HomeMy WebLinkAboutMcIntosh Group 09-07-2121 Jul 2003 18:01 R. HOWE & L; HUTCHISON 905-634-3951 p.4
IN THE MATTER OF AN ARBITRATION
BETWEEN: ONTARIO PUBLIC SERVICE EMPLOYEES UNION
(the "Union")
AND -
GUELPH GENERAL HOSPITAL
(the 'Employer")
AND IN THE MATTER OF
OCTOBER 8, 2003 THE GRIEVANCE OF CINDY MACKINNON DATED
(RE WAGE RATE) - OPSEU FILE NO. 03-231-119
BOARD OF ARBITRATION
APPEARANCES
For the Union
For the Employer
Robert D. Howe, Chair
Pamela Munt-Madill, Union Nominee
Donald Bates, Employer Nominee
Richard A. Blair, Counsel
Stephen Wallis
Cindy MacKinnon
Robert E. Salisbury, Counsel
Rod Carroll
Annette Harrington
A hearing in the above matter Was held in Guelph, Ontario,
on February 6, February 20, April 30, and Tur-e 19, 2009. -
21 Jul 2009 18:01 R. HOWE & L. HUTCHISON 905-634-3951 P.5
A W A R D
As indicated in our award dated July 31, 2006, nine
individual grievances filed during October of 2003 have been
referred to this Board of Arbitration (the "Board"), each
containing the following "statement of grievance":
I grieve that I have been improperly placed on the Wage
Grid according to the Pyle Class Standards.
The essence of each of those grievances is that the
Ettiployer (also referred to in this award as the "Hospital")
is violating the collective agreement by paying the grievors
at the rate of a General Duty Technologist (also referred to
as "Registered Technologist,,), rather than the Senior
Technologist rate.
On the first day of hearing (June 27, 2005), the
parties agreed to proceed initially with the grievance of Ruth
Brooks, and to have the other eight grievances held in
abeyance pending the issuance of an award regarding that
grievance. Although there was no agreement that Me- Brooks'
grievance would be treated as representative of any of the
other eight grievances, it was hoped that the award would be
of some assistance in resolving those grievances. Following
the issuance of that award, all of the remaining grievances
were resolved with the exception of the grievance of Cindy
MacKinnon (the "grievor"), whose grievance was scheduled for
hearing at the request of the Union.
Union counsel contends that the grievor is entitled
to be paid at the Senior Technologist rate on the basis of
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21 Jul 2009 18:01 R. HOWE & L. HUTCHISON 905-634-3951 P.G
estoppel and also on the basis of the work which she performs.
Employer counsel submitted that the estoppel argument is
beyond the scope of the grievance. However, we are satisfied
that both of the alternative bases upon which Unior counsel
relies fall within the scope of the grievance. It is well
established in the arbitral jurisprudence that grievances are
not to be given a narrow, overly technical interpretation.
Estoppel is merely an alternative legal theory upon which the
Union relies in support of its contention that the grievor
should be receiving the Senior Technologist rate rather than
the Registered Technologist rate. As noted above, that is the
essence of the grievance. Moreover, the argument has clearly
not taken Employer counsel by surprise. In his opening
statement regarding Ms. MacKinnon's grievance, Union counsel
indicated that in June of 2003, after raising some workload
issues associated with her Charge Technologist Position,
the grievor moved into solely echocardiography "on the
understanding that she would be in receipt of the Senior
Technologist rate". Extensive evidence concerning the
discussions which gave rise to that understanding was adduced
by both the Union and the Employer during the course of the
hearing, and both Union counsel and Employer counsel made full
submissions on the merits of the estoppel issue during the
course of final argument.
For the reasons set forth below, we have concluded
that the grievor is entitled to be paid at the Senior
Technologist rate on the basis of estoppel. In view of that
V,
21 Jul 2009 18:01 R. HOWE & L. HUTCHISON 905 -634-3951 p.7
conclusion, it is neither necessary to detail the evidence
concerning the work which she has been performing since June
of 2003, nor to determine whether or not the performance of
that work provides an alternative basis for her entitlement to
that rate.
In making the findings and reaching the conclusions
set forth is this award, we have duly considered all of the
relevant oral and documentary evidence, the submissions
of counsel, and the usual factors germane to assessing
evidentiary credibility and reliability, including the
firmness and clarity of the witnesses, respective memories,
their ability to resist the influence of self-interest when
giving their version of events, the internal and external
consistency of their evidence, and their demeanour while
testifying. We have also assessed what is most probable in
the circumstances of the case, and considered the inferences
which may reasonably be drawn from the totality of the
evidence.
The grievor commenced employment with the Hospital in
1988 as a General Duty Technologist, and became a Clinical
Instructor in 1990. She remained in the latter position until
2001, when she became a Charge Technologist in the Ultrasound
Department, which at that time encompassed echocardiography.
In May of 2003, she approached Linda Fox, who at that time
was the Manager of the Hospital's Diagnostic Imaging
Department, to advise her that she was finding the duties
and responsibilities of that position to be unduly onerous.
K
21 Jul 2009 18:01 R. HOWE & L. HUTCHISON 905-634-3951 P.8
In addition to doing echocardiograms all day long (which Ms.
MacKinnon considered to be a full-time job in and of itself),
the grievor was required to be "on-call" on some nights and
weekends, and was also responsible for performing the
scheduling and other administrative duties required of a
Charge Technologist. She was feeling very tired and knew that
she was "burned out". She emotionally told Ms. Fox that there
was Just too much work for one person, and that it was
starting to take a toll on her. Ms- Fox was aware that the
grievor had been experiencing personal problems, and was
concerned that she might be on the verge of resigning from her
employment with the Hospital. She did not want to lose the
grievor as an employee, as the grievor was a valued
long-service employee whose echocardiography skills and
experience would be very difficult to replace. Moreover, Ms.
Fox was sympathetic to the grievor's situation. Consequently,
she indicated that she would try to find a solution that would
address the problems the grievor was having.
During subsequent discussions, Ms. Fox indicated that
if the grievor resigned from her Charge Technologist position,
she could be placed in a position in which she would only have
to Perform echocardiograms and would no longer have to be
"on-call" nor perform the administrative duties of a Charge
Technologist. Although Me. Fox has no recollection of
discussing rates of pay with the grievor, we accept the
grievor's evidence that during the course of those discussions
Ms. Fox indicated that she could offer her a position that was
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21 Jul 2009 18:02
R. HOWE & L. HUTCHISON 905-634-3951 P.9
one step down from a Charge Technologist position with a minor
reduction in pay; although the precise amount of the pay
differential was not specified, Me. Fox mentioned a number of
relatively small amounts ranging from ten to ninety cents per
hour.
On the basis of the information provided by Ms. Fox
during those discussions, and with the encouragement of Ms.
Fox, the grievor provided her with the following letter of
resignation from the Charge Technologist position:
May 20, 2003
Linda Fox
Manager of Diagnostic Imaging
Guelph General Hospital
Dear Linda,
I am writing this letter to inform you that I have
decided to step down from the Charge Technologist
position in Ultrasound. This has been a very difficult
decision for me; however, I feel it is the right one at
this time.
The demands of the Marge Technologists [sic] position,
full-time Echocardiography as well as being available
for call-ins in general ultrasound combined with the
demands of family life have proven to be too much for
me at this time.
I would like to take this opportunity to thank both you
and Andre for all your support during the time that I
held this position,
Sincerely,
"Cindy MacKinnon"
When the Charge Technologist position from which she
had resigned was posted, Mark Lovello, who was a Registered
Technologist, applied for the position and was awarded it.
The position which Mr. Lovello vacated was posted on June 11,
5
21 Jul 2009 18:02 R. HOWE & L. HUTCHISON 905-634-3951 P.10
2003, through a posting which described the position as
follows:
Position; Registered Ultrasound Technologist -
Full-time
Department; Diagnostic Imaging
Current Shifts.. Primarily Days, Monday to Friday
Must be available for On-Call
Qualifications: -Current A.R.D.M.S. Certification
-Current Membership in the C,S,Z).M.S.
-Small Parts, General, Abdominal,
Obs=etrical experience essential
-Excellent interpersonal and
communications skills
The grievor did not see that posting, nor would it
have been of any assistance to her if she had seen it because,
as acknowledged by Ms. Pox (in cross-examination), that was
not the position which she offered to the grievor. The
position which the grievor, on the recommendation of Ms. Fox,
telephoned the Hospital's Human Resources Department to accept
was not a Registered Technologist Position performing general
ultrasounds and requiring "on-Call" availability, but rather a
specialized position, one step down from Charge Technologist,
performing only echocardiograms, with no "On-Call"
responsibility.
The position which the grievor occupied following her
resignation from the Charge Technologist position was exactly
as the grievor had expected it to be on the basis of her
discussions with Ms. Pox except with respect to remuneration.
As a Charge Technologist, the grievor had been earning $30.66
per hour, in accordance with the applicable wage grid in the
21 Jul 2003 18:03
R. HOWE & L. HUTCHISON 905-634-3951
collective agreement. Under that wage grid, the hourly rate
(at that time) specified for Senior Technologists was $29.01,
with the rate for Registered Technologists being $27.37. When
the grievor received her first paycheque in her new position,
she was highly dismayed to discover that she was being paid at
the Registered Technologists rate, which was $3.29 less per
hour than she had Previously been earning. Although Ms. Fox
was unable to recall it, we accept the grievor's evidence that
when she approached Ms. Fox to express her concern about the
new job's hourly rate being substantially less than what she
had expected, Ms..Fox indicated that Human Resources had made
a mistake and that she would contact Annette Harrington (the
Hospital's Manager of Human Resources) to get to the bottom of
it. However, after speaking with Ms. Harrington, Ms. Fox told
the grievor that she would have to discuss the matter directly
with Human Resources. When the grievor did so, Ms. Harrington
told her that she should have been in touch with Human
Resources herself, that they were not responsible if ma. pox
had made a mistake, and that the wage rate stood. Ms.
Harrington also advised the grievor that it was not possible
for her to return to her former position of Charge
Technologist.
In describing her reaction to the situation, the
grievor testified:
I was extremely upset. This is not what Linda Fox and
I had agreed on. Had Linda said to me "the only thing
I can offer you is a General Duty Technologista, I
would not have taken that Position. I would have
stayed where I was.
N
I
p.11
21 Jul 2009 18:03 R. HOWE & L. HUTCHISON 905-834-3951 P.12
The grievor's evidence in that regard is confirmed by
the fact that despite her serious concerns about the toll
which the workload of the Charge Technologist position had
been taking on her health and well-being, she nevertheless
attempted to return to that position by filing a grievance
after discovering that her level of remuneration in her new
position was not going to be what she had been led to believe.
When that grievance did not meet with success because the
position had already been filled, she filed the grievance to
which this award pertains.
The classic statement of the doctrine of estoppel is
found in Combe v. combs, [1951] All E.R. 767 (C.A.), in which
Denning L.J. described it as follows (at page 770):
The principle, as I understand it, is that where one
party has, by his words or conduct, made to the other
a promise or assurance which was intended to affect
the legal relations between them and to be acted on
accordingly, then, once the other party has taken him
at his word and acted on it, the one who gave the
Promise or assurance cannot afterwards be allowed to
revert to the previous legal relations as if no such
promise or assurance had been made by him, but he
must accept their legal relations subject to the
qualification which he himself so introduced, even
though it is not supported in point of law by any
consideration, but'anly by his word.
It is now well-established that arbitrators have
jurisdiction to apply that doctrine in appropriate
circumstances. Moreover, as submitted by Union co*ansel and
acknowledged by Employer counsel, in the context of a
collective agreement it is not a principle which operates only
as between a union and an employer; an individual grievor
included in a bargaining unit covered by a collective
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21 Jul 2009 18:03 R. HOWE & L. HUTCHISON 905 -634-3951 p.13
agreement may be able to establish and rely upon estoppel in
appropriate circumstances. See, for example, Re Kingston
Regional Ambulance Service and O.P.S.E.U., Loc 462 (Kane)
(2001), .98 L.A.C. (4th) 70 (Verity); Re Grey Bruce Regional
Health Centre and,O.P.S.E.u., Loc 235 (1993) L.A.C. (4th) 136
(McLaren), application for judicial review dismissed by the
Divisional Court on March 14, 1996 (Court File No. 428/95);
Re Pacific Press Ltd. and Newspaper Guild, Loc. 125 (1987),
31 L.A.C. (3d) 411 (Munroe); and Ontario Public Service
Employees Union v. Ontario (Ministry of Community and Social
Services (1995), 27 O.R. (3d) 135 (Div. Ct.).
As noted by Employer counsel, arbitrators must be
cautious in applying the doctrine of estoppel in the context
of individual employees, lest the Union's status as exclusive
bargaining agent be placed in jeopardy. However, no such
concern arises in the circumstances of the instant case, as
the grievor's claim has been embraced by the Union, waiving
any potential collision with its status as exclusive
bargaining agent (and also implicitly waiving any potential
inconsistency with the rights of other bargaining unit
employees).
Counsel for the Employer submitted that estoppel does
not apply in the circumstances of this case because it has not
been established that Ms. Fox made a clear and unambiguous
representation to the grievor regarding what her new
classification or rate of pay would be. However, as indicated
above, although Ms. Fox did not specify precisely what the pay
21 Jul 2009 18:04 R. HOWE & L.-HUTCHISON 905-634-3851 p.14
differential would be, she did indicate that it would be a
minor reduction in pay and mentioned a number of relatively
small amounts, ranging from ten to ninety cents per hour.
Moreover, she told the grievor that she could offer her a
position that was one step down from a Charge Technologist
position. Under the applicable collective agreement, the
position that is one step down from Charge Technologist is
Senior Technologist which, at that time, had an hourly rate of
$29.01. Although the $2.65 differential between that rate and
the grievor's Charge Technologist rate of $30.66 is somewhat
larger than any of the amounts which Ms. Fox mentioned during
the course of the discussions which led to the grievor's
resignation from the higher rated position, it is
substantially less than the $3.29 differential which the
grievor actually experienced as a result of being paid at the
Registered Technologist rate.
Having regard to the whole of the testimony of
the grievor and Me. Fox, and to all of the surrounding
circumstances, we are satisfied an the balance of
Probabilities that Me. Fox, in her capacity as Manager of
the Diagnostic Imaging Department, made a representation to
the grievor on behalf of the Hospital that, if the grievor
resigned from her Charge Technologist position, she would be
placed in a position that was one step down, with a minor
reduction in pay, performing only echocardiograms: with no
"on-call" responsibility nor any responsibility for performing
the administrative duties of a Charge Technologist. The
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R. HOWE & L. HUTCHISON 905-634-3951 P-15
grievor relied upon that representation to her detriment by
resigning from her Charge Technologist position and accepting
a position which she, not unreasonably, believed to he the
position that Ms. Fox had offered her. When she discovered to
her dismay that her remuneration was substantially less than
what Me. Fox had led her to believe it would be because her
new position was classified two steps rather than just-one
step down from her former position, she attempted to return to
her former position but was unable to do so because it had
already been filled. Thus, the facts of this case fall
squarely within the doctrine of estoppel as described above.
Permitting the Hospital to succeed in resoling from that
representation would be manifestly unfair and inequitable in
the circumstances of this case, in which there are no labour
relations policy considerations which render it inappropriate
to apply the doctrine of estoppel to remedy the injustice that
has occurred.
For the foregoing reasons, the grievance is hereby
allowed on the basis of estoppel, and the Employer is hereby
directed to pay the grievor at the Senior Technologist rate,
with retroactivity and interest, as requested by Union counsel
on behalf of the grievor.
We remain seised for the purpose of resolving any
disputes which may arise concerning the implementation of this
award.
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H-UTCHISON 905-634-3951 P.16
DATED at Burlington, Ontario, this 21st day of July, 2009.
Robert D. Howe
Chair
I concur.
"Pamela Munt-Madill"
Union Nominee
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21 Jul 2009 18:04 R. HOWE & L. HUTCHISOtY 905- 634 -3951
Unfortunately, I must disagree with my colleagues in their decision to
determine this case on the basis of the Union's estoppel argument
While I respect the Arbitrator's jurisdiction to do so, I disagree in the
circumstances, to broaden the scope of the grievance. On the first day of hearing
.tune 27, 2005, Union President Stephen Wallis testified that he crafted the nine
grievances: the issue in each was job classification. In so determining this case,
the majority are relying on the evidence giving rise to an earlier grievance
(July, 2003) which was not pursued by the Union. To do so is to permit the Union
to resurrect its earlier grievance. In these circumstances, it is my respectf ii
opinion that this case ought to have been determined on the basis of the job
classification issue.
This notwithstanding, I am unable to conclude that the essential elements
Of estoppel have been established. The specific job classification rates of pay are
negotiated between the parties and set out in the Collective Agreement Ms.
MacKinnon was aware she was applyhrg to a General Duty Technologist position.
Ms. Fox was adamant that she not only did not discuss rates of pay with Ms.
MacKinnon but she had no authority to set rates of pay save starting rates for
students. Realistically, it is difficult to understand how anything of the sort as
described by Ms. MacKinnon might occur and not be detected by payrdl
administrators or in a random audit as it w*
as in this case. For these reasons and
on balance, I preferred the evidence of Ms. Fox.
p.17
21 Jul 2009 18 :05 R. HOWE & L. HUTCHISON 905- 634 -3951
P.18
On the other hand, Ms. MacKinnon was unable to identify a c1lear and
unequivocal repre88rrtation. In fad, she didn't help herself, in my Anion by
continuing to embellish the details of her conversations with Ms. Fox through
cross- examination. it Is trite to say her evidence satisfied self interest. it puzzles
me how Ms. MacKinnon would expect to be paid a higher rate than the
corresponding rate of the position she posted to.
My last comment is for all Hospital front line supervisors and management
personnel. labour arbitration is cosily and time consuming. Collective Agreement
administration is best reserved for members of the Human Resources
department lest situations such as this may be repeated. This is not to be critical
of Ms. Fox who in my opinion intended on accommodating Ms. MacKinnon's
request in accordance with the job vacancy and posting provisions of the
Collective Agreement.
All of which is respectfully submitted.
Don Bates
Employer Nominee
9