HomeMy WebLinkAbout2009-0167.Union.12-04-13 DecisionCrown Employees
Grievance Settlement
Board
Suite 600
180 Dundas St. West
Toronto, Ontario M5G 1Z8
Tel. (416) 326-1388
Fax (416) 326-1396
Commission de
règlement des griefs
des employés de la
Couronne
Bureau 600
180, rue Dundas Ouest
Toronto (Ontario) M5G 1Z8
Tél. : (416) 326-1388
Téléc. : (416) 326-1396
GSB#2009-0167, 2009-0810
UNION#2009-0999-0011, 2009-0999-0012
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN
Ontario Public Service Employees Union
(Union) Union
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The Crown in Right of Ontario
(Ministry of Community Safety and Correctional Services/
Ministry of Children and Youth Services) Employer
BEFORE Daniel Harris Vice-Chair
FOR THE UNION Andrew Lokan
Paliare Roland Rosenberg Rothstein LLP
Counsel
FOR THE EMPLOYER Brian Loewen
Ministry of Government Services
Labour Practice Group
Senior Counsel
HEARING June 9, October 7 & 27, November 1,
December 14, 2010, April 7,
June 22 & 23, 2011.
Decision
The Proceedings
[1] These are two Union grievances regarding the Employer’s decision not to agree with any
requests for compensating time off (CTO) in lieu of overtime pay. These identical
grievances relate to the Ministry of Community Safety and Correctional Services and the
Ministry of Children and Youth Services.
[2] The Statement of Grievance reads as follows:
The Employer has violated specifically, but not exclusively, Articles 2. 3, 9, COR 8,
COR 13 and COR 16 of the Collective Agreement. The Employer has decided to not
allow staff the ability to bank compensating time when performing overtime work or to
extend the carry forward of all earned credits.
[3] The Employer initially brought an application to dismiss the grievances without a hearing
on the merits. It said that the Board lacked jurisdiction to hear the case. The decision on
that issue was released on June 4, 2010 and may be found at Ontario Public Service
Employees Union v. Ontario )Community Safety and Correctional Services), 2010 Can
Lii 42118 (ON GSB). That application was dismissed.
[4] The Employer also brought a non-suit application at the close of the Union’s case. It was
put to its election to call evidence. It elected to call evidence, then argued the non-suit
anyway, taking up a hearing day. The Union chose not to argue a position on the non-
suit, given the Employer’s election to call evidence. The case then proceeded to the
Employer’s evidence.
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The Facts
[5] The grievances arise as a result of correspondence to the Union dated February 28, 2009.
That letter was delivered while the parties were still in the process of negotiating a
renewal to the collective agreement. It reads as follows:
February 28, 2009
Warren (Smokey) Thomas
100 Lesmill Road
North York, Ontario
M3B 3P8
Dear Warren (Smokey) Thomas:
I am writing to advise you that upon the ratification of the Correctional Bargaining Unit
collective agreement and until further notice, the Employer will no longer be agreeing to
extend the March 31st date for pay out of any substitute days which were accumulated under
Articles COR13.2 and COR13.5 as per Article COR13.7. Further, the Employer will no longer
be agreeing to allow employees to receive compensating leave in lieu of pay, in accordance
with Article COR8.5 and COR16.4. Compensating leave accumulated in the 2008 calendar
year, which has not been used before March 31, 2009, will be paid out as per Article COR8.6
and COR16.5. Any compensating leave accumulated between January 1, 2009 and the date of
ratification will be paid out concurrently with the compensating leave accumulated in the 2008
calendar year.
Sincerely,
David Logan
Assistant Deputy Minister
Employee Relations Division, HROntario
Ministry of Government Services
cc. Steve Small, Assistant Deputy Minister, MCSCS
Gilbert Tayles, Assistant Deputy Minister, MCYS
[6] The intent of the letter was communicated to management staff by a memorandum of
March 18, 2009. That memorandum reads as follows:
MEMORANDUM
TO: Superintendents
Brian O’Rourke, Offender Transportation Operations
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FROM: Lori Potter
Director
Management and Operational Support Branch
DATE: March 18, 2009
SUBJECT: UPDATE: ACCRUAL OF COMPENSATING LEAVE BY EMPLOYEES IN
THE CORRECTIONAL BARGAINING UNIT
During the recent OPSEU collective agreement negotiations with the Correctional Bargaining
Unit, the employer provided notice that employees will no longer be able to receive
compensating leave in lieu of pay for overtime.
As a result, you are now advised that all hours of compensating leave banked by employees in
the correctional bargaining unit, during the 2008 calendar year and all compensating leave
banked from January 1, 2009 up to March 31, 2009 will be paid out concurrently at the rate it
was earned.
Approvals for the use of compensating leave that were given prior to the date of this memo will
be honoured as the only exception.
Your assistance in the implementation of this direction is appreciated and should you have any
questions about this change, please contact your Human Resources Advisor.
Yours truly,
Lori Potter
[7] There was a further clarification memorandum dated October 20, 2009 which reads as
follows:
MEMORANDUM TO: Donna Keating, Superintendent
Vanier Centre for Women
Brian O’Rourke, Manager
Transportation & Communications Services
Jenny Cece, Manager
Offender Transfer Operations
FROM: Lori Potter, Director
Management and Operational Support Branch
DATE: October 20, 2009
SUBJECT: Overtime Provisions for Employees in Schedule 4
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It has come to my attention that there is a need to clarify the overtime provision of the
Collective Agreement for those employees in Schedule 4. Specifically, in accordance with
OPSEU Collective Agreement Article COR8.4, Provincial Bailiffs and Hairdresser Instructors
as Schedule 4 employees are entitled to compensating time off for working overtime.
Article COR8.5 allows the parties to elect overtime pay in lieu of compensating leave. The
Employer is in agreement to provide pay in lieu for those employees who so choose.
Please share this information with your affected employees. If you have any questions, please
speak to your manager and they can provide you with clarification.
Thank you,
Lori Potter
c.c. S. Small, Assistant Deputy Minister, Adult Institutional Services
M. Conry, Regional Director, Central Region AIS
M. Welch, Management Co-chair, Ministry Employee Relations Committee
E. Almelda, Employee Co-chair, Ministry Employee Relations Committee
[8] The interim decision dealing with the Board’s jurisdiction, cited above, also dealt with
the seemingly inevitable objection that the Union had not sufficiently particularized the
alleged breach of the collective agreement. It was the Board’s view that the case had
been sufficiently particularized to permit the Employer to prepare its defence.
[9] Following the close of the Union’s case, and after hearing from three of the Employer’s
witnesses the parties agreed that the Employer would present the evidence of its last two
witnesses, Barry Thomas and Gary Caverley in the form of will-say statements. The
Union would then be free to cross-examine those witnesses.
[10] Although the Union bears the onus, and proceeded first, Mr. Thomas’s will-say statement
succinctly sets out what the Employer did, and why. It reads as follows:
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1. I retired from the OPS on March 31, 2010 after 38 years of service to the Crown.
2. Prior to my retirement, I was Labour Management Liaison and had been performing this role
since June 1, 2004. In this position, I performed the function of strategic advisor regarding
Labour Relations issues to the Deputy Minister's office and the offices of the ADMS. I was
actively involved in all Union/Management initiatives, including MERC, arbitration,
mediations, grievances and Collective Bargaining. Specifically I was also the direct contact to
the Ministry's senior administration for contract negotiations.
3. As a result, I am aware of the circumstances arising around the Employer's decisions to no
longer agree to allow employees to receive compensating leave in lieu of pay at the overtime
rate.
4. The availability of the option to receive compensating time in lieu of pay at the overtime rate
was originally established in the collective agreement at a time when overtime was much less
prevalent in the institutions. Fixed term employees ("unclassified staff') were more likely to be
available to replace on straight time the employees who were absent and therefore only limited
overtime opportunities arose. As a result, there were more limited opportunities for staff to
accumulate CTO. Similarly, when an employee used the accumulated CTO, unclassified staff
were available to replace that employee on straight time.
5. In recent years, however, the accumulation and use of CTO prior to March 31, 2009 caused
significant difficulties for the operation of the individual institutions. This became an
increasing problem as more overtime has become available and as more staff have opted to
accumulate and use CTO rather than receive overtime pay.
6. In 2008 Annual Report of the Office of the Auditor General of Ontario, the Auditor General
provided the results of an audit of Adult Institution Services (see copy attached of Section 3.02
Adult Institutional Services). The report indicated that AIS had a serious problem with
absenteeism of correctional officers including the abuse of sick leave and overtime provisions.
The audit confirmed that AIS incurs $9 million in additional costs for replacement workers and
$11 million in overtime payments.
7. Part of the Report (pp. 96-99) dealt specifically with Correctional Officer Absenteeism and
Overtime Payments. One of the recommendations included in Recommendation 11 was that
the Ministry should "investigate the reasons for large overtime payments program-wide and to
individual employees and implement corrective measures to reduce overtime costs".
8. The Ministry undertook to conduct a study of operating costs in correctional institutions and
identify cost-saving practices to further reduce costs. One of the areas identified by the
Ministry as resulting in significant cost saving was the elimination of CTO.
9. During the course of various meetings and discussions with senior staff, I recommended the
elimination of CTO. During the course of these discussions, it was identified that the continued
accumulation and use of CTO was causing significant financial costs to the Ministry. The
excessive use of the Employer's STSP was making it virtually impossible to replace absent
staff on a continuous basis. It was obvious that, unless the current "Sick Plan" was modified
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considerably the Ministry could no longer permit accumulating "time off" for working
overtime. We simply did not have the resources. On many occasions, I had discussions with
the ADM, AIS and the Division's Regional Directors concerning the Ministry's option of
withdrawing mutual consent regarding CTO.
10. One of the significant problems arose from the need to replace the staff member who was
absent when the CTO was used. Typically, whenever staff are absent from a scheduled shift for
any reason, the staff member must be replaced in order to maintain the safe and efficient
operation of the institution. As a result, whenever a staff member used CTO to be absent from
a scheduled shift it was necessary for the Employer to arrange for alternate staff to replace that
staff member, either through the use of unclassified staff at straight time hours or through the
use of overtime by either other regular employees or unclassified staff. The efforts required to
replace absent staff members was substantial and the increased use of CTO by staff put
significant demands on the time of the schedulers.
11. Whenever possible, the use of CTO was typically restricted to circumstances where the
replacement of the employee on that shift would not directly result in overtime. In other words,
if unclassified staff was not available to replace the employee on that shift at straight time, the
request to use the CTO would be denied. An exception may be made if the reason for the
request to be absent was sufficiently pressing. If an employee on overtime was required to
replace the employee absent on CTO, the Overtime Protocol would be relied upon to provide
staff coverage.
12. Most institutions have in place an agreement regarding the limit of vacation requests that
would be approved at any given time. In some institutions CTO requests, however, would
typically be approved even if the vacation agreement had reached its agreed limit. This could
cause additional overtime demands due to the limited availability of additional staff to replace
absent employees.
13. Most institutions heavily utilize their unclassified staff to backfill regular employees for
various leaves such as STSP, vacation, etc. In some institutions unclassified staff work their
forty (40) straight-time hours during most work weeks especially during seasonal highs such as
the summer and around the holidays. Prior to the restriction of accumulation of CTO, the use
of CTO by regular employees put extra pressure on the institution with respect to staffing
resulting in the increased use of overtime. In turn once over-time was required the employee
working the overtime could bank his/her time as CTO creating another potential back-fill
situation. (40)
14. The institutions have available a limited number of unclassified employees who would
typically be scheduled to replace classified staff who are absent and/or supplement classified
staff in appropriate circumstances. The operation of the institution generates a significant
amount of overtime opportunities due to unavoidable circumstances such as unanticipated
absences or unanticipated demands of staff including searches or community escorts. It is
preferable to be able to use the unclassified staff on straight time hours in order to address
unanticipated absences or unanticipated demands but frequently their available straight time
hours are exhausted by other absences.
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15. Prior to March 31, 2009, one of the absences for which unclassified staff straight time
hours would be used would be to cover absences for CTO. By eliminating or reducing CTO
use, this allows more straight time hours to be available for both unanticipated absences or
unanticipated demands and thereby reduces the operating costs of the institution.
16. Because of the limited availability of unclassified staff, even though the particular shift
may not require the use of overtime to cover the absence due to CTO, the use of the available
straight time hours to cover the absence would mean that subsequent absences for other types
of leaves, illness, vacation etc. or additional demands for staff such as community escorts
would have to be covered by staff working at overtime rates. Since that overtime could also
generate CTO and further overtime, the availability of CTO did significantly increase the
overtime costs involved in operating the facility.
17. In addition, the process required to identify replacements for absent staff is a significant
resource issue for the Employer. By reducing the opportunities for time off, this allows those
unclassified resources to be more readily available for both other unanticipated absences or
unanticipated demands or anticipated absences i.e. scheduled vacations.
18. In many cases Correctional Officers would bank their CTO and request to use their time off
during peak times in the year such as the summer which put additional staff institutions when
backfilling those vacancies.
19. When a Correctional Officer worked 12 hours of overtime and they decided to convert that
time into CTO they received 18 hours of leave. Therefore relative to the initial overtime, the
institution bore 6 additional hours of coverage of backfill often at an overtime rate.
20. Some Correctional Officers used CTO in increments of less than four hours to either start
their shift late or end their shift early. In doing so the institution would often use unclassified
staff to cover these short term absences. If the absence was less than four hours the institution
would still have to pay the unclassified employee a minimum of four hours as per the CA.
21. Given these difficulties, continued use of CTO was problematic for AIS particularly in light
of the extensive use of overtime arising from the serious problem with absenteeism of
correctional officers.
22. It was decided that these issues would be addressed as part of the collective bargaining for
the renewal of the collective agreement. The intention was to substantially revise the sick leave
plan and it was decided that if sufficient changes could be introduced it would not be necessary
to remove CTO.
23. Discussions with the bargaining agent commenced in November 2008. The Employer
indicated at the commencement of bargaining that it wanted to make significant changes to the
sick leave plan in order to reduce overtime opportunities but OPSEU initially indicated that
they were not prepared to entertain any discussions regarding changes to the sick leave plan.
Eventually the Employer advised OSPEU during the course of bargaining that if significant
changes could not be agreed to the Employer would have to address other means of reducing
overtime opportunities.
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24. The parties did eventually reach agreement regarding an absenteeism target incentives
which would provide financial payments if the provincial sick time average is achieved. It was
decide however that these incentives in themselves were not sufficient to address the overtime
issues and therefore it was determined that the Employer would no longer agree to allow
employees to receive compensating leave in lieu of pay at the overtime rate. Without mutual
agreement otherwise, the collective agreement indicates that employees in positions in
Schedules 3.7 and 4.7 receive pay at the overtime rate.
25. Given that there was an established practice at the institutions regarding the accumulation
and use of CTO, it was determined that it was appropriate to give notice to the bargaining
agent during the course of collective bargaining in order to allow the Union the opportunity to
bargain regarding the issue if it chose to.
26. The Employer gave the written notice to the Union during bargaining that it would no
longer be agreeing to allow employees to receive compensating time off in lieu of pay at the
overtime rate [see Tab 3 of Exhibit 1]. No significant discussions regarding the issue occurred
and no attempt was made to revise the existing collective agreement language.
27. Information regarding this position was distributed to the individual institutions by Lori
Potter, Director of the Management and Operational Support Branch on March 18, 2009 [see
Tab 4 of Exhibit 1].
28. It is my understanding that individual employees at individual institutions previously may
have chosen to accumulate CTO in order to later permit themselves additional flexibility in the
scheduling of their work hours. In some circumstances, the CTO was used to allow additional
time off from work with pay in order to address demands arising in their personal life such as
attending family events or medical appointments.
29. Even without CTO, staff already have a substantial number of days off from work. Most of
the employees at the institution have a compressed work week which means that they have
approximately 194 regular days off each calendar year. In addition, staff typically will have 20
vacation days and 96 hours of lieu time for statutory holidays. In appropriate circumstances,
they also have access under the collective agreement to 3 days of leave with pay for special and
compassionate grounds.
30. In addition, the employee could make arrangements to exchange shifts with another
employee or make arrangements to take leave without pay.
31. Further, the Employer has established policies to deal with the circumstances involving
issues related to accommodation of family status [see Exhibit 16]. This policy allows for the
workplace accommodation for employees with needs arising from family responsibilities. The
guiding principles of the policy confirm that the key to workplace accommodation is
recognizing individual circumstances and the workplace parties being flexible.
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[11] In his cross-examination, Mr. Thomas agreed that it had been a considerable time since
he had worked in one of the institutions. He also agreed that the Auditor General’s
Report, referred to in his will-say, was prepared without the Union’s input. He said that
the Employer’s conclusion that there were abuses of overtime did not imply that
everyone was abusing overtime. He also agreed that CTO was not mentioned in the
report. Mr. Thomas said that the Employer identified changes it sought to achieve in
bargaining relating to the short-term sick plan (STSP) in order to reduce its overtime
costs. It did not achieve all of the gains it sought because it could not give enough of a
trade-off to make those gains. Because the Union resisted further changes to the STSP,
the Employer moved to reduce its overtime costs by also curtailing CTO.
[12] The Union called Shari Archdekin to give evidence. She was the scheduling officer at
the Vanier Centre for Women. She said that there was no written, local agreement
governing the use of CTO. There was a practice that permitted full-time CO’s to take
CTO if there was a fixed-term employee (formerly known as casual employees) available
to take the shift at a straight-time rate. Her evidence was that it was prudent to ask for
CTO 3-4 weeks in advance. Since the casual employee schedule was posted 15 days
before it was effective, if a full-time CO asked for CTO after that, they were unlikely to
get it because the casual employees would already be scheduled for their 40 hours.
[13] Ms. Archdekin used CTO over the years to assist with childcare arrangements. Being on
a compressed work week meant she often started work at 7:00 am, the same time as most
daycare centres opened. She would also have difficulty picking up her children before
the daycare centre closed. When she worked the 8:00 am to 8:00 pm shift, she could
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drop her children off, but not pick them up. She was able to use CTO to facilitate drop-
off and pick-up of her children. She said that the compressed work week meant that in
the first week of the cycle an employee would work 24 hours and in the second work 60
hours. The order would flip in the next cycle. Where an employee had custody and
access issues they would want the child(ren) on their 24 hour week. Not all employees
had a co-operative arrangement with their ex-spouses. In those instances, CTO could be
used to reduce the length of the workday, in the 60 hour week, to allow them to meet
their parental obligations.
[14] For Ms. Archdekin, the abolishment of CTO came at a time when her spouse was unable
to drive due to a work-place accident. Accordingly, her children have not been able to
participate in extra-curricular activities, which she believes hinders their development. In
her position as the scheduling officer she sees many employees facing similar struggles.
There are a lot more requests for leave without pay and a lot of negotiating over
swapping shifts.
[15] As scheduling officer she now works all of the statutory holidays. As a 16 year employee
she is too junior to take vacation in the summer because there are limits on the number of
employees that can be off at that time on vacation. When CTO was available she could
take a couple of days at a time. She said many employees use their vacation days as they
used to use CTO. Accordingly, that usage would eliminate the opportunity for family
vacations.
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[16] She said there was a considerable amount of overtime required at Vanier. CO’s sign up
for overtime, but not as many do as in the past. When there is no one on the sign-up
sheet, she will do an “all-call”, phoning every employee to fill the shift. If there are not
enough staff working, the inmates may have to be locked-down for the shift, which
further increases the tension and stress in the institution. She said that there is
considerable pressure from management, and from co-workers, for people to take
overtime shifts to relieve that tension and stress. Accordingly, there is considerable wear
and exhaustion without the ability, as in the past, to take CTO.
[17] In her cross-examination Ms. Archdekin said that she was always asked to what use she
intended to put her CTO. She said that the practice at Vanier was that there was no
maximum number of hours that could be banked and no blackout periods for the use of
CTO. A CTO request was generally always approved if the casual staff had straight-time
hours to replace the CO asking for CTO. Her use of CTO was to provide a break to avoid
burn-out. She agreed that working overtime was voluntary.
[18] In her redirect-examination Ms. Archdekin said that generally the unclassified COs had
their 40 straight-time hours pre-scheduled. She said that she could generally apply for
CTO early enough that the unclassified staff would still have straight time hours
available. She would look at the computer schedule, and, provided there were straight-
time unclassified COs available, her CTO request would be approved. She knew of no
instance of CTO being approved if it was known at the time that the replacement CO
would have to be brought in on overtime.
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[19] Shelly Coughlin also testified for the Union. She was a classified CO at the Toronto East
Detention Centre. When CTO was available there was no cap on the amount that could
be accumulated or used. The only stipulations were that requests to use CTO were to be
submitted 30 days in advance and accumulated CTO was to be used or paid out by March
31 of the following year. She used CTO to facilitate the joint custody arrangements
involving her daughter. Her child’s father is also a CO at Toronto East. Their child
switched back and forth between homes based on the opposition of their shifts. Ms.
Coughlin would use CTO to take time off at the beginning and end of her shifts to take
her daughter to day-care. She never had problems getting approval of her CTO requests.
When CTO was abolished she was told to take leave without pay or use her vacation
credits. She said she had to remove her daughter from daycare and her ex-husband’s new
spouse began taking care of her. Her daughter saw more of her step-mother than of her.
She and her ex-husband moved so their daughter could more easily travel between their
homes.
[20] In April 2010, management gave notice that leave without pay would no longer be
approved beyond May 15, 2010. Accordingly, Ms. Coughlin had to make different
arrangements, including having her future mother-in-law move in with her. To further
complicate the custodial balance, her ex-husband became an acting manager. CTO is still
available to management staff. Accordingly, he is able to make himself available for their
daughter’s school trips, school meetings, medical appointments etc., while she is not.
She was concerned that such imbalance now might influence her daughter’s future choice
of a permanent home.
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[21] Ms. Coughlin testified that there is an increasing proportion of CO’s who are women,
many of whom are single mothers who have been affected by the abolition of CTO and
the limitations on formal accommodation for child-care reasons.
[22] Ms. Coughlin also testified that CTO had been used by employees to attend medical
appointments. The abolition of CTO was said to have added to an already stressful job,
which puts employees at higher risk. Many employees had used CTO to “de-stress”.
Although, over-time is not compulsory, and not all staff are asked to work it, those doing
escort duty usually work past the end of their shift. Also, on occasions when a search of
the institution is required most staff stay behind to help, not because they are required to,
but to do their job.
[23] In her cross-examination Ms. Coughlin agreed that Toronto East is under-staffed, so
anyone taking CTO would have to be replaced. She said that most of the unclassified
staff are pre-scheduled for 30 hours per week and pick up an additional 8 hours. She
agreed that any hours greater than 40 per week worked by unclassified staff would be
paid as overtime hours. She said that the number of unscheduled absences was not as
great as prior to the implementation of the absenteeism policy. For the most part,
working overtime is voluntary. On rare occasions one might be required to stay. Ms.
Coughlin generally used two CTO days in her biweekly rotation. If she was working
from 9 to 9 she would take off from 5 to 9 at the end of her shift. When scheduled on the
7 to 7 shift she would take two hours off at the beginning and end of her shifts. Generally
the two hour slots would be covered by other employees extending their shifts. Her CTO
requests were seldom denied because she asked for them more than 30 days in advance.
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She said that CTO often increased overtime costs because the complement at the
institution was too small. That is, the schedule did not reflect the number of staff
required to run the institution.
[24] Ms. Coughlin said that after CTO was withdrawn she was able to use any lieu time
accumulated from working a statutory holiday, take a leave without pay or use vacation
credits. Once all such credits were used, the Employer would consider temporary
accommodation under the Family Responsibilities Policy. The latter would require an 8
hour shift. Such positions are rare. She was also of the view that to ask for
accommodation would have a negative impact on her career. The attractiveness of CTO
was that she was able to fashion her own family arrangements without involving the
Employer.
[25] In her re-direct examination Ms. Coughlin said that the institution was systemically
understaffed as a result of an earlier change to the staffing model that greatly reduced the
number of staff required. That model was unsuccessful, and the institution reverted to the
previous arrangement without re-adjusting the complement. She elaborated that
accommodation under the Policy is for a maximum of three months. Only one or two
individuals have been successful in being accommodated for longer. Such
accommodation results in 8 hour shifts, and a limited number of posts are scheduled for 8
hour shifts. To take such a position limits a CO’s experience, which limits career
advancement.
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[26] Dan Marshall also testified for the Union. He had been with the Ministry for 22 years at
various institutions and held various Union positions. At the time he testified he was at
the Toronto West Detention Centre and was the 1st Vice-President of the Local Union.
Mr. Marshall testified as to grievances filed and understandings reached regarding CTO
at Toronto West. One of the grievances he identified was that of Monte Vieselmeyer.
Apparently, he had been denied the accumulation of CTO in spite of the fact that there
was a written agreement in place that permitted such accumulation. That grievance
resulted in a written agreement dated March 13, 2006 covering the accumulation of CTO.
That agreement was subsequently modified on April 25, 2008. That document was
drafted by the Superintendent, Paul Greer. Mr. Marshall said that the March 13, 2006
document had not been honoured. From April 2008 to March 2009 when CTO was
discontinued, approval of CTO was given if it was requested more than 30 days prior and
did not fall within a blackout period. He said that he had used CTO at various times. He
used it to take College courses, to be trained to help his hearing impaired son, to attend
doctors’ appointments etc. He said that he was aware that many female CO’s used it to
facilitate daycare arrangements or to attend special events involving their children. He
said that the loss of CTO has added stress to an already stressful job. He also testified
that “a lot” of employees no longer work overtime because they cannot get CTO.
[27] Mr. Marshall had no knowledge of the extent to which unclassified COs might be on
overtime while backfilling for CTO. He also said in his cross-examination that he had
recently made a verbal request for family status accommodation by way of adjusting his
schedule. He was told that if he needed shifts moved, the Employer could accommodate
him. However, he was able to do so by using lieu time and vacation credits. In his re-
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direct examination he said he used those credits because those were the only credits he
had and in 22 years he had never asked for an accommodation.
[28] Laura Josephson also testified for the Union. She was employed at Maplehurst as a CO2.
She was also the President of Local 234 at the time of the hearing and previously held
other positions with the Union. In October 2009 she completed a survey of OPSEU
representatives from the various correctional institutions across the province. She
produced a table of the results indicating whether each institution had an agreement or a
practice governing CTO, as well as the details of the agreement or practice. For example,
at Maplehurst, there was a practice to permit CTO. There was no cap on the hours that
could be accumulated. If the CTO was approved and booked prior to March 31st, the
time could be taken after March 31 rather than being paid out. CTO had to be booked at
least 30 days in advance and was not restricted by any blackout period or by whether the
replacement CO would be backfilling the shift on overtime. That practice had changed
from when she first started at Maplehurst, when overtime could not be incurred and there
were black-out periods. She also received copies of some written agreements from some
of the institutions, the details of which she reviewed in her evidence.
[29] Ms. Josephson said that CTO was used at Maplehurst for a variety of purposes including
child custody arrangements, medical appointments, group family activities, extra-
curricular sports and volunteer activities. CTO was also used by junior employees to get
a few days off in peak vacation periods. She said the loss of CTO has negatively affected
the employees’ ability to manage the stress of their jobs.
- 17 -
[30] Under cross-examination Ms. Josephson detailed that her survey results were based on
the documents she was sent and the conversations she had. She accepted what she was
told as true. She agreed that there were no restrictions regarding the purposes CTO was
put to and could include hunting or shopping. She also said that the limit on the number
of people that could be of on vacation in peak periods did not apply to CTO usage. That
is, if the vacation cap had been reached, CTO would still be approved if it was applied for
with 30 days or more notice.
[31] Randy Denis testified for the Employer. He was the Superintendent at the Toronto East
Detention Centre. He confirmed Ms. Coughlin’s evidence that the institution was being
run on a staffing formula that was related to a previous organizational model.
Accordingly, approximately 8 staff per day are on overtime. Generally, when CTO was
approved 30 days prior to its scheduled use, the forecast would be that it could be
backfilled with straight-time hours. However, by the time the scheduled CTO use was
reached, it would likely be back-filled by overtime hours as other pressures overtook the
schedule. The first source for backfilling CTO was the regular part-time COs. However,
their numbers were said to be reduced due to a number of factors including being rolled-
over to full-time positions, attrition as they seek out other law enforcement opportunities
and reduced flow-through from the training College due to higher standards being
imposed on recruits.
[32] Mr. Denis understood that CTO was being used for a number of purposes, including
daycare and medical appointments. When he learned that CTO was being discontinued
he received approval to honour any existing requests. However, no more approvals
- 18 -
would be given. He said that other avenues were open to employees to modify their
shifts, including swapping shifts with others, lieu time and accommodation by the
Employer where there is a short-term, pressing family need. Initially there was an
increase in leave without pay requests. As the institution moved into the peak summer
vacation period it was costing additional overtime to approve such requests, so they were
curtailed. He said that the Employer preferred to deal with family status accommodation
formally rather than guessing what CTO time was being used for. This would permit
consideration on a case by case basis. Once the summer vacation period passed, requests
for leave without pay were again considered within a framework set out below.
[33] In his evidence Mr. Denis reviewed the Ministry’s Family Responsibility Policy. He said
an employee could identify to management a problem with their schedule. The Staff
Services Manager would meet with the employee to review their circumstances,
including any steps the employee had taken. Accommodation arrangements under the
policy are intended to be temporary. Mr. Denis also briefly reviewed Ms. Coughlin’s
request for accommodation. He confirmed that she did not go forward with the request.
[34] Under cross-examination Mr. Denis said that the institution was 8 to 10 COs short of its
requirement, and had been for as long as possibly 7 years. However, there were some
days when they would not be short of employees. He agreed that some employees,
including managers and schedule 4 employees, have access to CTO. He could not speak
to what use they might make of it but agreed that working in a correctional institution had
its stresses.
- 19 -
[35] Mr. Denis also agreed that when employees use lieu time, or those eligible for CTO take
it, similar pressures exist to back-fill with overtime hours as existed when CTO was
generally available. He also agreed that the modification in September 2010 be the more
restrictive approach to granting leaves without pay came about after discussions with the
Union. The framework for approval is set out in his memorandum to staff dated
September 10, 2010, which reads as follows:
With the prime time now behind us I have again now reviewed our position with respect
to addressing leave requests. And, while we still remain challenged with available
resources, I am prepared to move toward addressing staff requests within the following
parameters.
1. Staff wishing to utilize Leave without Pay (LWOP) is to submit these requests
with 30 days notice to the scheduling manager. Any dates being requested
must not be beyond 60 days of the date of request. The scheduling manager
will attempt to address these requests by scheduling of available Fixed Term
hours.
2. Requests for LWOP for part shifts i.e. the front or back end of a shift that staff
is already working will be determined by the Shift I/C based on available
resources. If these part shifts are known in advance then parameter #1
applies.
3. Requests for leave presented under Article 24 will continue to be addressed as
per the collective agreement.
It should further be noted that the hiring of overtime will not be utilized to backfill any
requests for LWOP.
[36] Mr. Denis agreed that the consideration of whether overtime was required to back-fill the
leave was considered when the approval was given, not on the day itself, even though it
was likely to be filled with an employee on overtime as was the case with CTO. He
agreed that arrangements such as this are best made at the institutional level as each
institution best knows its requirements for its day to day operations. He agreed that the
leave approval process had the same kind of impacts as the previous approach to CTO.
- 20 -
Finally, he was asked about the temporary nature of accommodations under the Family
Responsibility Policy. He was very clear that where accommodation requests are
concerned one cannot generalize about the length of time it may be in effect. He said it
could be for 8 days or for 6 months. His key concern in applying the policy was to have
an exit strategy.
[37] In his redirect examination Mr. Denis said that every day required some degree of
overtime as was the case when CTO was available, although the volume of CTO requests
had been challenging for the scheduling manager. As to his leave of absence without pay
protocol, he said he did not think it would be different if CTO was still permitted. As to
the temporary nature of accommodation plans, he said that if an extension beyond three
months was justified by new information, then an extension would be given. However, a
review of the steps taken by the employee would be required.
[38] Tony Valaitis also testified for the Employer. He was the Superintendent at the Toronto
West Detention Centre. He was previously the Superintendent at the Central North
Detention Centre at the time when CTO was suspended. In his experience with CTO,
overtime multiplies as CTO is used because it is not always backfilled with straight-time
hours. He said if there was a compelling reason for taking CTO it would have been
approved even if it was known that overtime would be needed for the backfill. Mr.
Valaitis reviewed the written agreement regarding CTO in place at the time at Central
North.
- 21 -
[39] Mr. Valaitis learned of the CTO decision from the March 18, 2009 memo reproduced
above. He met with the Union to advise them of this corporate directive, which he was
obliged to follow. On March 25, 2009 he sent a memorandum to his staff confirming that
CTO would no longer be offered. He said that the Union reacted by giving notice to
withdraw from the compressed work week and restricting overtime. Both of those
initiatives were short-lived.
[40] Mr. Valaitis also testified that employees used CTO for childcare, appointments,
emergencies, to keep their sick day counts low and for topping-up sick pay from its 75%
to 100% of a regular day’s pay. He said that vacation credits and lieu time may also be
used for those purposes. Unpaid leaves and shift swaps with other employees could be
used to similar effect. Where formal accommodation is required, the Family
Responsibility Policy was also available. In his view that policy was used to about the
same extent before and after the CTO decision.
[41] Under cross-examination Mr. Valaitis reviewed the provisions of the Central North CTO
agreement. He agreed that each institution had its own needs, which were reflected in the
CTO arrangements put in place. He thought that the CTO agreement at Central North
had worked well. They were predominantly able to backfill CTO with unclassified staff.
He believed CTO had been around since the early to mid 1980’s. The requests for CTO
were always made at the local level and the CTO agreements were generally local
agreements.
- 22 -
[42] Mr. Valaitis did not receive any prior notice of the CTO decision, nor was his opinion
sought. He said that the regional level was aware that the Central North agreement had a
90-day notice requirement for termination. He did not know if that had been
communicated to the corporate level. When he learned of the CTO decision it crossed his
mind that the lack of notice might be a problem, and he communicated to his regional
superiors that he believed that there were a number of agreements at various institutions
which included a notice of termination clause.
[43] Mr. Valaitis also signed the CTO agreement at Toronto West. He agreed that the CTO
arrangement was workable and met the needs of management and the Union.
[44] Gary Caverley also testified for the Employer by way of a written will say statement. His
evidence focused on his experience as the Deputy Superintendent at the Vanier Centre for
Women prior to the CTO decision. He was aware that many COs used CTO for the
purposed testified to by others. His evidence-in-chief and his evidence under cross-
examination are not so remarkably exceptional as to require further elucidation.
The Submissions of the Parties
[45] The grievance was filed on behalf of full-time and regular part-time correctional officers.
The applicable overtime provisions are articles COR8 and COR16 of the collective
agreement. The provisions are similarly drafted. For ease of discussion, COR8 will be
referred to. The relevant provision is as follows:
- 23 -
COR8.3.1 Employees in Schedules 3.7 and 4.7 who perform authorized work in excess
of seven and one-quarter (7 ¼) hours or eight (8) hours as applicable, shall be paid at the
overtime rate.
COR8.3.2 Overtime shall be paid within two (2) months of the pay period within which
the overtime was actually worked.
COR8.4 Employees in Schedules 3 and 4 who perform authorized work in excess of
seven and one-quarter (7 1/4) hours or eight (8) hours as applicable, shall receive
compensating leave of one and one-half (1 1/2) hours for each hour of overtime worked,
at a time mutually agreed upon. Failing agreement, the ministry shall reasonably
determine the time of the compensating leave.
COR8.5 Where there is mutual agreement, employees may receive compensating leave
in lieu of pay at the overtime rate or may receive pay at the overtime rate in lieu of
compensating leave.
COR8.6 Compensating leave accumulated in a calendar year which is not used before
March 31 of the following year, shall be paid at the rate it was earned. The March 31
date may be extended by agreement at the local or ministry level.
COR8.7.1 Employees who are in classifications assigned to Schedule 6 and who are
required to work on a day off, shall receive equivalent time off.
[46] The Union submitted that the Employer’s goal at negotiations was to obtain changes to
the STSP through negotiated trade-offs. The purported abuse of STSP leading to extra
overtime was at the hands of individuals; it was not a systemic problem. The Employer
was unprepared to negotiate a solution. Rather, it suspended all CTO, taking away a
valuable option that non-abusers had been using. The Union submitted that the
Employer’s actions were stunningly irrational. The Union said that there was no
evidence of the calculated savings and it was the Employer’s onus to establish that their
rule was a bona fide occupational requirement with a legitimate business purpose.
[47] The Union submitted that CTO was never the problem. There is no evidence of the
factors the Employer took into account other than the undisclosed cost savings.
- 24 -
Accordingly, the Board cannot conclude that the decision to abolish CTO was a
legitimate exercise of management rights. The Union made four arguments. First, the
Employer’s decision reads articles 8.5 and 16.4 out of the collective agreement. The
Union said that the articles contemplate that a request for CTO be made and considered at
the local level. The request may be refused or reasonable rules adopted, but there cannot
be a blanket refusal. The request must at least be considered. The Employer need not act
reasonably or even give reasons, but an employee must be able to ask for CTO.
[48] Second, it is contrary to the commitment to local bargaining, set out in article 16, to
remove CTO from local control. The Union submitted that the purpose clause of the
collective agreement, to promote “prompt and equitable handling of grievances and
disputes” is best implemented when things such as CTO are handled locally. Article 16.1
specifically permits matters such as CTO to be the subject of local agreements, as were
entered into at various institutions. The whole structure of Local Employee Relations
Committees was said to be undermined by the Employer purporting to abolish CTO
contractually. Further, CTO is a concern not unlike compressed work weeks which
specifically may be entered into at a local level.
[49] Third, the abrupt abolition of CTO violated specific local agreements. The Union
submitted that specific local agreements were breached by this central Employer
decision. Many of the local agreements had notice of discontinuation provisions that
were not honoured. In particular, the Toronto West Detention Centre agreement
continued as a result of the settlement of a grievance. Such agreements cannot simply be
- 25 -
ignored. If the Employer wanted changes to CTO it ought to have negotiated them at the
bargaining table.
[50] Fourth, the abolition of CTO is not a reasonable rule within the management rights
clause. Differently put, it is an unreasonable exercise of management rights in that it
adversely affects local bargaining, health and safety and the right to be free from
discrimination on the basis of family status. On the latter point, if family status is
adversely affected, the Employer must show a legitimate business purpose to its decision.
The Union submitted the Employer’s rule that there shall be no CTO approvals was so
overbroad that it cannot be justified on any standard. The Employer abolished a local
system that worked well in order to save money. However, there is no evidence of the
amount of money saved and no evidence that there are any savings when unclassified
staff have straight time hours available. There is abundant evidence that the rule imposes
personal costs and hardship on employees. It was said to be an irrational rule in that it
appears to be a response to individual abuse of sick leave and overtime by disrupting the
ordinary lives of ordinary employees. It was also said to be under inclusive in that it does
not apply to management staff. Rules must be reasonable and management rights must
be reasonably exercised. The rule must have a legitimate purpose and not undermine
other collective agreement rights. This rule does not comply with these requirements.
[51] The Union sought a declaration of the breach and a forty hour payment to each affected
employee.
- 26 -
[52] The Employer submitted that the starting point for the analysis is that COR 8.3.1 requires
that employees in schedule 3.7 and 4.7 who work overtime, as defined, are paid the
overtime rate. Employees in schedules 3 and 4 receive CTO. By virtue of article 8.5,
where there is mutual agreement, the group that receives pay may instead get CTO, and
the group that receives CTO may instead get paid the overtime rate.
[53] The Employer says that the distinction between the two groups is drawn on the basis that
employees in the first group must be replaced if they receive CTO, while the latter group
need not necessarily be replaced. The first group includes correctional officers, whose
posts must be filled. The latter group includes bailiffs and hairdressers and was the
subject of the clarifying memo dated October 20, 2009, set out above. The Employer
emphasized that CTO required “mutual agreement”. That language may be contrasted
with other situations, such as leave requests, which specifically require the Employer to
give due consideration to an employee request.
[54] The Employer submitted that the local CTO agreements relied upon by the Union
generally distinguish between the accumulation of CTO and the use of CTO. The
accumulation of CTO was not initially extensive. It was only with the burgeoning need
for overtime to cover sick time that CTO contributed to a cycle of growing overtime as
the time taken as CTO was in turn covered by further overtime. The Employer said that
it properly turned its mind to breaking that cycle. In negotiations it first addressed its
concerns about abuse of short-term sick leave. When it was not successful in achieving
all of its goals it properly gave notice to the Union at negotiations that it would be relying
on the strict wording of the CTO provisions, which required its agreement to convert
- 27 -
overtime pay to CTO. The Union knew what the Employer’s intentions were, had an
opportunity to negotiate to enhance employees’ rights to earn CTO, but it chose not to
address the matter. The Employer said that the Union had to have known the effect of its
decision, and its decision not to bargain changes to the CTO provisions amounts to an
estoppal.
[55] As to the four branches of the Union’s argument, the Employer first submitted that there
is no evidence that it in fact fettered its discretion to refuse to agree to CTO or read the
articles out of the collective agreement. To the contrary, there is evidence it was
prepared to look at individual circumstances to work around the unavailability of CTO.
In any event, it said it was better to let the employees know there would be no CTO
rather than have them rely on false hopes. It relied on OPSEU (Heike Goedhuis) and
Ontario (Ministry of Correctional Services) GSB 482/8 (Kruger) at page 9, which reads
as follows:
Even if we were to accept the Union’s position that both parties must act reasonably, we
would deny the grievance. When management at Millbrook must resort to overtime on a
daily basis it is unreasonable to expect many exceptions to the inevitable policy of
refusing requests for time off in lieu of cash for overtime. The employees are all aware
of the general policy. It is preferable that they know how unlikely it is that exceptions
will be made then that their expectations be falsely raised by a pro forma procedure for
requests that are certain to be refused for good reason.
[56] With respect to the impact on local bargaining, and existing local agreements, the
Employer submitted that it was open to it to give notice at the corporate level that the
local agreements, where they existed, were coming to an end. The Employer’s corporate
decision on CTO did not bring a halt to all local negotiations on all topics. Indeed there
- 28 -
were local discussions on CTO after the corporate decision. However, the central,
corporate decision was adhered to. The Employer submitted that the one exception was
the agreement at the Central North Correctional Centre, which had a 90-day notice
requirement. However, it was said that the agreement there focused primarily on using
CTO rather than accumulating it. The Employer said that it paid out what was owing in
compliance with the collective agreement. Accordingly, the employees have not lost
anything.
[57] The Employer said that the Union’s submissions that the removal of CTO was a human
rights violation was a red herring. It submitted that it was not the removal of CTO that
caused individual scheduling problems but the existence of the compressed work week.
Any steps necessary to address individual issues need to be considered on a case by case
basis. It said there were a panoply of options to address such concerns. Employees could
take individual action such as requesting rescheduling to an eight hour schedule, or take
overtime pay and then take leaves without pay. The Employer submitted that there were
legitimate business purposes in its decision, including cost savings and alleviating the
type of scheduling complexities testified to by Ms, Archdekin. If there were an adverse
human rights impact on an individual employee, the parties would be required to address
that and consider CTO in appropriate circumstances. Such human rights concerns are
individual issues, not the subject of a Union policy grievance.
[58] On the Toronto West Detention Centre (Vieselmeyer) case, the Employer said that it was
the result of a mediation-arbitration and was specifically without precedent or prejudice.
Accordingly it has nothing to contribute to this discussion.
- 29 -
[59] The Employer adopted the submissions it made on the non-suit motion. It said there was
no evidence before me related to the Ministry of Youth Services grievance. It also
submitted that the Union’s inclusion of 40 hours of compensating time to each
Corrections Officer, by way of relief, would amount to a double payment, since they have
already been compensated for any over-time they have worked.
[60] In reply, the Union submitted that some paragraphs in the written will-say statements
contradicted other viva voce testimony. For example, the Union said I should prefer the
evidence that the shortage of unclassified staff was the result of a bottle-neck at the
College. The Union submitted that there was insufficient evidence to found an estoppel.
This matter is one of contract interpretation.
[61] As to the Employer’s response to the Union’s Human Rights concerns, the Union said
that it had led evidence of the actual uses CTO had been put to, while the Employer’s
submissions were speculative. The Union said that it was an enormous concession for
the Employer to submit that CTO could be used for accommodation. The rule abolishing
CTO has had an enormous discriminatory effect on some employees. It is for the
employer to establish it was a bona fide occupational requirement that CTO be abolished.
That is, why is an across the board rule necessary?
[62] The Union also submitted that the Employer failed to acknowledge that CTO was a
“relief valve” for the stresses of being a corrections officer.
- 30 -
[63] The Union said that the Employer’s concern about the difficulties CTO adds to
scheduling was, on the evidence, a trivial problem compared to the benefits of CTO,
including stress reduction, self-accommodation and the promotion of a humane work
place.
[64] The Union also submitted that the local CTO agreements dealt with both the
accumulation and use of CTO. It reiterated that the Employer’s actions have read articles
8.5 and 16.4 out of the collective agreement. It disagreed with the Employer’s
submission that it would have to agree to CTO if the Union’s arguments prevail. Rather,
all that would be required is that the Employer consider the request.
[65] The Union also submitted that to have called repetitive evidence relating to the Ministry
of Youth Services was not necessary. There was sufficient evidence let to cover both
Ministries.
[66] With respect to the Vieselmeyer case, the Union said that the grievance must have been
allowed because there was a breach of the collective agreement, and its award of 40 hours
of compensating time is a useful standard. It submitted that the question may be left to
the parties if its submissions are accepted.
[67] Finally the Union noted that the Family Responsibility Policy limits accommodation to a
period of three months.
- 31 -
Reasons for Decision
[68] This matter raises issues that are of significant importance to the COs at the correctional
institutions across the province. For many years they have been able to trade overtime
hours for compensating time-off. They have structured their lives around that ability.
Their local unions have entered into agreements at their institutions to regulate the basis
upon which those arrangements rest. The Union says that those arrangements have
reached a status that prevents the Employer, being the Government of Ontario, from
unilaterally withdrawing from them. The Union says that the maturation of those
arrangements mean that, in essence, they are local agreements that may only be dealt with
at local negotiations. It has advanced four different branches to this submission. They
are dealt with below.
[69] The Employer, on the other hand, relies on the bare words of the collective agreement. It
says that mutual consent of the parties is required to permit compensating time to be
taken in lieu of simple over-time pay. It has considered the matter and decided that it will
no longer agree. It says that its central consideration and decision is determinative; it has
decided not to consent. In all of the circumstances, I agree. What is required to dispose
of the issue is a simple reading of the collective agreement provisions. For ease of
exposition, the salient text is reproduced as follows:
COR8.5 Where there is mutual agreement, employees may receive compensating leave
in lieu of pay at the overtime rate or may receive pay at the overtime rate in lieu of
compensating leave.
- 32 -
[70] The issue squarely before the Board is what is meant by “mutual agreement”. In my
view, it is agreement between the parties to the collective agreement. It is certainly open
to the corporate parties to delegate the issue of consent. However, nothing prevents
agreement from being exercised as a central decision.
[71] The most salient case on this point previously decided by the Board is OPSEU (Heike
Goedhuis) and Ministry of Correctional Services GSB 482/82. I recognize that this is a
case of considerable vintage, having been decided in 1983. However, it lays out an
analysis that still has resonance. The positions of the parties in Goedhuis are summarized
at pages 6 and 7 as follows:
The Union’s position before this Board is that Article 13.5 requires the Employer to
consider requests for the time off carefully and to act in good faith in making its decision
on this matter. It is the Union’s position that in this case the Employer failed to do so.
Mr. Elli did not take Mr. Goedhuis’ request to anyone who was in a position to grant it.
The request was not even considered and had been dismissed out of hand. The Union
argues that while mutual agreement is required under Article 13.5, it does not permit
either party automatically to say no to a request to compensate overtime with time off.
The Union asked the Board to make a declaration to this effect.
…
It is the Employer’s position that Article 13.5 does not require anything more than mutual
agreement. The Employer contends that either party, for whatever reason or without any
reason, is entitled to withhold his consent to time off. Had the parties intended otherwise,
then they would have used wording similar to Article 13.4 for correctional officers.
These employees are not covered by that clause. Article 13.5 which does cover them is
very different from Article 13.4.
Furthermore, the Employer argued that even if the Board should read into Article 13.5 a
requirement that the parties are to consider requests carefully and act reasonable, the
Employer has in fact acted in this manner. Mr. Preston’s uncontroverted evidence shows
that except in unusual circumstances the Employer at Millbrook cannot comply with
requests for time off in lieu of pay without creating serious staffing problems and without
incurring undue cost. Mr. Goedhuis could not show any special circumstances related to
his request and in the opinion of the Employer, it was reasonable to refuse him.
- 33 -
[72] The Board’s decision in Goedhuis is succinctly put as follows:
The Board has carefully considered the evidence and argument presented to us. We are
dealing with an individual grievance of Mr. Goedhuis and not with a policy grievance.
We find that in the circumstances of the matter before us, the Employer did not violate
the collective agreement in denying Mr. Goedhuis’ request out of hand. Nothing in
Article 13.5 requires either party to give any reasons for a refusal to deviate from the
normal practice under Article 13.1 in handling overtime compensation. Had the
Employer asked Mr. Goedhuis to accept time off in lieu of cash he would have had every
right to refuse without any requirement that he consider the matter or justify his refusal.
This is different from Re UAW and OPEIU (Shime) where the matter involved mutual
agreement on the timing of an employee’s vacation. There the parties were expected to
bargain in good faith over the issue. In the matter before this Board, the parties in Article
13.1 have agreed on the normal way to handle the matter. Article 13.5 permits them to
make exceptions by mutual agreement and nothing more than that can be read into this
Article.
Even if we were to accept the Union’s position that both parties must act reasonably, we
would deny the grievance. When management at Millbrook must resort to overtime on a
daily basis it is unreasonable to expect many exceptions to the inevitable policy of
refusing requests for time off in lieu of cash for overtime. The employees are all aware
of the general policy. It is preferable that they know how unlikely it is that exceptions
will be made then that their expectations be falsely raised by a pro forma procedure for
requests that are certain to be refused for good reason.
[73] It should be noted that the language under consideration in Goedhuis is essentially
indistinguishable from that at issue here. Article 13.1 there required pay for overtime at a
rate of 1 ½ times the basic hourly rate. Article 13.5 permitted compensating leave in lieu
of pay “where there is mutual agreement”.
[74] The case before me is very much like Goedhuis, only writ large; it is not an individual
grievance, rather it is a policy grievance. It covers not just one grievor, but two
Ministries.
- 34 -
[75] Like the Board in Goedhuis, I conclude that reasons for declining consent are not
required. If they are required, the evidence is sufficient to establish that CTO does
increase the likelihood of increased overtime expense. That likelihood is as a result of
the inability of the Ministry to cover the time with straight-time hours due to the lack of
depth in the unclassified workforce. It is, of course, breathtaking that almost thirty years
after Goedhuis, the same criticism stands. I can do no better than reiterate the Board’s
comments from Goedhuis at pages 9 -10:
We cannot conclude this Award without commenting further on a matter that concerns
this Board. It is obvious that resort to overtime on a frequent basis is in no one’s interest.
The employees are asked to work sixteen hour shifts under very trying circumstances.
The Employer pays premium rates and gets less than adequate returns for this money.
Where a given employee works overtime frequently, there are risks to the safety of
inmates, staff and public. This Board cannot understand why, under the conditions
described to us, the Ministry does not assign to Millbrook either more regular or more
casual staff. We have no power to make any orders related to this. Nor would we
normally comment on such matters. However, in this case we are of the view that we
should share with those in authority our findings on an important matter.
[76] If the Ministry were to hire sufficient regular part-time staff, it could provide the
coverage necessary to allow its full-time employees to order their lives more comfortable.
However, in my view it still cannot be made to do so.
[77] The Union’s arguments here rested, in essence, on an evolution of our understanding and
the fundamental importance of individual human rights. It cast its case on the practice of
individuals having “self-accommodated” their family responsibility rights. It said that the
Employer’s unilateral rule had systemic effects that abrogated the family responsibility
rights of its employees. These are significant submissions that require careful
- 35 -
consideration, since Goedhuis, given when it was decided, had little cognizance of such
matters. For clarity of exposition, I take the Union’s arguments in turn, as follows.
[78] First, the Union said that the Employer’s decision read the relevant provision out of the
collective agreement. That submission rests on an analysis that the Employer has fettered
its discretion in how it will deal with CTO requests. However, the article does not
express the mutual agreement of either party being based upon an exercise of discretion
or not unreasonably denying a request, or any other such requirement that calls for a
balancing of possible outcomes. Rather, it is merely a choice left to either party.
Certainly improper considerations could taint the decision. However, here we have a
situation where the Employer considered the cost of agreement and rejected it for cost
associated reasons. It is not for the Board to second guess the sufficiency of the
Employer’s reasons. I agree with the comments of Vice-Chair Brown in OPSEU (Boulet
et al) and Ministry of Community and Social Services (GSB 1189/991) at page 12 as
follows:
How does the ruling in Bosquet apply to the facts at hand? As noted by counsel for the
union, if the employer has violated the collective agreement by failing to post jobs, the
grievors’ rights under article 6 are affected in the sense that they would not have lost their
employment if such jobs had been posted and awarded to them. Using the language of
Bousquet, I conclude management’s determination of ODSP workloads would be open to
challenge if it was not “genuine” in the sense that it was not “related to the management
of the undertaking”. The standard to be applied is not whether the decision was
“correct”, but rather whether it was made on grounds “relevant to legitimate government
purposes”. In other words, what matters is the nature of the reasons underlying the
decision and not whether those reasons are of sufficient weight to make the decision
appear sound in the eyes of an adjudicator. The sufficiency of the reasons is for the
employer to determine.
[79] Rather than reading out or ignoring the article, the Employer made a choice open to it
under the article, and it made it for business related reasons. This case is also unlike
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Simcoe County District School Board and OPSEU (Griffith) (2002), 103 L.A.C. (4th) 309
(Davie), which reserved a specific right to the union member to make a request of their
supervisor for leave. That case confirmed that the supervisor was not held to a
reasonable standard in denying leave but was required to consider the request. However,
here, there is no requirement that an individual request be entertained. I find that it was
open to the Employer to decide, for the time being, not to consent to CTO.
[80] Second, the Union said that the Employer’s decision undermined local bargaining.
However, the language under consideration does not exclusively assign these
considerations to the local level. Certainly over the years various institutions crafted
local agreements to suit local conditions. Indeed, the evidence supports the fact that in
many instances shift by shift decisions were made by the Operational Managers on site.
When CTO was an accepted option, it was the Employer’s right to delegate down the
day-to-day implementation of its terms. However, that cannot be taken as an abrogation
of the Corporate party’s right ultimately to decide. Like the compressed work week,
mutual agreement is required and mutual agreement may be withdrawn. There is some
evidence that the Union unilaterally withdrew its agreement to the Compressed Work
Week in reaction to the CTO decision of the Employer. That was its right. Local
agreements continued on other issues and the Local Employment Relations Committees
were not discontinued. Rather, one issue was removed from local purview. I was not
directed to any provision of the collective agreement that specifically prevented such a
move.
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[81] Third, the Union argued that local agreements relating to CTO were breeched by the
Employer’s central decision. It pointed to the Vieselmeyer decision as providing a
remedy for such a breach. Having considered that decision, it is my view that it is not of
much assistance. It was a mediation-arbitration decision, made without precedent or
prejudice. There are scant facts upon which one might extrapolate, and the without
precedent or prejudice status of the decision militates against any such exercise.
Nonetheless, there is evidence to support a finding that some notice of termination
provisions of some of the agreements may have been breached. It was not open to the
Employer to centrally wipe out those agreements contrary to their terms. The Employer
gave notice on February 20, 2009 that its agreement was at an end. If that notice fell
short of that required by any local agreement, the Union is entitled to a remedy for the
breach. I leave it to the parties to make efforts to come to an agreement on the remedy
and remain seised in the event that they fail to reach agreement.
[82] Fourth, the Union said that the decision not to agree to CTO was an unreasonable
exercise of management rights. The Union characterized the decision as a “rule” which
has such a broad, unsupported scope as to render it unreasonable. The authority of
management to make reasonable rules and regulations is found in article 2.1. In my view
this decision is not a rule. Rather, it is an exercise of management’s rights specifically
provided for in the collective agreement.
[83] The jurisprudence relied upon by the Employer supports the principle that management
rights are exercised unreasonably if the exercise is unrelated to the business or singles out
“employees for special treatment which cannot be justified in terms of real benefit to the
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employer”. (see United Parcel Service and Teamsters Union (1981 29 L.A.C. (2s) 202
(Burkett). The Union also relied on OPSEU (Group) and Ministry of Health & Long-
Term Care (Johnston), supra. That was a motion to dismiss the grievance without a
hearing on the merits. As was the case here, Vice-Chair Johnston ruled she did have
jurisdiction to hear the case and determine the issues. Central to the analysis is that there
be a business reason for the decision. I have found that in the circumstances before me
there is sufficient evidence to establish the business rationale on the basis of the low
threshold of such an arbitral review.
[84] The Union said that the exercise of Management rights is unreasonable if it adversely
impacts another right in the collective agreement. Although that assertion requires some
scrutiny, it should be noted that the mutuality of agreement needed for CTO was agreed
to by the Union. To require the Employer to go beyond the threshold for business
legitimacy laid down by the jurisprudence would read into the articles at issue words that
are not there.
[85] The Union said that there are three areas of the collective agreement impacted by the
CTO decision. Local bargaining has been deal with above. This leaves health and safety
and accommodation of family status still to address.
[86] The impact on health and safety was said to be that the removal of CTO made an already
stressful job more stressful without the employer really achieving anything. CTO was
said to be necessary to help the employees “de-stress”. On the evidence, CTO was only
available if employees worked over-time. Over-time is voluntary. On a compressed
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work week employees have large stretches of free time available to them. If working
over-time causes conditions that increase stress, it is open to the employees not to work
over-time.
[87] A significant aspect of the Union’s case is that the decision to discontinue CTO was
contrary to the Ontario Human Rights Code’s provisions related to the prohibition of
discrimination on the basis of family status. The Union submitted that this might amount
to an independent breach. It said that the Employer’s failure adequately to justify the
decision was sufficient. However, I have found, on the low threshold required, that there
was a sufficient business rationale to justify the decision.
[88] The cases relied upon by the Union to support its assertion that the CTO decision had a
discriminatory effect were individual claims that employees had been discriminated
against and that their employer had failed to accommodate them. This is not the evidence
before me. The evidence does establish that the CTO decision created difficulties for
some employees. However, the evidence also establishes that the employees from whom
the Board heard were able to rearrange their affairs. I recognize the difficulty suffered.
The responsibilities of child rearing are significant. However, if an employee does not
ask for an accommodation, the Employer’s obligations to accommodate to the point of
undue hardship are not engaged. Accommodation is a tri-partite process involving the
employee, the Union and the Employer. Here the evidence is that the employees were
able, with some effort, to adjust to the CTO decision, did not request accommodation and
were offered the opportunity to enter into the accommodation process, which was not
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exercised. In the circumstances, there was no prima facie discrimination on the basis of
family status established by the Union.
The Decision
[89] On the basis of the forgoing, the grievances are allowed to the extent that any breaches of
the notice provisions of any local agreement may require a remedy. That issue is
remitted to the parties. I remain seized if they are unable to come to an agreement. All
other aspects of the grievances are dismissed.
Dated at Toronto this 13th day of April 2012.
Daniel Harris, Vice-Chair