HomeMy WebLinkAbout1982-0060.Mercer.82- -07Eetween : OPSS:U (Sandra L.H. Uercerj Griever
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The Crown in Righx of Ontario (Xinistry of Consumer and Cordnercia.1 Relations) Employer
Prof. J.Y. Samuels Vice Chairman
xr . N. Gandall Xenber blr. G.B. Kalker liember
For the Griever: hi?. D. Starkmzn, Counsel
Golden-Levinson
FOX- The ~!ZlFlOyE!r:
Sir. J. J. O'Shea
Staff Relations Administrator blinisrry of Consoler and Commercial
Relations
Hearing:
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CONTENTS
INTRODUCTION . . . . . .,. . . . . . . . . . . .
PROCEDURAL MATTERS . . . . . . . . . . . . . . .
1. Concerning the requirement for a
pre-disciplinary hearing . . . . . . .
2. Concerning the evidence to be admitted
OTHER FACTS ........ > .........
CONCLUSIONS ...................
LIST‘OF EXEIBITS ................
Pace
.
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INTRODUCTION
The griever has been a clerk in the Land Registry Office
in Guelph since February 1975, and asks that a five-day suspension
be reversed, that she be compensated for the wages lost, and that
the suspension be removed from her record. At the outset, several
procedural matters were raised by Mr. Starkman on behalf of the
grievor. We shall deal with these matters first.
PROCEDURXL !nTTERS
1. Concerning the reauirement for a pre-disciplinary
hearing
The grievor serves the Province under the Public Service
Act, R.S.0: 1980, ch. 418. Section 22(2) provides for the
possibility of suspension in these terms:
"A deputy minister may for cause remove from
employment without salary any public servant
in his ministry for a period not exceeding one
month or such lesser period as the regulations .
prescribe."
Pursuant to this Act, Regulation 881 provides for a .$r~;
procedure to be followed in the meting out of the discipline
contemplated in section 22(2). Section 18 of~the Regulation
provides:
'(4) Where, in the opinion of a deputy minister,
there may exist cause forremoval of a public
servant from employment or for dismissal Of a
public servant from employment, the deputy
minister shall appoint a time for and ,hold a
hearing..
(5.)'The public servant whose conduct is the .. subject of a hearing pursuant to this section
shall be given reasonab~le notice of the hearing
by the deputy minister.
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(6) A notice of a hearing shall include,
(a) a st~atement of the time, place and
purpose of the hearing;
(b) reasonable information of any allegations
with respect to the conduct of the public
servant that may be relevant to the
hearing; and
(c) a statement ‘that 'if the pub-lc servant
does not attend the hearincl'the hearing
may be proceeded with in his absence and
he will not be entitled to any further
notice in the proceedings;
(7) The public servant whose conduct is the subject
of a hearing may at tne hearing,
(a) be represented by an employee representative;
(b) call and examine witnesses and present his
arguments and submissions; and
C(c) conduct cross-examinations of witnesses
reasonably required for a full and fair
disclosure of the facts-in relations to
which they have given evidence.
(8) Where a deputy mi.nister delegates to a public
servant in his ministry his powers and duties in
respect.~of a hearing mentioned in this section,
the delegate shall hold the hearing and shall
report thereon in writing to the deputy minister.
(9) The report of the delegate to the deputy minister
shall include the record of the hearing and the
recommendation of the delegate together with his
reasons therefor.
(10) A deputy minister or his delegate who holds a
hearing pursuant to.this section shall cornTile a record
of the proceedings that shall include,
(a) the notice of the hearing;
(b) all documentary evidence produced at the
hearing;
Cc): the transcript, if any, or a statement or summary of the oral evidence given at the
hearing: and
(d) the text...of any written submissions or
arguments presented at the hearing.
(11) A witness at a hearing pursuant to this section
is entitled to be advised by his counsel or agent
as to his rights, but the counsel or agent of a witness is not entitled to be present except when
the witness is giving evidence and~may take no
other part in the hearing without leave of the
deputy minister or his delegate holding the hearing.
(12) Where, after holding a hearing and considering
the evidence produced orgiven and the submissions
or arguments presented at-the hearing or, where
the hearing is held by a delegate, after considering
the report of~the delegate, a deputy minister is of
the opinion that there exists cause for removal ;from
employment or for dismissal from employment of a
public servant whose conduct was the subject of the
hearing, the deputy minister may remove or dismiss the
public servant from employmen~t."
In short, the Regulation provides for a procedure which permits
a hearing before the suspension is imposed.
Section 30(3) of the Act provides for the relationship
between its provisions and those of a, collective-agreement.
"Any provision in a collective agreement that isin
conflict with-a provision of a regulation as it
affects the employees of a bargaining unit covered
by the collect-Lve agreement prevails over the
provision of the regulation."
Now, Mr. Starkman argues that there is no conflict
between the pre-disciplinary hearing provided for in the Act and
Regulation, and the grievance procedure in the collective ag:eement.
They are mutually exclusive proceedings -- one taking place before
the suspension can be imposed, and.one taking place after disci2lin.e.
Hence, both~procedures must be compiled with. In this case, there
Gas no pre-suspension hearing, therfore the Employer's actions
were a nullity and the grievance~must succeed on this ground alone.
He argued that,there is good reason for the pre-disciplinary
hearing, because the remedy provided for in the grievance grocedure
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is often inadequate. It is better to have the matter heard
before any disci-;rline is imposed, as is contemplated in the Act
and Regulation.
His argument is very attractive. The problem is that
this Board has ruled on the matter in Ferguson, 35/76, and in
a lengthy award unanimously held that the two hearing procedures
are in conflict and, therefore, the collective agreement grievance
procedure prevails. The~Employer does not need to comply with
the Regulation. At our hearing, we indicated that it would be
a serious matter to overturn such a decision, and we reserved
our decision on the point.
Having now had an opportunity~ to consider the matter,
I have come to the conclusion that it Gould be unwise in this
case to reverse the earlier decision. I might add, however, that
had this been the .first time this Board head considered the matter,
I might have done otherwise.
2. Concerning the evidence to be admitted
On October 19, 1981, the grievor received the following
letter from the Land Registrar in her office:
"I have had discussions with you to-day and in the
past and made you aw,are that a number of aspects of
your performance and behaviour in this'office are
less than satisfactory. I am concerned that you
have not responded to these discussions and must
therefor~e,, formally advise you of my concerns.
Of primary concern is your responsiveness and
attitude toward supervisory staff in this office. .primarily the Deputy Land Registrar and myself. YOU
are reminded that.instructions .and directions issued
by the Deputy Land Registrar must be executed in a timely manner and without undue questioning or complaint.
Equally
disrupt
duties
actions
as important as the above and. just as
,ive to the effective discharge of your
is a frequent posture of insolence. Your and tone of voice are too often sucoesti-;e
of disagreement, disrespect or disregard foi
supervisory decisions made in this office. It is
imperative that you respect the authority of Gork
related decisions and direction in this office.
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I trust that you will make a conscious effort to
address the matters noted above, however, should
you not do so I will have no alternative but to
recommend disciplinary action. If you are unclear
about your specific responsibilities, assignments
and priorities in this office please feel free to
discuss them with me for clarification."
On October 30, she replied as follows:
"This is in reply to your letter of October 19, 1991.
I am formally advisihq you of my concern in regard to .,, your attitude. I understand you have been allowed
the mandate to organize the office, but when my, rights
as an individual are being infringed u?on then you create a problem. The freedom of thought and speech
will continue to be my perogative to be used as it is
the right of any individual. Your inability to allow
freedom of conscience to exist is by no means an
excuse for your continual harrassment of me and your
persistent effort to misinterpret my actions as those
of an insolent lazy worker, when in fact, this is not
the case. If you feel disciplinary action is necessary
then by all means do your worst. In this matter I
feel quite confident and well assured of my position."
Now, the Employers proposed to introduce evidence concerninq
a number of incidents leading up to the letter of October 19. .xr
Starkman objected to'this evidence. He argued that the record
speaks for itself, and that the Employer had dealt with these
incidents in the warning letter of October 19. They were now
.closed matters.
At the hearing, we indicated that we agreed that these
earlier incidents could not form>any part of the justification foZ
the five-day suspension, because the letter of suspension was
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clear that the penalty was being imposed for the letter sent by
the qrievor on October 30. However, in order to understand the
meaning of the letters of October 19 and 30, it was necessary
that we have some evidence concerning the past events referred
to in the letters. We cannot judge the significance of the
qrievor's letter‘unless we know its meaninq. Hence, we permitted
Mr. O'Shea to call his evidence concerning the history in order
to help us understand the letters.
OTHER FACTS
The evidence shows .that the Guelph Land Registry Office
has been undergoing a reorganization under the supervision ~of
Mr . K. McCrea,.who came to the office as Land Registrar in August
1978, and Mrs. J. Fowler, who came as Deputy Land Re~qistrar in
July 1979, and.movedto Senior Deputy in July 1981. They have the
mandate to improve the productivity of the office.
From the outset of their arrival, the local employees
h,ave reacted unfavorably. Indeed,.some of the changes were 'not
even appreciated by the local bar and other clients. For exam?
in some circumstances, the old practice of an employee qoinq
immediately to the counter to serve a client has'been ended in
le,
favor of a divxsion of labor which leaves an employee at her 6~2s:~
working on some matter even if there is a client at the counter
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waiting to be served. The qrievor's attitude has been one of
grudging compliance with orders from MrS. Fowler and Mr. XcCrea.
There is no point in retelling the several incidents relatec in;
evidence. It suffices that they show clearly that the qrievor
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will go to some length to make it difficult for her supervisors,
but, on the other hand, Mrs. Powler will go to some length to press
her point needless,ly. For example, she related an incident when
she repeated an order over and over waiting for the grievor to
say that she understood. There seemed little point in beiaboring /
the matter in this.way. The grievor was sitting at her desk
silently making no response whatsoever.
In any event, all of this history was dealt with in a
disciplinary way in the warning letter of October 19. I might
say that some of the ~incidents may have warranted a more seriolis
penalty, but they are now over and done with.
Then the grievor replied in her letter of October 30.
It was addressed personally to Mr. McCrea, and was left for his
eyes only on his desk. The letter upset-him greatly. on the
weekend, he contacted Mr. B. Gibbs, the then Deputy Director
of Real Property.Registration for the Southwest Region. Mr. Gibbs
recommended the five-day suspension to the Personnel Services
Branch, and Mrs. J. Service, the Director of this Rranch sent
the letter of suspension. It reads:
-"It has been brought to my attention that you
have repeatedly refused to follow your supervisor's instructions and that-your responsiveness and
attitude 'towards the instructions were less than
satisfactory. I have been informed that vou have
been counselled and advised in this regard on many
occasions. More recently, you were informed~ by a
letter dated'october 19, 1981 from Nr. K. McCrea; the Land Registrar in the office in which you work,
vi~z Land Registry Office 561. In-that letter you
were informed that a conscious effort to address
your supervisor's concerns should be made by you
otherwise disciplinary action would be recommended.
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Mr. Gibbs, Deputy Uirector, Real Prooertv Registration
has informed me that you have res?onhed so Mr. E?cCrea's
letter and both he and Kr. McCrea consider your letter
of October 30, 1981 to be insubordinate and inapprop-
riate. Accordingly, they have recommended a suspension
of 5 days without pay. I concur with that recommendation.
Therefore, I am hereby suspending you from duty for a
period of five (5) working days in accordance with
Section 22(2) Of the Public Service Act. The period of
your suspension, without pay, will be from Nove.mber 16
to November 20, 1981 inclusive. You are not to report
to work..
In addition, I must advise you that anv failure in the
future to comely with instructions fro; your supervisors
could result in more serious disciplinary faction:"
It is important to note that we did not hear from.Mrs. Service, so
we do not know why in fact the discipline was imposed. We know
only why it was recommended.
The Union called no evidence.
CONCLUSIONS
Firstly, in my view, it is clear from the letter of
suspension that the justification for the discipline is the griever's
letter of October 30, which was found to be "ins'ubordinate and ~~~ ~a....
inappropriate.'" Therefore, we,must decide whether this does give
just cause for the five-day suspension
Secondly, what does the letter of October 30 say? It
acknowledges Mr. McCrea's authority to run the office -- "1.
understand you have been allowed the mandate to organize the
office" -- but it raises some difference of opinion over their
relationship beyond the running of the office. It suggests that
Mr. McCrea should take disciplinary action if he feels it necessary,
but.indicates that.the grievor feels confident she Will be vindi-
cated in this event. The tone of the letter 1s one of righteous
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indignation, and refusal to follow the dictates of her superior
beyond what is necessary to organize the office. The letter was
delivered very privately, and was not intended to hold Mr. i%Crea
up to ridicule before his staff. It is clear from the'letter.that
there is a serious personality clash between the two.
Sut was this letter "insubordinate or inappropriate"?
No better definition of insubordination can be given than the
summary by E.E. Palmer in Collective Agreement Arbitration in
Canada (Toronto: Butterworths, 1978), at page 248:
"Quite simply, insubordination might be defined as
the flouting of a clear order of a person in
authority. In general, then, there are three
initial components of a charge of insubordination:
(a) there must be a cl,ear order understood
by the grievor;
(b) that order must be given by a person in.
authority: and
(c) the order must be disobeyed."
To this might be added a general attitude indicating that the
employee does not recognize the authority,of the superior and
that orders will not be followed.
The letter from the griever did none of these things.
Indeed, it made clear that the qrievor recognized the authority oft
MT. McCrea. An employer cannot~demand that he be liked by an
employee. All that he can ask is that the employee perform the
work as required. There is nothing in the qrievor's letter which
indicates she will not perform the work as required.
In conclusion, I find no justification for a five-day
suspension in the letter of October 30. Nor do I think there should
have been any disciplinary action in response to this Frivate
expression of the,grievor's view concerning he: oblication tc
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IbIT . McCrea and her private rights. Tie grievance 1s u?hell acd
the ‘Ministry is ordered to remove tie suspension from her recore
and to compensate her for the five-days' pay lost.
We retain our jurisdiction to decide the matter of 'con-
2ensation if the parties are unable to agree on this themselves.
Done at London, Ontario, this '7“ day of-. ;_ , 1982.
..~
J.W. Samuels, Vice-Chairman
M. Gandall, Member
G.B. TJaJker, Uember
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I
LIST OF EX-TI3ITS
1. Grievance Form an2 resgonses.
2. Letter from Mr. McCrea, October 19, 1981
3. Letter from Mrs. Mercer, October 30, 1981
P . . Letter from Mr. Gibbs, November 4, 1981
3. Letter of Suspension
6. Delegation of authority
7. Organization Chart of Guel?h office.