HomeMy WebLinkAbout1977-0030.Chapman.78-06-08Ontario
CROWN EMPLOYEES :416/598 0688
GRIEVANCE SETTLEMENT
BOARQ
30177
._.. - suite 2100
180 Lbndas Street West
TORONTO, Ontario
M5G 128
IN THE MATTER OF AN ARBITRATION
Under The
CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
L
Between: Mr. N. Chapman
And
(Grievor)
Before:
Ministry of Agriculture & Food [Employer)
Prof. K. P. Swan - Vice-Chairman
Mr. J. H. Morrow - Member
Mr. H. Simon Member
For the Grievor:
Mr. R. Nabi, Grievance Officer
Ontario. Public Service Employees Union
1901 Yonge Street
Toronto, Ontario
For the Employer:
Ms. Corinne F. Murray, Counsel
Hicks, Morley, Hamilton
Suite 1201, Royal Trust Tower
Toronto, Ontario
Hearing:
May 9th, 1978
Suite 2100, 180 Dundas St. West
Toronto, Ontario
-2-
The present grievance came before the Board on
the basis of an agreed statement of facts, which we reproduce
in its entirety:
1. Griever was absent from work on October
14, 1976.
2. Griever did not have the employer's permis-
sion to absent himself on October 14th, 1976
3. Discipline imposed against yrievor for being
absent without leave on October 14, 1976, was
a fine of one day's pay.
4. Griever has an otherwise unblemished record.
5. Griever's attendance record is otherwise
satisfactory.
Evidence was led viva vote in addition from Mr. R. G. Johnston, --
Associate Director of Personnel for the Ministry, to the effect
that "fines", deductions from remuneration due of a monetary penalty
without suspension of the penalized employee from work, had been
levied from time to time by the Deputy Minister of this Ministry,
and that the practice had not been challenged before by the employees
concerned.
We begin by noting that the occurrence of absence from
work from which the matter arises took place on October 14, 1976, a
day on which, as everyone concerned with employment relations knows,
a National Day of Protest against the Anti-Inflation program took place.
Although both parties touched on that issue from time to time in the
hearing before us, there was no proof offered by the Employer of any
direct connection between the present case and the Day of Protest,
and no evidence of the concerted action or absence in the face of a
-3-
direct order which has characterized many of the other "October
14" cases heard by arbitrators in recent months. As a consequence,
we consider that we have been presented with a simple case of
absence without leave, and that neither opprobrium nor special
consideration attaches to the grievor's conduct by reason of the
date on which he was absent. In our view, to treat this case
otherwise in the absence of specific evidence would be to act on
improper inference and suspicion, and would exceed our jurisdiction.
The grievor did not present a defence against the
substance of,the allegation against him, as can be seen from the
agreed statement of fact, and so the matter before us turns entirely
on our jurisdiction under s. 18 (3) of the crown Employees Collective
Bargaining Act, S.O. 1972, c.67, as amended, which provides:
(3) Where the Grievance Settlement Board
determines that a disciplinary penalty or
dismissal of an employee is excessive, it
may substitute such other penalty for the
discipline 01 dismissal as it considers just
and reasonable in all the circumstances.
The Employer advanced a number of arguments against any
exercise of our jurisdiction in this case, including the fundamental
and novel assertion that the Grievance Settlement Board has no juris-
diction in such cases to alter the penalty imposed once it has been
determined that just cause existed for some discipline to be assessed.
This argument is based on the provision, in o. Reg. 749, .s. 31(3) (b),
a regulation promulgated under the authority of the Public Service Act,
R.S.O. 1970, C. 386, as amended, of a discretion by the DepUty Minister,
in certain circumstances, to levy a fine against an employee. The material
-4 -
part of that provision reads:
(3) Where a public servant,
(b) absents himself without permission
during his prescribed hours of duty;
and where, in the opinion of his Deputy Minister,
the circumstances do not amount to cause for
removal from employment or dismissal under section
22 of the Act, the Deputy Minister, of an Official
of-his ministry who is authorized by him, may,
after a hearing, impose a fine equal to not more
than five dayspay.
The Employer's argument is that, because a specific discretion is
vested in the Oeputy Minister, the Grievance Settlement Board has
no jurisdiction to alter a penalty imposed,unless the regulation
has been ousted by a collective agreement as is provided in S. -W(s)
Of the Public Service Act.
Although Ms. Murray put this argument as well as it
could be put, we regret that we are unable to accept it. Our general
jurisdiction in disciplinary matters comes from S. l?(z) of the
crown mpl~yees Collective Bargaining Act, and is expressed to be
"in addition to any other rights of grievance under a collective
agreement." Furthermore, our specific jurisdiction to substitute
penalties in disciplinary matters comes from a statutory provision,
and statutory provisions must of necessity override, to the extent
that they are in conflict with, regulations. In our view, therefore,
the Deputy Minster's discretion to impose a fine under s.31 (3)
of o.'~~eg. 74emust~be understood to be subject to review
before the Grievance Settlement Board and,.in an appropriate case,
-5-
subject to reduction. Given the similar language and in s. 22 of
the public service Act itself, which authorizes a Deputy Minister
to suspend or dismiss employees and our jurisdiction over which
has never been questioned, the interpretation urged by the
Employer would, if accepted, leave s. 18 (3) of the crown Employees
Collective Bargaining Act virtually bereft of meaning.
The major issue between the present parties is
whether a "fine", that is to say a monetary penalty deducted from
salary without an accompanying suspension, is an appropriate form
of penalty. Considerable discussion was directed to whether or
not we had jurisdiction to deal with this matter and, if we did,
what conclusion we should reach. In the view we take of this case,
however, it is unnecessary for us to determine this issue and,
despite its obvious importance, we prefer to leave it until a
case when it properly arises to be determined as a part of the
decision of this Board.
We take this position because we have concluded that
the actual penalty imposed on the grievor in this case is excessive
and unjustified by the evidence placed before us by the Employer in
support of its action. The Employer argues that a fine of one
day's pay was the minimum fine which could be imposed, and therefore
it cannot ipsofacto be excessive. In our view, given the unblemished
record and the satisfactory attendance of the grievor disclosed by
the agreed statement of fact, any financial penalty beyond loss of
pay for the day missed would be excessive. This is clearly a case
-6-
for a reprimand and a warning, in the clearest possible terms, and
we therefore substitute such a penalty for the fine imposed
pursuant to our jurisdiction under s. 18 (3). We note in passing
that any evidence of aggravated conduct, such as insubordination,
refusal of a direct order not to be absent, or of collective
action, might well have produced a different result. On the
state of the evidence presented, however, we are satisfied that
the penalty we have substituted is the just and reasonable-one
in all the circumstances.
The fine is thus rescinded, and the grievor is
entitled to be compensated accordingly. This award constitutes
a reprimand and a warning to the grievor that a repetition of
such conduct may lead to more severe disciplinary action in the
future.
Dated at Toronto this 8th day of June 1978.
K. P. Swan Vice-Chairman
I concur
J. H. Morrow Member
I concur
H. Simon Member