do not present as being in need
of the same support and/or services as provided by the agency's
Pregnancy Counselor.
The termination letter followed the above letter and said that the grievor was
being terminated because she would not give up her "private adoption
counselling practice" in the Water100 region. The Agency therefore knew that the
grievor was limiting her practice to clients who would not otherwise be clients of
the Agency before it terminated her.
Nevertheless, the Agency argues that the grievor's claim that she was not going
to offer services to mothers at risk in the Waterloo area should not be believed
because there is no geographical distinction in her brochure or website. Ms. Scott
also accused the grievor in her letter of acting against the instructions of Mr.
Miller and failing to inform the Agency about her business. However, there is no
evidence that the grievor was anything but a trustworthy employee. She went to
Mr. Miller on her own initiative and told him her plans. She therefore did inform
the agency about her business. The evidence disclosed that Mr. Miller only told
her it would be "cleaner" if she only offered services outside of the Water100
region but did not tell her she could not offer any services inside the Water100
region or that there would be repercussions if she did so. The grievor was only
planning to offer services that over1apped with those of the Agency outside the
Waterloo region. She informed Ms. Scott of that and put that commitment in
writing.
The Agency does not prohibit employees from supplementing their incomes by
providing private counselling services. It was aware that quite a number of
employees provide such services. The grievor was therefore not breaking any
rules. However, the Agency argues that the grievor's situation is different
because she is providing the same services as the Agency. That is not the case
as the Agency does not offer private adoptions services. On the other hand, the
agencies where the other Agency employees work, do offer some of the same
services as F & CS Waterloo. No one suggested that an F & CS Waterloo
counsellor also working at Shalom or Cardinal would have to stop counselling a
client if she became pregnant and wanted to talk about what to do about it.
Furthermore, counsellors at Shalom and Cardinal work with people with some of
the risk factors that the Agency's clients have. Ms. Scott did not seem to be
concerned about that as long as the counsellors who also worked for the Agency
did not counsel anyone who might have been involved with the Agency in the
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past or might become involved in the future. The other distinction she made is
that the agencies where the other employees work have someone to screen new
clients to avoid assigning ones who may have F & CS involvement to F &CS
employees. However, that system is not fool proof and there is always the
possibility of a client being assigned with current or past Agency involvement.
There is also the possibility that a client of one of the F & CS employees working
at Cardinal or Shalom might become involved with the Agency as happened to
Ms. Henderson. If that occurs, the counsellors are expected to stop counselling
the individual. There is no reason that Ms. Desgroseilliers cannot be trusted to do
the same thing. The absence of someone doing intake is an insufficient reason to
terminate the grievor for doing private counselling.
The concern expressed in Ms. Scott's letter that the grievor would have access to
clients through her Agency work is also true of the other Agency employees
doing private counselling. In fact, the Agency employees do refer clients to
Cardinal and Shalom. There is again no reason why the grievor could not be
expected to act with the same integrity as her colleagues. Anyone of them could
exploit her or his situation for personal gain but they are all trusted not to do that
and that trust should have been extended to the grievor. If it was not a
contravention of "The Values that Guide our Work" for the other counsellors to
offer private counselling services, it was not a contravention for the grievor to do
so.
In her letter of May 4,2009, Ms. Scott also expressed the concern that the
grievor's brochure does not state that she is an employee of the Agency. That
concern also appears to be related to the presumption that the grievor will be
offering the same services in the Waterloo region as the Agency offers which she
was not. In any case, the agencies where the grievor's colleagues work do not
say that they are employed by F & CS Water1oo. The Agency has applied a
different standard to the grievor than to its other employees.
Finally, the letter of May 4, 2009, expressed a concern that the grievor's private
business might take priority over her Agency work because her website said that
she had "flexible and negotiable hours". It is simply unreasonable to conclude
that the fact that the grievor was offering flexible hours meant that her private
counselling would take precedence over her Agency counselling. On the
contrary, flexibility would allow her to work around her Agency hours. This also
appears to have been a concern imposed on the grievor that was not directed at
the other Agency employees doing private work.
At the end of the hearing, the Agency argued that the grievor's business was a
conflict of interest because the Agency's policy favours public adoptions and the
grievor was involved in private adoptions. I do not have to determine whether that
would actually be a conflict of interest because it is apparent that that was not
something the Agency was concerned about when it terminated the grievor. It
provided a number of reasons as to why it considered her business to put her in
a conflict if interest situation but that was not one of them. That concern was
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never raised with the grievor and never mentioned in the letter of May 4, 2009 or
the letter of termination. Furthermore, it was never mentioned by any of the
Agency's witnesses. I therefore find that the Agency was not concerned about
the grievor's involvement in private adoptions as a matter of policy. If the Agency
objected to the grievor being involved in private adoptions as a matter of policy it
was required to bring it to her attention so that she could address it.
Employees owe a duty of fidelity to their employers. Employers may therefore
demand that employees not place themselves in positions where they are in
conflict with their employer's interests. However, the grievor has not placed
herself in such a position. The awards referred to by the Agency are
distinguishable from this situation. All of the awards cited by the Agency include
clear cases in which the employees set their own interests in opposition to their
employers' or, in Jewish Family and Child Service of Metropolitan Toronto
(supra) to the employer's clients. In most cases they lied about it. However, the
grievor informed the Agency that she was only going to offer private adoption
services in Water100 region and that she would withdraw her brochure from other
agencies. The Agency therefore knew that the grievor was limiting her services to
private adoption prior to the termination. It acknowledged that in the termination
letter. The Agency does not offer private adoption services, yet it terminated her
for placing herself in a conflict of interest. The Agency never explained how
offering private adoption counselling to women not at risk within its jurisdiction
could be a conflict. The possibility that a client might have to be referred to F &
CS Water100 is a potential for every employee doing private counselling.
Nevertheless, the Agency accepts that its other employees can do that work.
The Agency's mandate is to protect children. As part of that mandate it counsels
women whose children might be at risk when they are born. It also counsels girls
younger than 16 who become pregnant or women considering placing their
children through public adoptions. The grievor was not going to offer services to
anyone in those categories in the Waterloo region. She was only going to offer
counselling services to women involved in private adoptions. That is not work
done by the Agency. The grievor was not serving people who, in the absence of
her services would come to her employer for services. There was no suggestion
that the services the grievor intended to offer outside of the Agency's region
would be a conflict. Thus, the grievor's private counselling business did not put
her in a conflict of interest with the Agency. The Agency therefore did not have
just cause to terminate her employment.
For all of the above reasons, the grievance is allowed. I hereby order that the
grievor be reinstated in her former position and compensated for her losses, if
any. The grievor must continue to restrict any private counselling services shemoffers within the Waterloo region to women considering private adoptions.
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I remain seised with respect to the implementation of this order and in the event
the parties are unable to agree to the amount of compensation.
Dated at Toronto, February 14, 2011
k.
Laura Trachuk