HomeMy WebLinkAboutWiddis 02-01-09
,.
IN THE MATTER OF AN ARBITRATION
BETWEEN:
ONTARIO PUBLIC SERVICE EMPLOYEES UNION
LOCAL 5103
- and -
I
CANADIAN BLOOD SERVICES
GRIEVANCE OF LORNA WIDDIS
JANE H. DEVLIN
SOLE ARBITRATOR
IRIT KELMAN, FOR THE UNION
FRANCES R. GALLOP, FOR THE EMPLOYER
1
The grievance, which was filed by Lorna Widdis, arose as a result of the
Employer's decision to select Barb Sauve to attend an Instructional Student Training
Program ("ISTP") training course in the spring of 2000, following which she was
assigned from time to time to carry out training duties. In these circumstances, the
Grievor claimed that ISTP Trainer is a position, which was improperly awarded to an
employee with less seniority. In this regard, the grievance, which is dated March 20,
2000, includes the following:
I am grieving this decision based on Article 16.02a in that I have the same skill
and ability as Barb Sauve with at least 5 yrs more seniority. Cheryl Snodden's
personal reasons given to me over the phone, of requiring a Trainer that works
on the mobile clinics and that she needs me at the PERM clinic are not valid.
These reasons should not interfere with my opportunity to receive the ISTP
Trainer position. This position (ISTP Trainer) should be given to the CA with
more seniority than Barb Sauve as we are all on equal ground in skill and ability.
Ms. Sauve attended the hearing and was provided with an opportunity to participate in
the proceedings.
Article 16.02(a) of the collective agreement, to which reference is made in
the grievance, together with the introductory paragraph of Article 16.02, provide as
follows:
16.02 Promotions
For the purpose of this Agreement, a promotion shall mean a change from
one position to another position, within the bargaining unit, with a higher
scale.
2
a) In cases of promotion, the following factors shall be considered:
i) skill, ability;
ii) seniority.
It is understood that where the qualifications referred to in factor i) above
are relatively equal, factor ii) will govern.
It was the submission of Ms. Kelman, on behalf of the Union, that the
i
Employer breached Article 16.02(a) of the collective agreement by promoting Ms.
Sauve to the ISTP Trainer position without regard to the criteria set out in that Article.
In the alternative, Ms. Kelman contended that ISTP Trainer is a new position and that,
in accordance with Article 16.01, the selection of employees to fill new positions is
governed by the criteria set out in Article 16.02(a). In the further alternative, it was
submitted that Ms. Sauve's assignment to the ISTP Trainer position involved a
permanent transfer in respect of wh ich the criteria set out in Article 16 .02( a) also ap ply.
However, in the event I were to find that Article 16 has no application, Ms.
Kelman contended that in assigning Ms. Sauve to perform training duties, the Employer
exercised its management rights and, in particular, its right to assign work, in a manner
which adversely affected the rights of employees under other provisions of the
agreement. In this regard, it was contended that employees selected for ISTP training
acquire additional skills and knowledge and that only those who attend the training
course are assigned to carry out training duties. Moreover, as such duties may be
3
assigned when employees are not otherwise scheduled to work, they could accrue
seniority as seniority for part-time employees is based on hours worked.
Moreover, Ms. Kelman contended that in view of their additional skills,
knowledge and seniority, employees who perform training duties may have greater
opportunities for promotion or transfer and could be retained in preference to other
,
employees in the event of layoff. As well, Ms. Kelman submitted that the reasons given
for the Employer's decision to select Ms. Sauve for ISTP training were arbitrary and
unreasonable and, in this respect, the Employer also violated the management rights
clause contained in Article 4. In support of these various submissions, Ms. Kelman
relied on the following provisions of the agreement
ARTICLE 4 - MANAGEMENT RIGHTS
4.02
The parties further acknowledge that it is the exclusive function of the
Employer, subject to the provisions of this Agreement, to manage and
control its operations, and without limited the generality of the foregoing,
to:
b)
hire, transfer, promote, classify, demote, layoff, assign work, and suspend
or discharge employees for just cause, and introduce new and improved
methods or facilities;
4.04
These management rights shall not be exercised in a manner inconsistent
with the provisions of this Agreement.
12.08 b)
Work Schedules Part-Time
4
*ji) The Employer shall endeavour to schedule available work within
classification on an equitable basis, separately at each Blood
Centre, Region and permanent clinic.
iii) In the event hours become available following the posting of the
schedule, the Employer will endeavour to assign them on the basis
of seniority within the Blood Centre, Region or permanent location.
Where there is insufficient staff at the affected location the extra
hours will be offered to the most senior available employee in the
classification at the next closest location.
,
15.02 b) Part-time and temporary employees shall accrue seniority from.the date of
last hire based on all regular hours worked, excluding overtime hours.
16.01 Vacancies
a) When the Employer determines that a vacancy is to be filled, or a new
position is created within the bargaining unit, it shall be posted on the
Union bulletin board for a period of seven (7) working days.
d) Applications for permanent vacancies and new positions shall be made in
writing within the seven (7) working day posting period. The employee
shall include in such application her updated resume. Selection shall be
made based on the criteria outlined in Article 16.02a).
16.04 Permanent Transfers
For the purpose of this Agreement, a permanent transfer at the request of
an employee is a change from one position to another within the
bargaining unit which does not constitute a "promotion" as defined in
Article 16.02 above.
17.02*c)
In the event of a layoff, the Employer shall reduce staff in the reverse
order of classification seniority in the Blood Centre, Region or permanent
clinic site where the layoff is to occur, provided that those employees who
remain on the job have the qualifications and ability to perform the work.
5
It was the submission of Ms. Gallop, on behalf of the Employer, that at
most, Ms. Sauve was offered an opportunity to attend a training course which resulted
in her performing training duties on an occasional basis. In some instances, she was
paid a premium for the performance of these duties. Ms. Gallop further submitted that
in the circumstances, no promotion was involved and, accordingly, Article 16.02(a), to
which reference is made in the grievance, has no application. Moreover, Ms. Gallop
i
contended that it was not until shortly before the hearing that the Union advised of its
intention to rely on other provisions of the collective agreement. Ms. Gallop pointed
out, however, that the agreement requires that the grievance specify the Article which
is alleged to have been violated and, .accordingly, she maintained that any attempt on
the part of the Union to rely on provisions of the agreement, other than Article 16.02(a),
involves an improper expansion of the grievance. As well, she submitted that claims
relating to articles of the agreement, other than Article 16.02(a), have not been
processed through the grievance procedure and, therefore, may not be dealt with at
arbitration. In support of her submissions regarding the scope of the grievance, Ms.
Gallop referred to the following provisions of the agreement:
ARTICLE 7 - GRIEVANCE PROCEDURE
7.01 A grievance is any difference that arises between the parties related to
the interpretation, application or administration of this Agreement, or
where an allegation is made that this Agreement has been violated. In
processing grievances, the following procedures will be adhered to:
a) Grievance forms shall be supplied by the Union. The grievance must
contain reference to the article and specific section of the agreement.
6
which is alleged to have been violated, provide a brief explanation of the
nature of the grievance and the redress sought.
e) It is the mutual desire of the parties hereto that complaints of employees
be adjusted as quickly as possible, and it is understood that an employee
has no grievance until she has first given her immediate supervisor the
opportunity of adjusting her complaint. Such complaint shall be discussed
with her immediate supervisor within eighteen (18) days after the
circumstances giving rise to it have occurred. In cases where the
employee has been absent from the work place at the time the
circumstances have occurred, the 18 day period s~all commence on the
date of her return. Failing settlement within five (5) days, it may then be
taken up as a grievance by the employee as 9utlined in Step 1 within ten
(10) days following the expiry of the five (5) day period.
ARTICLE 8 - ARBITRATION
8.01 a)
Both parties to this Agreement agree that any dispute or grievance
concerning the interpretation or alleged violation of this Agreement, which
has been properly carried through the grievance procedure outlined in
Article 7 above, and which has not been settled, will be referred to a
Board of Arbitration at the written request of either of the parties hereto.
8.06
The Board of Arbitration shall not have any power to after or change any
of the provisions of this Agreement or to substitute any new provisions for
any existing provisions, or to give any decision inconsistent with the terms
and provisions of this Agreement.
At this juncture, the parties agreed to confine their submissions to two
issues, the first of which concerns the proper scope of the grievance and the second,
whether or not in the circumstances of this case, a promotion was involved. For
purposes of dealing with these issues, the parties also agreed to certain facts, which
are as follows: The Employer is responsible for the collection and distribution of blood
and is a party to collective agreements with both the Ontario Public Service Employees'
7
Union (OPSEU) and the Ontario Nurses' Association. The Grievor and Ms. Sauve, who
are covered by the OPSEU collective agreement, work as part-time Clinic Assistants II
and are based in Barrie, which is part of the Toronto Centre.
A number of years ago, the Employer decided that it would'be beneficial
to involve employees in training other employees and initially offered training
,
opportunities to Registered Nurses. Recently, such opportunities have also been
offered to Clinic Assistants. In this regard, the facts indicate that the Employer
periodically offers a three~day ISTP training course. Upon completion of the course,
the employee retains his or her existing classification and may be assigned from time to
time to perform training duties. According to the Employer, some of the training duties
fall within the employee's job description, in which case no premium is paid for the
performance of these duties. However, in circumstances where an employee is
assigned to provide classroom training to a group of employees, the employee is paid a
premium of 6% above his or her base rate of pay. While there may be a dispute
between the parties as to whether the premium is payable only in the event that training
takes place in a classroom setting, that issue is not before me. The basis for the
payment of a premium of 6% can be found in a Memorandum of Understanding
executed by the parties in December, 1999, which provides as follows:
The parties agree that the following provisions will apply to any employee who is
assigned by the Employer to deliver training to other employees in new
processes, new procedures or new technology:
8
1.
A premium equivalent to 6.0% of the employee's hourly base rate will be
paid for time spent in providing training to other staff in new processes,
new procedures or new technology.
2.
A premium equivalent to 6.0% of the employee's base rate will be paid for
all time spent in preparation for training of other employees in new
processes, new procedures or new technology, providing such
preparation time has been approved by the employee's supervisor.
4.
It is understood that employees who provide on-the-job or buddy training
are not entitled to a premium and that this type of training is the normal
responsibility of the job.
As to the circumstances which gave rise to the grievance, the facts
indicate that in February, 2000, the Employer distributed a memorandum regarding an
ISTP training course to be conducted in the spring of that year. Staff members who
were interested in participating in the course were advised to submit their names to the
Collections Site Manager/Co-ordinator by March 6th. It would appear that the Grievor,
Ms. Sauve and a number of other employees in Barrie expressed interest in
participating in the training course. Thereafter, in mid-March, the Employer distributed
a further memorandum advising staff that in view of "tight time lines and scheduling
concerns", only a limited number of employees could participate in the course, which
was to be held from March 21 st to 23rd. The staff member selected to attend the
training course from Barrie was Barb Sauve. The Employer also indicated in the
memorandum that it hoped to offer additional courses in the near future and to provide
those who had expressed interest with the opportunity to attend,
9
In the period of approximately one year after Ms. Sauve attended the
training course in the spring of 2000, she was assigned to perform training duties on six
days on which she was not scheduled to work and it is not known whether or not she
would otherwise have been offered shifts on those dates. When carrying out training
duties, Ms, Sauve signs all documentation signed by the trainee and also signs an
evaluation form indicating the trainee has performed the tasks satisfactorily. As well,
,
the parties agreed that Ms, Sauve has recertified Clinic Assistants on three occasions
and, in doing so, she observes the tasks performed by the particular employee and
"signs off', indicating successful completion of those tasks. As to new employees, the
parties agreed that once an ISTP Trainer "signs off', a new employee may be assigned
by the Charge Nurse to perform the particular duties and although the Employer
advised that responsibility for "releasing" the new employee to perform these duties
rests with an employee excluded from the bargaining unit, the Union had no information
with respect to that matter. Finally, the parties agreed that the only employees
assigned to provide clinic training are those who have attended the ISTP training
course.
In addition to the Articles set out above, reference was also made to the
following provisions of the agreement:
ARTICLE 31 M POSITION DESCRIPTION
31,01 All employees are entitled to have in their possession, a copy of their
current Position Description. It is understood that position descriptions as
31.02
31.03
31.04
31.06 a)
10
appended to this contract are current as of the date of signing of this
agreement.
*8-5a
Clinic Assistant II
The Position Descriptions shall accurately reflect only those duties which
are applicable to all members of that position.
An employee who is not required by her Centre's administration to
perform all of the standard duties of her Position Description shall receive
no reduction in her weekly rate.
,
Any employee cannot be required to perform duties which are not
contained in his position description.
If the Employer creates a new Position Description it shall establish the
job description and wage rate and give written notice to the Union of the
new wage rate.
b)
If the Union objects within thirty (30) days of receipt of the written notice
from the Employer of the wage rate, such objection shall become the
basis of a meeting between a representative of the Union and a
representative of the Employer. Should such meeting result in a revision
of the wages, the wage rate shall be retroactive to the date of
implementation of the new Position Description, unless otherwise mutually
ag reed.
c)
Failing resolution of the objections, the matter shall be determined by
arbitration.
As noted by both parties, the position description for Clinic Assistant II, which is
appended to the collective agreement, provides among other matters, that incumbents
"may assist with training of staff'. The wage rates applicable to the position during the
term of the agreement are set out Schedule "A",
,
,
11
The first issue to be determined concerns the proper scope of the
grievance. In this regard, although an Arbitrator is bound by the written grievance, it
has been held that the grievance should be liberally construed so that the real
complaint may be dealt with: see Re Blouin Drywall Contractors Ltd. and United
Brotherhood of Carpenters & Joiners of America. Local 2486 (1975),8 O.R.(2d) 103
(Ont. C.A.). Nevertheless, it is not open to one party to unilaterally expand the scope
,
of the grievance to encompass a matter not grieved: see Re Electrohome Ltd. and
International Brotherhood of Electrical Workers. Local 2345 (1984), 16 L.A.C.(3d) 78
(Rayner) and Re Ontario Hydro and Power Workers' Union. Canadian Union of Public
Employees. Local 1000 (1996), 53 L.A.C.(4th) 163 (Burkett).
In this case, the grievance contests the Employer's decision to select
Barb Sauve for the ISTP Trainer position "based on Article 16.02a" as although the
Grievor and Ms. Sauve have equal skill and ability, the Grievor has greater seniority.
The grievance also suggests that the reasons given by management for selecting Ms.
Sauve were not valid and ought not to deprive the Grievor of the position. The
Employer maintained, however, that there is no requirement to offer ISTP training
duties to staff members based on seniority.
As to the collective agreement, Article 7.01 (a) requires that the grievance
make reference to the Article and specific section alleged to have been violated and, as
well, provide a brief explanation of the nature of the grievance and the redress sought.
12
Article 8.01 (a) provides that any dispute or grievance concerning the interpretation or
alleged violation of the agreement which has been properly carried through the
grievance procedure will be referred to arbitration at the request of either party.
In this case, the grievance alleges a violation of Article 16.02(a), which
specifies that in cases of promotion, the following factors are to be considered: (i) skill
,
and ability and (ii) seniority. The Article further provides that where the qualifications
referred to in factor (i) are relatively equal, factor (ii) will govern. As noted by the
Union, Article 16.01 of the agreement provides that the criteria set out in Article
16.02(a) also govern the selection of employees to fill new positions and Article 16.04
provides that those criteria also apply to permanent transfers. In these circumstances,
therefore, and given the requirement to liberally construe the grievance, I cannot
accept the Employer's submission that the grievance is confined to a claim that Ms.
Sauve was improperly promoted.
In this regard, although the grievance complains about the Employer's
failure to apply the criteria set out in Article 16.02(a) in selecting Ms. Sauve for the
ISTP Trainer position, there is no reference to promotion on the grievance form, the
reply to the grievance or any documentation related to the grievance process.
Moreover, while the grievance admittedly makes no reference to Articles 16.01 or
16.04, given that it clearly alleges a violation of Article 16.02(a) and that the criteria set
out in that Article apply in cases of promotion, permanent transfer and the selection of
13
employees for new positions, I cannot conclude that the grievance is confined to a
claim that Ms. Sauve was improperly promoted.
Different considerations, however, apply to the Union's alternative claim
that in selecting Ms. Sauve to attend the training course and subsequently assigning
her to perform training duties, the Employer violated the management rights clause.
,
The grievance does not refer to management rights or to Article 4 but instead alleges a
breach of Article 16.02(a) and complains about the Employer's decision to select an
employee with less seniority than the Grievor for the ISTP Trainer position in
circumstances where the skill and ability of the two employees are equal. In my view, it
is quite a different matter to suggest that the Employer has exercised its management
rights so as to infringe the rights of employees under other provisions of the agreement.
Moreover, although the grievance claims that the reasons for the Employer's decision
to select Ms. Sauve were invalid, there is nothing to indicate that this claim was
intended to involve a separate and distinct breach of the agreement as is now
suggested by the Union. In the result, while the grievance must be liberally construed,
in this case, I find that claims relating to an alleged violation of the management rights
clause are not encompassed by the grievance filed by Ms. Widdis.
Moreover, in my view, this case is distinguishable from Re York University
af}{L York University Staff Association (1985), 20 L.A.C.(3d) 187 (Devlin) and Re
Missi~^sauga Hydro-Electric Commission anq lnt~IngJiQng!6IQ1tH:llhQ9d Of Electrical
14
Workers. Local 636 (1992), 28 L.A.C.(4th) 177 (Springate), which were relied on by the
Union. In the former case, the issue concerned whether the Union could include the
words "specifically but not limited to" prior to setting out the articles alleged to have
been violated on the grievance form. Accordingly, comments regarding the right to
refer to articles not mentioned in the grievance must be considered in that context,
rather than in the context of a claim relating to an improper expansion of the grievance.
,
In the Mississauga Hydro-Electric Commission award, the Arbitrator permitted an
amendment to the remedy sought and in doing so, noted that the collective agreement
did not expressly limit the Union to the remedy requested in the grievance. In this
case, however, as indicated previously, the collective agreement requires that the
grievance identify the article and section of the agreement alleged to have been
violated. Moreover, as the grievance in this case alleges a violation of Article 16.02(a)
and complains about the Employer's failure to select the Grievor for the ISTP Tiainer
position based on her seniority, I am compelled to conclude that claims relating to the
alleged violation of the management rights clause are beyond the scope of the
grievance.
The next issue to be determined is whether in the circumstances of this
case, a promotion was involved. In this regard, Article 16.02 provides that for purposes
of the agreement, a promotion involves "a change from one position to another
position, within the bargaining unit, with a higher pay scale". Dealing firstly with
whether training duties involve work within the bargaining unit, as pointed out by the
"
15
Employer, training duties are also carried out by Registered Nurses and employees
excluded from the unit. Nevertheless, the fact that training duties are not performed
exclusively by members of the OPSEU bargaining unit does not preclude a finding that
when performed by such employees, the work falls within the bargaining unit. In this
case, it would appear that the training carried out by members of the OPSEU
bargaining unit relates to duties performed by employees within the unit. Moreover, the
,
fact that the Employer and the Union entered into a Memorandum of Understanding
providing for the payment of a premium for the performance of these duties suggests
that both parties understood that the training duties in issue involved work within the
bargaining unit.
Accordingly, it is necessary to consider whether Ms. Sauve's assignment
to perform training duties involved a change from one position to anothei with a higher
pay scale. In this regard, I agree with the Union that whether ISTP training duties
involve a "position" within the meaning of the collective agreement must be determined
based on the objective facts and is not a matter exclusively for management: see Re
Westcoast Energy Inc. and Energy & Chemical Workers' Union. Local 862 (1994),46
LAC.(4th) 88 (Coleman). In this regard, both parties referred to Article 31 of the
collective agreement which provides, among other matters, that position descriptions in
effect at the date of signing of the agreement are appended to the agreement; that such
descriptions shall accurately refiect only those duties which are applicable to all
employees in the position; and that employees cannot be required to perform duties
16
which are not set out in their position descriptions. Although ISTP Trainer is not one of
the positions listed in Article 31 of the agreement, Article 31.06(a) of the agreement
provides a procedure for setting a wage rate in the event that a new position is
established. However, no grievance has been filed claiming that the Employer has
failed to establish a position description and wage rate for ISTP Trainer.
i
Instead, the parties entered into a Memorandum of Understanding dated
December, 1999 in which they agreed that employees involved in training other
employees in new processes, procedures or technology would receive a premium
equivalent to 6% above their base rate of pay. In my view, this memorandum supports
the conclusion that rather than constituting a "position", training duties involve a work
assignment for which employees receive premium pay. In this regard, it would appear
that employees who are assigned to perform training duties ietain their existing
positions and the premium to which they are entitled is expressed as a percentage of
their base rate of pay. Moreover, a premium payment of the kind provided for in the
Memorandum of Understanding can be distinguished from a "higher pay scale", which
is one of the features of a promotion as that term is defined in Article 16.02 of the
collective agreement. In my view, a "higher pay scale" refers to a wage rate or, more
precisely, a range of wage rates similar to those set out in Schedule "A" for the
positions for which there are job descriptions appended to the agreement. For ISTP
training duties, however, there is no wage rate or range of rates but rather a premium,
which is expressed as a percentage of an employee's base rate of pay.
,.
17
Although the Union also contended that in determining whether a new
position or classification has been established, Arbitrators commonly consider whether
there has been a substantial or qualitative change in job duties, the evidence fails to
indicate such a change in Ms. Sauve's job duties. Moreover, the test referred to by the
Union is generally applied when a grievance is filed under a provision similar to Article
31.06(a) of the collective agreement to establish a wage rate for a new position or
I
classification. As indicated previously, however, that is not the nature of the grievance
filed by Ms. Widdis and the Memorandum of Understanding executed by the parties
indicates that employees are entitled to a premium when assigned to perform training
duties.
In my view, the circumstances of this case are similar to those in Re St.
John's Transportation Commission and the Amalgamated Transit Union. Local 1462
February 7, 1993 (Alcock (unreported)), which was relied on by the Employer. In that
case the grievor, who was classified as a bus driver, claimed that he had been
improperly denied the position of driver/trainer. The Arbitrator, however, upheld a
preliminary objection advanced by the employer and found that driver/trainer did not
involve a position or classification but rather, a work assignment for which employees
were entitled to a premium. The Arbitrator also found that the seniority and job posting
provisions of the agreement did not apply to such an assignment. In this regard, he
commented as follows:
18
Article 5.6 - Driver-Trainers does not establish such an entitlement. In my view,
that Article must be read in conjunction with Article 6.4.2 - premium for Training
and Schedule 'jA". The latter makes it perfectly clear that there is no separate
classification of Driver-Trainer (or for that matter Lead Hand). Article 5.6 does
not create a classification. When Article 6.4.2 is examined, it becomes
abundantly clear that the person who does the training is entitled to premium
pay in respect of the training duties performed. That is quite different from the
standard rate of pay set for a classification whereby an employee would be paid
the established rate no matter what combination of duties he performed in his
classification.
Also, 6.4.2 specifies that those engaged in training will be operators. Therefore,
the reference to Driver-Trainers in 5.6 is merely a convenient term used as a
substitute for the expression "operators engaged in training new operators."
For the same reasons, the Notices required in Article 5.7.1 and the Application
Filing required in 5.7.2 do not apply in this case. 80th clauses speak of
vacancies. For a vacancy to exist there must be a position. Since operators are
the ones who will do the training, and since there was no vacancy for an
operator, then there could not be a position. There being no vacancies or
positions, there could be no promotion or transfer.
In my view, the real issue here is not promotion or transfer. Rather it is
assignment of work, Driver~trainer duties are a function of the duties that are
assigned to operators i.e. a training aspect of the operator's job. Clearly, one
cannot be promoted or transferred to a group of duties which belong to one's
own job. But the duties can be assigned to him. Job assignments, however, are
not subject to posting requirements or to preference by way of seniority.
Similarly, in this case, ISTP training duties do not constitute a position but
rather a work assignment for which employees receive premium pay in accordance with
the Memorandum of Understanding executed by the parties in December, 1999. In the
result, for the reasons set out, I cannot conclude Ms. Sauve was promoted as there
was not a change in her position of Clinic Assistant 1/ to another position involving a
higher pay scale.
19
I shall remain seized jf there are any other issues which properly arise in
connection with this grievance.
DATED AT TORONTO, this 7th day of January, 2002.
l'Clu'?. H ~L
Sole Arbitrator