HomeMy WebLinkAbout1982-0348.Miller.83-07-13I
Between: -
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARJJ
Before : "-
For the Grievor:
For the Employer:
For Third Party:
Hearing:
OLBEU (Ron Miller)
Grievor
- ahd -
The Crown in Right of Ontario
(Liquor Control Board of Ontario)
Employer
J. W. Samuels Vice Chairman
E. McVey Member
E. R. O'Kelly Member
M. L. Levinson Counsel
J. Baker
Counsel
Hicks Morley Hamilton Stewart Storie
Barristers & Solicitors
R. B. Millman, for himself
May 12, 1983
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The griever claims that he should have been promoted
to the position of Manager in Store #283 at Tobermory, following
upon his application for the job in response to a notice about
the opening in February 1982.
The Collective Agreement provides in Article 16.6(a):
Where employees are being considered for
promotion, length of service from appoint-
ment date will be the determining factor
provided the employee is qualified to per-
form the job.
The grievor is more senior than the successful appli-
cant, and he argues that he is qualified to perform the job.
The store in/question is a "D" store, which is one
of the small ones operated by the Liquor Control Board. For
most of the year, there is only one person in the establishment,
and that is the Manager. During the summer season, and on some
holidays, the Manager has assistance from part-time employees.
Thus, the Manager is responsible for all facets of.
the store's operation--handling the money, ordering the stock,
taking cash for sales, doing the inventory, security, ordering
the sundry supplies for record-keeping and cleaning, and so on.
The evidence at our hearing shows that the grievor has done and
can do all these functions.
The grievor was not given the position because, during
the two years previous to the job-posting, he had received two
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warni~ng letters for being at work under the influence of alcohol.
The employer argues that this must be considered in deciding
whether or not the grievor is qualified to perform the Manager's
job.
Counsel for the grievor suggested that ,this Board
should not consider the grievor's disciplinary record. All that
is relevant is whether or not the grievor can perform the functions
necessary in the Manager's job. In his written argument, he
suggested that:
a. Under no circumstances can an employee's
disciplinary record be considered for purposes
of promotion because to do so would amount
to the imposition of a double penalty.
b. Even if, the-employee's record is a relevant
consideration for promotion purposes, it
cannot be the sole or determining factor
, in that regard.
C. Even.if an employee's disciplinary record can
be a factor or indeed the determining factor
for promotion purposes, it cannot be so where
such record is stale. Past misconduct cannot
preclude job advancement where that misconduct
occurred well in the past and has not since
been repeated.
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We agree with the employer here. The Manager is the
sole employee in the store for most of the year. The employer
must have confidence that the person filling the position can
not only do all the mechanical functions involved in the job,
but will also be fit to do them at all times, barring illness or
some other unforeseeable event. The griever's personnel record
discloses reasonable cause for concern about his ability to
perform the job satisfactorily at all times.
"Qualified to
perform the job" involves both knowledge of the job functions
and the ability to carry'out these tasks.
We do not agree with counsel for the grievor when
he suggests that the disciplinary record can never be considered
for purposes of promotion. In our view, it all depends'on the
language of the collective agreement concerning promotion. In
our case, the agreement requires.that the applicant be "qualified
to perform the job". If there are elements of the disciplinary
record which bear on the applicant's qualifications to do-$he
job, then these elements can be considered. The disciplinary
record per 'se is not relevant, but there may be matters in this
record which do assist the employer to judge the applicant's
qualifications to do the job. This is the point made in the case
cited to us at the hearing by counsel for the Liquor Control
Board-~-Thee Corporation of the Borough of Etobicoke and The
Borough oft Etob~icoke Civic Employees~' Union, Local 185 (unreported,
dated October 23, 1981).
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With respect to the second argument'suggested by
counsel for the grievor, we have some disagreement with him.
Generally it may be true that the employee's disciplinary record
should not be.the sole or determining factor in promotion.
However, it may be that, in the particular circumstances of the
case, the characteristics disclosed by the disciplinary record
may well be the determining factor in the promotion decision.
And this appears to be the case here.
With respect to .his third argument, we agree with him.
The disciplinary record is only relevant if it is not stale.
Put another way, it should not be considered unless it is reason-
able to conclude that the characteristics of the applicant dis-
closed in the disciplinary record are still characteristics of
the person. In our'case, we do not consider the disciplinary
record to be stale in this sense. The grievor~ had been repri-
manded for coming to work under the influence of alcohol on
August 20, 1981 (Exhibit 3). The job posting was on February 23,
1982--only six months after the grievor had come to work under
the influence of alcohol. Surely the employer may consider
this, when deciding upon promotion to the position of manager
in a one-man store.
For these reasons, we find that the grievor was not
qualified to perform the job posted and the grievance is
dismissed.
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Done at' London, Ontario, this day of , 1983.
SEE DISSENTING OPINION ATTACHED
E. McVey, Member
6: 2100
66; 3220 3000
6: 3310
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EXHIBITS
1. Grievance Form, May 28, 1982
2. Posting, February 23, 1982
3. Memorandum of August 20, 1@81
4. Memorandum of January 23, 1981
MILLER G.B.S. 348/82 (DISSENT)
The relevant sectrion of the Collective Agreement is Article
16.6(A) which reads:-
"Where employees are being considered for promotion, length
-. of service from appointment date will be the determining
factor provided the employee is qualified to perform the job."
A careful reading of the collective agreement does not
provide any other determining factor in promotions.
The qualifications of the employee are acceptable to the
employer, but a disiplinary warning on..his record has, accord-
ing to the employer, made him not qualified to hold the
position of store manager. Can the employer use this written
warning to disqualify the grievor?
In my opinion he cannot. I agree with union council that to
do so would be penalizing the employee twice for the same
incident.
Union council states it well on page 2 of his written argu-
ment. "The arbitral jurisprudence is clear that an employer
having assesed a penalty against an employee cannot proceed
to assess further and other penalties for the same conduct."
. .
The earlier cases 1957 to 1963 are clear in their conclusions.
but I shall' only quote from Re Galt Brantford Malleable-(1974)
6 L.A.C. (2d)-302 (Charney)
Page 303 - "They take the position that it is well known
in Arbitration Law that the company cannot have two bites
at disciplining an individual; that is if he is once disci-
plined they cannot then come back and discipline him a second
time."
- -again at page 304 - - the quoted statement by Laskin from
Tallman Bronze (19571 7 L.A.C. 253 at pages 255-6 supports
the union position.
These cases are very clear in their conclusions about double
penalty and support for ~the grievors position. Further "can
(2) (DISSENT)
an employer assess more than one sanction for the same
misconduct?"
I would say no the employer cannot do so. To allow it would
be to put all employees in a position where, if they were
warned (penalized), of never really knowing what the penal-
ties are for any offence.
Page 3 of the union's written submission:-
"an employee as a necessary incident to the imposition
of a particular penalty is denied certain other benefits
which but for the misconduct he otherwise would have received."
In this instance the cases quoted deal with loss of Statutory
Holiday Pay as a result of suspension. In all cases the union's
position is upheld.
If in this instance the employer had stated clearly that -
not only was a warning being assessed, He was being denied a
promotional opportunity for a stated time, then there
would not in mu opinion be any grounds for a grievance.
However the continuing penalty in this case may be. "It
may be necessary to suspend you if this occurs again" -
very clear - no hint of any loss of promotion - "suspension
if this occurs again."
Exhibit 3, August 20th, 1961
Article 16.6(a) - "length of service from appointment date
will be the determining factor provided the employee is
qualified to perform the job."
There was "0 evidence presented that could leave the im-
pression that the employer questioned the job sk~ills of the
employee, or that he did not have the skills to do the job.
Opportunity was given to the employer to refute the grievor's
job skills.
The only disqualifying item is the warning in August
(3)
of
(DISSENT)
1981 - nothing is written in the warning that could leave
the impression that an opportunity for promotion was lost as
as result of the warning.
In my opinion the employer cannot assess a second penalty
some months after the first for the same offence.
I would therefore uphold the grievance and award in favour
of the grievor and would order his immediate promotion
with back pay to the day the promotion should have taken
Elmer McVey
Member
(August 1983)
EMlbm
opeiu 343