HomeMy WebLinkAbout2019-0873.Benjamin.23-11-10 Decision
Crown Employees
Grievance Settlement
Board
Suite 600
180 Dundas St. West
Toronto, Ontario M5G 1Z8
Tel. (416) 326-1388
Commission de
règlement des griefs
des employés de la
Couronne
Bureau 600
180, rue Dundas Ouest
Toronto (Ontario) M5G 1Z8
Tél. : (416) 326-1388
GSB# 2019-0873
UNION# 2019-0526-0013
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN
Ontario Public Service Employees Union
(Benjamin) Union
- and -
The Crown in Right of Ontario
(Ministry of the Attorney General) Employer
BEFORE Diane Gee Arbitrator
FOR THE UNION Laura Johnson
Ryder Wright Holmes Bryden Nam LLP
Counsel
FOR THE EMPLOYER Julia Evans
Treasury Board Secretariat
Legal Services Branch
Senior Counsel
HEARING October 30, 2020; March 5, May 12 and 13,
August 9, 2021; May 19, August 12, November 23 and
24, 2022; June 7, 2023
SUBMISSIONS August 16, October 6 and 24, 2023
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Decision
[1] This matter is a grievance filed by the Ontario Public Service Employees Union
(the “Union”) on behalf of Andre Benjamin (the “grievor”). The grievance concerns
a seven-day suspension imposed on the grievor by the Ministry of Attorney
General (the “Employer”) because of events that occurred on November 9, 2018.
The grievor holds the position of court clerk and registrar. His group leader at the
time was Juan James. Mr. James held a bargaining unit position at the time and
has since retired. The grievor’s supervisor at the time was Amy Shulist.
Roseanne Giancristiano was the Manager of Court Operations Old City Hall and
College Park.
Why was the grievor disciplined?
[2] The letter in which the grievor was advised of the seven-day suspension (the
“suspension letter”) begins with a statement that an investigation was conducted
into the grievor’s conduct in the courtroom and court support office on November
9, 2018. The letter states an investigation meeting took place, with the grievor in
attendance, on November 26, 2018. The letter then continues as follows:
The specific allegations of events that took place on November 9, 2018, were
presented to you at the November 26, 2018 meeting as follows:
• You were assigned to courtroom K and left your assignment while court
was in session without authorization
• You attended room 250 and exhibited belligerent and aggressive
behavior towards the group leader after learning that he would not be
able to relieve you from courtroom K
• You attended your supervisor 's office whereby you preceded to
challenge your supervisor regarding the direction provided to you to
continue your court assignment; you exhibited aggressive and
belligerent behaviour, you spoke inappropriately to your supervisor,
yelling in the presence of co-workers, while flailing your arms and
blocking her from exiting the room
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[3] The next paragraph of the suspension letter states the grievor had been given an
opportunity at the investigation meeting to provide the Employer with information
concerning the allegations as well as any mitigating factors for consideration in
determining potential discipline. Information provided by the grievor at the
investigation meeting, including his statement that the reason for his leaving was
a personal matter and no one made an effort to release him, is set out followed
by his statement that he had not yelled at Mr. James although he was angry and
that he did not yell at Ms. Shulist but rather was yelling to her. The letter states
the grievor acknowledged being agitated but his actions were “subjective,” and
he did not yell or wave his arms. In the following paragraph, the contents of an
e-mail the grievor had sent to the Employer on December 6, 2018, following the
investigation meeting, is acknowledged.
[4] Following this review of the allegations that were being investigated and
information provided by the grievor to the Employer during the investigation, on
the second page of the letter, in the second paragraph, the Employer states as
follows:
After carefully reviewing all of the information available to me, including
the information you provided during the meetings on November 26,
2018, and the information in your e-mail dated December 6, 2018, I
have concluded that your actions, specifically your behavior towards
your co-worker [Juan James] and supervisor [Amy Shulist], are contrary
to the principles of the Respectful Workplace Policy. Furthermore,
leaving your assignment without authorization while court was in session
is in contravention of your duties as a courtroom clerk and registrar.
You could have notified the group leader or your supervisor in advance
if you had to be released early for an appointment. It is not appropriate
to simply assume you will be replaced without confirming, and to leave
your post. It is also very concerning that you advised the judge you
would be relieved when this commitment was not made by the group
leader or supervisor.
The Union argues that the Employer imposed the suspension based on the
allegations set out in the letter and thus has the onus to establish, on a balance
of probabilities, the allegations occurred.
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[5] Roseanne Giancristiano testified as to the reasons discipline was imposed. She
stated that, following her investigation, she concluded that the grievor’s emails,
calls and text to his supervisor, Ms. Shulist, and/or his group leader, Mr. James,
were only made/sent minutes before he needed to be relieved, contrary to his
obligation to give the Employer as much advance notice as possible of a
potential need to be replaced. Ms. Giancristiano also concluded that the grievor
had left court without authorization. Ms. Giancristiano testified she also found,
based on what Mr. James had told her in the fact-finding meeting, that the grievor
had yelled at Mr. James. She also found that the grievor had yelled at Ms.
Shulist based on what she had been told by Ms. Shulist and the grievor himself.
Ms. Giancristiano stated that she did not include blocking the door or the flailing
of arms as part of the reasons for discipline. While Ms. Shulist had said she felt
threatened by the grievor, Ms. Giancristiano concluded that the grievor did not
threaten Ms. Shulist and this allegation did not form one of the reasons for
imposing the discipline. Further Ms. Giancristiano testified that she also
considered the grievor’s employment record as well as his lack of remorse and
his failure to acknowledge any wrongdoing.
[6] Having regard to the contents of the suspension letter and the reasons for the
imposition of the discipline as attested to by Ms. Giancristiano, I find the reasons
for the imposition of the suspension were: (1) the grievor’s behaviour towards Mr.
James and Ms. Shulist were considered to be contrary to the principles of the
Respectful Workplace Policy; and (2) the grievor left his assignment while court
was in session in contravention of his duties as a courtroom clerk and registrar.
The Employer also considered, during its deliberations, that the grievor advised a
Judge he would be relieved by Mr. James when this commitment had not been
made by the group leader or supervisor; his employment record; and his lack of
remorse or acknowledgment of wrongdoing. I further find the allegations the
grievor yelled in the presence of co-workers while flailing his arms and blocking
Ms. Shulist from exiting her office and to have threatened Ms. Shulist did not
form the basis for the imposition of discipline.
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[7] While I have found, as argued by the Employer, that the grounds for the
imposition of discipline did not include all the conduct described in the
allegations, I would note that it is open to the Board to find that just cause for
discipline has been established notwithstanding that all the grounds relied upon
by the Employer have not been made out. USWA v. Aerocide Dispensers Ltd.
(1965), 15 L.A.C. 416 and OPSEU (Ryan) and Ontario (Ministry of Attorney
General), 2017 CarswellOnt 10660 (Dissanayake) do not stand for the
proposition that every aspect of the cause relied upon by an employer when
discipline was imposed must be made out. Rather, Aerocide and Ryan, stand for
the proposition that an employer cannot discipline an employee for cause and
then, at arbitration, attempt to justify the discipline based on additional or different
reasons. An employer’s failure to establish all aspects of the cause it relied upon
when imposing discipline is not fatal to its case.
[8] As stated in Trent University Faculty Association (Bialuschewski) and Trent
University, 2021 CanLII 77474 (ON LA) (Kanee) at paragraph 50, the fact that an
employer was not able to substantiate the full scope of the cause relied upon
when the discipline was imposed does not mean that just cause has not been
established, rather, it becomes meaningful at the stage of the enquiry where the
Board considers whether the penalty imposed is appropriate in the
circumstances.
The allegation of anti-black racism
[9] In its closing submissions, the Union argued the allegations against the grievor
were tainted by anti-black racism. The Employer immediately objected on the
basis that the Union had advised the Employer during the hearing, in the
presence of the Board, that it was not pursuing any allegations of discrimination
under Article 3 of the Collective Agreement and/or under the Human Rights
Code. Moreover, because of this agreement, no evidence had been led by either
party in this regard. The Employer sought to have the portion of the Union’s
closing submissions relating to the allegation of anti-black racism struck.
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[10] Union counsel had changed during the hearing. The Board confirmed for the
Union that the Employer’s assertions were accurate. Thereafter, the Union
advised no position would be taken in response to the Employer’s objections.
[11] Having regard to the fact that the Union advised the Board and the Employer
during the course of the proceedings that it was not pursuing any allegations of
discrimination under Article 3 of the Collective Agreement and/or a under the
Human Rights Code and, as a result, no evidence was led by either party on this
issue, it is the Board’s determination that the Union cannot now allege anti-black
racism.
Has just cause for the imposition of discipline been established?
[12] The first issue to be determined is whether the Employer has met its onus to
establish, on a balance of probabilities, just cause for discipline. As indicated
above, the discipline relates to an incident that occurred on November 9, 2018.
The grievor was working as a court clerk and assigned to Courtroom K. It is the
Employer’s assertion that the grievor left that courtroom without permission and
proceeded, first to Mr. James’ office and then to the office of Ms. Shulist where
he engaged in conduct contrary to the Respectful Workplace Policy.
[13] While a great deal of evidence was heard in connection with the scheduling of
court clerks there is no need to review this evidence in detail as, at the end of the
day, the essential facts are not in dispute.
[14] First, the evidence clearly establishes that a court clerk is not to leave the
courtroom when the Judge is on the bench without the permission of the Judge.
The evidence further establishes the grievor was fully aware of this prohibition.
He himself began his examination-in-chief by testifying that there were reasons
that he would leave the courtroom “with the leave of the judge,” that he did not
leave the courtroom everyday “but [when he did] of course with permission,” and
when asked if he required the leave of the judge to leave the courtroom he
responded, “yes definitely.”
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[15] There are good reasons for the requirement that a court clerk not leave the
courtroom without the permission of the Judge. The court clerk is responsible for
the Information and the tracking of exhibits. The court clerk is responsible for
endorsing the back of the Information for each court appearance. Should an
emergency arise, the court clerk is required to secure the exhibits to prevent their
integrity from becoming compromised. Also, there is a panic button as well as a
telephone located at the court clerk’s desk. In the event of a threat, the court
clerk is to push the panic button and call 911. If an emergency were to occur,
and the court clerk was not present, exhibits could be compromised, and the
court staff put in danger.
[16] Second, the evidence establishes that courts do not work according to a set
schedule and that the grievor was so aware. Courts have no set start and finish
time. Courts have no set times for breaks or lunch. The timing of any breaks,
lunch, and end of day, is determined by the Judge presiding in the courtroom.
The Courtroom Procedures Manual provides as follows:
2.1.8 Duration of Court
The presiding judicial official will normally sit for 1.5 to 2 hours before
calling a recess. Court staff should expect to work until court is
adjourned for the day. Staff should not expect the court to end at a
specific hour and should take this into consideration when making
personal arrangements.
According to the Canadian Judicial Council: “Everyone tries for an
efficient disposition of a court’s docket. But there should never be any
justification for a perception that the judicial process is being sacrificed
to a schedule. It is totally unacceptable for courtroom staff to suggest to
the judiciary that they refuse to accept a case transferred from another
courtroom or to complain about the fact that the case before the court is
taking longer than anticipated.”
[17] During examination-in-chief, the grievor’s attention was directed to paragraph
2.1.8 of the Courtroom Procedures Manual and asked if the statement “staff
should not expect court to end at a specific hour and should take this into
consideration when making personal arrangements” was consistent with his
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understanding and he responded: “yes that is fair.” And again, at this stage of
his testimony, the grievor repeated, a court clerk needs the permission of the
Judge to leave the court.
[18] Third, the evidence establishes that, if a court clerk knows they have a
commitment, such as an appointment, that means they are unable to be in a
courtroom at any time during their shift, they are to inform Mr. James as early as
possible so arrangements can be made to have a replacement available should
the need arise. The evidence establishes that the grievor was aware of this
obligation. When asked: “if you had a doctor’s appointment, something you
really needed to attend, you would raise it in advance?” the grievor responded
yes, he would inform Mr. James in advance if he had a fixed appointment.
[19] In summary, the evidence establishes that the grievor knew: (1) he was required
to be in the courtroom while the Judge is on the bench and could not leave
without the permission of the Judge; (2) he could not expect court to end at any
specific time; and (3) he was required to inform Mr. James as early as possible of
any need to be absent from the courtroom during his shift due to a commitment
so that a replacement could be found should a need arise.
[20] The grievor does not dispute that he did not tell Mr. James on the morning of
November 9, 2018, that, should the need arise, he could not be in the courtroom
as of 1:00 p.m. The grievor testified he did not need to tell Mr. James as what he
wanted to do at 1:00 p.m.: “was not something important enough to [him] to seek
permission in advance [or] to tell people in advance.” Rather, the grievor testified
he had a “personal matter” that “was not a scheduled appointment” but rather
“something he wanted to fulfill but he did not have to fulfill.” The grievor did not
testify as to the nature of the personal matter he wanted, but did not need, to
fulfil. I will refer to the matter the grievor wanted to attend to at 1:00 p.m. as a
“personal matter.”
[21] On November 9, 2018, following the morning break, when the grievor was
walking the Judge back to court, the possibility of a special matter being spoken
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to in the court at 1:00 p.m. was brought to the grievor’s attention. The grievor
testified that the matter was only to be “spoken to” which meant the proceeding
would be short. The grievor testified the Judge made a comment that led him to
believe the court staff would be replaced so he did not contact Mr. James and
inform him of his personal matter. Following the morning break there were
further communications with other court staff about the possibility of the special
matter being spoken to in the courtroom starting at 1:00. The grievor testified he
still did not contact Mr. James and advise him of his personal matter as it was not
a certainty the special matter would be coming into the court. When, minutes
before 1:00 p.m., the grievor received confirmation the special matter would in
fact be spoken to in the courtroom starting at 1:00 p.m. he called Mr. James and
asked to be replaced.
[22] According to the grievor, Mr. James said he had no one to replace him and hung
up. The grievor tried calling Mr. James several more times. The grievor tried to
reach Ms. Shulist by phone, sent Mr. James and Ms. Shulist an email and left
Ms. Shulist a voicemail message seeking to be replaced. Notwithstanding that,
according to the grievor’s testimony, the personal matter was not important
enough to have told Mr. James about it that morning and was not something he
needed to do, the grievor then left the courtroom and proceeded to the offices of
Mr. James and then Ms. Shulist seeking to be replaced.
[23] In rebuttal of the Employer’s assertion the grievor was not permitted to leave the
courtroom when he did, the grievor argues that he left the courtroom on a break.
Just before the grievor left the courtroom, he was asked by Judge Favret to hand
her the Information so that she could note the numerous counsel who would
imminently be in attendance to speak to the special matter. When the grievor left
the courtroom, the Judge was on the bench and the court reporter was present.
The officer had stepped out into the hallway to page counsel into the courtroom.
After the grievor left the courtroom, the proceedings concerning the special
matter commenced and Judge Favret is heard to say on the audio tape: “we do
not have a clerk so that is my responsibility, I guess, right now.” Whatever was
happening in the courtroom at the exact moment the grievor left, proceedings
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clearly commenced moments after he left and carried on while he was absent. I
find the courtroom was not on a break when the grievor left and the grievor
required the permission of the Judge to leave the courtroom when he did.
[24] The grievor further argues he had the “implicit” consent of the Judge to leave the
courtroom. On the audio tape, Judge Favret can be heard asking the grievor:
“are you staying?” and he responds “no.” She asks if someone else is going to
come in and, according to the transcript, the grievor replies: “My leader won’t
change us.” The grievor testified what he actually said was: “my supervisor or
lead Juan James will be replacing me.” The audio tape is very difficult to hear at
this point. I accept the grievor’s testimony that he told Judge Favret that Mr.
James would be replacing him. During examination-in-chief, the grievor testified
“I reassured her [Judge Favet] my supervisor would be replacing me” and “I
assured the Judge I would be replaced.”
[25] The grievor further testified that, at the time he assured Judge Favret that Mr.
James would be replacing him, Mr. James had told him that he had no one to
replace him. Mr. James also testified that he had told the grievor he had no one
to replace him.
[26] When the contradiction between his telling Judge Favret that Mr. James would
be replacing him, and his knowledge that Mr. James had told him he had no one
to replace him, was put to the grievor, the grievor testified he had information
from a friend in Room 156, where surplus court clerks were assigned, that there
was a court clerk assigned to the room. The grievor testified this friend was not a
member of management, does not direct court clerks and would not know the
terms on which the clerk was assigned to Room 156. The grievor further
acknowledged he had no knowledge as to the scheduling arrangements for the
clerk who was in Room 156. The information from his friend about a surplus
clerk in Room 156 does not in any way provide a foundation for the grievor to tell
Judge Favret that Mr. James would be replacing him.
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[27] The Union argues that the Employer ought to have called Judge Favret as a
witness in this matter in order that she could have spoken to the circumstances
under which the grievor left the courtroom as it would be directly relevant to the
allegation that the grievor left his assignment while court was in session without
authorization. The Union asks that an adverse inference be drawn against the
Employer. The Union’s argument is that Judge Favret gave the grievor
permission to leave the courtroom following the grievor assuring her that he
would be replaced. Any permission given by the Judge was thus based on a
misrepresentation made to her by the grievor. Accordingly, there was no need
for the Employer to call Judge Favret and I draw no adverse inference as a
result.
[28] I find, if Judge Favret “implicitly” gave her consent to the grievor to leave the
courtroom, her consent was given based on the false representation made to her
by the grievor that he was being replaced. The grievor did not have the
permission of the Judge to leave the courtroom under the actual circumstances;
namely, that no replacement was available. I find the grievor did not have the
permission of the Judge to leave the courtroom.
[29] The grievor puts forward numerous justifications for his conduct which are
discussed below. I do not find the explanations put forward by the grievor to be
exculpatory, but I also do not find them credible. As set out above, the grievor
testified that the personal matter he wanted to attend to at 1:00 p.m. was not
important enough to tell Mr. James about that morning and was something he
wanted to fulfill but not something he needed to fulfill. I do not find this to be
probable when viewed in the context of what happened that day.
[30] The grievor’s conduct that day very much supports a finding that he had a matter
scheduled for 1:00 p.m. that was important to him and that he very much wanted
to attend. When the special matter came into the courtroom to be spoken to at
1:00 p.m., within minutes of 1:00 p.m., the grievor made repeated calls, texts and
emails to Mr. James and Ms. Shulist seeking to be replaced. He was
aggravated. He went so far as to lie to the Judge, telling her he would be
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replaced and left the courtroom without permission. He proceeded to Mr. James’
office and then Ms. Shulist’s office demanding to be replaced. His own
description of what he was feeling and his actions and words when speaking to
Mr. James and Ms. Shulist, detailed below, are not those of a person who has an
unimportant commitment that they want, but do not need, to attend. It is the
conduct of someone who has an important commitment. If the matter was not
important to the grievor, his conduct that day is simply illogical and confounding.
[31] With the finding that the grievor in fact had an important commitment that he
needed to attend scheduled for 1:00 p.m. on November 9, 2018, I turn to the
justifications advanced by the grievor for his conduct.
[32] The grievor argues that lunch is normally at 1:00 p.m. and he had a reasonable
expectation that lunch would be at 1:00. The grievor states he had little notice
that he would be required in court at 1:00 p.m. and, when it became known to
him, he acted as quickly as he could to inform Mr. James. In the grievor’s words,
he did not tell Mr. James of the personal matter he wanted to attend to at 1:00
p.m. because he did not need to until the circumstances, namely confirmation
that the special matter was to be spoken to at 1:00 p.m., “created the need.”
[33] As stated above, I have found the grievor had a commitment at 1:00 p.m. that
was important to him and, as such, he was required to inform Mr. James of that
commitment at the start of his shift that day. The grievor was not entitled to hold
back and wait to see if an actual conflict crystalized before informing Mr. James.
To do so denies Mr. James the advance notice he requires to plan and find a
replacement.
[34] The grievor further states he only left the courtroom when efforts to contact Mr.
James and Ms. Shulist failed and he only did so to discuss securing a
replacement. Had the grievor informed Mr. James that morning of the potential
need for him to be replaced at 1:00 p.m., there would have been no need for him
to leave the courtroom as he did. It was the grievor’s failure to follow the
established process that caused him to leave the courtroom.
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[35] The grievor suggests that he ought to have been replaced as a special matter is
not part of the regular docket and accommodation is made for staffing a special
matter. First, as stated above, the grievor was required to inform Mr. James that
morning of the fact that he had a commitment during his shift that he needed to
attend. Had the grievor done so, a replacement would have been secured and
he would have been replaced. Second, the grievor’s evidence that the clerks are
replaced for special matters was contradicted by that of Mr. James, Ms. Shulist
and Ms. Giancristiano all of whom testified that once a clerk is assigned to a
courtroom, they are to remain in that courtroom until released by the Judge. It
was not put to any of them that any different arrangements were made when a
special matter was scheduled for 1:00 p.m.
[36] Special matters are generally of short duration. Lunch is the time-of-day Mr.
James is the busiest trying to juggle the assignment of clerks to cover the courts
operating in the afternoon. It is not probable, given their short duration, and Mr.
James’ busy workload at the time they would arise, that the staff would routinely
be replaced in the event of a special matter. I find the evidence of Mr. James,
that once a clerk is assigned to a court room, the clerk is at the whim of the
Judge, and he has no further involvement, to be more probable. I find it is not
the practice to replace the staff in a courtroom where a special matter is to be
spoken to at 1:00 p.m.
[37] The grievor further blames Mr. James for the events of November 9, 2018,
arguing that Mr. James did not try to replace him. Mr. James testified that he had
no one to replace the grievor and I find that testimony to be credible. Further, the
grievor failed to follow the proper process and instead contacted Mr. James at a
very busy time of day, with no advance notice, and demanded to be immediately
replaced. The grievor created the situation by not following the established
process and the fact that Mr. James did not accommodate his request does not
absolve the grievor of his responsibility.
[38] The Union further argues that the grievor was seeking to be replaced, not only
because he had a personal matter to attend to, but because, according to the
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following email from Ms. Shulist (the “August Email”), he was required to take his
lunch break or let Ms. Shulist know in advance:
Taking lunch is not optional. All staff are required to take a lunch break.
If there is an occasion where you have to work through your lunch or
cannot take a lunch, you must let me (or my designate) know prior to
this happening. The only time you do not have to let me know before
hand is if there is a scheduled meeting or training session.
[39] The grievor testified that, because of the email, the situation was akin to an
“emergency.” He felt forced to make a decision, “could be damned if you do
damned if you don’t, it was an unfair situation to be in.” The grievor stated more
than once “I was following the directive.” The Union argues that, when the
grievor was trying to get in touch with Mr. James and/or Ms. Shulist, he was not
only trying to get replaced, he was also trying to get “authorization to work
overtime.”
[40] Ms. Shulist and Ms. Giancristiano testified that the email was intended to address
times when court was not in session as staff are required to work while court is in
session. The intent of the email was to impress upon court clerks that, when
court breaks for lunch, they are to take their lunch break as opposed to working
through doing administrative work. The email was not intended to speak to when
court goes through lunch.
[41] I find the grievor’s testimony that he was trying to get replaced because of the
direction contained in the August Email and was trying to contact Mr. James
and/or Ms. Shulist because he needed prior authorization to work past 1:00 p.m.
to lack credibility.
[42] On November 9, 2018, the date of the incident, the reason the grievor gave for
needing to be replaced when he spoke to both Mr. James and to Ms. Shulist was
that he had an appointment or a personal matter. The grievor testified that,
during his meeting with Ms. Shulist on November 9, 2018, he repeatedly told her
that he needed to be replaced because of an appointment. At no time on
November 9, 2018, did the grievor say he could not work through his lunch due
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to the direction in the August Email or that he was seeking approval to work
overtime.
[43] During the allegation meeting held on November 29, 2018, the grievor said he
needed to be replaced as he had a personal engagement at lunch. In an email
sent by the grievor to Ms. Giancristiano on December 6, 2018, he said he spoke
to Mr. James on November 9, 2018 and let him know that he needed to replace
me: “I had to be somewhere during lunch.…” The December 6, 2018, email
refers to the Employer “attempting to violate my rights as an employee to a lunch
break” but no reference was made to Ms. Shulist’s email, overtime, or the need
to get approval to work through lunch.
[44] The first time the grievor referred to the direction contained in Ms. Shulist’s email
as the reason for his need to be replaced was after the Union received the
Employer’s document production which included a copy of the August email.
[45] Thus, I find it improbable that the grievor was seeking to be replaced because of
the contents of the August email or a belief that he was not permitted to work
through lunch without prior authorization.
[46] The grievor also testified he left court and was demanding to be replaced
because the Employment Standards Act entitled him to a 30-minute break after
five hours of work. The grievor testified that the fact that he had a commitment
was secondary to the fact that he had an entitlement under the ESA to a lunch
break. When asked about his state of mind when he was still in court at 1:16 and
he knew he had to be back in court at 1:45, 29 minutes later, the grievor testified
“he was pressed right to the line as far as the ESA was concerned and it was
going beyond 30 minutes.”
[47] This grievor’s evidence that he was seeking to be replaced at 1:00 p.m. based on
a statutory provision that said he was entitled to a 30-minute break after five
hours of work was perplexing given the grievor started work at 9:45 a.m. that day
and testified he was able to take some portion of the 35-minute court recess
taken earlier that morning as a break. Regardless, however, as pointed out by
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the Employer in closing submissions, his assertion that he had to leave court
because of his right to a break under the terms of the Employment Standards
Act, is patently untruthful. The Employment Standards Act was never raised by
the grievor as a reason he left court until after the Union had received the
Employer’s document production which included the allegation meeting notes in
which Ms. Giancristiano is noted to have made passing reference to an
entitlement to a 30-minute break after five hours of work. More importantly,
however, the fact is that, at the time of the incident, the provision of the
Employment Standards Act the grievor relies upon to explain why he was
demanding to be replaced did not apply to the Crown as Employer (see: O. Reg.
285/01, s. 20; under Employment Standards Act, 2000, S.O. 2000, c. 41). Thus,
it is not possible that, on November 9, 2018, when the grievor was seeking to be
replaced, he was doing so based on a statutory right to a 30-minute break after 5
hours of work.
[48] I find the grievor left the courtroom on November 9, 2018, without authorization
or reasonable explanation.
[49] I turn then to the allegation that the grievor engaged with Mr. James and Ms.
Shulist in a manner that was contrary to the Respectful Workplace Policy. The
Respectful Workplace Policy provides, in part, as follows:
Policy Statement
4.1. The Ontario Public Service (OPS) is committed to fostering and
sustaining a respectful workplace. A respectful workplace is one that
values diversity and inclusion, dignity, courteous conduct, fairness,
positive communication and professional working relationships. A
respectful workplace is inclusive, diverse, equitable, accessible and free
from workplace harassment and discrimination.
4.2. The policy of the OPS is to take every reasonable step to:
• cultivate and sustain a respectful, positive, inclusive and
supportive work culture
• promote awareness of rights and responsibilities
• prevent, identify and eliminate workplace harassment and
discrimination in a timely manner
-17 -
• improve and/or restore work environments and work relationships
affected by incidents or allegations of workplace harassment or
discrimination.
5. Purpose
5.1. The purpose of this policy is to:
• promote respectful and inclusive behaviours in support of the
health, safety, human rights and dignity of individuals in OPS
workplaces
• establish principles for maintaining positive and productive
workplaces and mandatory requirements for the prevention of
workplace harassment and discrimination.
….
6.3. This policy upholds the Ontario Human Rights Code (the Code),
and complies with the Occupational Health and Safety Act (OHSA), and
relevant legislation (including the Accessibility for Ontarians with
Disabilities Act, 2005 (AODA) and the Criminal Code of Canada),
directives, policies and collective agreements.
…
Workplace Harassment
6.9. For the purposes of this policy, workplace harassment is defined
consistent with the OHSA and the Code as engaging in a course of
vexatious comment or conduct against an employee or other worker in
the workplace that is known or ought reasonably to be known to be
unwelcome or, workplace sexual harassment (defined below) (OHSA,
s.1(1)).
…
7. Principles
7.1. Employees are responsible for respecting the dignity and rights of
other employees, other workers and the public they serve. Managers,
employees and other workers are responsible for demonstrating
standards of respectful and professional behaviour consistent with the
principles outlined in this policy, OPS Code of Ethics and organizational
values.
7.2. Supporting a respectful workplace including the prevention of
workplace harassment and discrimination is an integral part of all
workplace activities, and is a shared responsibility requiring cooperation
-18 -
between the employer, employees and, where applicable, bargaining
agents.
7.3. Managers, with the assistance of human resource advisors, take
timely action to resolve situations contrary to respectful workplaces such
as behaviours negatively impacting the workplace (e.g., conflict, poor
communication), even where such behaviours are not workplace
harassment or discrimination.
7.4. All allegations of workplace harassment or discrimination are
treated seriously and handled on a timely and confidential basis in
accordance with this policy, the applicable program and applicable law
with an aim to preserve the dignity, self-respect and rights of all parties.
8.1. Engaging in workplace harassment or discrimination is a violation of
this policy.
…
Consequences for Policy Violations
8.2. Employees, including managers, found to have violated this policy
will be held accountable and may be subject to discipline up to and
including dismissal in accordance with the principles of progressive
discipline.
[50] As indicated above, the grievor received confirmation, shortly before 1:00 pm.,
that a special matter was to be spoken to in the courtroom at 1:00 p.m. He called
Mr. James and asked to be replaced. Mr. James told him that he had no one to
replace him.
[51] The grievor testified that, even before his telephone call with Mr. James, he felt
he “was in a bit of a crisis” and “he was running out of time.” The grievor called
Court Services in Room 156 and spoke to a friend of his who worked there as a
member of the administrative staff. He was told by this friend that a court clerk
was working in Room 156. The grievor assumed this person was “surplus” and
could be assigned by Mr. James to replace him. The evidence adduced by the
Employer is that this individual was not surplus but was assigned to work in
Room 156 for the entire day. Mr. James testified he had no one to replace the
grievor and I find this evidence to be credible.
-19 -
[52] The grievor then tried to call Mr. James back many times but did not get through.
Mr. James explained in his testimony that this is a very busy time of day for him,
and he would have been busy juggling clerks to cover the afternoon schedule.
The grievor also tried to contact Ms. Shulist several times but she did not answer.
Ms. Shulist testified that she was in meetings at this time.
[53] At 1:01 the grievor sent an email to Mr. James and Ms. Shulist that reads:
At approximately 12:40pm, Juan James entered K – court and handed
me Project Lincoln and left. A few minutes later Stephanie (T/C – office)
called to confirm that Project LINCOLN looks like it’ll be a 1pm start
before Judge FAVRET, she (Stephanie) knows nothing of this.
According to her, Juan JAMES has already confirmed that I (Andre
BENJAMIN) will be okay to stay through lunch for this matter.
Unfortunately, THIS IS NOT TRUE!!! Juan James has not talked to me
about this. I have made prior arrangements.
Please, in the future extend me the courtesy of:
1) letting me know before hand and 2) telling the truth.
Sincerely,
Andre BENJAMIN
[54] At 1:06 the grievor called Ms. Shulist and left the following voicemail:
Amy it's Andre Benjamin calling it's 6 minutes after 1:00. My court is just
about to close for lunch and someone has brought in a project in here
um and there and there is no discussion of me staying through. I've got
plans during the lunch hour and umm I'd like for you to replace me with
someone else for that lunch hour umm as we have a right umm speak to
Juan about it 'cause he hung up the phone on me just now. Thank you,
bye. K court I’m in.
[55] At 1:16 the grievor is still in the courtroom. He sent a text message to Ms.
Shulist that reads:
Amy I do not appreciate being bullied into a situation. Please speak with
Juan James to have me covered during my lunch time. Thanks.
[56] As set out above, before he left the courtroom, the grievor was asked by Judge
Favret to hand her the Informations so that she could note the numerous counsel
-20 -
who would be in attendance. After the grievor left the courtroom, and the
proceedings concerning the special matter commenced, Judge Favret is heard to
say on the tape: “we do not have a clerk so that is my responsibility, I guess, right
now.”
[57] The grievor proceeded to Mr. James’ office. The grievor told Mr. James he
needed to be replaced and said he had somewhere to be. According to the
grievor, he was speaking quickly as he needed to impress on Mr. James the
importance of his being replaced. Mr. James testified the grievor was “upset,”
“visibly unhappy, “unhappy with passion,” and “speaking loudly.” Mr. James
testified that, while the grievor was speaking loudly, he has no recollection of him
yelling or calling him a snake. Both Mr. James and the grievor testified that Mr.
James informed the grievor that he did not have anyone to replace him.
Referring to the clerks in Room 125 on their lunch, the grievor told Mr. James to
get one of the clerks who were outside. Mr. James responded: “how do you
know they are not assigned to a court” and directed the grievor to talk to Ms.
Shulist about it.
[58] Mr. James then stood up, walked out of his office and down the hallway to Ms.
Shulist’s office. He tapped on Ms. Shulist’s door and then put his head in.
Words were said that the grievor did not hear, the door then opened and a
woman left. Mr. James gestured to the grievor who walked into the office. As
the grievor entered the office, Ms. Shulist stood up and moved towards him. At
this point Mr. James left the office.
[59] Ms. Giancristiano held a fact-finding meeting with Mr. James on January 10,
2019. According to contemporaneous notes taken by Ms. Giancristiano at this
meeting, Mr. James stated:
J.J.: A.B. came into my office, leaned over my desk and said to me that I
am a snake because I am not giving the courtesy to replace him. I
brought the file into A.B.’s court at 12:20 PM. A.B. called around 1:05
PM asking if I had somebody to replace A.B. and I said to A.B. why I
would do that? I did not know about A.B.’s appointment because A.B.
did not tell me. I only found about the appointment when A.B. came to
-21 -
my office and confronted me. I might have said to A.B. that if you have
a problem speak to Amy.
R.G.: Why did A.B. call you a snake?
J.J.: A.B. was yelling and this is the second time A.B. called me a snake.
I was sitting at my desk when A.B. came around, I am not saying that
A.B. was going to do something to me and that is when I stood up and
walked into Amy’s office. A.B. followed me and I turned around and left.
[60] It was because of this fact-finding meeting with Mr. James that Ms. Giancristiano
concluded that the grievor yelled at Mr. James. Mr. James was asked about the
notes taken by Ms. Giancristiano and testified that he has no recollection of
having said the grievor yelled at him or called him a snake. Mr. James testified
that the language recorded in the notes is not language he would use.
[61] The Employer submits that the Board should prefer the evidence of Ms.
Giancristiano, and the contents of her contemporaneous notes, to that of Mr.
James. The Employer argues that Mr. James was a reluctant witness, having
recently retired from Court Services. He had to be subpoenaed as a witness and
did not advise the Employer in advance as to whether he was going to attend.
The Employer submits Mr. James oral testimony, to the extent it is inconsistent
with Ms. Giancristiano’s notes, is not reliable.
[62] While Mr. James’ memory may have faded, and he may have been a reluctant
witness, he was firm in his evidence that the grievor did not yell at him. The
notes, when put to him, did not alter his testimony. In fact, he distanced himself
from the notes by saying they contained words he would not have said. I accept
Mr. James’ oral evidence and find the grievor to have been upset, passionate
and speaking loudly during their meeting, and that the grievor did not yell at him.
[63] After walking the grievor to Ms. Shulist’s office, Mr. James left, and the door
closed automatically; the door requires a door stop to be engaged for it to stay
open.
[64] The grievor testified he was shocked when Mr. James left. He said: “hey bring
him in here, let’s deal with it.” And “I need to leave, he’s refusing to replace me.”
-22 -
The grievor testified that he was anxious as he was trying to get someone to
relieve him so he could attend to his personal matter and now he is closed into
an office. According to the grievor, Ms. Shulist blocked him into the office. The
grievor described himself as “hyper.” The grievor testified that Ms. Shulist was
standing between him and the door. He testified: “when you are in a hurry, and
someone pins you down, it creates a certain rush and angst.”
[65] According to the grievor, Ms. Shulist did not convey the same sense of urgency
as he was feeling. Her energy was slower, and she was waiting for him to finish
speaking. The grievor testified Ms. Shulist was “acting like” she was not aware of
his need, and requests, to be replaced. The grievor testified his energy, was
“urgent and quick” while her energy was “slow and methodical.” The grievor
testified that Ms. Shulist asked him to “keep your voice down.” The grievor saw
Ms. Shulist’s calm and quiet as unresponsive to his sense of urgency. The
grievor testified that he could sense that Ms. Shulist was thinking and had
something she wanted to say but he kept “speaking quickly” and “complaining.”
Again, according to the grievor, Ms. Shulist asked him to “stop shouting at me.”
The grievor testified he was trying to control his energy. The grievor told Ms.
Shulist she was making it an issue between the two of them when his problem
was with Mr. James. Again, the grievor described himself as “in rapid fire.” He
stated he thought his rapid fire was distracting Ms. Shulist from concentrating on
what she wanted to say and she was “unable to get her words out.” The grievor
testified Ms. Shulist wanted to say something but because he was speaking so
quick she could not say it.
[66] At one point the grievor took “several emphatic steps backwards” and said to her,
“maybe this is less intimidating?” Ms. Shulist responded, “I am not afraid of you.”
The grievor testified that Ms. Shulist might have said that she is not afraid of him
because she may have taken his words to be taunting. The grievor denied that
he was yelling but said: “I was speaking quickly, I was a little bit hyper. Rapid
fire.” According to the grievor, after Ms. Shulist said she was not afraid of him,
he continued saying he had to be somewhere repeating himself three or four
times. At this point, Ms. Shulist, pointing at the door, said “okay leave.” Ms.
-23 -
Shulist then went to her desk and the grievor moved to the door where he turned
and said: “replace me please.”
[67] The grievor testified that he never blocked Ms. Shulist’s access to the door,
except for when he himself was leaving the office, although he felt Ms. Shulist
blocked his access to the door. The grievor testified he never yelled or flailed his
arms. The grievor stated that he was stressed entering Ms. Shulist’s office, and it
might have been bewildering for Ms. Shulist but not threatening.
[68] Ms. Shulist testified she had no prior knowledge of the grievor’s request to be
replaced or his interactions with Mr. James until the grievor was standing in her
office. According to Ms. Shulist, the grievor did not explain but rather was yelling
and acting very aggressively. She testified that the grievor was blocking her
within the U shape of her desk, and she could not exit the office. Ms. Shulist
testified the grievor got very close to her at one point and put his face very close
to hers. Ms. Shulist described the grievor as flailing his arms and pacing and
yelling. Ms. Shulist’s testimony is otherwise consistent with the grievor’s version
of what was said by herself and the grievor.
[69] The grievor argues that, when Ms. Shulist pointed at the door and told him to
leave, she was giving him permission to leave for his lunch. I find this
improbable. According to the grievor’s own account of his meeting with Ms.
Shulist, he was talking to her “rapid fire,” complaining, and repeated multiple
times that he had to be somewhere. He was urgent and quick. The grievor
acknowledges that on more than one occasion Ms. Shulist asked him to stop
shouting at her. He testified, she may have taken his words as taunting, and he
took several steps backwards and then asked her, “is this less intimidating?” In
that context, when Ms. Shulist pointed at the door and told the grievor to leave, it
is improbable that she was giving him permission to take lunch; it is far more
probable that she was directing him to remove himself from her office.
[70] When the grievor left Ms. Shulist’s office, he walked past Mr. James’ door. Mr.
James went down to Ms. Shulist’s office and found Ms. Shulist sitting down and
-24 -
visibly shaking. According to Mr. James, it looked like she had been crying. Ms.
Shulist told him she did not want to talk about it. Mr. James went to lunch.
[71] Ms. Shulist called Ms. Giancristiano who attended at her office. Ms.
Giancristiano described Ms. Shulist as very upset and shaken. Ms. Giancristiano
testified that Ms. Shulist had been crying. Ms. Giancristiano asked her if she
wanted to go home, and Ms. Shulist said she just needed time to get her
emotions in check.
[72] There are inconsistencies in the testimony given by the grievor and Ms. Shulist
as to what happened in Ms. Shulist’s office. I do not find it necessary decide
which version is accurate. First, as set out above, the Employer did not impose
discipline on the grievor on the basis that he blocked the door, flailed his arms or
threatened Ms. Shulist. If such occurred, the Employer does not rely upon it in
support of the imposition of the seven-day suspension. Second, the grievor’s
own evidence is sufficient to establish his conduct towards Ms. Shulist
contravened the Respectful Workplace Policy.
[73] According to the grievor and Mr. James, the grievor was upset and speaking
loudly before arriving at Ms. Shulist’s office. When, upon arriving at Ms. Shulist’s
office, Mr. James didn’t stay, the grievor became even more upset as he wanted
Ms. Shulist to direct Mr. James to replace him. When the door to the office
closed, the grievor’s upset was further increased because he felt pinned in, and
he needed to attend to his personal matter. Thus, it is evident that during his
interaction with Ms. Shulist the grievor was very upset.
[74] The grievor’s own description of what transpired in Ms. Shulist’s office
establishes he: was speaking loudly and quickly, complaining, repeating himself
and demanding to be replaced; not giving Ms. Shulist a chance to speak; not
stopping his rapid fire talking when he recognized his own demeanour was
upsetting her and preventing her from being able to talk; stepping back from her
at one point and saying “maybe this is less intimidating;” and was asked by Ms.
Shulist at least twice to stop shouting at her before she eventually demanded he
-25 -
leave her office. The grievor’s evidence paints a picture of his overwhelming Ms.
Shulist with his words, tone, volume, and placement in proximity to her with the
effect that she is unable to talk. Following her interaction with the grievor, Ms.
Shulist is visibly upset and on the verge of tears. The grievor’s own account of
the encounter, and Ms. Shulist’s demeanour following the encounter, establishes
that the grievor behaved towards her in a manner that was not respectful,
courteous, or professional.
[75] I find the grievor’s conduct towards Ms. Shulist was inconsistent with the
Respectful Workplace Policy.
[76] In summary, I find the grievor left the courtroom on November 8, 2018 without
authorization and, prior to doing so, told the Judge that Mr. James was replacing
him which the grievor knew to be untrue. I further find the grievor engaged in
conduct during his meeting with Ms. Shulist that contravened the Respectful
Workplace Policy.
Appropriateness of the Disciplinary Penalty
[77] The next issue to be determined is whether a seven-day suspension is
appropriate in the circumstances.
[78] The Employer argues leaving the courtroom without permission is contrary to the
grievor’s duties and responsibilities as a court clerk and registrar. The Employer
points to section 76 of the Courts of Justice Act as well as the relevant sections
from the Courtroom Procedures Manual. The Employer submits the grievor left
the courtroom despite being told by Mr. James that there was no one to replace
him and without hearing anything different from Ms. Shulist. He also misled the
Judge that Mr. James was going to replace him when he knew or ought to have
known that was untrue. The Judge was left to perform the clerk function herself
until the grievor returned to the courtroom.
[79] The Employer argues the grievor’s conduct was insubordinate and relies on
Mitchnick and Etherington, Labour Arbitration in Canada (Toronto, 2006) at page
-26 -
207; Brown and Beatty, 7.41 – Refusal to Obey Orders; and CUPE, Local 4682
(Nodding) v. South Shore Regional School Board, 2014 CanLII 13574
(Richardson).
[80] The Employer submits that leaving work without permission is cause for
discipline as indicated in Acadian Barrel Finishing Co. v. USWA (Turab), 162
L.A.C. (4th) 219 (Nairn) at paragraph 44:
Fundamental to the employment relationship is that one attend work
when scheduled to work. Similarly, one does not have the prerogative
to simply leave work during scheduled hours. Leaving work without
permission is cause for discipline. Leaving work with the knowledge that
permission to leave has not been granted is insubordinate.
[81] The Employer also relies on: Central East Local Health Integration Network v.
Ontario Nurses’ Association (N.S. Grievance) (2019), 312 L.A.C. (4th) 329
(Stout); Toronto District School Board v. Canadian Union of Public Employees
(Cupid Grievance) (2020), 323 L. A. C. (4th) 105 (Kaplan); Service Employees
International Union Local 1.ON (Hettrick Grievance) v. Sun Parlour Emergency
Services (2009), 180 L.A.C. (4th) 433 (Jesin); Brown and Beatty, Canadian
Labour Arbitration, 5th ed., at 7:21.
[82] Concerning the violations of the Respectful Workplace Policy, the Employer
relies on Canadian Labour Arbitration, 5th Edition at 7:32, Brown and Beatty:
Physically and or verbally abusing, and acting aggressively towards
others, is as deviant and unacceptable behavior in the workplace as it is
in society at large. Assaults, bullying, harassment, racially insulting
remarks and threats made in the course of a person's employment, are
universally regarded as being fundamentally at odds with an employer's
interest in creating a positive and productive working environment, and
with the health, safety, and general well-being of its employees. The
law is clear that employers have a duty to take whatever action is
necessary to protect the welfare of its workforce and can be held
accountable if they do not.
[83] The Employer further relies on Ontario Public Service Employees Union
(Freisinger) and Ontario (Liquor Control Board of Ontario), 2001 CanLII 48178
(ON GSB) (Hewat); OPSEU (Alaimo) v. Ontario (Ministry of the Solicitor
-27 -
General), 2019 CanLII 118225 (ON GSB) (Misra); OPSEU (Hamilton) and
Ontario (Ministry of Community Safety and Correctional Services), 2019 CanLII
35301 (ON GSB) (Misra); and Trent University Faculty Association
(Bialuschewski) and Trent University, 2021 CanLII 77474 (ON LA) (Kanee).
[84] The Employer submits that while the grievor has been employed as a flexible
part-time court clerk and registrar since November 2010 and has no prior
discipline on his record, these generally recognized mitigating factors, are not
sufficient to offset the severity of his misconduct. The Employer argues that,
since November 9, 2018, and continuing throughout the hearing, the grievor
failed to take responsibility or accountability for his actions and has not
expressed remorse or even acknowledged that his behaviour contributed to the
situation. This factor was found as a reason not to interfere with a disciplinary
penalty in Trent University, supra, and OPSEU (Basta) Ontario (Ministry of
Government and Consumer Services), 2015 CanLII 32591 (ON GSB)
(Williamson). Rather, the Employer submits, the grievor maintained the event
was the fault of others. The Employer further argues the grievor’s testimony was,
in parts, disingenuous and defied credibility.
[85] The Employer argues the penalty imposed is appropriate and, in the alternative,
argues, given the discipline imposed is in the range of reasonableness, the
Board ought not to substitute another penalty. In support, the Employer relies
on: Unimin Canada Ltd. V. United Steelworkers, Local 5383 (Dave France and
Dean Lachapelle), 2017 CanLII 31794 (ON LA) (Slotnick); Trent University,
supra; and Basta, supra.
[86] The Union argues that the facts are not sufficient to establish that the grievor had
any intent to defy the Employer’s authority or refuse to obey a direction of the
Employer, as is required to substantiate an allegation of insubordination.
[87] In the alternative, the Union argues the discipline imposed is excessive and
ought to be reduced. The Union relies on OPSEU v. Ontario (Ministry of the
Solicitor General) (Rorke), 2020 CarsellOnt 13673 (Misra) in which the discipline
-28 -
imposed on a correctional officer for having left his post for hours and not
returning after having been repeatedly ordered to do so, was reduced by the
arbitrator from a one-day suspension to a written reprimand. The Union further
relies on Hendrickson Spring Stratford Operations v. U.S.W.A., Local 877
(Satchell), 2006 CarswellOnt 789 (Hinnegan) in which a two-day suspension was
found to be appropriate where the grievor was found to have been insubordinate
when she refused to comply with a direction that she meet with her manager at
the Daily Schedule Control Board. The Union further points to Central East Local
Health Integration Network v. ONA, (N. A. Grievance), (2019) 312 L.A.C. (4th)
329 (Stout) in which a three-day suspension for arriving late and leaving early on
numerous occasions was upheld by the arbitrator although described as a “little
harsh.” The Union argues the instant matter, in comparison, should attract less
discipline as it involves only one incident of leaving the court, the grievor did not
leave the workplace and the grievor has a clean disciplinary record. The Union
also relies on Toronto District School Board v. Canadian Union of Public
Employees, (Cupid Grievance), [2020] O.L. A.A. No. 317 (Kaplan) in which a
letter of reprimand was upheld for a teacher who left work to attend a protest.
The Union argues the difference in quantum of penalty as between TDSB and
the instant matter is notable.
[88] In respect of the grievor’s conduct during the meeting with Ms. Shulist, the Union
argues it does not warrant any discipline. In the alternative, the Union argues the
discipline imposed is too harsh. The Union submits there have been numerous
decisions by the GSB in which a one-day suspension was found to be the
appropriate penalty for a heated interaction with a manager. By way of example,
the Union cites OPSEU v. Ontario (Ministry of Community Safety and
Correctional Services) (Lamb), 2017 CarswellOnt 18547 (Briggs), OPSEU
(Alaimo) v. Ontario (MCSCS), 2019 CanLII 118225 and OPSEU (Hamilton) v.
Ontario (Ministry of Community Safety and Correctional Services), 2019 CanLII
35301 (ON GSB).
[89] The Union submits there are numerous mitigating factors weighing in the
grievor’s favour. The grievor is a long-service employee, having been employed
-29 -
by the Ministry of the Attorney General for approximately 17 years. He has a
clean disciplinary record, having never been subject to discipline.
[90] The Union further submits that the evidence establishes that was an isolated
incident. There is no evidence of prior instances of behaviour by the grievor like
the allegations in this case. To the contrary, the Union submits, Mr. James
testified that the grievor was always professional, that he is respected by Jurists
and his peers. Ms. Giancristiano testified that Mr. Benjamin was “always very
professional and very courteous.” In support the Union relies on British Columbia
v. B.C.G.E.U. (Correctional Services Component), 1987 CarswellBC 1984
(Hope) at paragraph 71.
[91] The Union argues there is no evidence before the Board that would suggest that
the grievor’s conduct on November 9, 2018 was pre-meditated. Rather, the
evidence supports the finding that it was a momentary and emotional aberration
that was prompted by the difficult position in which the grievor found himself that
day. The Union submits, these mitigating factors weigh heavily in favour of
reducing the penalty imposed on the grievor.
[92] There is a dispute between the parties as to whether the grievor was
insubordinate when he left the courtroom on November 9, 2018. I have found
the grievor knew that he was not to leave the court without the permission of the
Judge. The grievor knew the court does not keep regular hours and he could not
count at having lunch at 1:00 p.m. The grievor knew, if he needed to be away
from the court at a specific time, he was to inform Mr. James as early as possible
so a replacement could be found. The grievor knew he had a personal matter at
1:00 p.m.; he chose not to inform Mr. James that morning and he left court
without the permission of the Judge. I find the grievor wilfully failed to abide by
the Employer’s policies and his conduct amounts to insubordination.
[93] In addition to being insubordinate, the grievor was untruthful when he told the
Judge Mr. James was going to replace him and violated the Respectful
Workplace Policy during his encounter with Ms. Shulist.
-30 -
[94] Each of the parties relies on cases involving an employee who was disciplined
for leaving work without authorization. Each case turns on its own facts and
none of the cases are identical to the instant matter. What a review of the cases
reveals is that the appropriate penalty for quite similar misconduct can vary
widely; the appropriate penalty is dependent on a multitude of factors other than
simply the nature of the misconduct itself.
[95] The discipline imposed on an employee who leaves their post without
authorization ranges, in the cases relied upon by the parties, from a written
reprimand to a very lengthy suspension. The decisions in which lengthy
suspensions are found to be appropriate concern positions there the employee’s
absence could have resulted in detrimental consequences. By way of example,
in Sun Parlour Emergency Services, supra, a primary care paramedic who
provided basic life support was reinstated 19 months after discharge with no
compensation for leaving work to have dinner with her husband. In contrast, the
decisions in which a written reprimand or a one-day suspension are found to be
appropriate contain no reference to any detrimental consequences that could
have potentially arisen because of the employee’s absence. Again, by way of
example, the decision of Rorke, in which the grievor was given a written
reprimand for leaving his post in a correctional institution, contains no discussion
of the potential impact of the grievor’s absence.
[96] The evidence in this matter establishes that the court clerk performs two critical
functions. In the event of an emergency, the court clerk is to press the panic
button and use the phone on their desk to call 911. In addition, the court clerk is
to secure the Information and the court documents to ensure their integrity. If an
emergency had occurred while the grievor was absent from the courtroom, there
could have been serious detrimental consequences. Further, unlike any of the
cases relied upon, the presence of a court clerk in a courtroom is a matter of
statute. Section 76 of the Courts of Justice Act provides that court clerks are to
act at the direction of the chief justice of the court and court personnel assigned
to a courtroom shall act at the direction of the presiding Judge. The grievor’s
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duty to remain in the courtroom unless excused by the Judge is grounded in
statute and serves important safety and security considerations.
[97] This matter involves a further element of misconduct that does not present in any
of the decisions relied upon by the parties. As argued by the Employer, the
grievor in this instance knew he required the authorization of the Judge to leave
the courtroom and, when she asked if he was staying, he said no and then went
on to tell her that Mr. James would replace him when he knew that
representation to be false. The grievor, in an effort to get the authorization he
knew he needed to leave the courtroom, was dishonest to the Judge.
[98] The grievor’s violations of the Respectful Workplace Policy, while not advanced
by the Employer as amounting to harassment, very much call into question the
Employer’s legal obligations under the Occupational Health and Safety Act. The
Employer has an obligation to take steps to protect all employees, including Ms.
Shulist, from being harassed, and has taken steps to do so by way of the
Respectful Workplace Policy. Should the Employer fail to protect employees, it
could face complaints against it and be exposed to declarations of wrongdoing
and/or monetary penalties.
[99] The Respectful Workplace Policy is aimed at fostering a respectful workplace. A
respectful workplace, amongst other things, values courteous conduct, positive
communication, and professional working relationships. The Policy states that
employees are responsible for respecting the dignity and rights of other
employees and are responsible for demonstrating standards of respectful and
professional behaviour. The Policy requires managers to take action to deal with
behaviours negatively impacting the workplace even where the behaviour does
not constitute workplace harassment. Employees found to have violated the
Policy are to be held accountable and may be subject to discipline up to and
including dismissal.
[100] The Union relies on the grievor’s clean record and lengthy employment history,
the fact that this was an isolated incident, and his reputation as a calm, quiet
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individual, as mitigating factors. The Employer does not dispute that these
mitigating factors are present but argues there are numerous aggravating factors,
including the fact that the grievor never accepted responsibility for his conduct,
sought throughout the proceedings to place blame on others, and was untruthful
in several respects. The Employer further argues the penalty imposed is within
the range of reasonableness.
[101] Trent University, supra, is a case in which the arbitrator found the University had
established just cause based on only one of the two allegations advanced.
Arbitrator Kanee rejected the Union’s submission that, as a result, the penalty
imposed must be reduced. After quoting from Unimin Canada Ltd., supra,
wherein Arbitrator Slotnick noted the jurisprudence cautions against arbitrators
tinkering with disciplinary penalties that are within the range of reasonableness,
Arbitrator Kanee described his task as “to consider whether a one-week
suspension is within the reasonable range of responses.
[102] In the course of carrying out that task, Arbitrator Kanee referred to Toronto
Rehabilitation Institute v. Canadian Union of Public Employees, Local 156
(Monah Grievance) [2010] OLAA No. 144 in which the arbitration board chaired
by Arbitrator Knopf upheld a five-day suspension given to a registered nurse with
no prior record for a single act of insubordination. In reaching her conclusion,
Arbitrator Knopf found the penalty not to be outside the realm of reasonableness:
26 While a five-day suspension for a first offence of insubordination is a
significant penalty, it is not outside of the realm of reasonableness given
all the circumstances of this case. Balanced against that is the fact that
the Grievor has provided us with no rationale or labour relations reasons
to interfere with the result. To the contrary, her unreliable testimony, her
refusal to take any personal responsibility and her continued reluctance
to acknowledge the seriousness of insubordination leave us with no
reason to interfere with the suspension that was issued.
[103] Arbitrator Kanee similarly recognized that a one-week suspension was a
significant penalty and also found it to be within the range of reasonableness for
the one act of misconduct he found to have been substantiated. Arbitrator Kanee
stated that, had the grievor shown remorse, accepted responsibility, and was
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unlikely to act in defiance of the employer’s direction in the future, the penalty
would have been reduced. However, the grievor’s response and testimony
during the hearing did not satisfy Arbitrator Kanee in respect of those factors and
thus he found no reason to interfere with the suspension issued.
[104] In this workplace, and considering the potential consequences of the grievor’s
actions, I find the seven-day suspension to be within the range of
reasonableness. Given the grievor’s lengthy and discipline free employment
record, combined with the fact that this was an isolated incident not in keeping
with his usual demeanour, I would have reduced the penalty. However, I am
quite troubled by the attitude adopted by the grievor in this matter. The grievor
never once took any responsibility for his role in what transpired. Never did the
grievor acknowledge he ought to have told Mr. James of his need to be out of the
courtroom at 1:00 p.m. that morning so that Mr. James would have had time to
organize a replacement if the need arose. Rather, the grievor recited several
excuses, most of which were not exculpatory, and some of which were untruthful,
in an attempt to shift blame onto Mr. James. Further, in his interaction with Ms.
Shulist, even when his own words were put to him as to what transpired, the
grievor would not acknowledge that his conduct was not respectful or
professional. Rather, the grievor sought blame Ms. Shulist, citing her calm and
methodical energy, and her requests that he lower his voice, as being
unresponsive to his demand that he be replaced. Seeing no acknowledgement
from the grievor as to his role in the events that transpired, his dishonesty on a
number of points, and attempts to shift blame, I see no reason to interfere with
the quantum of discipline imposed.
[105] Accordingly, the grievance is dismissed.
Dated at Toronto, Ontario this 10th day of November 2023.
“Diane Gee”
Diane Gee, Arbitrator