HomeMy WebLinkAbout2021-0653.Miller-Foster.Decision 23-12-18
Crown Employees
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Toronto, Ontario M5G 1Z8
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Commission de
règlement des griefs
des employés de la
Couronne
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Tél. : (416) 326-1388
GSB # 2021-0653
UNION# 2021-0108-0015
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN
Ontario Public Service Employees Union
(Miller-Foster) Union
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The Crown in Right of Ontario
(Ministry of the Solicitor General) Employer
BEFORE Tatiana Wacyk Arbitrator
FOR THE UNION David Wright
Ryder Wright Holmes Bryden Nam LLP
Counsel
FOR THE EMPLOYER Peter Dailleboust
Treasury Board Secretariat
Legal Services Branch
Senior Counsel
HEARING March 29, November 2, November 28,
2023
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Decision
[1] This Grievance was selected as representative of a number of grievances
challenging discipline levied for the alleged failure to comply with the Employer’s
Directive related to the use of personal protective equipment (“PPE”) during the
Covid pandemic.
[2] The Grievance was filed pursuant to Article 22.16 of the Collective Agreement.
That Article requires the mediator/arbitrator to give a succinct decision within five
days after completing proceedings, unless the parties agree otherwise.
[3] In this instance, given the breadth of the issues raised, and the utility of having
somewhat more comprehensive reasons which might assist the parties in
resolving similar grievances, the parties agree my decision ought to be issued in
the normal course, rather than within five days of the completion of proceedings.
[4] On behalf of the Employer, I heard the evidence of Rebekah Lindensmith, who,
at the time at issue, was the Ministry Clinical Provincial Resource Nurse; Adam
Lewis, the Staff Sergeant for Staff Services and the Covid Lead for Elgin
Middlesex Detention Centre (“EMDC”) from March 15, 2021; and Brendan
Reeves. who was, at the time at issue, Deputy Superintendent, Security and
Compliance at EMDC.
[5] The Grievor testified on behalf of the Union.
The Employer relied on the following authorities: Occupational Health and Safety
Act, R.S.O. 1990, CHAPTER O.1, section 28; Ontario Public Service Employees
Union (Union) and The Crown in Right of Ontario (Ministry of the Solicitor
General) GSB No. 2019-2154 (Anderson –September 17, 2021); UFCW, Local
175 and Highbury Canco Corp. (Failure to Accommodate), 351 L.A.C. (4th)
International Union of Elevator Constructors, Local 50, Applicant v OTIS Canada
Inc., Responding Party, OLRB Case No: 0029-22-G 2023 CanLII 15002 (ON
LRB); Cargill Limited (Dunlop Road Plant) and United Food and Commercial
Workers Canada, Local 175 and 633 and Grievances of Dan Agar Suspension
and Discharge Mar.-21-2023.
[6] The Union relied on: Ontario Public Service Employees Union (Union) and The
Crown in Right of Ontario (Ministry of the Solicitor General) GSB No. 2021-2596
(Anderson – August 8, 2023) and excerpts 10.9.1 Factors Affecting Penalty and
10.9.3 Progressive Discipline from Volume 1 Evidence and Procedure; Mitchnick
and Etherington.
FACTUAL CONTEXT:
[7] The events at issue occurred in January to March 2021, in the midst of what was,
at the time, a fast-moving Covid pandemic. Pfizer-BioNTech COVID-19 vaccine,
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the first vaccine, had just been approved in December 2020 and was not yet
widely available.
[8] On January 7, 2021, the Employer sent out a Directive titled “Universal Use of
Eye Protection” to all institutional services staff (the “Directive”). There is no
dispute the Directive required staff to wear appropriate eye protection as soon as
they entered the institution, and that it was to be worn at all times. It stated in
part:
As an update to eye protection direction sent out from my office on
December 3, 2020, the universal use of eye protection for staff in all
institutions is being implemented effective today. The requirement is that
all staff wear a mask and appropriate eye protection (see below) such
as safety glasses, safety goggles, face shields or visors attached to masks
at all times while in the institution. [emphasis added]
… Currently, Public Health Units are identifying anyone who is not
wearing mask, eye protection and within proximity of a known COVID-19
positive individual as a high risk close contact. …
[9] The Grievor has been a Correctional Officer since Oct 10, 2017, and at the time
at issue was and remains employed at the EMDC.
[10] On four occasions subsequent to its issuance, the Grievor failed to wear
appropriate eye protection as required by the Directive.
[11] The first of those occasions was found to be justified, and no discipline
warranted.
[12] The subsequent three instances were found not to be warranted. Consequently,
the Grievor was suspended one day for each incident, resulting in a three-day
suspension without pay.
[13] This Grievance challenges that discipline.
[14] The details of the four occasions are set out below.
January 15, 2021
[15] On January 15, 2021, the Grievor had been assigned to the Male Specialized
Care Unit for the constant watch of an offender suspected of concealing
contraband narcotics.
[16] He indicated his safety eyewear fogged up as he was attempting to restrain the
inmate in order to prevent him from swallowing the contraband, and consequently
he removed his safety eyewear.
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[17] While he was asked to write an occurrence report regard the use of force aspect
of the incident, it was only sometime later that the incident was observed on
CCTV, and the Grievor was directed to fill out another occurrence report
regarding the absence of his safety eyewear during the incident.
[18] The Grievor’s Occurrence Report regarding this incident was dated January 30,
2021.
[19] While initially a concern, the Employer indicated this incident was not “levied”
against the Grievor when determining his discipline following the three incidents
referenced below, as the Employer was persuaded the removal of the safety
eyewear was justified in the circumstances.
[20] Although that incident was referenced in the discipline letter, and while the
language could perhaps have been clearer in that regard – I am not persuaded
any portion of the discipline resulted from the incident.
January 26, 2021
[21] On January 26, 2021, a sergeant observed the Grievor in the staff lounge,
consuming a drink, with his safety eyewear on top of his head, rather than
covering his eyes.
[22] The Grievor conceded this to be the case. In his Occurrence Report, also dated
January 26, 2021, he indicated he had forgotten to put his goggles back on.
[23] The Grievor subsequently indicated he had been drinking hot coffee and his
goggles were fogging so he moved them to the top of his head. He testified that
at the time, he still had his coffee in hand and that it was “a lot of work” to put
them back on and off. He also conceded, however, that he was to be wearing his
goggles on his face at the time.
March 8, 2021
[24] On March 17, 2021, the Grievor was directed to provide an occurrence report
after having been observed on CCTV during contact tracing, again wearing his
safety eyewear on top of his head rather than covering his eyes. The date at
issue was March 8, 2021, and at the time, the Griever was returning to the
Institution following an inmate escort, and was exiting the transportation van.
[25] The Grievor submitted his Occurrence Report, the same day, i.e. dated March
17, 2021, and did not deny failing to comply with the Directive. While he
suggested it might have been “because of the fog that happens on the lens of the
eyewear”, he also indicated he could not recall the reason for failing to wear his
goggles.
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[26] The Grievor also subsequently testified that at that time he did not understand he
was to wear goggles when in the van, but conceded this was because he had not
read the policy properly.
March 21, 2021
[27] Finally, the Grievor was again subsequently observed on CCTV during contact
tracing, without his goggles, neither on his head nor covering his eyes. The date
at issue was March 21, 2021.
[28] While the Grievor initially indicated he recalled his eyewear fogging up and
placing them on his head, he subsequently conceded he only vaguely recalled
the day, and that he may not have had his goggles at all. Rather, they might
have been in his locker.
[29] The Grievor indicated he had suggested he had removed them because they
fogged up, as that is what usually occurred when he came inside wearing them.
He kept wipes in his bag for that purpose.
[30] The Grievor testified that he keeps a supply of goggles in his locker, and in the
past, if he has none in his duty bag, and there are none at the front door, he just
gets a pair from his locker. He suggested this is what had occurred on this
instance.
[31] The Grievor conceded at the subsequent Allegation Meeting that he knew better
and would wear goggles at all times in the future.
[32] The Grievor was not asked for an OR regarding that incident.
ISSUES:
[33] The facts in this instance give rise to the following issues.
1. Legitimacy of using CCTV for contact tracing;
2. If the use of CCTV for contact tracing was legitimate, can incidental
observations be relied on for discipline purposes;
3. Was the Grievor’s conduct condoned;
4. Was the application of discipline inconsistent; and
5. Was the discipline imposed excessive in that it failed to reflect an
approach of progressive discipline.
[34] I will deal with each in turn.
LEGITIMACY OF USING CCTV FOR CONTACT TRACING:
Contact Tracing
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[35] Contact tracing within the Institutions was carried out pursuant to the guidance of
the Ministry of Health and was required for all positive Covid cases. At the time
at issue, that guidance was set out in the publication “Management of Cases and
Contacts of COVID-19 in Ontario” (version 11.0).
[36] Contact tracing required the identification of those individuals who were within 2
metres of an infected person, and who were not wearing the appropriate PPE, for
a cumulative 15 minutes over the course of 24 hours – over the preceding 48
hours.
[37] In addition, contract tracing would be conducted in instances where the contact
was wearing the appropriate PPE, but was still at high risk e.g., exposed to
sneezing or coughing by the infected individual.
[38] Contract tracing applied to both staff and inmates. As soon as the Employer
became aware of a positive case, contract tracing would be conducted for the
preceding 48 hours before the onset of symptoms, or 48 hours before a positive
test.
[39] Some, but not all institutions use closed-circuit television (“CCTV”) to conduct the
contact tracing. However, as there are no CCTV cameras/monitors in washrooms,
change rooms or break rooms, or where individuals interacted outside of the
institution e.g., carpooling or on medical escorts, infected individuals would also be
contacted regarding their recollection of their contacts in those locations.
[40] Institutions without CCTV relied on their Infection prevention and control team or
public health to conduct the contact tracing by calling those infected, and asking
their recollection regarding those with whom they had contact.
[41] Contact tracing proved difficult without the use of CCTV, not only because of the
frailty of people’s memories i.e., staff moved frequently, and had difficulty
assessing distance from others, but also because staff who were off sick would
often not answer their phones. Nor could those conducting the contact tracing
communicate the identity of staff who were ill without their consent. If it was
withheld, the contract tracing was limited to only the infected individual’s
recollection of their contacts.
[42] Records regarding the location of inmates and correctional officers, as well as
which correctional officers escort inmates between various areas or to external
appointments, could also assist in contact tracing, but many of these records
were incomplete or not filled out at all. For example, while some correctional
officers will record if they briefly go to another area to get supplies, or a drink, or
to speak to someone in the health care unit or to a manager, others will not. Nor
are they required to record instances where they pull down their masks to take a
drink.
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[43] If inmates were infected, in order to protect their privacy, and in the absence of
CCTV cameras, the contact tracing comprised of looking at the logbooks to see
where the inmate had been and asking staff if they were wearing PPE on a
certain date, and if they were within 2 metres of any of the inmates within the
critical time period.
[44] The ability to accurately track where infected individuals had been also important
so the area could be cleaned.
[45] Because of the shortcomings of relying only on the memories of those involved,
the Employer’s uncontested evidence was that contract tracing using the CCTV
cameras was considered the “Gold Standard”.
Appendix COR10
[46] The issue of whether contact tracing could be conducted using CCTV must be
determined in the context of the parties’ agreement regarding the use of
surveillance and electronic equipment in the workplace.
[47] This agreement is set out in “Appendix – COR10”, a Letter of Understanding
included in the collective agreement, and revised on January 24, 2013. It states:
Surveillance in Correctional Workplaces
The parties agree to the following regarding use of surveillance and
electronic equipment in the workplaces:
Purpose
The purpose of electronic monitoring and surveillance of Correctional
workplaces is for the safety and security of staff, inmates and property of
the respective ministry. Information obtained may be used for protection
against criminal acts such as theft, depredation, and damage to property.
Advisement
The Employer shall notify the Union of any increases in use of surveillance
equipment. In instances that the Employer is relying upon any type of
electronic audio or video recordings for discipline or investigative purposes,
the Employer shall notify the Union prior to holding a meeting with the
employee for the purpose of investigation, that the employer is in
possession of electronic audio or video recordings that will be used for
discipline or investigative purposes. Prior to a disciplinary meeting, the
Employer will provide a copy of such recording to the Union, as soon as
reasonably practical, upon request.
The use of electronic monitoring surveillance equipment is not to be used
as a replacement for supervising or managing, or as a means to evaluate
employee performance.
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Any disputes regarding surveillance in a Correctional workplace by the
Employer shall be referred to the appropriate MERC for discussion and
resolution.
[48] There was no dispute that employees’ privacy interests continue to exist within
the employment relationship, and that within an employment context an
individual’s privacy interests are balanced against and may be outweighed by the
employer’s legitimate interests. (See Ontario Public Service Employees Union
and The Crown in Right of Ontario (Ministry of the Solicitor General) GSB No.
2019-2154 (Anderson – September 17, 2021 at paragraph 67).
[49] As stated by Arbitrator Anderson at paragraph 69 of the above cited decision, the
factors to be considered in assessing an employer’s interest include:
1. the specific nature of the interest, including whether it engages legitimate
business interests of the employer;
2. whether surveillance is done in good faith in furtherance of that interest;
and
3. whether intrusion upon privacy is reasonably necessary to meet that
interest.
Employer
[50] The Employer pointed out the events at issue took place before vaccines were
widely available, and during a period of significant outbreaks in the correctional
institutions.
[51] Infection with the virus gave rise to concerns regarding serious illness, death, and
potential long-term consequences. Given the significant risk posed by the
infection, there was no dispute that trying to stop the spread and to alert people
who may have been in contact with an infected person i.e., contact tracing, was
critical, and very much a safety precaution necessary to protect workers and their
families.
[52] The Employer emphasized that, as set out above, the use of CCTV for contact
tracing was “the gold standard” and maintained it was necessary for contact
tracing due to the privacy boundaries around medical information. This included
the inability to identify inmates who were infected.
[53] The Employer pointed out that without the availability of CCTV for contact tracing,
correctional officers would have to be questioned regarding which inmates they
had had contact with, and if there had been contact with infected inmates, the
Employer would then have to rely on the correctional officers’ memory to recall
who else they had been in “close contact” as defined by Public Health.
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Union
[54] As indicated above, the Union did not dispute the legitimacy of the Employer’s
interest in engaging in contract tracing.
[55] Rather, it submitted that doing so through the use of CCTV was not reasonably
necessary, and that there were less intrusive methods of doing so.
[56] Specifically, the Union pointed that Public Health generally, and successfully
conducts contact tracing by telephone.
[57] The Union pointed out there was no evidence employees could not recall whom
they had been within 6 feet of for 15 minutes, which the Union suggested was
very different from recalling everyone they passed in the hallway.
[58] The Union also pointed out that CCTV was an incomplete tool, as people carpool
to work together, and as there are no CCTV in lunchrooms, locker rooms and
washrooms. As a result, its use had to be supplemented using the usual method
of contacting infected employees to determine their close contacts, as defined by
the policy.
[59] Accordingly, the Union submitted that while CCTV was a tool that could be
utilized for contact tracing, it was not the best tool, and given the impact on the
privacy rights of employees, was not legitimate in the circumstances.
Analysis:
[60] Appendix COR10 expressly sets out the parties’ agreement that CCTV
surveillance can be utilized for the safety of staff and inmates.
[61] It is difficult to think of a clearer utilization that could be characterized as “for the
safety” of staff and inmates, than contact tracing in the midst of a deadly
pandemic.
[62] I am not persuaded that relying on the memories of those who are infected or
may be infected is the best method by which contact tracing could be conducted.
Indeed, it is apparent it is a significantly inferior methodology, not the least of the
reasons being that correctional officers who are ill and at home may not answer
the phone if Public Health were to attempt to contact them. Nor is there reason
to believe their memories would be complete and accurate, despite their illness.
Rather, the opposite appears likely.
Disposition:
[63] For the reasons set out above, I find the Employer’s use of CCTV to conduct
contract tracing at the time at issue: 1) engaged a legitimate interest of the
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employer to keep the institutions safe; 2) was in good faith in furtherance of that
interest; and 3) the intrusion upon privacy is reasonably necessary to meet that
interest.
[64] Accordingly, I find the use of CCTV for contact tracing at the time at issue entirely
reasonable, necessary, and legitimate.
RELIANCE ON INCIDENTAL OBSERVATIONS FROM USE OF CCTV FOR
CONTACT TRACING FOR DISCIPLINE PURPOSES:
[65] The discipline related to the occurrences dated March 8 and March 21, 2021
resulted from the observance of the Grievor on CCTV during contract tracing.
Only the incident of January 26, 2021 was observed directly by a sergeant.
Employer
[66] The Employer pointed out that correctional workers did not have the option of
working at home, and across Canada and the world, precautions to protect
workers were introduced. These included the wearing of PPE.
[67] The Employer pointed out there is no dispute that workers are required to wear the
protective equipment required to be used or worn by the Employer (See: section
28(b) of the Occupational Health and Safety Act), and that the goggles were to
protect infection by droplets entering workers’ eyes.
[68] The Employer submitted that the issue of whether incidental observations during
the legitimate use of CCTV could be used for discipline purposes has already
been litigated and determined by Arbitrator Anderson, in Ontario Public Service
Employees Union and The Crown in Right of Ontario (Ministry of the Solicitor
General) GSB No. 2019-2154 (Anderson – September 17, 2021), supra.
[69] In paragraphs 113 to 119 of that Decision, Arbitrator Anderson rejected the
Union’s argument that the use of CCTV as evidence to support discipline of a
correctional officer falls outside the scope of the purpose, or at least the uses of
surveillance videos permitted in Appendix COR10, and therefore, it is
impermissible. Arbitrator Anderson stated at paragraph 115:
[115] I am not persuaded by this argument. The misconduct in
question was discovered incidental to a review of the surveillance
video, which was conducted in good faith for the purpose permitted
by Appendix COR10 and was reasonably necessary in order to
accomplish that purpose. For the reasons stated above, provided
the surveillance or the review of the video of the surveillance meets
those criteria, or the information was discovered incidental to such
surveillance or review, I reject the proposition that Appendix COR10
only permits the Employer to discipline for misconduct discovered
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as a result of surveillance which amounts to “criminal acts such as
theft, depredation and damage to property”.
Union
[70] The Union focused on the language of Appendix COR10 which precluded the
use of electronic monitoring surveillance equipment as a replacement for
supervising or managing, or as a means to evaluate employee performance.
[71] The Union pointed out this wording was expressly agreed to by the parties, and
space must be left for those words to have meaning.
[72] In that regard the Union pointed to the following of Arbitrator Anderson’s
comments:
[94] In my view, therefore, provided the surveillance was conducted
for the purpose of “the safety and security of staff, inmates and
property of the respective ministry”, the first statement does not
preclude the Employer from making use of information obtained for
other incidental purposes. The ability of the Employer to do so is
subject to the restrictions to which the parties have expressly
agreed, set out in the second statement. It is also otherwise
subject to a balancing of interests, as discussed further below.
[emphasis added]
[73] The Union submitted that the extent CCTV is permitted to be used for other
incidental purposes is subject to a balancing on interests. In other words, even if
the incidental purpose for which CCTV is used is legitimate, a balancing of
interests must be conducted to determination whether that use is proportionate.
[74] The Union submitted that it was not legitimate to use the CCTV footage to
discipline for failure to wear eye protection.
[75] The Union pointed out that in the March 8, 2021 incident, in which the Grievor
failed to wear goggles as he was returning from an escort, the CCTV camera
showed that a supervisor was close enough to observe the Grievor was not
wearing eye protection, but expressed no concern, and took no action.
[76] The Union submitted this is an example of the surveillance being used as a
replacement for supervision by the supervisor. Accordingly, it was prohibited by
Appendix COR10, and therefore was not valid.
[77] The Union also pointed out that, unlike reviews of “Use of Force” incidents, the
use of CCTV for contact tracing involves a review of a much broader, constant
stream of recording for 48 hours. The Union submits this gives rise to additional
potential disciplinary instances that have not arisen as a result of supervision.
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[I note the Employer maintains the 48 hours of constant surveillance is only for
inmates, rather than watching one range for 48 hours, as that is necessary to
determine who had contact with the inmates and for how long]
[78] Accordingly, the Union submitted discipline arising out of incidental observations
while using CCTV for contact tracing purposes is not a reasonable balance
between the Employer’s interest in keeping employees and inmates safe, and
respecting the privacy interests of employees.
Analysis
[79] Arbitrator Anderson dealt with a submission similar to the Union’s in the instant
case regarding the presence of a supervisor, who could have but did not address
the Grievor’s failure to wear his goggles. He stated:
[117] … Surveillance for the permitted purpose of safety and
security will inevitably observe or record staff in the performance of
their duties. The purpose of the review of the information captured
by the surveillance was not to manage or supervise staff nor was it
to act as a means to evaluate the performance by staff of their
duties. It was to investigate an incident involving serious injury or
death of an inmate in order to secure the safety and security of the
staff, inmates and property at the institution. The discovery of the
misconduct by staff was incidental to that review. The review,
therefore, cannot be said to have been a replacement for
management or supervision. The fact that the Employer might
have discovered the misconduct by having a managerial
employee walk the floor of the institution is irrelevant as that
was not the purpose for which the review was undertaken. Nor
was the information obtained with respect to the performance
by staff of their duties used “as a means to evaluate employee
performance”; rather it was used as evidence of culpable
misconduct. Thus, the specific prohibition in Appendix COR10
against the use of surveillance as “a means” to evaluate
performance is not engaged.
[118] In the result, I find that the information of misconduct
relied upon by the Employer was obtained incidentally to
review of surveillance information for the purpose permitted
by Appendix COR10, which review was reasonably necessary
and conducted in good faith for that purpose, and that the use
of that information by the Employer is not precluded by
Appendix COR10.
[emphasis added]
[80] I similarly find that the proximity of a supervisor in the March 8, 2021 incident is
irrelevant, as identifying individuals who were not compliant with the Directive
was not the purpose for which the review was undertaken.
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[81] Rather the CCTV review was used for the purpose of contact tracing, which is
clearly consistent the agreed purpose of addressing the safety of staff and
inmates. Thus, the specific prohibition in Appendix COR10 against the use of
surveillance as a substitute for supervision is not engaged.
[82] Further, I did not understand Arbitrator Anderson’s decision to require an
exercise in balancing the agreed to uses for CCTV with employees’ privacy
interests each time an incidental disciplinary matter was observed on CCTV.
[83] Accordingly, it is not clear to me that the breadth of the CCTV review when used
for contract tracing alters the analysis. In other words, as long as the primary
purpose of the CCTV is consistent with that agreed to by the parties, i.e., is for
the safety and security of staff, inmates and property of the respective ministry, it
is a legitimate use – subject of course to the exclusions set out in Appendix
COR10 i.e. use as a substitute for supervision or for the purpose of performance
evaluation.
[84] In that regard, I note that having commented that the Employer’s use of
information incidentally available on CCTV is subject to a balancing on interests,
Arbitrator Anderson subsequently added:
[101] Having said that, a common fact for employees in the
correctional workplaces to which Appendix COR10 applies is that
they are aware that surveillance is taking place for the purpose of
safety and security. Further, employees in a correctional workplace
know, or ought to know, that the surveillance feed or recordings are
subject to review for certain purposes, including investigating
certain incidents of assault and live security episodes. This weighs
heavily in the assessment of the objective reasonableness of
employees’ expectations of privacy in the reference cases before
me.
[85] He continued in this vein in paragraph 119:
[119] As the parties did not directly address the balancing exercise
in their arguments with respect to this group of cases, I will be brief
on this issue. For the reasons stated, the Employer has established
that its intrusion upon employees’ privacy interests was incidental
to a review of surveillance video which was done in good faith, for
the permitted purpose and was reasonably necessary. In terms of
the employees’ privacy interests, the fact that widespread
surveillance is known to take place within correctional institutions
and that the resulting videos are known to be reviewed when there
are serious incidents involving death or injury to an inmate weighs
against any reasonable expectation of privacy when the videos are
reviewed. Further, employees know or ought to know that they may
be disciplined in relation to misconduct during the performance of
their duties which becomes known to the Employer. This further
reduces the reasonableness of any expectation of privacy in
relation to such misconduct. Finally, there are no countervailing
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facts such as, for example, the activity having taken place in a
space, such as a staff washroom, where there would be heightened
reasonable expectation of privacy.
[86] I agree with Arbitrator Anderson that the awareness of the widespread
surveillance, and the possibility of its review for a wide range of reasons,
including contact tracing, undermines the Union’s assertions regarding the impact
on employees’ privacy interests.
Disposition:
[87] Accordingly, I find the Employer can rely on incidental observations from the use
of CCTV for contact tracing for discipline purposes.
CONDONATION OF THE GRIEVOR’S CONDUCT:
[88] As indicated above, the Grievor was directed to provide an occurrence report
regarding his January 15, 2021 failure to wear his goggles sometime after the
occurrence date. He did so on January 30, 2021.
[89] However, prior to submitting his Occurrence Report regarding January 15, 2021,
the Grievor was again observed with his goggles on his head on January 26,
2021. He was directed to, and provided an Occurrence Report on that date.
[90] The Grievor testified that after submitting the two Occurrence Reports, he
thought his answers and responses were accepted as sufficient, and that his
actions were viewed as justified.
[91] This was followed by the next occurrence on March 8, 2021, for which the
Grievor again was directed to provide an Occurrence Report, which he did on
March 17, 2021.
[92] The Grievor agreed that the requests for occurrence reports conveyed the
Employer’s view that wearing PPE was important, but testified that he did not see
these requests as “reminders” regarding the need to comply with the Directive.
Rather, he indicated he viewed them as simply a request for an explanation.
[93] The final incident was on March 21, 2021, and the Grievor was not asked for an
occurrence report for that occasion. Rather, the first time that occurrence was
raised with him was on April 1, 2021, when he received notice of the Allegation
Meeting. The notice referenced all four incidents.
Employer
[94] The Employer pointed out that, with one exception, the Grievor did not dispute
the directive to wear eye protection at all times while in the institution, or that he
ought to have worn eye protection.
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[95] The one exception was the first incident on January 15, 2021, when the Grievor
made the judgement call to remove his foggy goggles to more clearly see the
inmate he was trying to restrain, and which the Employer viewed as justified.
[96] In anticipation of the Union’s challenge that each incident ought to have been
dealt with separately and more expeditiously, Counsel for the Employer
submitted this was unrealistic given the speed with which pandemic-related
events were unfolding.
[97] Rather, Counsel for the Employer submitted that the requests for occurrence
reports, and the Grievor’s agreement with the Directive, acted as reminders to
comply.
[98] Accordingly, the Employer submitted there was no prejudice to the Grievor for the
failure to escalate each incident to the next level.
[99] The Employer pointed out that it was only after repeatedly reminding the Grievor,
and after a “pattern” of disregarding the Directive emerged, that a decision was
made to escalate the Employer’s response.
[100] The Employer submitted that safety infractions are one of the most serious
workplace offences, and that the discipline ought to reflect this.
[101] In that regard, the Employer relied on the Labour Relations Board decision in
OTIS Canada Inc., supra. In that case, a mechanic was working in an escalator
pit. There was no dispute he was working without wearing his safety harness, in
contravention of a Company safety rule. He received a two-day suspension as
discipline.
[102] The blanket rule had been introduced as a result of the number of fatalities and
severe injuries resulting from falls that had occurred in the industry, and required
that employees wear a safety harness at all times when working at a construction
site, regardless of whether there was an immediate fall hazard. The intent was
that employees would be in a position to anchor their safety harnesses
immediately when an actual fall exposure arose.
[103] While the grievor was aware of the rule, he disputed the need for the harness, as
there was no fall hazard in the pit.
[104] In its analysis, the Board referred, in paragraph 35, to the Cargill decision, supra:
35. In Cargill, supra, the arbitrator had this to say, at paragraphs
47 to 49, respecting the principles that apply when considering a
violation of health and safety rules:
- 16 -
47. This raises the issue of what factors and principles
should be considered in assessing the appropriateness
of a disciplinary sanction in cases for the violation of a
health and safety rule. Having carefully considered all
the cases put before me by both of the parties, I find
that the best passage on this issue is found at
paragraph 27 of the Imperial Tobacco case put forward
by the Employer, in which Arbitrator Lynk stated that
"the arbitral case law establishes a number of guiding
principles to judge the appropriateness of the
punishment" for safety-related infractions, which
included the following:
1. Safety in the workplace is both a stringent statutory
obligation and an important industrial relations concern
that involves employers, unions and employees. Given
the potential consequences, safety infractions are
among the most serious of workplace offences.
(emphasis added)
2. As the industrial relations party with the pre-eminent
control over the workplace, the employer has a legal
obligation to provide a safe and secure workplace for
its employees. Hand in hand with this obligation is the
employer's authority to insist that workers will perform
their duties in a safe and efficient manner.
3. Workplace misconduct arising from deliberate,
reckless, or negligent behaviour and which results in a
potential safety threat or an actual injury is grounds for
significant discipline, up to and including dismissal.
4. There does not have to be physical injury or actual
harm to establish the seriousness of the incident.
5. The mitigating circumstances that an arbitrator will
consider in a safety discipline case are those accepted
disciplinary elements as listed in Steel Equipment Co.
Ltd. (1964), 14 L.A.C. 356 (Reville) and William Scott
& Co. Ltd. (1977), 1 Can. L.R.B.R. 1 (B.C.L.R.B.) In
any particular safety-related offence, the most
important mitigating factors are those that will address
the probabilities the grievor repeating the same of
offence. [sic]
6. Safety rules have to build in the concept of the duty
to accommodate. These rules have to ensure that,
- 17 -
while they may be stringent and demanding, they also
incorporate concepts of equality that eliminate all forms
of discrimination.
[105] The Board found that in that instance, the grievor was well aware of the rule
requiring him to wear a safety harness at all times when working at a construction
site, but that he thought the rule was “idiotic and stupid”.
[106] The Board reiterated the “widespread” recognition in arbitral jurisprudence that
health and safety infractions are extremely serious, and the enforcement of
health and safety rules is extremely important.
[107] Considering all the circumstances, the Board declined to reduce the two-day
suspension.
[108] The Employer pointed out that in that instance, unlike the one before me, there
was no series of events. Rather, there was the failure to comply with the safety
rule which resulted in a two-day suspension, which was upheld.
[109] The Employer also further relied on the decision in Cargill, supra to emphasize
the importance of complying with health and safety policies.
[110] In that instance, a grievor who had failed to lock-out a trailer received a three-day
suspension. At the time, the grievor had a prior three-day suspension for an
earlier safety violation. Under the employer’s “disciplinary stream” a second
safety violation would have resulted in termination. However, in light of the
grievor’s length of service, the employer made an exception, and imposed a
second three-day suspension.
[111] Despite the absence of any negative consequences from the grievor’s
transgression, and his fully acknowledging the seriousness of it, Arbitrator
Chauvin upheld the three-day suspension.
[112] The Employer argued that the importance placed on health and safety violations
demonstrated by the above cases supports the Employer’s decision in this
instance, to move to a more formal response following what became a series of
failures by the Grievor to comply with the Directive.
Union
[113] The Union pointed out that although the Grievor was asked to provide occurrence
reports on January 26, January 30, and March 17, 2021, he heard nothing further
regarding those events until April 1, 2021, when he received notice of the
allegations before me, including for the first time, those related to the March 21,
2021 occurrence.
- 18 -
[114] In the first instance, the Union focussed on the more than full two-month delay
between the request for the first two Occurrence Reports on January 26, 2021,
and January 30, 2021, and the allegation letter, dated April 1, 2021.
[115] While the Employer submitted the instances at issue took place during a time
when events were moving at too fast a pace for the Employer to have reacted
more quickly, the Union submitted there was no evidence to support this
assertion.
[116] Rather, the evidence showed the Employer was tracking the violations of the
Directive on a spread sheet, which would have enabled the Employer to follow-
up. However, it failed to do so for two months.
[More will be said regarding the spread sheet below]
[117] The Union was clear it was not simply relying on delay, but also on what it
characterized as the condonation conveyed by the delay, which it maintained
was prejudicial to the Grievor.
[118] In that regard the Union referenced Arbitrator Abramsky’s decision in Valovich et
al, supra where she stated:
[45] In Re OPSEU (Bonacci), supra, the Board noted at p. 7, that
“the arbitral principle established in the case law is based not upon
the delay per se, but the potential impact of the delay on the grievor,
who may be led to believe reasonably because of the inaction that
the employer was no longer pursuing the allegations.” In that case,
although the Board found that the Employer could have acted with
more dispatch, it was “not a question of evaluating the employer’s
efficiency in conducting an investigation”; instead, “[t]he test to be
applied…is whether in the particular circumstances the grievor was
reasonably led to conclude that her conduct had been forgiven or
condoned or that the employer had somehow dropped the matter.
…” See also, Re OPSEU (Grievor), supra at par. 167 (11 month
investigation did not mislead the grievor to conclude that he was not
going to be disciplined).
[119] Further, in Sammy et al, supra, Vice-Chair Harris referenced the jurisprudence
which found inherent prejudice to the Grievor occasioned by the delay in
imposing discipline, and noted at the bottom of page 4 that:
One factual aspect that differentiates the jurisprudence is whether
or not the employee knew of the alleged misbehaviour. Generally
speaking, where an employee does not know that the employer
takes issue with how they have discharged their duties there is
inherent prejudice occasioned by delay in levying discipline. The
more the complaint relates to routine duties, the greater is the
prejudice, and the general arbitral principle that opposes delay will
act in the employee’s favour.
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[120] The Union submitted that in this instance there was both delay in imposing
discipline, and inherent prejudice, as the message sent by the Employer's delay
was that there will be instances where the removal of goggles will not be a
problem.
[121] Accordingly, it was reasonable for the Grievor to believe his explanations
regarding the incidents were accepted, and his conduct condoned.
[122] Indeed, the Union pointed out that is exactly what happened regarding the
Grievor’s removal of his goggles on January 15, 2021, while he was engaged in a
physical altercation with an inmate. In that instance, the Grievor gave the
Employer his explanation and the Employer accepted it.
[123] As a result, the Grievor subsequently removed his goggles, believing this was
condoned by the Employer.
Analysis
[124] As conceded by the Union, delay alone is not sufficient to result in a finding of
prejudice. Rather, prejudice may be demonstrated by evidence of the fact or by
inference due to inherent prejudice. In other words, the result of the delay must
lead to a disadvantage of some sort that would not have arisen otherwise. In this
instance, it is alleged the delay led to continued problematic conduct because of
perceived condonation.
[125] The Union is correct the Employer did, in fact, accept the Grievor’s explanation
regarding the circumstances which led him to remove his goggles on January 15,
2021.
[126] However, it is difficult to see how this might be interpreted as a blanket
condonation to remove his goggles in other circumstances, which is what the
Union is, in effect, suggesting. The facts at play in that instance, i.e., a physical
struggle in an attempt to prevent an inmate from swallowing contraband, are
dramatically different from any of the subsequent instances.
[127] In any event, the second episode on which the Grievor removed his goggles
occurred on January 26, 2021, four days prior to when the Grievor was directed
to and submitting his Occurrence Report regarding the January 15, 2021
incident.
[128] As a result, at the time of the January 26, 2021 incident, the only information the
Grievor had regarding the Employer’s views in relation to wearing his goggles
was that contained in the Directive. i.e., they were to be worn at all times.
[129] Further, the Grievor’s January 30, 2021 Occurrence Report regarding the
January 15, 2021 incident stated: “I do understand the importance of the
- 20 -
personal protective equipment (PPE) that is provided to staff when working and
will do my best to follow the guidelines that are provided.” He wrote the same on
his March 17, 2021 Occurrence Report, dealing with the March 8, 2021
occurrence. Yet, the next occurrence was March 21, 2021, a mere four days
later.
[130] While the Grievor testified he did not understand the requests for occurrence
reports to be the Employer’s efforts to “remind” him of the Directive, but rather
saw them as simply a request for an “explanation”, other than the January 15
incident, there were no explanations. Rather, there were just admissions of guilt.
[131] Therefore, I find it cannot be said the Employer accepted the Grievor’s
“explanations” or could be seen to have condoned the Grievor’s subsequent
failures to comply with the Directive, which again varied dramatically from the
facts of the June 15, 2021 incident.
[132] In addition, the notes from the Allegation Meeting reflect that when the Grievor
was asked if he felt his actions/behaviours on January 15, 26, March 8, and
March 21, 2021 were consistent with the values and behaviours expected of an
employee of the Elgin-Middlesex Detention Centre and the Ontario Public
Service, he responded:
No
-
These policies and procedures are in place for a reason.
-
I know better. My actions do not fall in line with the expectations.
[133] The Grievor also indicated he was aware the goggles were for his protection and
that if he were to get sick the jail would be down a staff person, and this would
put stress on staff/inmates and management.
[134] Finally, while the Union submitted that the presence of a supervisor who said
nothing while the Grievor exited the van without his goggles was further
condonation, there was no evidence suggesting this led the Grievor to believe his
failure to wear his goggles was condoned.
[135] As a result, I find there is simply no basis on which to find the Grievor was under
the misapprehension that his conduct was condoned and could be repeated.
Disposition
[136] For all the reasons above, I am not persuaded the Grievor had any reason to
believe removal of his goggles while in the Institution was in anyway condoned
by the Employer.
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WAS DISCIPLINE EXCESSIVE IN THE CIRCUMSTANCES:
Inconsistent Application of Discipline:
[137] Mr. Reeve testified the Grievor was a “great employee”, “very engaged”, with a
clean discipline record. He indicated that had the Grievor failed to comply with
the Directive only once, the resulting discipline would likely have been a letter of
counsel.
[138] Mr. Reeve had created a spreadsheet, referred to earlier, to keep track of the
large number of occurrence reports coming in regarding failure to comply with the
Directive.
[139] The spreadsheet shows that for the incident of January 15, 2021, Mr. Reeve had
initially contemplated a letter of counsel for the Grievor. This appeared under the
heading of “Desired Outcome”.
[140] For each of the subsequent occurrences of January 26 and March 8, 2021, Mr.
Reeve contemplated a discipline of “one day suspension without pay”.
[141] While the March 21, 2021 occurrence was not recorded, Mr. Reeve testified he
was aware of it at the time he entered the prior three incidents on to the
spreadsheet. There was no explanation regarding why then, the March 21, 2021
occurrence was not included on the spreadsheet – especially as the last entry
was March 27, 2021.
[142] On the spreadsheet, another employee (LF) also removed his safety eyewear
during a use of force incident similar to the January 15, 2021 occurrence
involving the Grievor, but no discipline was contemplated for him, whereas the
discipline contemplated for the Grievor, at least at the time, was a letter of
counsel.
[143] Mr. Reeve indicated this was because the entry had been made on the spread
sheet prior to the Grievor’s Allegation Meeting. While he conceded the same
information was contained in the Grievor’s Occurrence Report for that incident,
Mr. Reeve indicated that by then he was seeing a “pattern”, and it was only
following the Allegation Meeting that he ultimately determined the removal of the
goggles was justified in the January 15, 2021 incident.
[144] Similarly, on the spreadsheet, another employee (AM) was also seen without
safety eyewear during the same use of force incident as the Grievor on January
15, 2021, and was then also subsequently observed in the lunch room the same
day as the Grievor, again without safety eyewear. However, the discipline
contemplated by Mr. Reeve for both AM’s first and second occurrence, was a
letter of counsel.
- 22 -
[145] Mr. Reeve again explained this apparent inconsistency as a result of his entries
having been made prior to the Grievor’s Allegation Meeting, only following which
he decided the January 15, 2021 episode was justified, and because he was
already aware of the Grievor’s subsequent two incidents.
[146] It is important to note that Mr. Reeve also indicated that neither letter of counsel
was issued to AM.
[147] By way of elaboration, Mr. Reeve explained the spreadsheet had been
developed simply as a tool to keep track of the large number of occurrence
reports related to the use of PPE that were coming in.
[148] There was no further evidence regarding what, if any, discipline was levied
against AM or for that matter, anyone else.
Employer
[149] The Employer argued there was no evidence of differential treatment.
[150] Nor was there any evidence of any instances where failure to wear appropriate
PPE was being ignored, as evidenced by the large number of occurrence reports
requested.
Union
[151] Union Council referred to the spreadsheet created by Mr. Reeve, and pointed out
that at most, the recommended response was a letter of counsel for a first
occurrence. However, this was not the case regarding the Grievor’s first
occurrence, which had become January 26, 2021 once the January 15, 2021
occurrence fell away.
[152] In particular, the Union pointed to AM who, as noted above, had been observed
without his goggles on the same two occasions as the Grievor, but for whom only
a letter of counsel was contemplated for both. The Union maintained this
demonstrated discipline was not being consistently metered out.
[153] The Union submitted that as a result, even if I found the Grievor’s conduct was
not condoned, the inconsistent discipline metered out should lead to a conclusion
that the three-day suspension received by the Grievor was far in excess of what
was appropriate.
Progressive Discipline
Employer
[154] The Employer conceded the Grievor was a good employee but submitted that
health and safety violations are important for the protection of employees, and
- 23 -
warrant a significant response. Accordingly, in this instance, three days was the
appropriate floor.
[155] The Employer submitted it would not be appropriate to use my discretion to alter
the discipline, but rather urged me to find the Employer acted reasonably in
addressing the Grievor’s conduct.
Union
[156] The Union pointed out that progressive discipline is important, as it is to be
corrective, and provide an opportunity to employees to correct and improve their
conduct. In order for that to occur communication must be timely.
[157] In that regard, the Union referred to excerpts 10.9.1 Factors Affecting Penalty
and 10.9.3 Progressive Discipline from Volume 1 Evidence and Procedure;
Mitchnick and Etherington, as a useful reminder of principles of the purpose of
progressive discipline:
10.9.1 Factors Affecting Penalty
Over the years, arbitrators have identified a variety of factors - some
related to the conduct of the employer, others to the conduct or
circumstances of the grievor - which should be considered in
deciding if the penalty imposed by the employer is just and
reasonable. Some factors are of an aggravating nature, others mitigating.
The case most frequently cited in this regard is Steel Equipment Co. Ltd.
and U.S.W.A., Local 3257 (1964), 14 L.A.C. 356 (Reville), which
enumerated ten key factors for consideration:
(1) The previous good record of the grievor.
(2) The long service of the grievor.
(3) Whether or not the offence was an isolated incident in the
employment history of the grievor.
(4) …
(5) Whether the offence was committed on the spur of the moment as a
result of a momentary aberration, due to strong emotional impulses, or
whether the offence was premeditated.
(6) …
(7) Evidence that the company rules of conduct, either unwritten or
posted, have not been uniformly enforced, thus constituting a
form of condonation.
(8) …
- 24 -
(9) …
(10) …
The other decision most frequently cited on the assessment of discipline is
Wm. Scott & Co. Ltd. and Canadian Food & Allied Workers Union, Local P-
162, [1977] I Can. L.R.B.R. I (B.C.L.R.B.).
…
After referring to the Steel Equipment criteria, [Chair Paul] Weiler named
what in his view are the most important factors in determining the
appropriateness of the penalty:
(1) How serious is the immediate offence which precipitated the
discharge?
(2) Was the grievor's conduct premeditated or repetitive, as opposed
to a momentary aberration, …
(3) Does the grievor have a record of long service with relatively little
discipline?
(4) Have there been earlier attempts at corrective discipline that were
unsuccessful?
(5) Does the penalty given the griever appear to be consistent with
the employer's prior practice, or does it single out the grievor for
arbitrary and harsh treatment?
(6) …
(7) Was the act impulsive or was it premeditated?
(8) How serious was the harm done? Did the griever make a frank
acknowledgment of misconduct?
(9) …
(10) What is the grievor’s past record?
10.9.3 Progressive Discipline
Most arbitrators accept that implicit in the concept of just cause is a
requirement to take a progressive or corrective approach to discipline
before resorting to the ultimate penalty of discharge. The principle of
progressive discipline is based, generally, on the notion that it would be
unjust to discharge an employee if the employer has not first attempted to
correct the misconduct with a lesser penalty or penalties. It is also
premised on the belief that discipline will better achieve its corrective
purpose if penalties are imposed on a progressive basis, from less severe
- 25 -
ones for the first offence to more severe ones for repeated and serious
infractions. Adherence to progressive discipline should also avoid claims
that the employee was surprised or lacked warning of the seriousness with
which the employer regarded the misconduct. …
…
"This is the essence of progressive discipline - i.e. timely
communication to the employee, expectations made known, and a
warning or admonition that failure to improve will lead to future and/or
more severe discipline".
[emphasis added]
[158] The Union maintained the Grievor was not afforded the opportunity to correct his
conduct.
[159] The Union rejected the notion that the requests for occurrence reports related to
the first three occurrences acted as reminders. Rather, the Union submitted that
to act as a reminder, employees must be clearly told they must improve and that
negative consequences may result if they do not.
[160] However, the Grievor was never told not to remove his goggles again, or there
would be negative consequences.
[161] Specifically, regarding the third incident, the Union pointed out that at the time,
the Grievor did not understand he was to wear goggles in the van. However, the
Grievor conceded it was his mistake rather than attempted to deflect blame.
[162] Also, while the Grievor could not recall the fourth instance specifically, he testified
the only reason he would not have had his goggles was because they were in his
locker.
[163] Furthermore, the Union pointed out the Grievor indicated this was not the first
time he entered the Institution without goggles, and instead retrieved them from
his locker, but conceded at the Allegation meeting that doing so was not
appropriate.
[164] The Union argued that as the Grievor was not afforded an opportunity to correct
his behavior through progressive discipline, his penalty was excessive.
[165] The Union further submitted that in all the circumstances, and based on the
Grievor’s previous good record; his acceptance of responsibility in all instances;
his length of service; the absence of premeditation; the inconsistent enforcement
of the Directive; as well as the delay in enforcement resulting in condonation, a
letter of counsel or a warning was appropriate, rather than any discipline.
- 26 -
[166] In the alternative, the Union submitted that at most, the Employer’s response
should be a letter of counsel.
Analysis:
[167] The Employer has a duty pursuant to the Occupational Health and Safety Act,
R.S.O. 1990, CHAPTER O.1, (“OHSA”) to take all precautions reasonable in the
circumstances to protect employees. (See Canco Corp. supra)
[168] Further, employees are required to wear the protective equipment mandated by
their employer. Specifically, section 28 (1) of OHSA provides:
28 (1) A worker shall,
(a) work in compliance with the provisions of this Act and the regulations;
(b) use or wear the equipment, protective devices or clothing that the
worker’s employer requires to be used or worn;
…
[169] As pointed out by the Employer, the events at issue took place in the context of a
pandemic, before vaccinations were widely available. Many people were
becoming very ill and/or died as a result of Covid infections. Others were
experiencing long-term symptoms.
[170] The one thing that was clear was that employees such as Correctional Officers,
who had no option but to attend work, had to be protected by whatever means
were available at the time. PPE was one of the only and therefore one of the
most important methods by which employees could be protected.
[171] Without adhering to PPE requirements, employees were vulnerable to infection,
possibly resulting in severe illness, death or long-term health consequences.
[172] Further, in addition to leaving the institution and his colleagues short-staffed, as
acknowledged by the Grievor, by becoming infected he risked passing the
infection on to them and their families, as well as to the inmates whose well-being
was his responsibility.
[173] I agree with the Employer that failure to adhere to the Directive created a health
and safety risk that transcended the usual need for more modest progressive
discipline. As in Canco Corp, supra, and OTIS Canada Inc., supra, I find
suspension for such failures in the first instance would be entirely defensible – if
that had been the route the Employer had chosen to take. However, it was not.
[174] Rather, it appears the intent was to address most first occurrences for violation of
the Directive with a letter of counsel, and subsequent violations with a one-day
suspension per violation. This is consistent with Mr. Reeves’ evidence that had
- 27 -
there only been one violation by the Grievor, the result would likely have been a
letter of counsel.
[175] This approach is also evidenced in the spreadsheet created by Mr. Reeve, which
showed the “Desired Outcome” for almost all first occurrences to be a letter of
counsel.
[176] This is an entirely reasonable approach. However, I have no evidence before me
regarding whether this actually transpired, in relation to any of the other
employees.
[177] For example, as indicated above, Mr. Reeve testified that despite the “Desired
Outcome” being listed as a letter of counsel for both of AM’s violations, this did
not occur, as the spreadsheet was simply a tool to keep track of the large number
of occurrence reports related to the failure to use PPE that were coming in.
[178] In that regard I note that between January 21 and March 27, 2021 (the last
entry), there were forty-three occurrence reports recorded.
[179] In any event, no additional information was provided regarding AM’s situation,
and I have no idea what, if any discipline AM received.
[180] The one exception to the approach of starting with a letter of counsel for the first
occurrence appears to be regarding DP, a Correctional Officer who denied being
aware of the need to wear eye protection and refused to take responsibility for
failing to comply with the Directive. In that instance the “Desired Outcome” was
an allegation meeting and one day suspension without pay. Arguably, the facts
in that instance are distinct from most of the other first occurrences.
[181] I say it “appears” to be the only exception as it is clear the spreadsheet was a
dynamic document that was not necessarily reflective of the final result i.e., the
Grievor did not receive a letter of counsel for the January 15 occurrence, and AM
did not receive two letters of counsel – despite those entries as the “Desired
Outcome” in those instances.
[182] It was also established that the spreadsheet was incomplete, at least to the
extent it did not include the Grievor’s March 21, 2021 occurrence.
[183] Accordingly, I am not confident it can be relied upon to give a complete or
accurate picture regarding what discipline resulted from failure to comply with the
Directive.
[184] What I do have is the evidence before me of what occurred with the Grievor.
[185] Let me begin by stating that I accept the Employer’s submission that this matter
arose in the midst of a fast-moving and challenging dynamic. While the
pandemic was not new, it was evolving, and presenting many on-going
challenges.
- 28 -
[186] This is supported by the 43 listed occurrences between January 21 and March
27, 2021. We know there was at least one more, as the Grievor’s March 21,
2021 Occurrence Report was not included on the spreadsheet.
[187] I also accept, that the intent was to initially issue a letter of counsel for the
Grievor’s first violation of the policy. Mr. Reeve’s evidence in that regard is
supported by what was believed, at the time, to be the Grievor’s first violation, on
January 15, 2021. The “Desired Result” entered on the spreadsheet was letter of
counsel.
[188] Although Mr. Reeve subsequently determined the Grievor’s actions were justified
during the January 15, 2021 incident, by the time of the Allegation Meeting, the
Grievor had, as the Employer indicated, demonstrated a dangerous pattern of
non-compliance.
[189] As indicated above, it is difficult to accept that Occurrence Reports on which the
Grievor simply conceded his failure to comply with the Directive could be
conceived to be an “explanation” that was accepted and condoned by the
Employer.
[190] Rather, I find the repeated requests for occurrence reports ought to have acted
as “reminders” to comply with the Directive. Unfortunately, this was not the case.
The Grievor was simply not getting it.
[191] In that regard, by the time the Employer held his Allegation Meeting, the Grievor’s
repeated failure to comply with the Directive made his situation distinct from
those who only violated the Directive once. I accept it called for a more formal
response, with a message the Grievor would hear.
[192] Accordingly, in light of the health and safety risk created by the Grievor’s
continued failure to follow the Directive, despite the reminders to do so conveyed
by the requests for occurrence reports, I do not find the three-day suspension
excessive.
[193] Rather, I find the Employer levying a discipline of one day suspension per
occurrence to be reasonable in all the circumstances at play in this instance.
DISPOSITION:
[194] The Grievance is dismissed.
Dated at Toronto this 18th day of December 2023.
“Tatiana Wacyk”
Tatiana Wacyk, Arbitrator