HomeMy WebLinkAbout1979-0215.Cooper.82-04-14IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
Between:
Before:
For the Grievor: G. Richards
Grievance/Classification 3fficer
Ontario Public Service Employees Union
For the Employer: A.R. Rae (January! .
J.&l. Kempton (March)
Ministry of Community ar,d Sociai Services
OPSEL! (Ken Cboper)
and.
Crievor
The Crown in Right of Ontario
(Ministry of Community and Social Services)
Employer
J.R.S. Prichard - Vice-Chairman
S.R. Hennessy - Uember
3.H. Morrow - Member
1
‘.
-2-
In this case, the grievor, Mr. Ken Cooper, grieves that he was
improperly denied promotion to the position of Electrical Foreman at the
Huronia Regional Centre. The position was awarded to Mr. Williams, a
government employee who had not previously worked at the Huronia Regional
Centre, as a result of a competition which included the grievor, Mr. Williams
and two other candidates. The grievor alleges that he had “the best
qualifications and more seniority than the successful applicant”.
The relevant provision in the collective agreement is Article 4.3
which provides:
4.3 In filling a vacancy, the Employer shall give primary
consideration to qualifications and ability to perform
. the required duties. Where qualifications and ability
are relatively equal, length of continuous services
shall be a consideration.
It must be noted at the outset that this provision gives weight to seniority as a
criterion only in the event that the qualifications-.and ability of two or more
applicants are relatively equal. It does not give weight to seniority merely -
because an applicant is qualified for the position in question. As a result, we
must decide whether or not the griever’s “qualifications and ability are
relatively equal” to those of Mr. Williams. If they are,,the grievor wouid be
entitled to prevail over I&Jr. Williams since the grievor possesses greater
seniority.
It is worth noting that since the collective agreement invokes
seniority as a criterion only when the candidates are relatively equal and not
-3-
simply when the senior candidate is qualified for the job, it is always possible
for an outstanding junior or outside candidate to prevail over a longstanding
employee. In some circumstances, the sudden emergence of an outstanding
outsider may shatter the promotional expectations of a longstanding employee
of considerable experience and merit. In the case of challenging and responsibie
jobs like the one in issue before us, it is possible for there to be a substantial
gap between being qualified and being the best possible candidate. As a result,
the risk of shattered expectations is perhaps greatest in cases like the one
before us. Indeed, as will become clear later in the award, ‘part of the griever’s
dissatisfaction with the process and resuit of the promotion competition can, in
our opinion, be traced to the.existence of the gap between being qualified and
the best.
These comments are not intended to reflect in any way, whether
positiveiy or negatively, on the merits of the weight which the parties have
.,. .~.
agreed to give to seniority as a criterion in promotion decisions. We have
neither the knowledge nor the jurisdiction to comment in that way. The sole
purpose of our comments is to clarify that the issue before us is not whether or
not the grievor is qualified for the job. If that were the issue, we would have
.~.
ruled readily in the griever’s favour. Indeed, Mr. Buller testified for the
employer to the effect that he considered the grievor qlialified for the job and
that he had offered the job to the grievor at an earlier date. As a result, the
remainder of our decision is devoted to assessing the relative qualifications of
the grievor and Mr. Williams. As such, our conclusions should not be taken as
reflecting adversely on the grievor but rather as conclusions derived from the
comparison of two skilled and senior employees.
- 4-
The position of Electrical Foreman came open following the
promotion of the incumbent, Mr. Ball, to a new position outside the
Maintenance Department. A competition was arranged by Ms. Susan Gilchrist,
the Personnel Officer at Huronia Regional Centre, in consultation with
Mr. Graham Buller, the Maintenance Superintendent for the Centre and the
immediate supervisor of the Electrical Foreman. IMS. Gilchrist and Mr. Buller
agreed on the desirability of inviting an outside person with expertise in
electrical work to become the third member of the Selection Committee. Mr.
Seidel, an employee of the Ministry of Government Services with 21 years
experience in electrical work, was therefore invited to serve as the third
member of the Committee.
The position of Electrical Foreman at the Huronia Regional Centre
is described as follows in the position specification: ~:
2. PURPOSE OF POSITION
To supervise the electrical, machining and welding
operations at the Huronia Regional Centre, Orillia.
3. SUMMARY OF DUTIES AND RESPONSIBILITIES
1. Supervises tradesmen by:-
- planning the jobs; laying out methods of performing
the work to obtain maximum efficiency of staff;
- assigning work load and duties, scheduling operations
to coincide with other tradesmen and maintenance
objectives;
60%- checking on-going projects and compieted jobs,
evaluating quality of work and providing guidance
where necessary;
- ensuring safety regulations are met and compliance
with appropriate codes and standards;
- evaluating employees work performance, making re-
commendation on merit increases and recommending
and carrying out disciplinary action as required;
- implements and maintains work schedules allowing
for vacation and/or other leave of absence;
- handling grievances at the first stage.
-5-
2. Provides technical information and advises supervisor
by:-
- receiving and approving requisitions for projects and
repairs, estimating time and material required;
35%- checking condition of equipment, structures, machines
and services and recommending extent of repairs or
replacement required;
- requisitioning all materials for eiectricians, machinist
and weider ensuring’ supplies are available to meet
scheduled completion dates;
- forecasting materials and equipment in conjunction with
maintenance budget.
3. Auxiliary duties:-
- trains subordinates as required;
5% - interviewing and seiecting applicants for vacant posi-
tions and casual projects;
- consults with visiting Ministry of Government Services
employees and general tradesmen;
- co-ordinates new telephone installation with the
switchboard;
- performs other related duties;
- answers emergency calls as required;
- replaces the Maintenance Superintendent as required. ..~
4. SKILLS AND KNO’#LEDCE REQUIRED TO PERFORM
THE WORK
Preferably grade 10 technical education, completion oft,-
a recognized apprenticeship in a trade and certifica-
tion with the Dept. of Labour or an acceptable combi-
nation of education and experience. Ability to
instruct and inspect the work of tradesmen in the
electrical, machining and welding trades. Ability to
layout work and estimate materials and labour from
complicated specifications.. Supervisory ability.
On May 24, 1979 the three person Committee, interviewed each of
the four candidates. In the interviews, the Committed [members posed the
following questions:
.I~
-6-
Susan Gilchrist
1. Detail the responsibilities and accountability you have
in your present position.
2. Why do you want to move from your present position?
3. What do you have to offer this job in terms of skills,
aptitudes, training or related experience?
4. Describe how you see this job off Maintenance Electrical
Foreman - what are the responsibilities?
5. Describe your manageinent/leadership style.
6. ‘What is your definition of abuse of sick time - how do
you recognize it - how wouid you handle it?
C. Buller:
7. Wnat would you do if you, as the Electrical Foreman,
found an employee drinking on the job?
8. If this situation led to dismissal, what light would it
put you in with your fellow employees - (i.e. could you
do it, would you do it?).
9. What do you think of the Electrical Foreman being in the
bargaining unit?
10. As Electrical Foreman, would you respond to after-hour
emergencies?
Paul Seidel:
11. What experience have you had in estimating and design
work?
12. What would you do if you could not get a piece of electrical
equipment going - what options do you have ,open to you?
13. What experience do you have in trouble shooting heating
:-controls and equipment controls?
14. When does the Hydroelectric (HEPC) code require an
inspection?
15. What test equipment do you require for this position?
-7-
16. Under what conditions would you replace a burnt fuse
with a piece of copper wire?
17. What would you do if three emergency calls came in to
you at once?
(1) elevator stuck between floors with residents in the
eievator;
(2) fire alarm trouble signal coming from outlying
building;
(3) only Yz power in the Infirmary.
18.4160 volts - how do you feel about working with it?
Susan Gilchrist:
19.In your present position what do you find most frustrat-
ing and how do you handle this frustration or stress?.
At the conclusion of the interview process the members of the
Selection Committee graded all of the candidates. The results can be
summarized as follows:
RATING SHEET
Susan
Cilchrist Average
Paul - Seidel
Graham
Buller
Charles (Lou)
Williams
George
Valiquette
Ken Cooper
Roy Glover
80% 'h/60=76% 41/50=82% 41/50=82%
74% 40/60=66% 40/50=80% 38/50=76%
56% 37/60=61% 27/5O=i4% 26/50=52%
56% 34/60=56% 27/50=54% 29/50=58%
-8-
More specifically, the griever. and Mr. Williams can be compared by
presenting a’ summary of the criterion by criterion evaluations of the two
candidates as determined by the three Committee members:
I‘ POSSIBLE
TOTAL Seidel
MARK C~ w -
RATING
Buller
c
Gilchrist
c .w
1.
3 5
Communication Skills
- ability to hear and
understand 7
- ability to articulate
4 6 5 6
3 3 Lo* 12
i3 is 2 5 2.
3.
Related Experience 5
7 a 6 8 7 7
Basic Understanding of
What the Work Involves 10
Understanding of
lMinistry Functions 5
4.
2 3 5 5 2 5
5.
6.
7.
Problem Solving/
Analytical Ability 10 5 8 6 8 6 7
.~
1 3 1 2 1 3
Total Communication/
Personal Suitability 10
- abilitv to relate
appropriately
- demeanor
- approach
- judgement
3 8 5. 8 6 8
37 46
55 urn
26 41
5.5 3iT TOTAL
c -. coop W - Williams
-9-
It will be noted that the Committee unambiguously preferred
Mr:Williams to the griever in the overall rankings, putting Mr. Williams first
and the grievor third in the competition. Perhaps even more strikingly, when
the comparison is broken down ‘criterion by criterion, it will be noted that
members of the Committee did not prefer the grievor to Mr. Williams with
respect to even one of the individual criteria. In sum, Mr. Williams was the
Committee’s unanimous first choice overall with the griever a quite distant~ -‘.~
third (80% v. 56%) and there was no criterion on which the Committee piaced
the grievor ahead of Mr. Williams.
The Committee’s judgment does not, of course, end the matter. As
this Board’s arbitral jurisprudence (see &Inn 9/78, Remark 149/77, Saras
139/79 for example) makes clear, we. must review the decision and the process
by which it was taken to ensure that the employer complied with its obligations
under the collective agreement.
Counsel for the grievor took the position that the grievor and
Mr. Williams were in fact “relatively equal” in the sense that there was no
“substantial difference” in their relevant ability or qualifications for the job.
As such, the griever’s position invited us to review’the factual judgments made
by the Selection Committee. To address the issue of whether or not there was
a “substantial difference” in the qualifications of the two employees, we have
reviewed all of the evidence. Having done so, we have concluded that
Mr. Williams was better qualified’ than the griever by a substantial margin.
While we do not think any useful purpose wouid be served by writing a detailed
- 10 -
review of all the evidence heard over two days, a brief. summary of our
essential findings is appropriate.
The grievor has worked at Huronia in 1953 and since 1960 has been
classified as a Maintenance Electrician. fin that capacity he has done a very
wide variety of tasks at Huronia and knows the physical plant very well.
Furthermore, when his supervisor, Mr. Ball (the (Maintenance Foreman prior to
Mr. Williams’ appointment) was on holiday each year for almost a month, the
griever assumed most of his responsibilities. As a result of his many years on
the job with an unblemished record, the grievor “knew the work well” (to use
the expression of Ms. Gilchrist) and had had some part-time supervisory
experience.
.-.
Mr. Williams was first employed by the government in 1966. Prior
to competing successfully for the positionof Electrical Foreman at Huronia, he
was in charge of the Preventative Maintenance Programme at Pine -Ridge
School, a position that involved supervision of two maintenance mechanics. He
also had a strong record and varied experience in both electrical and plumbing
work. In his interview, Mr. Williams particularly impressed the Selection
Committee with his appreciation of the supervisory aspects of the job.
Mr. Seidel put it perhaps most strongly when he contrasted his attitude towards
the two ,candidates; he had a “real good feeling” about Mr. Wiliiams’~capac.ity
for the position while he would have been “extremely apprenhensive” if the job
had gone to the grievor.
- 11 -
The selection of Mr. Williams over the griever and indeed the
grievance before us cannot be fully appreciated without some reference to the
state of relations between Mr. Buller (the Maintenance Superintendent) and the
grievor. It should’ be remembered that if the griever had succeeded in the
competition, Mr. Buller would have been his immediate supervisor. While it is
unnecessary and undesirable to go into detail, it became abundantly clear
through the evidence that, to put it most euphemistically, relations between the
two men were not ideal. Without in any way attempting to sort out the origins
of their differences, it is fair to say that the reality at the time of the
competition was that the two men were not enjoying a good working
relationship. It further became clear that there was a very real likelihood that
this relationship was not about to improve and that the promotion of the grievor
would have put a further strain on their relationship. This state of affairs no
doubt influenced the, Selection Committee’s decision. Indeed, there was
evidence from two members of the Committee .that the griever verbally
denigrated Mr. Buller’s managerial abilities even during the interview. The fact ““‘-
that this conduct was a factor in the overall decision is not, in our opinion,
improper. There was no evidence suggesting that Mr. Buller was unfair,
unreasonable, discriminatory or otherwise improperly motivated in his
behaviour towards the griever and thus evidence of the difficulty that the
grievor had in accepting Mr. Buller as his superior must taken into account in
assessing the griever’s suitability for the disputed position.
In assessing the evidence and the opinions formed by the members of
the Selection Committee, it is also relevant to note that the process of decision
- 12 -
was a fair and sensible one. The qualifications for the position were reasonable;
the Committee membership was sensible reflecting a .mix of internal and
external appraisers; the interview questions were relevant and identical for
each candidate; the scores and opinions of the Committee members were
recorded; and each candidate was given a fair opportunity to put his best case.
Panels of this Board have not hesitated to criticize and overturn promotion
competitions where the.‘procedures and process have been inadequate (see, .for
example, the decision of the Vice-Chairman in Re Quinn (9/78)). However, in
the case before us, it would appear that the Ministry has been guided by the
Board’s earlier decisions and has acted to ensure the propriety and, fairness of
the process. While perfecting the .process does not relieve us of our
responsibility to review the decision for its substantive.correctness, it does,
however, make it a gobd deal easier to -find that the conclusions and judgments
of the Selection Committee members were reasonable and founded in fact.
In sum, we find no reason of process or substance which would
justify disturbing the Ministry’s decision to select Mr. Williams as Electrical
Foreman. We find that the griever’s qualifications and ability were .not
relatively equal to Mr. Williams and thus, pursuant to Article 4.3 of the
collective agreement, seniority had no role to play in the selection process. . .
.
The grievance is dismissed.
- 13 -
DATED at Toronto fhis 14fh day of April; 1982;
J.R.S. Prichard Vice Chairman
I COIlcuT -
addendum to follow
S.R. Hennessy
Member
I concwq
J.H. Morrow Member
/lb
ADDENDUH -____----------
I have read and carefully considered the Chairman's
assessment of the situation involved in this grievance. 'There is,
however, one aspect of this sort of case which concerns me namely
the apparent lack of, what I would call, "selection board
sensitivity".
Let me first state that I recognize and acknowledge, at
least within the ambit of this collective agreement, the employer's
control of the selection committee process and the substantive
procedural improvements in this area in line with many of this
Board's awards over the last few years.
Working relationships can and do vary for all kinds of
reasclns. Employees do not, however, usually have a viable alter-
native when faced with~a difficult or less then ideal personal
situation. This dilemma is reinf,orced by the existing power
+at+nship in employer-employee relations and compromises of the
sort found in article 4(3) of this and many other collective agree-
ments.
In this kind of situation the inclusion on the selection
committee of a person or persons who have had a difficult or less
then ideal relationship only serves to plant the seeds of discon-
tent. ThiS,case is a prime example of the problem. The inclusion
of Mr. Buller, given the past relationship, was akin to the pro-
verbial'waving~ of a "red flag" in the griever's face. Obviously
this action would tend to create an unfavourable reaction from the
griever . The question that remains ,in my~,mind is whether this was
done intentionally or thoughtlessly?
..$
The Board quite succinctly poin~ts out that in its opinion
there was no evidence, "Buller was unfair, unreasonable, discrim-
inatory or otherwise improperly motivated.in his behaviour towards
2.
the griever". I personally have great difficulty in adopting this
statement. I would have found, based on the evidence of Mr.
Buller's inclusion on the selection board, his choice of questions
(for example, question 9) and the history of strained relations
between them that his inclusion was an extremely unfortunate one.
Notwithstanding the fact that he was the griever's super-
visor and acknowledging the employer's rights both parties would
have been better served, at this important and difficult time, if
the employer had considered and exercised more forethought and
de1icacy.a well as practicality in carrying out' the selection
process.
The decision of the selection committee should, in my
~opinion, be fair, impartial, non-discriminatory and reasonable but
as importantly it must also be seen to be all of these things by
those:.involved. r, .
As the Board so aptly puts the situation, "the risk of
shattered expectations is perhaps greatest in cases like the one
before us". The type of selection committee utilized in thi's case .~
while not openly transgressing the scope of decision-making
authority leaves a lingering and often festering sense of injustice
which can only work to the detriment.of the parties relationship.
S.R. Hennessy
Board Member