HomeMy WebLinkAbout1978-0015.Ibey.78-06-08 ONTARIO
a° CROWN EMPLOYEES
GRIEVANCE
SETTLEMENT
BOARD
180 DUNDAS STREET WEST. TORONTO. ONTARIO. M5G 28-SUITE 2100 TELEPHONE: 4161598-0688
15/78
IN THE MATTER OF AN ARBITRATION
Under The
CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
Between:
• ONTARIO PUBLIC SERVICE EMPLOYEES UNION
(Mr. John D. Ibey)
And
THE CROWN IN RIGHT OF ONTARIO
(Ministry of Transportation and Communications)
Before:
J. F. W. Weatherill Mice-Chairman
E. J. Orsini Member
H. Simon Member
For the Gri evor:
Mr. George Richards
Grievance Officer
Ontario Public Service Employees Union
1901 Yonge Street
Toronto, Ontario
For the Em to er:
Mr. W. J. Gorchinsky
Senior Staff Relations Officer
Staff Relations Branch
Civil Service Commission
2nd Floor Frost S.
Queen's Park, Toronto
Hearing:
ri ng:
Suite 2100
180 Dundas St. W.
Toronto, Ontario
May 15th , 1978
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In this grievance, dated December 15, 1977, the grievor alleges
that a position within the bargaining unit was filled without compliance
with article 4. 1 of the collective agreement. He seeks the opportunity
to apply for the position in question.
There is no significant dispute as to the facts. The grievor,
who has been employed by the Ministry since 1959, is a Draftsman II in
the Surveys and Plans section at Kingston. In the autumn of 1977, it
appeared that there would be, in the future, a reduction in the number
of Technicians employed in the estimating and drafting group of the
. Planning and Design section, also located at Kingston. In fact, a
reduction in the number of Technicians in that group has subsequently
taken place (the appointment of certain persons for what was, in effect,
- seasonal work is, at least in the circumstances of this case, an ir-
relevant consideration) ; This anticipated reduction in the work force
of a particular group within the Planning and Design section did not in
itself affect the grievor.
At the same time, the employer had an opening for one person
. in the position of Property Agent 1, an "entry" position comparable in
salary to that of Road Design Technician, the classification of those
referred to working in the Planning and Design Section. Since the
Planning and Design Section would be subject to reduction in complement,
and since there was very little normal attrition there because of lack
of opportunity, it was considered wise to enquire of the Road Design
Technicians to find out whether any of them wished to apply as a
Property Agent. This course, in the eyes of the employer, had two virtues
1) it allowed for a natural attrition in the complement of Road Design
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Technician, without the need for declaring the junior employee surplus ;
and 2) it encouraged interested persons to apply for the Property Agent
job, giving the employer a range of choice it might not otherwise have
had. Apart from whatever effect the provisions of the collective agreement
might have, these considerations were not unreasonable, and we are
satisfied that the responsible officers acted from the best of motives.
It- is clear, and indeed it is acknowleged, that there was a
vacancy in the position of Property Agent 1. Further, it is to be noted
that there was no employee in the Planning and Design section who was
in fact proposed to be released at the material times. Certain Road
Design Technicians did apply for the Property Agent Position, and one
of these - not the most junior and not, it would seem, subject to release
was selected. While the Road Design Technicians were advised of the
vacancy, it was not posted, and no notice of it was given to other
employees.
Article 24 of the collective agreement provides as follows :
ARTICLE 24 - JOB SECURITY
24.1.1 where it is proposed to release an employee by
• reason of shortage of work or funds or the abolition
of a position or other material change in organization,
the employee shall, where possible, be transferred to
another vacancy or work assignment in the Ministry
having the same classification or, with the consent
of the employee, having a classification with a lower
maximum salary as per section 5 of Article 5.
24.1.2 Failing placement in section 24.1.1, the
Ministry shall make every reasonable attempt to
arrange a transfer of the employee to a position for
which he is qualified in any Ministry in the same
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work area at the same classification or with the
consent of the employee, to a classification having
a lower maximum salary as per section 5 of Article 5.
24.2 Notice of release, with copies to the Civil
Service Commission and the Union, shall be sent to
an employee who is to be released in accordance with
the following:
a) two week's notice if his period of
employment is less than five years;
b) four week's notice if his period of
employment is five years or more but less
than ten years; and
c) eight week's notice if his period of
employment is ten years or more.
24.3 An employee shall not be released while there
is an employee:
a) who is in the same classification or
position or in another classification or
position in which the employee has served
during his current term of continuous
employment, and for which he is qualified
and,
b) who is employed in the same administrative
district or unit, institution or other such
work area in the same Ministry; and,
c) who has similar qualifications; and
d) who has a shorter length of continuous
service.
24.4 Where an employee who has had at least one year of
continuous service is released and his former position or
another position for which he is qualified becomes vacant
in his Ministry within one year after release, notice of
the vacancy shall be forwarded to the employee at least
fourteen (14) days prior to its being filled and he shall
be appointed to the vacancy if,
a) he applies therefor within the fourteen
(24) days and,
b) no other employee who has similar
qualifications and a greater length of
continuous service applies.
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24.5.1 Where it is necessary to release an employee who
has completed his probationary period because of the
introduction of technological change in equipment or
methods of operation, at least two (2) months notice
in advance of the change shall be given to the employee
affected and to the Union.
24.5.2 The matter will then be referred to 'the joint
consultation committee of the parties to discuss and
to attempt to resolve the problem with relation to the
reallocation and retraining of the affected employees
with a view to minimizing the effects of the Employer
action required to be taken.
This article does not apply in the circumstances of the instant
case. There was, as we have noted, no employee subject to release at
the material times. While it was considered that it would be necessary
to reduce the complement of the Planning and Design section, the person
who might then be subject to release would not necessarily (and on
the facts, would not likely) be the person who applied for and was
appointed to the position of Property Agent. Such a person might or
might not have been able to be placed in that position. The transfer
which took place was not one made pursuant to article 24.
Article 4 of the collective agreement is as follows:
ARTICLE 4 - POSTING AND FILLING OF VACANCIES OR
. NEW POSITIONS
4.1 When a vacancy occurs or a new position is created
in the bargaining unit, it shall be advertised for
at least five (5) working days prior to the
established closing date when advertised within a
Ministry, or it shall be advertised for at least
ten (lo) working days prior to the established
closing date when advertised service-wide. All
applications will be acknowledged. Where practicable,
notice of vacancies shall be posted on bulletin
boards.
4.2 The notice of vacancy shall state, where
applicable, the nature and title of position,
salary, qualifications required and the area
in which the position exists.
4.3 In filling a vacancy, the Employer shall give
primary consideration to qualifications and
ability to perform the required duties. where
qualifications and ability are relatively
equal, length of continuous service shall be
a consideration.
4.4 An applicant who is invited to attend an
interview within the Civil Service may be
granted time-off with no loss of pay and with
no loss of credits to attend the interview.
This article, clearly, does apply in the instant case: a vacancy
in the position of Property Agent 1 did in fact occur. The employer
we must find, did not comply with article 4. 1 because, while the
employer may have the right to determine whether a posting is to be
"within a Ministry" or "service-wide" , the fact is that in the instant
case there was no posting at all . There was no notice complying with
the requirements of article 4.2. While notice of the vacancy was given
to a chosen group of potential applicants, there was no advertisement
of the vacancy as required by article 4.1. Notice given to the Road
. Design Technicians only was not proper compliance with the requirements
of the collective agreement.
We do not here deal with the question of how widely vacancies
must be advertised in order to comply with article 4. 1, or in particular
with the question whether "within a Ministry" may refer to something
less than a "Ministry-wide" advertisement. Whatever may be the proper
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scope of advertisement, it was not sufficient compliance with article
4.1 simply to invite certain employees in a particular work group to
apply for the vacancy in question. It is sufficient for the purposes
of this case to say that article 4.1 was not complied with; that the
vacancy in the position of Property Agent 1 ought to have been advertised,
and that the grievor, among others, was entitled to apply for it. The
relief sought is a declaration that the grievor was entitled to apply
for that vacancy. For the foregoing reasons, the board so declares.
DATED at Toronto, thisi day of June, 1978 .
ice—Chairman
Member
S 1
Member
1
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f J
r
Ontario
117/77 & 24/78
CROWN EMPLOYEES 4161598 0688 Suite 2100
180 Dundas Street West
GRlEYANCF SETTLEMENT rOMITO, Ontario
BOARD M5G 1Z8
IN THE MATTER OF AN ARBITRATION
Under The
CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
Between: Mr. Robert F. Maton
And
The Workmen's Compensation Board
Before: Professor Katherine Swinton - dice-Chairman
Mr. Andre Fortier - Member
Mr. Harry Simon - Member
For the Grievor
Mr. Grenville Jones, National Representative (W.C.B. )
Canadian Union of Public Employees
15 Gervais Drive, Suite 503, Don Mills, Ontario
For the Employer
Mr. C. G. Riggs, Hicks, Morley, Hamilton
P. 0. Box 371
Royal Trust Tower
Toronto, Ontario
Hear ring
'Suite 2100
180 Dundas St. W.
Toronto, Ontario
May 5th, 1978
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The grievor, Robert Maton, has brought two grievances before
this Board, Files No. 117/77,-and 24/78 involving written warnings
from his employer, The Workmen's Compensation Board of Ontario, for
unauthorized absence (117/77) and for irregularities in expense
accounts, falsification of' some calls, and unauthorized absence (24/78) .
In each case, he has argued that the warnings were unjustly administered
because of a lack of notice of employer policies and because of
discriminatory application. The two grievances were heard by this Board
at the same time and will be decided together.
The grievor is a social worker employed at the Workmen's
Compensation Board Hospital and Rehabilitation Centre (H & RC) in Downsview
The first grievance arose out of his absence from work on the afternoon
of May 4, 1977. On that afternoon Mr. Maton attended a meeting of the
N. D.P. Task Force on Workmen's Compensation. On May 20, 1977 he received
a written warning (in the form of an IDC or "interdepartmental
communication" ) from Mr. J. Wisocky, the Director of the Vocational
Rehabilitation Branch in which he worked, warning him that an employee
must have the permission of his supervisor to change his hours or to
leave during working hours.
The second grievance involved, in part, another unauthorized
absence. On October 14, 1977, Maton received a written warning from
his supervisor, Mr. T. Horlings. This warning was revised January 12,
1978 to reflect three bases of employer concern. One was an unauthorized
absence on August 12, 1977, followed by an absence August 15 and 15.
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The absence on these last two days was due to illness, yet Maton had
attended a union meeting on the afternoon of August 15. Additional
grounds for the warning were the falsification of a caiT in his expense
accounts (recorded as a visit to the Workmen's Compensation Board
storefront counselling office, when in fact Maton went to the office of
Injured Workers' Consultants nearby) and irregularities in expense
accounts (improper odometer readings and variations in mileage for the
same trips).
With regard to the unauthorized absence issue, Mr. Maton has
argued that the Workmen's Compensation Board had no clear policy about
absenteeism and hours of work. The collective.agreement provides no
guidance, as article 7.4 states that the hours of work at the Hospital
and Rehabilitation Centre will be as follows:
The .local practices concerning hours of
work, lunch and rest periods presently
in effect for employees at this location
will continue in effect for the duration
of this Agreement subject to any changes
made by mutual agreement.
The hours of work at H and RC are from 8:15 a.m. to 4:30 p.m. Monday to
Thursday and from 5:15 a.m. to 3:00 p.m. on Friday. The five social
workers at the Centre work irregular hours, adjusting their hours when
necessary to suit their clients, for example, by making evening calls.
They are not paid overtime for such adjustments.
Social workers spend part of each week at H and RC and part away
from the Centre, malting tails to clients who have been discharged from
the Centre. When leaving the Centre, the practice is for them to enter
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their name and sometimes the client's name or their destination in a
Hate Book kept by the secretary for their section. If they are not coming
in on a given day because they are going directly to calls from home,
they telephone the secretary, who makes the entry in the Date Book.
The grievor, t4aton, testified that a similar procedure was
employed if an employee wishes to take personal time off or to change
his hours. Social workers , because they are on irregular hours and
ineligible for overtime under the collective agreement, are allowed to
take compensating time off in lieu of overtime. Maton testified that
the procedure for doing so was to record that fact in the Date Book.
That was the procedure which he used on May 3, 1977, when he telephoned
the secretary, Jennifer Howlett, telling her that he would visit a client
in the morning of May 4 and take five hours of overtime in the afternoon.
That afternoon he attended the N.D.P. Task Force meeting as an observer
for Local 1750 of COPE. As a result of this absence, Maton received
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the IDC dated May 20, 1977 warning him that his supervisor's permission
was necessary should he wish to take personal time off during normal
business hours.
" Maton did not tell his supervisor, Horlings, about his August 12
absence. He said that he did not have an opportunity to do so, for
the reason for his absence was his attendance at a meeting at head office
with regard to grievances and he had-notice only one to two days in advance.
On August 15,Maton testified that he telephoned the secretary about absence
due to illness, although he said that he would attend a union-management job
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evaluation meeting that afternoon. He did not contact Horlings personally
about attending the meeting. On the 16th, he testified that his wife
phoned in to say that he was ill . There was no entry in the Date Book
with regard to his absence on August 16.
Maton's testimony about the method of changing hours of work or
obtaining leave was contradicted by Mr. Horlings, who said that Maton
should have requested permission to change the core hours of H and RC
from his supervisor. Horlings and Mr. Wisocky, Executive Director of
the Vocational Rehabilitation Division, noted that Maton knew of the
need to obtain such permission. On November 8, 1976 Maton had received
a written confirmation from R. D. Holloway, Director of Rehabilitation
Services Division, stating employer policies regarding hours of work and
absence. This TDC had been prompted by Maton's absence for a few hours
on October 14, 1976 to participate in the National Day of Protest. The
IDC in his file, which was not grieved, stated in part,
s
An employee who wishes to change
his hours or leave during working
hours should discuss it with his
supervisor in advance and not
proceed without permission
to. . . . . . . . fillegible1.
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In addition, articles 16 and 17 of the collective agreement
deal with leave of absence and leave of absence for union activities
respectively. They read in part:
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A leave of absence shall be granted for
justifiable personal reasons such as the
employee's marriage, sickness or injury
in the immediate family requiring the
employee's presence at home, or religious
holidays.
16(1) (b)
Absence for justifiable personal reasons
other than the above may be granted upon
the request of the employee and the ap-
proval of the supervisor.
17(1)
It is understood that employees who are Union
Representatives have duties to perform for the
Employer. Such Employees who desire a leave
of absence for Union business must request
such absence from their immediate supervisor,
as far in advance as is practical. Such
absence will be granted, subject to work
requirements. However, permission will not
be unreasonably withheld. It is on this
basis the following is agreed upon.
17(7)
All requests for leave of absence permitted
in these sections shall be sent to the
Director, Staff Relations.
In each situation, the employee is required to seek permission from his
supervisor. Two other social workers who testified, Gail Simon and
Isabelle McGowan, said that the practice in obtaining time off was to
seek their supervisor's permission in advance.
With regard to the other two grounds for discipline, the facts
can be briefly stated. Maton, as a social worker with responsibilities
for visiting clients, was reimbursed for travelling expenses incurred
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in Workmen's Compensation Board business. He was required to fill out
expense accounts, showing his destinations, the client's name and file
number, the odometer reading on his car, and the mileage for the trips.
Horlings was concerned at variations in the mileages shown for the same
trip. For example, mileages between H & RC, the home of client Joe
Magri and Maton's home varied from 16 miles (January 13, 1977 and
July 5; 1977) to 24 miles (March 6, 1977). The distance, according
to Horlings, is about 15 miles. There were variations with regard to
other client visits as well ( Frketic , Smigielski and Landry). Maton
attributed these variations to forgetfulness in recording odometer
readings, resulting in estimations, and to changes in route taken.
As well , he said that he had received no training in filling out expense
forms, having received only a sample completed form from his supervisor.
Social workers Simon and McGowan testified that they had not been
disciplined for mathematical and estimation errors in their expense
forms,
Horlings testified that he had discussed expense accounts with
Maton on several occasions, and Maton said in evidence that he was
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"basically aware of how to handle expense accounts". He agreed that
several of his mileage figures were inaccurate.
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A further problem with expense accounts arose because of the
falsification of a call to Injured Workers ' Consultants. Fearing
employer disapproval of such a visit, Maton recorded the visit as one to
the Workmen's Compensation Board storefront office at 924 College Street
nearby.
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The result of this last action, as well as the August 12, 15 and
16 absences and the expense account irregularities, was the January 12,
1978 warning. The grievor argues that both this warning and the May 20,
1977 warning are unjust because the Workmen 's Compensation Board has
failed to make clear its policies with regard to absences from work
during business hours and with regard to expense accounts. He also
claimed that he was the subject of discriminatory treatment, motivated
by anti-union sentiment on the part of his supervisors.
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Devi-sion
Clearly an employee should not be disciplined for breaching an
employer's rules about which he had no way of knowing. For reasons of
fairness, rules which an employee seeks to enforce should meet the criteria
set out in the frequently quoted passage from The- KVP co. Ltd. case
(1965) , 16 L.A.C. 73 (Robinson) at 85:
1. It must not be inconsistent with the collective agreement.
2. It must not be unreasonable.
3. It must be clear and unequivocal.
4. It must be brought to the attention of the employee affected
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before the company can act on it.
5. The employee concerned must have been notified that a breach
of such rule could result in his discharge if the rule is
used as a foundation for discharge.
6. Such rule should have been consistently enforced by the
company from the time it was introduced.
If one looks first to the absenteeism issue in this case, it is
difficult to see how the grievor can deny knowledge of the requirement that
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he notify his supervisor and obtain permission before taking time off during
normal working hours. The November 8, 1976 IDC "confirmed" the necessity
of obtaining permission. This was followed by the May 20, 1977 IDC with
the same information. The collective agreement (articles 16 and 17)
clearly indicated the need to obtain permission from the supervisor, and
evidence of the witnesses McGowan, Simon and Howlett indicated that they
believed this to he the practice. There is no doubt that the social
workers at H and RC enjoy a great deal of independence in arranging their
workday and the nature of their job requires some flexibility in the
hours worked so that clients can be accommodated. Nevertheless, the
employer has an interest in knowing their whereabouts during the regular
working day (regular being the H and RC hours) , should there be need to
contact the social worker or schedule meetings. It is not unreasonable
to require the employee to seek permission before taking personal time
off during these regular hours, and in fact the collective agreement so
recognizes. Furthermore, it is difficult to see much inconvenience to
Maton in so doing, For example, the N.D.P. Task Force meeting must have
been scheduled before May 3, allowing him time to notify Horlings.
Therefore, the written warnings with regard to the unauthorized absences
of May 4 and August 12, 15, and 16 were justifiable.
Maton also claims that he had no notice with regard to expense
account practice. The evidence does not bear this out, for Horlings met
with him several times to point out errors. Clearly the employer has an
interest in accuracy in expense accounts. There is no allegation of
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dishonesty in the case. The warning is an effort by the Workmen' s
Compensation Board to end the grievor's carelessness in recording
f mileages.
Maton alleges that the warning was motivated by anti-union
animus, for other employees did not receive similar warnings for errors
in expense accounts. This does not give rise to an inference of
discriminatory treatment in this case, for the grievor's errors seem
to have been consistent and he does not seem to have made efforts to
improve his accuracy.
Finally, the falsification of the call to the Injured Workers '
Consultants is also conduct which could understandably cause his
employer concern, although not because of the referral of clients to
third parties, but because of the inaccuracy in the expense account.
The employer's two witnesses, Horlings and Wisocky, indicated that
r accuracy was the underlying concern. However, the IN is ambiguous
in this regard. Item No. 2 in the January 12, 1978 IDC reads:
You also admitted that the address for some
visits were altered so that direct contacts with
such groups as the Injured Workers Consultants
would not be shown as you felt that you would be
questioned about this improper conduct.
You were advised that it is not the Board's.
practice to refer an injured employee to such a
third party as it is our job to assist the in-
dividual. Therefore, you are to discontinue such
" referrals.
The wording of this item seems to indicate that the concern was
referrals, yet the evidence contradicts this conclusion. When Maton
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first received a written warning on October 14, 1977, five bases of
concern were expressed by the employer (Ex. 3) . Two of these, Item 3
"Preparation of social work reports" and Item 5 "Giving copies of
Board reports to others" were deleted in the revised warning of
January 12, 1978 which is the subject of this grievance. (Ex. 5) ,
Item 5 raised the issue of referrals to third parties. According
to Horlings and Wisocky, Item 5, along with Item 3, was deleted in
order to give the benefit of the doubt to Maton with regard to policies
which he believed were unclear. Wisocky said in cross-examination that
referrals are not in issue, the second paragraph of Item 2 should be
removed from the IOC in Maton's personnel file.
The grievance regarding the May 20, 1977 IDC (File 117/77)
is dismissed. The second grievance (File 24/78 regarding the January
12, 1978 IDC) is also dismissed subject to the condition that the IDC
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be amended by the deletion of the second paragraph of Item 2.
DATED AT TORONTO THIS 8TH DAY OF JUNE, 1978.
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Katherine Swinton,
Vice-Chairman.
I concur
Andre Fortier,
Member.
See Pages I & II
Harry Simon,
Member.
Di scent
' by Harry Simon
In my view the griever has been singled out for harrassment
by his supervisor for his union activity.
No other employee in this group has been reprimanded for similar
mistakes in calculating their car mileage. There were no instructions
issued to the employees on procedures to follow in maintaining records
on car mileage.
No other employee has been reprimanded or warned for referring
clients or patients to third parties for advice or assistance. As a
matter of fact, this is one of the requirements spelled out in the job
descriptions for social workers.
It is common practice for employees who are on irregular hours to
take time off work for personal reasons when they had accumulated overtime
hours to their credit.
't
The procedure had been for an employee wishing to take time off to
advise the supervisor and when the supervisor was absent to advise his
secretary and she would make a notation in the date book.
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The griever had followed that procedure whenever he took time off
work, except on August 16th when he was home ill .
It is no coincidence that three of the reprimands issued to the
grievor were for taking time off to attend to union business. On one of
these occasions he attended a meeting with management that had been ar-
ranged three weeks prior, the supervisor knew or should have known about
these arrangements.
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The discriminatory treatment of the grievor is proof of the
anti-union animus held by the supervisor.
For all of these reasons I would allow both grievances to
succeed.
Harry Simon
Member
Toronto, Ontario
June 8th, 1978
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