HomeMy WebLinkAboutUnion 95-02-17
IN THE MA TIER OF a union grievance
AND IN THE MA TIER OF the arbitration of the grievance
BETWEEN:
Humber College of Applied Arts
and Technology
- and -
Ontario Public Service Employees Union
(for academic employees)
PLACE & DATE OF HEARING: Toronto, Ontario, January 20, 1995
BOARD OF ARBITRATION:
Robert Gallivan
Sherril Murray
Stanley Schiff, chairman
APPEARANCES FOR THE EMPLOYER:
Nancy Hood, director, human resources
Dale Hewat, counsel
APPEARANCES FOR THE UNION:
Eleanor O'Connor, local vice-president
Robert Mills, local chief steward
Nelson Roland, counsel
AWARD & REASONS
l-:2eh /7 /'195'
r.1486(;6
The College has issued a policy statement entitled "Appointments of Academic
Administrators", which it has circulated among bargaining unit members. The union grieves
that the document violates the collective agreement in intent and specific detail. The body of
the document reads as follows (with the parts the union here challenges printed in italics):
Introduction
. The College recognizes the value of ensuring that academic and other administrative
positions are held by people knowledgeable of and responsive to issues related to
student success.
. At the same time, the College recognizes the value in and responsibility for
providing faculty and co-ordinators developmental opportunities to move into
administrative positions.
. It is, therefore, necessary to establish some clear guidelines related to the internal
appointments to academic administrative positions in order:
(1) to encourage professors to compete for academic administrative
positions;
(2) to provide a measure of continued job security for professors moving
from the academic bargaining unit to the administrative group;
(3) to provide effective, constructive and timely orientation to and training
for the position and feedback on performance;
(4) to provide a period of time for new academic administrators to consider
on-going administrative appointments while ensuring a measure of job
security, position choice and easy access back into the faculty
bargaining unit.
Procedure
1. All full-time administrative vacancies will be posted in accordance with College
practices.
2. It is understood that administrators hired from outside the Humber College
community will be hired in accordance with the normal terms and conditions of
employment for administrative employees.
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3. Any internal academic candidate for an administrative position will be appointed
on an acting basis for a one (1) year term, renewable for a second (2nd) year. The
appointment will be treated as a secondment. Under normal circumstances, no
academic administrator will remain in an "acting" position for more than two (2)
years. An "Acting" Administrator carries the full responsibilities of the position.
The academic employee will continue to pay union dues; and pursuant to Article
27.03(D) of the Academic Collective Agreement, shall continue to accumulate
seniority while on a "College-approved secondment for up to 24 months".
4. Upon appointment, the Dean or other relevant College manager will ensure that
the "Acting Administrator" receives clear communication regarding the duties and
responsibilities of the position and expectations for successful performance.
5. Within the first six weeks of the appointment, the College will ensure that the new
academic administrator will receive appropriate orientation and training.
6. In addition to other formal performance evaluations currently conducted at the
College in accordance with the terms and conditions of employment for administrative
employees or with College practices, the College will ensure appropriate
developmental performance feedback is provided at or about:
. 6 months
. 1 year
. 18 months
with more frequent and informal feedback provided as required.
7. No reappointment will be automatic. The College must review the
performance and make a recommendation regarding reappointment for the second
year. At the end of the 18-month period, the review should be extensive enough to
ensure there is relevant information upon which the College and the employee can
make a decision regarding a long-term administrative position.
At this point, the Professor will either return to the academic bargaining unit or the
College will offer a full-time administrative position.
8. It is understood that the administrative position will only be reposted at this point
if the Professor returns to the bargaining unit.
9. Any Professor who accepts a long-term administrative position and then wishes to
return to the Academic bargaining unit at a later time will have to apply to a posted
vacancy. Seniority rights will be in accordance with the collective agreement.
10. The College favours that Chairs and Deans teach in an appropriate area of their
expertise.
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The policy is the product of a lengthy process of consideration and consultation by
various college committees. As the Introduction says, its purpose is to attract experienced
academics into administrative positions by giving them limited term appointments during
which they may test whether life as college administrators is to their liking. The attraction is
supported by promises that they remain part of the bargaining unit during the term, subject to
all rights and duties the collective agreement sets out, and that they return to their former
positions within the unit at the end of the term should they decide that permanent
administrative positions are not for them. The promises are justified, the College argues, by
section 27.03 D (v) of the agreement: as section 3 of the Procedure says, "[t]he appointment
will be treated as a secondment." Section 27.03 D (v) reads:
27.03 D A full-time employee shall continue to accumulate seniority for
the purpose of this Article while:
(v) on a College-approved secondment for up to 24 months.
Someone seconded under section 27.03 D, the College says, does not stop being a member
of the bargaining unit for any relevant purpose. While the policy talks of "academic
administrators", the parties agree that the concern is with the acting position of department
chair.
We conclude that the College misunderstands the scope of section 27.03 D (v) and
how it meshes with sections 27.03 F3 and 27.03 F4. Since we do not have before us any
individual grievor's concrete claim presenting specific facts, our explanation of why this is so
will largely avoid interpretting the agreement's provisions beyond what is necessary for
determining the grievance.
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Section 1.01 of the agreement excludes from the bargaining unit anyone who is a
chair and, by invoking the Colleges Collective Bargaining Act, anyone who is employed in a
managerial position. That means that all academic administrators are excluded. The
evidence and the clear statement in section 3 of the Procedure show that persons in the acting
chair position will exercise complete managerial authority. By virtue of section 1.01,
persons who take on the jobs under the policy therefore immediately cease to be members of
the unit and have only such rights identical to those of unit members which the agreement
specifically gives them.
What rights are these?
From standard dictionaries we see that "secondment", undefined in the agreement,
means a person's temporary transfer from the person's usual position to another position with
the expectation of return in due course. If persons put in the acting chair's position have
been seconded there for the purpose of section 27.03 D (v), they would, as the opening
words say, "continue to accumulate seniority for the purpose of" Article 27. Although we
do not decide the point, it may be that they would also be entitled to return to their former
positions when the temporary chair jobs are done: such a conclusion would follow from the
meaning of secondment. But beyond that, while serving as acting chair, they would have
none of the rights or duties under the agreement of persons within the unit.
We conclude, however, that under a proper reading of the collective agreement, the
persons appointed to positions as acting chairs do not come within section 27.03 D (v). That
provision is deliberately worded to apply to an unnamed variety of situations when persons
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go temporarily to other positions. Moreover, its wording does not contemplate the College
causing those people to go; the College is merely required to approve the going. In contrast,
section 27.03 F 3 specifically applies where the College causes persons within the unit to
take positions as College employees outside the unit. That is the very situation before us.
Section 27.03 F 3 reads this way:
27.03 F 3 A person who is covered by the Agreement and is assigned a
position with the College outside the Agreement after August 31, 1978 will be
credited with and maintain seniority as at the date of assignment for six years
thereafter while in the employ of the College.
To harmonize the two provisions, the generality of section 27.03 D (v) must yield to the
specifics of section 27.03 F 3. Section 27.03 F 3, and not section 27.03 D (v), applies to all
situations where persons within the unit become acting chairs or other management personnel
involved in the supervision of the unit's members.
The position of acting chair the policy contemplates is therefore subject to section
27.03 F 3 insofar as the incumbents' accumulated seniority is concerned. How that seniority
may later be used is then governed by section 27.03 F 4. At least absent section 27.03 F 4,
those persons might have used their seniority credited under section 27.03 F 3 when claiming
a vacancy upon completion of their term as chair. Arbitrators have almost unanimously said
that is so. A recent example may be found in Re Orillia Soldiers Memorial Hospital and
Ontario Nurses' Association (1992), 31 L.A.C. (4th) 116 (Levinson, chairman) (citing and
quoting from leading awards). But section 27.03 F 4, apparently responding to this near-
consensus, may prevent the person from exercising the credited seniority when first claiming
a vacant unit position. Whether or not that is so, we do not here decide. What we do
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decide is that, beyond the seniority rights sections 27.03 F 3 and 27.03 F 4 give to the acting
chairs, they have no rights under the agreement at all. They certainly have no right, apart
from the procedure the agreement sets out, to return to the positions they held before moving
into administration.
These conclusions, of course, make an acting chair's job unattractive. They will
probably have the effect of deterring many academically qualified persons from taking on the
job when their qualifications are exactly what the College and their colleagues want. These
are not results the parties may welcome. They are, however, the results the agreement as
now drafted mandate. If the parties want, they can of course make whatever adjustments
they can now agree on.
The grievance is allowed to the following extent:
1. We declare that, with the exceptions we note, those parts of the policy printed
above in italics do not, as we have explained, accurately reflect the demands of the collective
agreement. The exceptions are the following portions of the Procedure: section 3, first
paragraph, last sentence; section 6; and section 9.
2. The College shall forthwith cease attempting to attract chairs under the policy
as printed above, and shall so inform all persons in the bargaining unit.
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3. The College shall forthwith inform those persons formerly in the bargaining
unit who have been transferred to administrative positions under the policy of the content of
this award.
We remain seized of this matter to resolve any difficulties that may arise in concrete
instances as a result of this award.
DATED at Toronto this~ day of February, 1995.
/ . 1
.... j/lviLf llJ..d'1/l'j
'Sherril Murray .
HUMBER COLLEGE OF APPLIED ARTS AND TECHNOLOGY
and
O.P.S.E.U. ACADEMIC GRIEVANCE #94B666
DECISION OF R.J. GALLIVAN
Having carefully reviewed the collective agreement as a whole,
I conclude that the only statement in the "Appointments of Academic
Administrators" policy which contradicts the collective agreement is
the requirement in the policy that an academic employee seconded into
a management position continue to pay union dues. A person in a
management position at the College, whether in a permanent or "acting"
role, is excluded by virtue of Article 1.01 of the contract from the
bargaining unit and thus from the requirement to pay union dues. In my
view, none of the other sections of the policy, including treating
temporary assignments of employees into management positions as
"secondments", contradict any provisions of the contract.
The union argued that a number of other parts of the policy
violated the agreement as well, but my colleagues quite rightly reject
those arguments, in particular the union's objections to paragraphs 6,
9, and the fourth sentence of paragraph 3. I concur in rejecting those
union arguments.
However, I regret to have to point out that my colleagues
seriously misconstrue the agreement by holding that the College cannot
second academic employees on a temporary basis into administrative
positions. They reach that conclusion by holding that persons appointed
to acting management positions do not fall under Article 27.03 D(v) but
rather under 27.03 F3, and by accepting the union's obviously flawed
argument that a person can be seconded into a management position
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outside his/her own College but not at the originating College - a
cont~adiction without foundation under the collective agreement.
Only part of Article 27.03 D{v) is reproduced in the majority's
decision. It is inst~uctive to consider the whole Article:
"27.03 0 A full-time employee shall continue to accumulate
seniority for the purpose of this Article while:
(i) in the College's employ;
(ii) Rbsent through verified illness or injury and/or
leave of absence for up to 24 months;
(iii) on a College-approved leave of absence on an
exchange program;
(iv) on a College-approved professional development
leave of absence; or
(v) on a College-approved secondment for up to 24
months."
A number of observations can be made and conclusions drawn
from that Article. First, it will be noted that each of the four
types of absence listed is contemplated to be of a temporary nature,
that is, illness, exchange programs, professional development leaves,
and secondments.
As my colleagues rightly point out, all dictionary definitions
to which we were referred by the parties or which the Board itself
consulted define "secondment" in terms of a temporary transfer or
posting with an implied expectation of return. In that sense then, a
secondment under Article 27.03 0 is no different than the other types
of absences listed therein, each o~ which contemplate an automatic
return at the completion or expiry of the activity which prompted the
absence.
Second, the Article makes no distinction in entitlements or
rights between a person seconded and a person coming within one of the
other three types of temporary absence. That is, there is no provision
in the Article, or elsewhere in the agreement that I can find or to
which we we~e referred by the parties, which distinguishes the treatment
of a person returning from a secondment from a person returning from
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any other of the listed absences such as an exchange program. In the
absence of words which would make such a distinction, it is logical
to conclude that none was intended by the drafters of the contract.
Third, notwithstanding the union's argument to the contrary,
that Article does not distinguish between different types of secondment
(nor does any other part of the agreement). If an employee is seconded
to undertake, say, a research project in the Ministry of Education and
Training, that is no different under the Article than a secondment to
a management post at his/her own or some other College. During final
argument before us the union (under questioning by the Chair once it
became evident where the union's argument logically led) confined its
submission to the contention that an employee could be seconded to a
management post anywhere outside the College but not to one within if
the latter entailed supervising bargaining unit members. Again, if such
a major distinction was contemplated by the parties to the agreement
the distinguishing words would need to be there, and they are not. We
cannot add them, nor interpret the agreement as if they were there. It
unfortunately needs repeating that arbitrators cannot "alter, modify
or amend any part" of this agreement (a prohibition found in Article
32.04 D). To arrive at the conclusion reached by my colleagues requires
that words be added (such as "a secondment to a College administrative
position is of a different nature than other secondments as follows. ..")
which the parties themselves have not seen fit to include.
What the parties have done however is to include the following
Article:
"27.03 F3 A ,person who is covered by the Agreement and is
assigned a position with the College outside the Agreement
after August 31, 1978, will be credited with and maintain
seniority as at the date of assignment for six years
thereafter while in the employ of the College."
The Chair of our Board holds that that Article is the one
which applies to temporary transfers into management positions, but
only where the employee becomes a manager of persons in the bargaining
unit. How that imaginative and odd distinction is arrived at is
substantially less than adequately explained. If I understand his
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reasoning, he comes to the position that the staff moves covered by
the disputed policy statement cannot be secondments by concluding
that absences under Article 27.03 D are all employee-initiated, requir-
ing College approval, whereas an absence under 27.03 F3 is College-
initiated. This conclusion seems to be drawn from the latter Article's
use of the words "assigned" and "assignment". With respect, that is a
distinction without a difference since an employee on secondment may
be "assigned" to a College research project outside the bargaining
unit for example, where the "assignment" would be as defined in that
project. Again using standard dictionary defini t i.ons of "secondment",
there is nothing in that word's meaning which presumes a secondment's
initiation by the employee. In fact the word's etymology shows military
origins. suggesting management command, not employee initiation. Thus
nothing turns on the fact that "secondments" under this agreement are
mentioned in the same Article as employee-initiated absences.
It is also evident by comparing the two Articles in context
(27.03 D and 27.03 F3) that the latter appears designed for staff moves
intended at the outset to be permanent or long term (a six year
seniority protection for example) but which later may need to be
reversed for unforeseen reasons. In contrast, the secondment Article
contemplates that staff moves, at least at the outset, be temporary
(a 24 month seniority rule instead of six years for example). That
difference alone suggests that the type of temporary assignment
contemplated under the College's disputed policy falls more properly
under the secondment Article than under 27.03 F3.
The Chair also argues that the generality of Article 27.03 D(v)
must yield to the specifics of Article 27.03 F3. Again with respect, a
"secondment" is no more nor less specific than an "assignment", unless
of course the contract specifies otherwise; this contract does not.
In any event, neither Article must yield to the other because
it is clear that both deal with different sets of circumstances. That
is demonstrated by the fact that under 27.03 D employees who remain
1n the College's active employ "continue to accumulate seniority"
indefinitely while on an exchange program or on a professional
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development leave, and for up to 24 months while absent through
illness or secondment. Under Article 27.03 F3 on the other hand,
seniority does not continue to accumulate during the absence but is
frozen (and preserved at that level for up to six years) as at the
date of assignment outside the bargaining unit, presumably because
the transfer is intended to be permanent but offering protection to
the employee in case it is not.
Thus it seems obvious that 27.03 F3 and 27.03 D complement
one another - the latter covering four types of temporary absence
during which seniority continues to accumulate, and the former covering
all other types of absence from the bargaining unit during which
seniority does not continue to accumulate. My colleagues ignore that
clear distinction between the two Articles and thereby introduce
conflict and confusion between two complementary provisions.
since I have already demonstrated that a temporary assignment
of an employee to a College administrative post may appropriately be
treated as a "secondment" , it follows that 27.03 F3 does not apply to
a secondment or to any of the other types of temporary absence covered
by 27.03 D.
Nothing of import to the grievance before us turns on Article
27.03 F4 or on the Orillia Soldiers Memorial Hospital case referred to
by the Chair. That decision might have application to an agreement
which did not contain a clause such as Article 27.03 F4, but since the
parties to our agreement have decided how to handle the issue covered
by the Orillia case, it is irrelevant to our determination and was not
argued before us by either the College or the union.
I agree with my colleagues that while an employee is on
secondment outside the bargaining unit his/her rights under the contract
are limited. However, I must dissociate myself from the illogical
conclusion urged on us by the union and accepted by my colleagues that
if an employee is on secondment to a temporary management post at the
College his/her right to an automatic return to the bargaining unit is
different than if the secondment was to a post (managerial or otierwise)
elsewhere. That distinction is not supported by the words of the
. ,
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agreement and it is erroneous to interpret the contract as if such
words were there. There is simply no distinction made anywhere in
the agreement between types of secondment.
I also agree with the admission by the majority that its
decision will m~ke taking an administrative post unattractive. That
is an unfortunate but inevitable result of accepting the union's
submissions which strike me as being more of a wish list of how the
union would like the contract to read (so as to exercize more power
over any of its members who might be so uncomrade-like as to consider
taking a management job?) rather than logical argument about how it
actually reads. As mentioned above, this was inferred by the union's
counsel when he asked us not to interpret the word "secondment" in
situations where the employee's temporary assignment placed him/her
outside the bargaining unit at some other location - a placement
which would raise the issue of automatic return to the unit which the
union apparently would preserve for some types of secondments but not
others - a distinction which, as I have demonstrated, cannot be
supported by the existing terms of the collective agreement.
In conclusion, I would allow the grievance to the extent only
of finding that the requirement under the "Appointment of Academic
Administrators" policy that academic employees seconded into management
positions pay union dues, is contrary to Article 1.01 of the collective
agreement. The practice of using the secondment mechanism of the
contract for temporary assignments outside the bargaining unit, whether
at the College or elsewhere and whether into management posts or
otherwise, is not a violation of the contract.
17/2/95
~~iU>.~
R.J. Gallivan