HomeMy WebLinkAboutUnion 01-09-29
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OCT - 9 2001
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IN THE MA TIER AN ARBITRATION:
BET\\'EEN
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THE KINGSTON GENERAL HOSPITAL
(lithe EmployeI'll)
AND
ONTARIO PUBLIC SERVICE EMPLOYEES
UNION, LOCAL 444
(the "Union")
AND IN THE MATIEROF A GRIEVANCE RELATJNG TO BEREAVEMENT
LEA VE
Louisa M. Davie - Sole Arbitrator
Appearauces:
For the Employer:
Carolyn Kay Aggio
Bill Hunter
Counsel
Mauager, Employee Relations
For the Union
Kristin Eliot
Aimee AxleI'
Counsel
President, Local 444
Thl:_~ lh.:;dr~ng in thi~,) InaU,\:~r \\'L~:; held in Kjng~ton on /\ugust 22) 2001
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Award
Tills arbitration revolves around the interpretation of the following clause
in the collective agreement between the Kingston General Hospital (hereafter lithe
Hospital" or lithe Employerll) and the Ontario Public Service Employees Union, Local 444
(hereafter lithe Union"):
Leaves of Absence
14.03 Bereavement leave
Any employee who notifies the Hospital as soon as possible following a
bereavement will be granted bereavement leave for up to three (3)
consecutive scheduled working days off without loss of regular pay for
regularly scheduled hours within the seven (7) calendar day period
commencing three (3) calendar days prior to the date of the funeral of the
member of his immediate family.
Immediate family, for the purposes oftrus section, shall mean spouse, child,
parent, sister, brother, mother-in-law, father-in-law, grandparent,
grandchild, brother-in-law, sister-in-law and grandparent of spouse.
IlSpouse" for the purposes of bereavement leave will include a partner of
the same sex.
The Hospital, in its discretion, may extend such leave with or without
pay. Furthermore, where an employee does not qualify under the
above noted conditions, the Hospital may, nonetheless, grant a paid
bereavement leave.
(emphasis added)
Although this is the provision of the collective agreement at issue in this
proceeding, I find it convenient to also set out Article 14.01, an Article to which both
Counsel referred in their submission. Article 14.01 states:
14.01 Personal Leave
Written request for a personal leave of absence without pay will be
considered on an individual basis by the employee's Department Head or
his designate. Such requests <He to be submitted as Un III advance as
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possible and written reply will be given. Such leave shall not be
unreasonably withheld.
It is the Union's position that where, pursuant to the discretion set out in
the third paragraph of Article 14.03, the Hospital determines to grant bereavement leave
to an employee who seeks the leave as a result of the bereavement of someone outside the
"immediate famili' as defined in Article 14.03, the leave must be a paid leave. The Union
asserts that although the Employer has discretion to decide whether or not to grant
bereavement leave to employees who would not otherwise qualify for such leave, the
Employer does not have the discretion to decide whether or not such bereavement leave is
to be paid or unpaid leave. By reason of the specific language found in the fmal sentence
of paragraph 3 of Article 14.03, once the discretion to grant bereavement leave is
exercised, that leave must be paid leave.
It is the Hospital's position that it retains the right to grant unpaid bereavement
leave to employees who do not meet the conditions for paid bereavement leave because,
as an example, the request relates to the bereavement of someone outside the lIimmediate
family" as defined in the collective agreement.
I note at the outset that the parties did not tender any evidence in this
matter. Neither did they agree upon any statement offact. This arbitration therefore
involves strictly the interpretation of collective agreement language in circumstances
where that ll1terpretalion cannot be assessed or related to concrete events which gave rise
to t he grievance. 1v10r(; pari;l~uld tl y) ;lltbough Union rnllnsel stated in her submissions
4
that the Hospital's practice is to grant only an unpaid leave to employees who request
bereavement leave for blood relative., such as an aunt, uncle, cousin, niece or nepbew,
there is no evidence before me to substantiate that submission. There is no evidence of a
Hospital practice or rigid policy to grant only unpaid bereavement leave where the request
arises as a result ofthe bereavement of someone outside the d elined "immediate family. "
Neither is there any evidence ofthe factors considered by the Hospital when it exercises
the discretion to grant or decline requests for paid bereavement leave in circumstances
where the conditions set out in Article 14.03 are not met.
As noted below, the absence of evidence or specific factual circumstances
with respect to bereavement leave has impacted upon my disposition of this policy
gnevance.
Submissions of the Parties
Union Counsel submitted that the collective agreement does not
contemplate the granting of unpaid bereavement leave. Bereavement leave is a paid leave
of absence either because the employee has met the conditions set out in Article 14.03 and
qualifies as of right, or because the Hospital has exercised discretion to grant bereavement
leave where the conditions have not been met. The collective agreement language
contemplates that bereavement leave may be ext!Wded without pay, but does not
contr>mplRte granting bereavement leave VJithout pay
5
Counsel for the Union argued that an examination of the collective
agreement clearly indicated that the parties turned their mind to addressing whether leave,
or an extension of such leave, was to be with or without pay. Where the parties intended
leave to be without pay, they have demonstrated their ability to draft language to deal with
those circumstances. Thus. the first sentence of the third paragraph of Article 14.03
specifically states that the Hospital, in its discretion. may extend bereavement leave "with
or without pay. II Article 14.01 indicates that a personal leave of absence is IIwithout pay."
It was the Union1s position that the collective agreement, read as a whole,
indicated that where the parties demonstrated an intent to provide a benefit without pay,
they have specifically said so. Conversely, the absence of the words IIwithout pay" from
the provisions under which bereavement leave can be granted necessarily lead to the
conclusion that this is not an unpaid benefit, but is intended to be a paid benefit:
Union Counsel noted that it was a basic rule of construction that in
interpreting the language of the collective agreement meaning and substance should be
given to every provision ofthe collective agreement. Within that context Counsel argued
that it was unnecessary for the parties to provide in Article 14.03 that the Employer could
give an unpaid leave as that would render Article 14,01 redundant Employees already
had the right to unpaid personal leave under this separate Article of collective agreement.
A review the entirety of the Leaves of Absence provision indicated that the parties had
ncgotiatcd and agreed-upon an additional discretionary benefit, namely paid bereavement
leave, where the employee did not otherwise qunllfy llllder the conditions set out in Aliicle
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14.03. Such an interpretation was consistent not only with the specific language of Article
14.03 which refers to the Employer's discretion to grant "a Q?id bereavement leave," but
was also consistent with a purposive approach to bereavement leave. The purpose of
bereavement leave is
"...to provide an employee with time off without loss of pay to gather
together with relatives at a time of personal tragedy for mutual comfort, to
assist in making arrangements for the funeral of the deceased and for the
inunediate and after care of the deceased's survivors, and to enable the
employee to bear grief privately without immediate exposure to the
comparative harshness of the working environment. II
(see) Re Dominion Glass and United Glass and Ceramic Workers, Local
235 (1973) 4 L.AC. (2nd) 345 (Johnston))
That purpose is met were the Employer has the discretion to grant paid bereavement leave
to employees who do not otherwise qualify for such leave. In this regard Counsel noted
also that the discretion extends not only to whether or not to grant leave, but also to the
length of leave because the collective agreement indicates leave can be granted for "Up to
three days. II
In the result it was the Union's position that management's right to grant
bereavement leave was fettered in that it could not decide whether the bereavement leave
would be paid leave or not. There was nothing in the collective agreement which
permitted unpaid bereavement leave, and an explicit provision which clearly expressed the
intent of the parties that bereavement leave would be paid leave.
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Counsel for the Employer submitted that the Hospital retained the right to
grant unpaid bereavement leave and that there was nothing in the collective agreement
which fettered that right of management. Employer Counsel asserted that management
retained all ofthe rights to direct the operations of the Hospital except to the extent those
rights were fettered by specific provisions of the collective agreement. Thus the Hospital
has the residual right to determine whether or not it will allow an employee to be absent
from the workplace, and whether or not such absence is with or without pay, unless the
collective agreement fettered that right.
Employer Counsel examined the collective agreement and argued that there
were three types of instances which impacted upon this residual right of management. The
first instance involved circumstances were management's right was fettered by the
requirement that leave must be granted, as a matter of right, where stipulated conditions
were met. In those instances the parties had negotiated a specific fetter upon
management's right and the Employer could not exercise any discretion as to whether the
leave would be granted or not, or would be paid or unpaid leave. As examples of these
types of circumstances, Counsel cited such collective agreement examples as the
requirement to grant paid time off to employee members of the Central Negotiating
Conunittee (Article 6.04 (b)), Health and Safety Committee representatives (Article
7.06) and the initial paragraphs of Article 14.03 which obliges the Employer to grant paid
bereavement leave if certain conditions are met.
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The second instance of a fetter on management's right to permit employees
to be absent from work, with or without pay, were those circumstances where the
collective agreement provided management with the discretion as to whether to grant
leave or not, but the parties had negotiated specific language pursuant to which they
agreed that the exercise of that discretion was subject to a standard of reasonableness.
Counsel referred to Article 14.01, and its reference that I1such leave shall not be
unreasonably withheld" as an example were management continued to have discretion, but
the parties had negotiated an express limitation, namely reasonableness, on the exercise of
that discretion.
Finally, Counsel submitted that the collective agreement provided for a
third category pursuant to which employees could be granted leave. In this category
management retained sole discretion as to whether or not it would grant leave, and the
exercise of that discretion was not subject to any limitation or standard of reasonableness.
Counsel asserted that the final sentence of Article 14.03 fell within this category. Unlike
Article 14.01, the final sentence of Article 14.03 explicitly states that the Hospital may
grant leave, without the imposition of a standard of reasonableness. Counsel argued that
the language of Article 14.03 did not compel the Employer to exercise its discretion at all.
Whereas Article 14.01 required the Employer to exercise its discretion (as the only way
the Employer could satisfy the contractual obligation not to unreasonably withhold the
leave was through the exercise of discretion) there was nothing in the final sentence of
Article j 4 03 which compelled the Hospital to act in a particular fashion.
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Employer Counsel took the position that the Hospital maintained an
unfettered right to grant bereavement leave where the collective agreement conditions for
such leave were not met. That unfettered right included the discretion to determine
whether the bereavement leave would be paid or not. The discretion existed not only
where the request related to the bereavement of persons outside the defined "immediate
family, If but also included leave request for employees who did not qualifY by reason of the
time conditions found in Article 14.03 (i.e. three consecutive scheduled working days
within the seven calendar day period commencing three calendar days prior to the funeral.)
There could be any number of circumstances why an employee would not automatically
qualify for the bereavement leave where the Hospital nonetheless could, but was not
required to, exercise discretion and grant such leave.
Counsel for the Employer submitted that although the last sentence of
Article 14.03 referred to II paid II bereavement leave, that reference did not take away the
Employer1s rights to grant unpaid bereavement leave. Specific language to grant unpaid
bereavement leave was not required in order for management to retain that right. If the
reference to paid bereavement leave meant that the Employer was precluded from granting
unpaid leave when it exercises its discretion in circumstances where the collective
agreement conditions for bereavement leave are not present, then the converse must be
equally true. References in the collective agreement to grant leave without pay would
then preclude the Employer for granting leave with pay. Yet, if the Hospital chose on
comp<lssionate grounds to grant personal leave with pay, the Union would not say that
could 1101 be done because the Employer had not reserved that right, ,HId the collectlve
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agreement referred only to leave without pay. In both instances the words "with or
without pay" were unnecessary because, in exercising discretion to grant leave, the
Employer always has the discretion to grant such leave with or without pay. Thus,
although Article 14.03 indicates that the Employer may grant bereavement leave with pay,
the Employer also has the right grant such leave without pay.
Finally, Employer Counsel argued that if the Hospital were required to
grant paid bereavement leave where it exercises the discretion to grant leave to employees
who do not qualify for bereavement leave under the conditions of the collective
agreement, the Hospital1s decision not to grant that leave because ofthe cost involved
could not be challenged. The final paragraph of Article 14.03 did not provide for any
rules or restrictions on the Hospitars discretionary power to either grant or not grant the
bereavement leave. Counsel submitted that the absence of any limitation or factor on the
Employer's discretionary power necessarily means that an arbitrator was without
jurisdiction to review the manner in which that discretionary power was exercised. In the
absence of a reasonableness standard, or some other standard against which to assess the
Employer's discretion, an arbitrator was without jurisdiction to review the way in which
the discretionary power was exercised. In light of the language of this collective
agreement, the Employds discretion was limited only in that it could not act in an
arbitrary, bad faith or discriminatory manner.
In reply, Union Counsel argued that the policy grievance filed raises only
the issue us to whether, once exercised, the Employer's discretion extends to determining
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whether the bereavement leave granted was paid or not. In this regard the Union
maintained that the Employer's discretion was fettered by the words indicating that
bereavement leave must be paid.
Counsel submitted that the policy grievance did not raise, except in the
most general manner, how the Employer was to exercise its discretion because the
exercise of that discretion must be assessed having regard to the particular circumstances
of each case. The discretion of the Employer had been left purposely broad by the parties
to encompass any number of circumstances where the employee does not qualify under the
conditions for bereavement leave set out in Article 14.03.
With respect to the manner in which the Employer's discretion must be
exercised, Union Counsel took the position that notwithstanding the absence of specific
words to that effect, a reasonableness standard was implied in the Employer's exercise of
discretion. Counsel emphasized however that the grievance was not about how the
Employer should exercise its discretion. Instead, the only issue to be determined was,
once discretion was exercised, was the bereavement leave granted to be with or without
pay?
In their submissions Counsel relied upon Re Calgary General Hospital and
United Nurses of Alberta. Local! (1990) 16 L.AC. (4th) 14 (Elliott), Re Qu~een Elizabeth
HQ_~pjt~JJ1JJ.d International Union of Operating EngincCIb Local 942 (1993) 33 L.A.c.
(LJth) 273 (Shendan), Bspornjnion Giass <Hill CJlIIlt;d G1;I~~~",ijJld(:(~I,lmic;WqrkGr:.:,I-OCilj
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235 (1973) 4 L.A.C. (2nd) 345 (Johnston), Re National Arts Centre and Public Service
Alliance of Canada, Local 70291 55 L.A.C. (4th) 418 (Roach), Re St. Catharines General
Hospital and Ontario Nurses' Association grievance of Donna Mook (unreported decision
dated June 16, 1993 (Devlin)).
Decision
Notwithstanding Union Counsel's submissions to the contrary, the issue in
this grievance is not solely about whether bereavement leave granted pursuant to the
Employer's exercise of discretion is paid or unpaid leave. In the absence of any evidence
or facts which led to the filing of the grievance, the issue raised in the grievance involves
interpretation of the last sentence of the last paragraph of Article 14.03 in a very general
manner. Interpretation of the language of that sentence however canlt be restricted only to
that portion of the sentence which the Union has put in issue, namely is discretionary
bereavement leave granted under Article 14.03 paid or unpaid leave. Interpretation of the
language requires the arbitrator to look at the entire sentence, in context of both the
remainder of the Article, and the collective agreement as a whole.
The use of the word II may II in the fmal sentence, and the absence of any
language to suggest a standard of reasonableness against which the Employer's exercise of
discretion is to be measured, indicate that the Employer's discretion to grant paid
bereavement leave to employees who are not entitled to such leave as of right is very
broad. It would appear that the exercise of the discretion is permissive rather than
mandatory. Thus, although the Employer is entitled or pcn11lttcd to grant a paid
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bereavement leave to employees who do not qualify for bereavement leave by reason of
the conditions set out in Article 14.03, the affirmation of the Employer's rights to exercise
its discretion in tlus manner does not answer the more fundamental question "ls the
Employer required to grant paid bereavement leave to employees not entitled to that
benefit as of right, or can the Employer grant unpaid leave to employees who seek leave
becuase ofa bereavement?" Yet, at the end of the day, that is the real dispute or the core
issue between the parties.
I note at the outset that there was no dispute between the parties that the
scope of the Employer's discretion did not relate only to instances where discretionary
bereavement leave was sought as a result ofthe death of a person outside the employeets
"immediate family" as defined in Article 14.03. The parties agreed that the Hospital's
discretion to grant bereavement leave was not limited to instances where the employee
was unable to meet that particular condition. Rather, the discretion exists in any case
where the employee does not satisfY any of the particular conditions for entitlement to
bereavement leave set out in Article 14.03.
On the very narrow question of the scope of the Employer's discretion,
once exercised, I have determined that where the Employer grants discretionary
bereavement leave under Article 14.03, that leave is paid leave. An examination of this
collective agreement makes it clear that in several articles these parties turned their minds
to the matter of whether leave mllst be with or without pay. They have demonstrated an
abIlIty to dralt appropnatc ianguage to refieci rlwil llllellL yy'hClc [hcy IlIlcnd,cd lea'v'\; ["
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be without pay, they have specifically said so, as an Article 14.01. Where the parties
intended leave to be with pay, they have specifically said so, as an Articles 6.04 (b) and,
7.06. When one looks at the sentence preceding the sentence in issue it is evident that
where the parties wished to extend the scope of the Hospital's discretion to include the
decision as to whether the discretionary leave granted would be with or without pay, they
did so in very clear terms. In that context therefore the absence of the words liar without
paylt in the final sentence of Article 14,03 is critical, and leads me to conclude that the
parties did not intend the scope of the Employer's discretion to extend to granting an
unpaid bereavement leave. The plain and explicit words used in that sentence is Ilpaid
bereavement leave. II Effect must be given to the language used by the parties. That
language, interpreted in context of the entirety of the collective agreement, and in
particular in context of the sentence which precedes it, indicates that the scope ofthe
Employer's discretion (once it is exercised in favour of the employee's request) does not
extend to giving an unpaid bereavement leave.
I have already indicated that answering the very narrow issue which the
Union seeks adjudicated does not answer the more critical question whether the Employer
is required to grant only paid bereavement leave to employees who do not qualify for
such leave as of right who nevertheless seek to be absent from the workplace due to a
bereavement. Can the Employer grant unpaid leave as Employer counsel maintains?
In answering that more fundamental question the language of the
collective agreement is, again, instructive. As noted, lite use u[ [lie WUJ d "i1idY" lit ;Iii;
15
sentence at issue indicates the Employds discretion is broad and permissive. More
significantly, "mai' clearly indicates that the Employer is not required to grant paid
bereavement leave to employees who do not qualify for that leave as of right. However,
the Employer may do so. Unlike Article 6.04 (b) which states the employees IIshall be
paid for time lost... for attending Central Negotiations,lI or Article 7.06 which specifies
that the "Employer shall pay the member" for time spent attending to specified Health and
Safety Committee matters, or the first paragraph of Article 14.03 which states that
employees "will be granted bereavement leave... without loss of regular pay...," the
language of the final paragraph of Article 14.03 is clearly not mandatory.
In effect, the permissive language ensures that, where the Employer does
grant paid bereavement leave to an employee who is not entitled to paid bereavement
leave as of right because of the prerequisite conditions set out in the collective agreement,
the Employer does not run afoul of the Union's rights and status as the exclusive
bargaining agent for the employees. In the absence of such a permissive discretionary
provision, it could be argued that the Employer was acting outside the scope of the
collective agreement and was engaged in dealing directly with the employee on matters
covered by the collective agreement when it granted paid bereavement leave to an
employee clearly not entitled to that paid leave because of the failure to meet the
conditions agreed upon by the parties to the collective agreement.
If, as I have found, the Employer is not required, but may grant paid
bcrc:l'-/crncnt !eave to cn1ployccs ~~vho do not nlcct the conditions ~ct out in It\rtic!c 11.03,
16
the issue necessarily becomes twofold. The first issue is how, or under what
circumstances, does the Employer exercise its discretion to grant paid bereavement leaye?
The second question, interrelated to the first, revolves around whether the Employer's
determination not to grant paid bereavement leave to employees not entitled to this benefit
as of right precludes the Employer from granting unpaid leave in some other manner.
With respect to the first question, it is not disputed that the exercise of the
Employer's discretion cannot be arbitrary, discriminatory or made in bad faith.' I find it
significant however that the paragraph at issue does not include language which
establishes a standard against which the exercise of discretion must be assessed. Thus,
unlike Article 14.01, there is no requirement that the leave IInot be unreasonably
withheld.1I In my view, in the absence of that type of reasonableness criteria, the
Employer's exercise of discretion "must be a genuine exercise of discretion in which the
Hospital [turns] its minds to the merits of the individual case. Such an exercise of
discretion also requires that all relevant factors be considered and all extraneous factors
rejected. II (See St. Catharines General HospitaL supra, at page 5.)
I find that in circumstances where the employee is not entitled to paid
bereavement leave as of right, the cost to the Employer of granting the request is a
relevant factor. Similarly, as the collective agreement defines the degrees of relationship
which entitle an employee to paid bereavement leave as of right, the relationship of the
employee to the deceased is not an extraneous or irrelevant consideration for the
Elnpioycr when it exercises its discretion lU ex klld IHtid ]JC;,eaV(;iik.nt leave to Gmp!oycc~;
]7
not entitled to that type of leave as of right. Thus, it may well be that for reasons of cost,
or the relationship of the employee to the deceased, the Employer determines not to do
that which it is not obliged to do under the collective agreement, namely, grant paid
bereavement leave. The employee who does not meet the conditions for bereavement
leave negotiated by the parties is not entitled to paid bereavement leave, and although it
may do so, the Employer is not compelled to grant paid bereavement leave to such
employees.
The question which must then be answered is whether the Employer's
decision no~ to grant paid bereavement leave to employees who do not meet the criteria
set out in Article 14.03 precludes the Employer from exercising its discretion to grant
personal leave under Article 14.01. In this regard it is counter intuitive to fmd that where
the Employer declines to grant paid bereavement leave to employees who do not meet the
conditions for such leave, the Employer is prohibited from granting unpaid leave under a
more general discretion or a more general provision of the collective agreement such as
Article 14.01. Such a finding is illogical as it would deprive the employee of one of the
benefits of the collective agreement, namely consideration for a personal leave of absence
without pay. Generally, requests for a personal leave of absence can cover a broad range
of circumstances. As the leave is without pay it can encompass circumstances where an
employee is not entitled as of right to a paid leave. An employee who does not qualify for
paid bereavement leave ought not to be precluded from receiving an unpaid personal
leave
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Employer exercises its discretion to grant bereavement leave under Article
14.03, the leave granted is paid bereavement leave.
3. Where the Employer in the exercises of its discretion determines not to
grant paid bereavement leave under Article 14.03, the Employer is not
precluded from granting unpaid personal leave (instead of the paid
bereavement leave) pursuant to the discretion set out in Article 14.01.
Dated at Mississauga this 29th day of September, 2001