HomeMy WebLinkAbout2022-9682.Crawford et al.23-06-07 Decision
Crown Employees
Grievance Settlement
Board
Suite 600
180 Dundas St. West
Toronto, Ontario M5G 1Z8
Tel. (416) 326-1388
Commission de
règlement des griefs
des employés de la
Couronne
Bureau 600
180, rue Dundas Ouest
Toronto (Ontario) M5G 1Z8
Tél. : (416) 326-1388
GSB# 2022-9682; 2022-9683
UNION# 2022-0428-0004; 2022-0428-0005
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN
Ontario Public Service Employees Union
(Crawford et al) Union
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The Crown in Right of Ontario
(Ministry of Transportation) Employer
BEFORE Nimal Dissanayake Arbitrator
FOR THE UNION Lesley Gilchrist
Ontario Public Service Employees Union
Supervisor of the Arbitrations Unit
FOR THE EMPLOYER Jackson Donszelmann-Lund
Treasury Board Secretariat
Legal Services Branch
Counsel
HEARING May 17, 2023
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Decision
[1] This decision deals with a preliminary motion by the employer objecting to the
Board’s jurisdiction to hear and determine two group grievances. The objection is
made on the grounds that the union had referred the grievances to arbitration
without following the requirements set out in the collective agreement. For present
purposes it suffices to note that both grievances in essence allege that the
grievors were subjected to harassment, including gender-based harassment.
[2] The motion was argued on the basis of the following Agreed Statement of Fact
(“ASF”) (Attachments omitted).
AGREED STATEMENT OF FACTS
1. The parties are bound by a Collective Agreement attached as Tab A.
2. On October 11, 2022, two group grievances were filed, which bear OPSEU
numbers 2022-0428- 0004 (with 2 grievors) and 2022-0428-0005 (with 4
grievors) and GSB numbers 2022-9682 and 2022-9683 respectively.
3. Both of these grievances are listed as “Crawford et al”. For ease of
reference, the parties will refer to 2022-0428-0004 as “Crawford 2” and 2022-
0428-0005 as “Crawford 4”. Melissa Crawford, in addition to being a Grievor
in this issue is also a Union Steward.
4. The parties are agreed that the grievances numbered 2022-0428-0006 and
2022-0428-0007 (GSB numbers 2022-9928 and 2022-9929 respectively)
were referred in error and are duplicates of the grievances named in
paragraph 2.
5. The Grievances are attached as Tab B
6. The email filing the grievances with Director, Centre for Employee Relations
is attached at Tab C.
7. Crawford 2 is in regards to harassment, including gender based harassment.
Crawford 4 is in regards to harassment. This is the subject matter of the
grievance forms and neither party intends to agree as to the facts, merits or
characterization of the grievances should they reach a hearing on the merits.
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8. The grievances were also provided to Carl Gallimore the Marine Operations
Manager on October 13, 2022. This email is attached at Tab D.
9. On October 27, 2022 the Human Resources Advisor, Lori Sloan-Kulba, wrote
Jody Pringle, the President of local 428 inquiring about whether she should
hold a single Formal Resolution Stage Meeting or two Formal Resolution
Stage (“FRS”) meetings.
10. Mr. Pringle replied to Ms. Sloan-Kulba, referring the matter to the Grievors.
The employer did not receive a further reply. This email string is attached at
Tab E.
11. Article 22.3 of the Collective Agreement provides that the Employer must
hold a Formal Resolution Stage Meeting within 15 days. “Day” is defined as a
business day in the Collective Agreement. This period elapsed on November
1, 2022. No FRS meeting was scheduled or held prior to or on November 1st,
2022., and there was no further communication between the parties prior to
November 1, 2022.
12. On November 3rd, 2022, the Grievor, emailed the HRA advisor, Ms. Sloan-
Kulba, inquiring into the status of the scheduling of the FRS meeting. That
same day Ms. Lori Sloan-Kulba responded to Ms. Crawford’s email and
reiterated her previous inquiry regarding the scheduling of one or two FRS
meetings. Eventually, on the afternoon of November 3rd, 2022, Ms. Lori
Sloan-Kulba sent a meeting invite to the Union for two separate FRS
meetings for “Crawford 2” and “Crawford 4” on November 4th, 2022.
13. On November 4th, 2022, prior to the meeting starting, Union Steward Paul
Beaty emailed the HRA and advised the Employer that the Grievors were
unable to attend the scheduled meeting. The Employer responded and
asked if the Union agreed to the extend the timelines under Article 22.3. A
copy of the email exchange between from November 3rd onward is attached
at Tab F.
14. For the purposes of the Employer’s preliminary motion the Parties
acknowledge and agree there was no mutual agreement to extend the
timelines in accordance with Article 22.14.1.
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15. On November 7, 2022 the Union referred the Grievances referred to in
paragraph 2 to arbitration at the Grievance Settlement Board under Article
22.6 without further discussing the issue with Lori Sloan-Kulba. This letter is
attached at Tab B.
16. On November 8th, 2022, the Employer, through HRA Lori Sloan-Kulba, offered
to reschedule the FRS and two meeting invites were sent for November 10th,
2022. In response to this invite, the Union, through Mr. Beatty, advised that
the Union did not agree to extend the timelines under Article 22.3 and that the
Grievors would not be attending the November 10th, 2022 meeting. A copy of
this email correspondence is also attached at Tab F.
17. On November 10, 2022 Ms. Sloan-Kulba alerted the Union that the Employer
intended to raise a preliminary objection that the Grievances were improperly
referred to the Board. This exchange is attached as Tab G.
18. This Agreed Statement of Facts is intended to be used for a single
preliminary objection and should not be relied upon at any other stage of the
hearing unless it is expressly agreed.
[3] Article 22 of the collective agreement titled “Grievance procedure consists of a
number of sub- articles. Articles 22.3 and 22.6.1 are directly relevant to the dispute
between the parties. They read:
22.3 The designated management representative shall hold a meeting with the
employee within fifteen (15) days of the receipt of the grievance and shall
give the grievor their decision in writing within seven (7) days of the
meeting with a copy to the Union steward.
22.6.1 If the grievor is not satisfied with the decision of the designated
management representative or if they do not receive the decision within
the specified time, the grievor may apply, through the Union, to the
Grievance Settlement Board (GSB) for a hearing of the grievance within
fifteen (15) days of the date they received the decision or within fifteen (15)
days of the specified time limit for receiving the decision.
Employer Submissions
[4] Counsel pointed out that the grievances were filed on October 1, 2022. Therefore,
Article 22.3 required that the employer hold Formal Resolution Stage (“FRS”)
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meeting with respect to the grievances within 15 days of that date. Counsel
agreed that this requirement is mandatory given the use of the word “shall” in
article 22.3. Applying the definition of “day” in article 22.14.2, the employer agreed
that it had a mandatory obligation to hold the FRS meeting no later than November
1, 2022. If the employer had held the meeting on the last possible date,
November 1, article 22.3 required the employer to provide its decision to the
grievors within 7 days of November 1, 2022. That is, no later than November 10,
2022. Counsel submitted that, therefore, under article 22.3 the employer had time
until November 10, 2022, to comply with its obligations to hold the FRS meeting
and issue its decision to the grievors.
[5] Counsel pointed out that the grievances were prematurely referred to arbitration
on November 7, 2022, at a time when the grievors had no authority to do so.
Under article 22.6.1 they were authorized to refer the grievances to arbitration only
(1) if they had been provided the employer’s decision, and they were not satisfied
with it or (2) if they not been provided the decision within the specified time.
Counsel stated that (1) above does not apply since no decision was provided by
the employer. However, (2) above applied. In that situation, the grievors were
entitled to refer the grievances to arbitration within 15 days of the specified time
limit the employer had to for provide the decision. The window of time for referral
to arbitration under article 22.6.1 did not open until the “specified time limit” for
providing the decision expired. That did not happen until November 10.
Therefore, by referring the grievances to arbitration on November 7, the grievors
failed to comply with the grievance procedure in the collective agreement and had
violated article 22.6.1.
[6] Counsel submitted that the jurisprudence is clear that the decision of the employer
is what triggers the grievors’ entitlement to refer grievances to arbitration. At the
time of the referral on November 7, the timelines specified in article 22.3 had not
been exhausted. The time the employer had under article 22.3 to provide its
decision did not expire until November 10. For the Board to hear the instant
grievances referred to arbitration at a time when the authority to do that had not
yet vested in the grievors would be to alter the terms of the collective agreement.
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Counsel reminded that article 22.14.6 explicitly provides that “The GSB shall have
no jurisdiction to alter, change, amend or enlarge any provision of the collective
agreement”.
[7] Counsel referred to two decisions of the Board, which he relied on for the
proposition that the Board has no jurisdiction over grievances referred to
arbitration prematurely. Re OPSEU (Samsone) and MCSCS, 2005-3698
(Petryshen) Re OPSEU (Michael) and MOT, 2021-0088 (Herlich)
[8] In Re Samsone (supra) the Board was dealing with two related grievances by the
grievor. The employer raised a preliminary objection to the Board’s jurisdiction to
deal with the grievances on a number of different grounds. The parties agreed
that the Board ought to rule first on the objection that the grievances “were not
filed or processed in accordance with the grievance procedure”.
[9] The facts relating to this objection were not in dispute. The Board noted that the
grievor had been a union activist. He had been a union steward and became the
local union president. As such, he would have been familiar with the collective
agreement provisions relating to the grievance and arbitration procedure.
However, rather than raising his complaint with the employer first, he referred it
directly to the GSB.
[10] At paragraphs 28- 29 the Board wrote:
[28] There is no dispute about how grievances #1 and #2 were processed. In
contrast to how the facial hair incident was challenged, Mr. Samsone did not
make any effort to discuss the threat incident with a supervisor as required by
stage one of the grievance 2010 CanLII 52660 (ON GSB) UN Book of
Authorities Crawford et al - Preliminary 81 - 19 - procedure. Once he
prepared the grievances, neither he as a grievor or as the Local Union
President filed them with anyone in management at the TEDC. Of course, in
the absence of filing the grievances with management, the stage two meeting
mandated by the grievance procedure did not take place. It is the timely
decision of management flowing from the stage two meeting which triggers
the right of the Union to refer the grievances to the GSB. In this case, the
grievances were prepared by Mr. Samsone on February 24, 2006, sent to the
Union’s head office by facsimile on March 2, 2006 and then referred by the
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Union on that day to the GSB. There is no indication that the Employer
agreed that the grievances could be processed in this way. Indeed, the
Employer has consistently taken the position that Grievances #1 and #2 were
not arbitrable because they were not processed in accordance with the
grievance procedure contained in the Collective Agreement.
[29] I agree with Employer counsel’s characterization that there has been a
complete failure in this instance to comply with the grievance procedure. The
grievances were not filed with the Employer and the steps set out in the
grievance procedure were completely ignored. The obvious purposes for
which parties have a grievance procedure have been completely thwarted in
this instance. Unless the parties were to agree otherwise, there is an
obligation on a grievor or a party to ensure that the steps of the grievance
procedure are followed. As article 22.14.6 provides, the GSB has no
jurisdiction to alter or amend a provision of the Collective Agreement,
including of course the grievance procedure provision. Although the focus of
article 22.14.1, the deemed withdrawal provision, is on timeliness, the
importance of following the grievance procedure is captured by the article.
Arbitrators have consistently found that a failure to comply with the grievance
procedure will deprive the arbitrator of jurisdiction to hear a grievance. What
has occurred in the instant case goes beyond a mere technical breach of the
grievance procedure. It is my conclusion that the complete failure to comply
with the grievance procedure, particularly the failure to file the grievances
with the Employer, deprives the GSB of jurisdiction to hear grievances #1
and #2. As the Employer has consistently maintained, these two grievances
are not arbitrable.
[11] In upholding the employer’s objection to the Board’s jurisdiction, Vice-Chair
Petryshen wrote:
[31] At the conclusion of his evidence, Mr. Samsone described the impact the
threat incident has had on his life. He also provided me with a written
statement that refers to his medical condition and his desire to have his
grievances heard so that he can get closure and “try to repair the damage to
the hole in my soul this Ministry has created.” Although one can be
sympathetic to Mr. Samsone’s description of his personal circumstances, I
cannot take jurisdiction over these grievances by ignoring the failure to
process them properly through the grievance procedure.
[12] In Re Michael (supra), two grievances were before the Board for expedited
mediation-arbitration pursuant to article 22.16 of the collective agreement. The
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employer raised two preliminary issues. First, that the facts asserted by the union,
if accepted to be true, are not capable of establishing a prima facie case for the
violations claimed. Second, that the grievances were not properly advanced
through the grievance procedure and that the union had no authority to refer them
to the GSB at the time it purported to do so.
[13] There was agreement that the Board should initially deal with the second grounds
above. Arbitrator Herlich noted that the two grievances were very similar and
examined the facts of the first grievance. It was filed on March 26, 2021, and
referred to the GSB for arbitration on April 14, 2021. After the grievance was filed
the employer wrote to the union suggesting dates/times for holding a FRS meeting
within the 15-day timeline mandated by article 22.3, which ended on April 20,
2021.
[14] On April 13, 2021, the union responded as follows: “Based on past experience
where nothing was ever resolved for our member (Maria Michael) at the first FRS
meeting, the member would like this grievance to be forwarded to the GSB.”
[15] The next day April 14, without waiting for a response from the employer to the
request that the FRS meeting be waived, the union referred the grievance to the
GSB, with copy to the Treasury Board Secretariat employer contact, but not to any
member of management at ministerial level local or otherwise. On April 16, still
within the April 20 deadline for holding the FRS meeting, the employer wrote to the
union, that it does not agree to waive the FRS meeting, and requested again that
the union respond to the dates/times it had proposed.
[16] The union responded as follows: “Due to your delayed response and timeline, I
forwarded the grievance to the GSB. The grievor agrees to attend the FRS if the
employer can confirm that there would be a positive resolution of her grievance at
this stage.”
[17] The employer in turn wrote back, informing the union that the grievance had been
referred to the GSB prematurely without the employer’s agreement; that the
union’s request for confirmation of a positive outcome as a condition of attendance
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at the FRS meeting was inappropriate; that since the union had not responded to
the proposed dates/times, the FRS meeting will proceed at a specified time; and
that if the union fails to attend the employer would be raising a preliminary
objection in view of the union’s failure to comply with the requirements of the
collective agreement.
[18] The union responded: “The grievor is not agreeable to having a FRS due to past
experience of no resolution. That is why the grievor requested the employer to
waive the FRS meeting.” Following the foregoing exchange no FRS meeting was
held.
[19] At the hearing, the employer raised the preliminary objection. The employer’s
position is set out by arbitrator Herlich at para.19:
[19] The employer’s position is straightforward: absent the mutual agreement of
the parties to waive it, the FRS is a mandatory feature of the grievance
procedure to which the parties are bound. The union’s failure/refusal to
participate in an FRS meeting does not confer upon it the right to refer a
grievance to arbitration. And, even if the failure to hold an FRS meeting
might, in other circumstances, permit the union to advance the grievance to
arbitration, in the instant case, the union purported to advance the matter to
arbitration prior to the expiry of the prescribed time period for the scheduling
and holding of the meeting.
[20] At paragraph 21, the Board quoted paragraphs 28 and 29 from Re Samsone, (see
para. 10 supra), and wrote as follows:
[22] For its part, the union urges caution selecting the proper target for any finger
pointing. In its view, it is the employer that has failed to abide by its collective
agreement obligations. The employer is responsible to schedule and hold
the FRS meeting (unless the parties agree to waive it). Given the union’s
request to waive the meeting, the employer, in this case, had two and only
two options available to it: it could have agreed to waive the meeting or it
could have held it – it did neither and ought not to be permitted to rely on its
own dereliction as a means to prevent these grievances from being heard on
their merits.
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[23] This last assertion must be rejected. It is common ground that no FRS
meeting took place. Whether that was because the union did not attend at
the appointed time or because, in view of the union’s final response, the
employer did not attempt to convene the meeting (and those two appear to
be the only possible alternatives – the facts before me were not clear on the
point) is a distinction without a difference. There is simply no doubt that it
was the union’s refusal that was the obstacle to holding the meeting and the
reason none was held.
[24] What then are the consequences of a failure to hold the FRS meeting? The
collective agreement does not answer this question, at least not explicitly. I
agree, however, with the view expressed in Samsone, that: “It is the timely
decision of management flowing from the stage two meeting which triggers
the right of the Union to refer the grievances to the GSB.” And I also note
that under the current collective agreement the FRS meeting (formerly called
the “stage two meeting”) is the only guaranteed opportunity for the parties to
meet, discuss and possibly resolve grievances short of a referral to
arbitration. As such this meeting ought not to be dispensed with lightly.
[25] However, I also agree with the submissions of the union that an employer’s
refusal to schedule and hold an FRS meeting ought not to be permitted to
block access to this Board. But that, as I have found, is not what happened
in the instant case.
[26] In the present case, the grievor and the union refused to participate in the
scheduling or holding of the FRS meeting (short of the union’s preposterous
“offer” to attend provided the employer meet the precondition of guaranteeing
a “positive result”). It was common ground that these parties have had
numerous occasions to deal with grievances filed on behalf of the grievor. It
may well be that they have had a low success rate in resolving those
grievances at the FRS stage. That, however, does not provide the union with
the right to unilaterally dispense with those meetings. I was also puzzled by
the union’s reference, in its email response, to the “[employer’s] delayed
response and timeline” as some sort of justification for the premature referral
of the grievance to arbitration. The employer’s response was well within the
period prescribed by the collective agreement and the “timeline” referred to
was never cogently articulated.
[27] Whether by application of Article 22.14.1 (as the Board in Samsone
suggested) or simply by virtue of the preconditions to a referral to arbitration
not having been met, I am satisfied the union lacked the authority to refer the
matter to this Board when it purported to do so.
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[21] Counsel submitted that the decision in Re Michael found that a union is not
allowed to refer a grievance to arbitration because the FRS meeting was not held
within 15 days of its filing. Under article 22.3 the union is allowed to refer to
arbitration only after a FRS meeting is held and 7 days had elapsed from the date
of the meeting. In the instant case those timelines had not been exhausted. The
earliest date the union was authorized to refer to arbitration was November 10. By
referring the grievances to arbitration on November 7 it had acted prematurely,
and thereby violated article 22.6.1.
[22] Counsel referred to Re Samsone (supra) and submitted that the case law is clear
that non-compliance with the grievance procedure mandated in the collective
agreement deprives the Board of jurisdiction, and results in the dismissal of the
grievance. The Board was urged to dismiss the grievances in this case.
Union Submissions
[23] Referring to the ASF and the string of emails between the employer and the union,
union counsel submitted that there is no doubt that article 20.3 imposes a
mandatory obligation on the employer to hold FRS meeting within 15 days of
October 11, 2022, when the grievances were received. It is also agreed that the
15-day deadline expired on November 1, and no FRS meeting had been held.
The employer clearly did not comply with its mandatory obligation.
[24] Counsel pointed out that prior to November 1st, 2022, the employer had not even
attempted to schedule a meeting. It proposed dates only after the 15-day time limit
had expired. Yet the employer was pointing the finger at the union. The
employer’s position amounts to an assertion that it is free to schedule the FRS
meeting on any time it chooses, even if the 15-day deadline had expired.
[25] Referring to the employer contacting the union on October 27th, 2022, to inquire if
it preferred one FRS meeting for both grievances or two separate meetings,
counsel submitted that the mandatory obligation to comply with the 15-day timeline
was not contingent on any union input. The obligation to meet the timeline is
solely on the employer. It is not a shared obligation. Yet, when the union did not
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respond, the employer took no further action and let the deadline pass. In fact it
was the union that made the next move by writing to the employer on November 3,
after the deadline had expired, inquiring about the status of the FRS meeting. The
same day, the employer unilaterally fixed two separate FRS meetings for the
following day, November 4, and sent Zoom invites. After the union informed that
the grievors were unable to attend the meetings the next day, the employer sought
the union’s agreement to extend the time limit under article 22.1.1. The union did
not agree.
[26] Counsel submitted that the employer’s assertion that it was acting in good faith
and was not maliciously attempting to block the union from referring the
grievances to the GSB is simply irrelevant. Similarly, the fact that the union did not
respond to the employer’s inquiry about the union’s preference between holding
one or two meetings does not release the employer from its mandatory obligation
to meet the deadline. When the union did not communicate its preference, the
employer was obliged to proceed and hold the meeting within the November 1st
deadline. Instead it did absolutely nothing until the union followed up after the
deadline had passed. Union counsel submitted that article 22.3 is not a
discretionary or equitable provision. It is a mandatory obligation imposed solely on
the employer. In fact, the only relevant fact is whether the FRS meeting was or
was not held by the deadline set out in article 22.3. The undisputed answer is “no”.
[27] Union counsel submitted that the case law the employer relies on emphasizes that
stage 2 meetings (previous collective agreements) and FRS meetings are
important and should not be lightly dispensed with, because these meetings
enable the employer and union identify and discuss issues in dispute and attempt
to settle them before proceeding to arbitration. That is the purpose of FRS
meetings. The employer’s argument that it can issue a decision without holding
the mandatory FRS meeting would defeat the whole purpose of article 22.3.
[28] Counsel submitted that, unlike the instant case, the decisions the employer relies
on were not about a party failing to comply with a mandatory time limit. Re
Samsone, was about a grievor avoiding the whole grievance procedure in the
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collective agreement by directly referring the grievances with the GSB for
arbitration. In Re Michael, the employer had attempted to schedule the FRS
meeting within the 15-day period. The grievor insisted that he would attend a FRS
meeting only on the condition that the outcome of the meeting would be a positive
one for him. In both cases it was the employees’ conduct or inaction that made it
impossible for the employer to comply with its obligation under article 22.3. None
of that happened here. The union or the grievors were not in any way responsible
for and did not contribute to the employer’s failure to meet the 15-day deadline.
[29] Counsel pointed out that the employer’s argument that the union referred the
grievances to arbitration before the expiry of the 7 days from the last date of the
FRS meeting the employer had to issue its decision, that is November 10th, has no
merit. Counsel submitted that the 7 days the employer has to issue a decision,
must be 7 days from the date a FRS meeting held in compliance with article 22.3.
A FRS meeting held on a date chosen by the employer after the deadline had
expired is not “a FRS meeting” for purposes of article 22.3. Also, the employer’s
“decision” must be one flowing from what was discussed at a FRS meeting held in
compliance with article 22.3. If no legitimate FRS meeting compliant with the 15-
day time limit is held, there can be no “decision”. The GSB case law then requires
the grievor and the union to escalate the grievance to arbitration within the time
limit in article 22.6.1.
[30] Counsel pointed out that if the employer’s position is correct, that means, in this
case the employer would have complied with its article 22.3 obligation if it holds
the FRS meeting, after the 15-day deadline, as long as it provides its decision prior
to November 10th. She submitted that would in effect be to ignore the mandatory
15-day time limit in article 22.3. Counsel cited numerous arbitration awards on
cannons of interpretation of collective agreements. She also reviewed the
following GSB decisions, which she submitted support the union’s position that it
was entitled, and in fact required, to refer the grievances to the GSB as soon as
the employer’s deadline for holding elapses with no FRS meeting held: Re Goring,
2008-1611 (Briggs); Re Johnston, 2009-1147 (Dissanayake); Re Saguiliano,
2011-2303 (Briggs).
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Employer Reply
[31] Counsel reiterated that the union’s position that it was entitled to refer the
grievances to arbitration upon the expiry of 15 days from the date of filing cannot
be correct because that would be inconsistent with the provision in article 22.3 that
it is a decision by the employer not satisfactory to the grievor that triggers the
entitlement to refer to arbitration. On November 7, 2023, when the grievances
were referred to the GSB the employer had not yet provided its decision. Counsel
submitted that in any event a breach of article 22.3 by the employer by failing to
hold the FRS meeting within the 15-day time limit did not justify the union’s
subsequent breach of the article 22.6.2 by referring the grievances to the Board
prematurely.
DECISION
[32] I start with identifying what exactly the employer’s preliminary motion whereby it
seeks the dismissal of the two grievances, and the positions of the respective
parties. In a nutshell, the employer’s position is that in referring the grievances to
arbitration, the union has not followed the collective agreement provisions relating
to the grievance and arbitration process in article 22. Specifically, it alleges that
the union violated article 22.6.1 by making the referral prematurely. The union
disagrees. It asserts that it had the authority to refer the grievances to arbitration
at the time it did on November 7, 2022, and seeks the dismissal of the employer’s
motion.
[33] The rights and obligations in dispute are governed by article 22 of the collective
agreement, which sets out a step by step process the parties are required to follow
leading up to the referral to arbitration. The grievance process begins with article
22.1 which provides that an employee who has a complaint shall, where practical,
meet with the immediate manager to give him/her the opportunity settle the
complaint.
[34] Next, article 22.2 provides that if the complaint is not settled at the article 22.1
step, the employee may file a grievance with the manager in writing through the
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union within certain time limits. In this case there is no allegation that the steps
under articles 22.1 and 22.2 had not been followed by the grievor.
[35] The dispute between the parties is about the next step in the process set out in
article 22.3, which imposes a mandatory obligation on the employer to hold a FRS
meeting, (1) “within fifteen (15) days of the receipt of the grievance”, and (2) to
provide its decision in writing to the grievor “within seven (7) days of the meeting
with a copy to the union”.
[36] Based on the ASF and the facts presented during submissions it is clear, and I
find, that no FRS meeting was held, within the 15 days mandatory time limit from
the receipt of the grievances by the employer or at any time. Therefore, the
employer did not comply with that mandatory obligation under article 22.3.
[37] Faced with this undisputed fact, the employer takes the position that although the
meeting had not been held within 15 days of receipt of the grievance, there was
time for the employer to catch up on the delay, and hold the meeting and still
provide its written decision within 7 days of the last possible day (i.e. the 15th day)
it had to hold the meeting under article 22.3. In other words, although it missed the
15-day timeline at the front end, it was still possible for it to meet the deadline to
issue its decision within the deadline it would have had, if it had held the FRS
meeting within 15 days of receipt of the grievances. If the employer was given the
opportunity to do that there would have been no overall delay in completing both
obligations it had under article 22.3. It would have held the FRS meeting and also
provided its decision by November 10. However, the union denied it the
opportunity to do that by referring the grievances to arbitration prematurely on
November 7th. By “jumping the gun” the union acted in contravention of article
22.6.2 which authorizes it to refer to arbitration only after the employer’s decision
is provided.
[38] I have set out in detail the union’s response to the foregoing submissions by the
employer. I agree with the union. It bears repeating that the obligation to hold the
FRS meeting is not discretionary or flexible. The parties have indicated their
intention that the employer is not entitled to unilaterally extend the 15-day time
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limit, by explicitly providing in article 22.14.3 that “The time limits contained in
article 22 may be extended by agreement of the parties in writing”. If the
employer’s failure to meet the 15-day mandatory time limit resulted from difficulty
deciding whether to have one or two separate FRS meetings, it was open to it to
seek from the union an extension of the 15-day timeline under article 22.14.3
before that time limit had elapsed. It did not do so. It made that request after it
had already violated the mandatory deadline. The union refused to agree in these
circumstances.
[39] In the two Board decisions the employer relied on, Re Sansone and Re Michael,
the factual circumstances were very different than those here. They both
emphasize the mandatory nature of the steps of the process and the time limits
imposed on both employers and unions/employees. In Re Sansone the grievance
was dismissed in circumstances where the grievor referred the grievance directly
to the GSB for arbitration, by-passing the prior steps set out in article 22. In Re
Michael the grievor had thwarted the employer’s attempts to hold the FRS meeting
in compliance with article 22.3 by insisting on a guarantee that the outcome of the
meeting would be positive for him, as a condition for him attending a FRS meeting.
In those circumstances the Board dismissed the grievances. A key factual feature
in both cases was that there was no failure on the part of the employee to follow
the grievance procedure provisions in the collective agreement. It was the
employee’s conduct that resulted in no FRS meeting being held. In the instant
case, there was no infraction on the part of the grievor or the union.
[40] The employer did not put forward any specific facts to explain or excuse its non-
compliance. Even if it did, that would not have relieved it from the mandatory time
limit. If it had good reasons that made it difficult to meet the time limit, it ought to
have presented those to the union before the time limit expired and sought its
agreement to extend the deadline under article 22.14.3. Instead, it let the deadline
pass without doing anything, and then scheduled a FRS meeting on a date of its
own choosing which was beyond the deadline. Counsel suggested that the
employer wanted to hold the FRS meeting and made good faith attempts to hold it.
However, the facts are clear that by the time the employer took action , requesting
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an extension of time and fixing a date for the meeting, the deadline had already
passed, and it had not complied with its mandatory obligations.
[41] Re Michael was a decision rendered following an expedited mediation - arbitration
process under article 22.16. Thus, it has no precedential value, and as the
decision itself noted, the reasons for decision are brief and succinct. The Board
held that the grievor had not complied with the grievance procedure set out in
article 22. However, in its reasons for dismissing the grievance it states that the
employer’s failure to hold a FRS meeting within the 15-day time limit amounts to a
negative decision by the employer, which triggered the grievor’s time limit for
referral to arbitration.
[42] With respect, I find that such an interpretation is inconsistent with the language in
article 22.3. The employer reasoning based on an “overall timeline” is creative,
but also not sustainable considering the language used or the process the parties
intended. If the parties intended to give the employer an overall time period as the
employer asserts, it would have simply required that the employer hold the FRS
meeting and provide its decision within 22 days of receipt of the grievance.
Instead, they have set up several sequential steps for a grievance to progress
through the grievance procedure towards arbitration with specified timelines
between the two steps, 15-day limit between receipt of grievance and the FRS
meeting, and 7 day limit between the meeting and the employer’s decision.
[43] In my view this choice of having two steps, one following the other, with time gaps
in between the two was deliberate. As the Board has observed in decisions
relating to article 22 reviewed above, the purpose of a FRS meeting is to allow the
parties to identify the issues in disputes and factual circumstances that led to the
filing of the grievance and to consider settling the disputes, or at least narrowing
the issues. Therefore it makes sense, that the employer be given some time to
prepare for the meeting, by discussions with Human Resources staff. senior
management or legal counsel, to research and gather relevant documentation and
information, as it deems necessary to be well prepared for the deliberations at the
FRS meeting. Similarly, the parties intended to give the employer a period of time
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to do similar consultations, research etc. and carefully consider the union’s
position presented at the meeting before making its decision. The parties intended
that arbitration must be resorted to only after careful consideration at previous
steps had failed to produce a resolution. The FRS meeting is unlikely to be
productive if the employer attends the FRS meeting without preparation, and/ or it
provides the decision off the cuff right away, without considering everything that
happened at the meeting. For the same reasons if the FRS meeting is not real,
but one that is deemed fictionally, that intention of the parties that the parties
should have an opportunity to resolve issues, if not the whole grievance, would be
defeated.
[44] Moreover, article 22.3 explicitly requires the employer’s decision be “in writing”
and also be given to the grievor, with copy to the union. I find it to be an
unreasonable stretch to interpret that the mere passing of the 15-day time limit
amounts to a decision by the employer given in writing to the grievor and the
union. The language in article 22.3 simply does not permit such an interpretation.
Such an interpretation would amount to the Board amending or adding to the
article, which is prohibited in the collective agreement itself in article 22.14.6.
[45] I next turn to the Board case law on the consequences of the employer not
holding the FRS meeting within the mandatory 15-day time limit. In Re Goring
(supra) Vice-Chair Briggs ( decision dated October 01, 2010 ) dealt with a motion
by the employer that the Board lacked jurisdiction over 6 grievances filed on
February 25, 2008, because they were not referred to arbitration within the
mandatory time limit set out in then article 22.4 of the collective agreement. The
union countered that the union’s delay was caused by the employer’s failure to
comply with article 22.3.2 which required that the employer hold the stage 2
meeting (as it was called then) within 15 days of the receipt of the grievance, and
give the grievor the decision in writing within 7 days of the meeting, with copy to
the union. As the decision states at para. 9, the employer submitted that “when
the grievor received no reply from a senior human resources representative or the
time frame for the scheduling of a stage 2 meeting had elapsed, the union had an
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obligation to escalate these grievances with a referral to arbitration. Failure to do
so renders this Board without jurisdiction.”
[46] At paras 16-17 Vice-Chair Briggs referred to the interim decision dated January 8,
in Re Johnston, 2009-1147 (Dissanayake), and wrote:
16. In Re Johnston (supra), Vice-Chair Dissanayake did a thorough arbitral
review including the earlier cases referred to above from this Board. That
analysis was undertaken in an effort to determine whether referral to
arbitration is a part of the grievance procedure according to the terms of the
Collective Agreement between these parties. Beginning at paragraph 27 he
stated: Upon a careful review, I am led to the conclusion that in this collective
agreement, referral to arbitration is not made part of the grievance procedure.
Referral to arbitration is dealt with in article 22.4, a sub-article of article 22,
which appears under the hearing, "Grievance Procedure". Article 22.2.1
deals with "Stage One" which involves discussion of the employee's
complaint with the immediate supervisor within a specified time period. If the
complaint is not settled at stage one, article 22.2.2 provides for the complaint
to proceed to stage two.
The heading "Stage Two" appears after article 22.2.2. Then article 22.3.1
provides for the filing of a written grievance through the union with the senior
human resources representative or designee. That initiates stage two. Under
article 22.3.2, management is required to meet with the employee and give
its decision within specified time limits.
Article 22.4 is the referral to arbitration provision. A grievance, by the terms
of article 22.4, may be referred to arbitration " If the grievor is not satisfied
with the decision of the senior human resource representative or his or her
designee, or if he or she does not receive the decision within the specified
time" at stage two. In short, where no settlement results at stage two, the
grievance may be referred to arbitration under article 22.4. (my emphasis)
There is no question that article 22 under the heading "Grievance
Procedure", in 18 sub-articles, deals with much more than the grievance
procedure itself. The topics covered under article 22 include the two stages
of the grievance procedure, the referral to arbitration and special provisions
that apply to different types of grievances. In fact, article 22 also includes
provisions which confer substantial rights. Article 22.10 contains the right to
freedom from sexual harassment, and article 22.15 is the "sunset clause"
providing for the removal of the disciplinary record within specified time limits.
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Article 22.16 also provides the rules that govern the mediation/arbitration
procedure, with the intervention of a mediator/arbitrator.
Is it reasonable to conclude that the inclusion of all of the foregoing topics in
a single article under the hearing "Grievance Procedure", makes all of those
processes a part of the grievance procedure? I do not think so.
17. Vice-Chair Dissanayake went on to find that "the arbitration process begins
with the referral to arbitration upon the exhaustion of the grievance procedure
without a settlement.
[47] At para, 20-22 Vice-Chair Briggs concluded as follows:
[20] In my view, the lack of a Stage Two meeting or a decision in writing simply
means there was no settlement at Stage Two and therefore the matter may
be referred to arbitration by the Union on behalf of the grievor. Article 22.4 is
clear that if the grievor ‘‘does not receive the decision within the specified
time, the grievor may apply, through the Union, to the Grievance Settlement
Board (GSB) for a hearing of the grievance within fifteen (15) days of the
date he or she received the decision or within fifteen days of the specified
time limit for receiving the decision. ”
[21] In this case more than two months passed after the ’’specified time limit for
receiving the decision” and therefore I am without the jurisdiction to hear and
determine these six grievances.
[22] I agree with the Employer that it would make no labour relations sense if this
Board were to determine that the Employer could, in effect, foreclose
grievances from proceeding in a timely fashion, or indeed at all, merely by
failing to hold Stage Two meetings or by failing to otherwise participate in the
grievance procedure. In the event that the Employer elects not to meet its
Collective Agreement obligations regarding the processing of grievances, the
“clock continues to tick”.
[48] The union relied on a subsequent decision dated August 2, 2011, by Vice-Chair
Dissanayake relating to the same grievance in Re Johnston. The employer,
relying on the earlier interim decision, moved for dismissal of the grievance on the
grounds that it had been referred to arbitration after the mandatory time limits set
out in the Collective Agreement had elapsed. The grievance in question was filed
on June 8, 2007. The employer did not hold a stage 2 meeting. The grievance
was referred to arbitration on July 14, 2009. The employer submitted that the
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Board’s decision in Re Goring was dispositive of the very issue. The union argued
that the Re Goring decision in effect allows the employer to hold a stage 2 meeting
and issue a decision “if it so wishes”. That ignores the mandatory language in
article 20.3.2 and amends the article, something prohibited by article 22.14.6. It
was submitted that the Re Goring decision was manifestly wrong. Counsel
presented a number of reasons in urging the Board not to follow it.
[49] Employer counsel conceded that the holding of a stage 2 meeting was mandatory,
but submitted that the effect of the Re Goring decision was “the failure by the
employer to comply with that obligation had nothing to do with the running of the
clock for purposes of referral to arbitration.” (Para.11)
[50] At para.22, the Board wrote:
[22] In any event, I do not read Re Goring as union counsel does. That decision
does not, conclude, directly or implicitly, that the employer’s obligation under
article 22.3.2 to hold a stage two meeting is not mandatory. What it does
state is that despite the employer’s failure to comply with its collective
agreement obligations the ‘‘clock continues to tick”. In this regard, I also note
that employer counsel here explicitly conceded that the obligation to hold a
stage two meeting was mandatory. His position, which was also the position
accepted by the Board Re Goring was that the breach of the collective
agreement obligation by the employer is not a relevant factor with regard to
the timeliness of the referral of a grievance to arbitration.
[51] At para. 24 the Board concluded:
[24] The instant grievance was referred to arbitration more than two years after it
was filed. For all of the foregoing reasons, the Board concludes that the
referral was out of time. Given the Board’s earlier finding that it lacks
jurisdiction to extend time limits for referral to arbitration, the employer’s
motion is granted, and the grievance is hereby dismissed.
[52] In Re Saguiliano (supra), decision dated March 6, 2014, it was common ground
that there was no stage 2 meeting held. The grievance filed on September 21,
2011, was not referred to arbitration until April 2, 2012. At para 20, Vice-Chair
Briggs wrote:
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[20] The Employer noted that in Re Goring,( supra), the Board determined that a
failure to hold a Stage 2 meeting does not suspend the time limits and that
earlier decision must be applied in the case before this Board. The view set
out in Re Goring (supra), was tested by the Union in the second decision in
Re Johnston, (supra). Vice-Chair Dissanayake agreed with the reasoning set
out in Re Goring ( supra). In that case the Union had put forward what it
considered to be a new argument that a Stage 2 Meeting is mandatory and a
dismissal of a grievance for failure to refer in time was, in effect, amending
the Collective Agreement. Vice-Chair Dissanayake could have arrived at a
different view than that set out in Re Goring, but instead found that the
argument was not new, though perhaps articulated more clearly and there
was no reason to depart. Vice-Chair Dissanayake clarified that the ruling
was sound and rested on unquestionable legal foundation, according to the
Employer.
[53] Unlike Re Michael, a decision rendered under article 22.16 with succinct reasons
and no precedential force, the Re Goring, Re Johnston and Re Saguiliano
decisions of the Board set out detailed reasons, and constitutes the Board’s
interpretation of article 22.3, specifically the consequences of the employer’ failure
to hold the FRS meeting. Those authorities conclude that when the employer
does not hold a stage 2 meeting within the mandatory time limit, the clock begins
to run for the time limit the grievor has to refer the grievance to arbitration. The
Board made that decision not because it concluded, as the Board in Re Michael
did, that the employer’s failure to hold the meeting is deemed to be a negative
decision in writing within the meaning of article 22.3. There is no suggestion
whatsoever of a deemed employer decision in Re Goring, Re Johnston, or Re
Saguiliano. In those decisions, the Board held that if no stage 2 meeting is held
within the mandatory time limit, the clock starts running for the time period the
grievor has to refer the grievance to arbitration, because there can no longer be a
stage 2 meeting that complies with article 22.3. It means that the stage 2 phase of
the grievance process had ended with no settlement. Therefore, the grievor had
to escalate the grievance to the next step, which is the commencement of the
arbitration process, by a referral to arbitration within the mandatory time limit set
out in article 22.6.1. In all 3 cases the Board upheld the employer’s position and
dismissed the grievances because the grievor had failed to refer the grievance to
arbitration within that time limit.
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[54] Applying the reasoning in its case law to the facts here, as soon as the 15-day
mandatory time limit elapsed on November 1st, 2022, and no FRS meeting had
been held, the grievance procedure had ended with no settlement of the
grievances, the clock began to run for the mandatory 15- day time limit the grievor
had under article 22.6.1 to refer them to arbitration. By referring the grievances to
the GSB on November 7th, the grievor met that mandatory time limit.
[55] The Board therefore concludes that there was no contravention of the grievance
procedure provisions by the grievor or the union. The employer’s preliminary
motion is accordingly dismissed. The Board remains seized over the instant
grievances.
Dated at Toronto, Ontario this 7th day of June, 2023.
“Nimal Dissanayake”
Nimal Dissanayake, Arbitrator