HomeMy WebLinkAbout2011-0378.Chapman.11-12-06 DecisionCrown Employees
Grievance Settlement
Board
Suite 600
180 Dundas St. West
Toronto, Ontario M5G 1Z8
Tel. (416) 326-1388
Fax (416) 326-1396
Commission de
règlement des griefs
des employés de la
Couronne
Bureau 600
180, rue Dundas Ouest
Toronto (Ontario) M5G 1Z8
Tél. : (416) 326-1388
Téléc. : (416) 326-1396
GSB#2011-0378, 2011-0381, 2011-0382, 2011-0383, 2011-0385, 2011-0386, 2011-0387
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN
Association of Management, Administrative and
Professional Crown Employees of Ontario
(Chapman et al) Association
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The Crown in Right of Ontario
(Ministry of Government Services) Employer
BEFORE Nimal Dissanayake Vice-Chair
FOR THE UNION Michael Mitchell
Sack Goldblatt Mitchell LLP
Barristers and Solicitors
FOR THE EMPLOYER Paul Meier and Suneel Bahal
Ministry of Government Services
Legal Services Branch
Counsel
HEARING November 25, 2011.
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Decision
[1] The Board is seized with seven individual complaints, which were consolidated on
agreement. The grievances are:
GSB File No: Complainant
2011 – 0378 Mary Chapman
2011 – 0381 Catherine Hermon
2011 – 0382 Lain Joyce
2011 – 0383 Scott Margerison
2011 – 0385 Claudio Pevide
2011 – 0386 Judy Steenburggen
2011 – 0387 Yull Wynter
[2] The complaints arise out of the following background which was orally presented by
Association counsel. The complainants were employed in the position of Facilities Management
Coordinator (“FMC”) in the Ministry’s Facilities Management Branch. These FMC positions
were classified at the 19 AGA level. As part of a reorganization undertaken by the employer, all
19 AGA/FMC positions were eliminated, resulting in the surplussing of the seven complainants.
The employer also created six new Regional Planning & Business Advisor (“RPBA”) positions
classified at the 20 AGA level. Three of the complainants were placed into other positions
following their surplussing, and the others used their seniority to bump into other positions. Two
of the complainants who bumped into positions were subsequently surplussed again from those
positions. The employer posted the six new RPBA positions under the collective agreement.
While many of the complainants applied, only one, Ms. Chapman was granted an interview. Ms.
Chapman was unsuccessful in the competition and has grieved. That competition grievance filed
by Ms. Chapman is not before me in this proceeding.
[3] The Association makes several assertions in support of the instant complaints. While it
does not challenge the reorganization as a whole, it asserts that the employer’s decision to
eliminate all 19 AGA positions and to create six new RPBA positions at the 20 AGA level was
not made for bona fide business reasons, but pursuant to a desire to “clean house” and employ
only those employees it wanted. The Association would be asserting that the fact that only one
of the complainants was even selected for interviews when they applied for the new positions
posted supports its position.
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[4] In the alternative, the Association takes the position that even if the employer’s decision
was not tainted by bad faith, the core duties of the FMC positions the complainants held and the
new RPBA positions remained substantially the same after the purported reorganization. The
Association asserts that it was therefore inappropriate for the employer to post the RPBA
positions. It submits that the complainants ought to have been assigned to the new positions
without a competition and reclassified at AGA 20.
[5] In the further alternative, the Association takes the position that the surplussing of the
complainants was in any event in contravention of the collective agreement.
[6] The Board was advised that the parties had agreed to bifurcate the hearing and to initially
obtain a ruling on the first two grounds asserted by the Association, i.e. the bad faith allegation
and the submission that the core duties remained unchanged and thus posting the new positions
was inappropriate. If the Association succeeds on one or both grounds, the Board was requested
to remain seized of the issue of appropriate remedy.
[7] In light of the foregoing context, the Board was advised that there were several disputes
between the parties with regard to disclosure requested by the Association. The parties decided
to obtain a ruling from the Board on one of those disclosure issues at this time. That arises from
items 8 and 9 listed in the Association’s request for disclosure, which read:
8. WEAR forms, application forms and material submitted by applicants, and
material in the personnel files of all persons selected for interviews for RPBA
positions which was relied upon by the employer in selecting candidates for
interviews and/or for appointment to RPBA positions.
9. WEAR forms, application forms and material, submitted by applicants, and
material in the personnel files of all persons working in the RPBA position from
March 2011, which was relied upon by the employer in selecting them for
interviews and/or appointment to RPBA positions.
[8] The Association seeks an order for the production of the material listed in items 8 and 9
above. Association counsel pointed out that for production the standard to be met is not high.
Material is subject to production if it is arguably relevant to an issue in dispute. He submits that
the material sought in items 8 and 9 relates to the Association’s bad faith allegation. They are
arguably relevant to the bad faith allegation because that material would disclose how the
employer selected the individuals who would be interviewed and/or appointed to the new RPBA
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positions. It would disclose who was selected for interviews and/or appointment, and what their
abilities and qualifications were for the posted position. If the material indicates that the
employer had selected persons with abilities and qualifications similar or lesser than that of the
complainants as the association asserts, it would support the Association’s allegation of bad
faith. Counsel pointed out that since its request is limited to those applicants who were selected
for interviews, it would only capture only 3 or 4 individuals, and therefore production would not
be unduly onerous on the employer.
[9] Counsel for the employer submitted that the employer would be denying any bad faith
and would establish that its actions were solely based on bona fide operational considerations.
Counsel opposed the production of the material requested. He submitted that to order production
of that material would be to allow the Association and the complainants to indirectly grieve the
RPBA job competitions without filing job competition complaints under the collective
agreement. He argued that only Ms. Chapman had grieved that competition and she would be
entitled to pursue that. He argued that the complainants should not be allowed to “take an end
run” at the job competition in this proceeding.
[10] Employer counsel referred to the following passages from Re Koonings, 2003-3101 etc.
(Gray) and particularly to the emphasized portion in para 19:
[19] It is not apparent to me, either from the West Park Hospital award or
otherwise, what the “clear nexus” test adds to the “arguable relevance”
test. Evidence must have a probative nexus with an allegation of fact that
has been put in issue by one party and disputed by the other before it can
be said to be arguably relevant. Evidence that is arguably relevant must
of necessity have such a nexus with a disputed allegation of fact. Of
course, it must first be apparent what factual issues are in dispute before
one could apply either test. The arguable relevance enquiry, and hence an
order for production, may be premature if the issues in dispute have not
been clearly defined. That appears to have been the case in Re
Laurentian Hospital, supra, where the arbitrator observed at page 299
that “This extensive request of documents represents a dilemma in the
sense that the union has not yet put forward its ‘theory’ of the case which
would allow me to judge the relevancy of the requested documents”.
[20] A “fishing expedition” is said to be an endeavour “not to obtain
evidence to support [a] case, but to discover whether [one] has a case at
all”: Canada Post, supra at 57 L.A.C. (3d) 159. If one can have
production only of documents arguably relevant to allegations of fact
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already put in issue in the case at hand, it follows that there cannot be
production in aid of discovering a case not already asserted. Viewed in
that way, the “no fishing expedition” test is really nothing more than a
corollary of the arguable relevancy test. The difficulty with the “fishing
expedition” metaphor, however, is that it may evoke irrelevant
considerations, such as whether the party seeking production already has
some evidence to support the allegations of fact it has put in issue.
Although made in the context of a dispute about the propriety of
questions asked on examination for discovery, the observations of Seaton,
J.A. in Cominco Ltd. V Westinghouse Canada Limited et al., (1979) 11
B.C.L.R. 142 (B.C.C.A.) at p. 149 bear equal application in this context:
Counsel said that one cannot embark on a fishing expedition. I
find little help in that statement. I take it that a fishing expedition
describes an examination of discovery that has gone beyond
reasonable limits into areas that are not and cannot be relevant. In
those waters one may not fish. In other waters one may. That one
fishes is not decisive, it is where the fishing takes place that
matters.
(Emphasis added)
[11] Counsel submitted that the disclosure sought does not have a probative nexus with an
allegation put in issue in this proceeding, although they may have such a nexus had the
complainants filed job competition complaints. In this proceeding the Board is not dealing with
job competition grievances. Counsel submitted that to order the requested disclosure would
allow the complainants to in effect grieve the job competition in this proceeding, thereby
circumventing the time limits prescribed in the collective agreement.
[12] Having considered the able submissions of the parties, I conclude that the requested
disclosure ought to be ordered. The employer is correct that the instant complaints are not
“competition grievances” in the traditional sense in that they do not directly allege a violation of
the job competition provisions of the collective agreement. However, the appropriateness of a
request for disclosure does not depend on the labelling of a grievance. It depends on whether the
requested material is of some probative value, and therefore arguably relevant, with respect to an
issue in dispute in this proceeding. That is the determinative test in every case. The Association
has clearly asserted that the elimination of all EMC positions, the surplussing of the
complainants, the creation and posting of the new RPBA positions, and the denial of those
positions to the complainants constitute a scheme the employer devised in bad faith to “clean
house” and get rid of employees the employer no longer wished to employ. It has not been
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suggested that the association is not entitled to make that assertion as part of these complaints.
Rather, the employer denies bad faith. Thus the allegation of bad faith, including bad faith in the
treatment of the complainants in the job competition for the RPBA positions, is an issue put
before the Board in this proceeding. The disclosure sought, in the Board’s view is, therefore,
arguably relevant to an assertion of bad faith already made by the association, and does not
amount to a “fishing expedition”. Rather, the Association, through its request for disclosure, is
attempting to obtain evidence to support a position it has already clearly asserted.
[13] Therefore, the employer is hereby directed to provide disclosure of the material described
in items 8 and 9 set out above at paragraph 9 of this decision as soon as practicable prior to the
next scheduled hearing or on a date to be agreed to between the parties following this decision.
The Board remains seized with the instant complaints.
Dated at Toronto this 6th day of December 2011.
Nimal Dissanayake, Vice-Chair