HomeMy WebLinkAbout1983-0167.Union.90-06-26ONTARIO EMPLOY.3 DEL.4 CO”RONhlE CROWNEMPLOYEES OEL’ONTA/IRIO
GRIEVANCE
‘mm BOARD
CQMMISSION DE
SETTLEMENT REGLEMENT
DES GRIEFS
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN
BEFORR:
FOR THE
GRIEVOR:
FOR THE
EMPLOYER
REARING:
OPSEU (Union Grievance)
Grievor
- and.-
The Crown in Right of Ontario
(Ministry of Community and Social Services)
- and -
Employer
K. P. Swan Vice-Chairperson
S. Schachter Member
G. Walker Rember
I. Roland
Counsel
Gowling, Strathy & Renderson
Barristers & Solicitors
D. Abramowitz
Human Resource's Branch
Ministry of Community & Social
Services
August 22, 1983
DECISION
This arbitration relates to a grievance by the Union
concerning the introduction by the Ministry of Community and Social
Services of a standardized medical certificate to be provided to
employees for completion by their personal physicians where the
employee is required to submit a medical certificate because of an
absence due' to illness. The original grievance required the
withdrawal of the form forthwith. In the alternative, the Union
demanded that the Employer pay for medical examinations in which
the certificate was to be used.
It is of interest to set out the provisions of the
collective agreement relating to medical certificates, since these
are referred to throughout the arguments of the parties. Those
provisions are:
51.9 Where, for reasons of health, an employee is
frequently absent or unable to perform his I
duties, the Employer may require him to submit
to a medical examination at the expense of the
Employer.
51.10 After five (5) days' absence caused by
sickness, no leave with pay shall be allowed
unless a certificate of a legally qualified
medical practitioner is forwarded to the-Deputy
Minister of the ministry, certifying that the
employee is unable to attend to his official
duties. Notwithstanding this provision, where
it is suspected that there may be an abuse of
sick leave, the Deputy Minister or his designee
may require an employee to submit a medical
certificate for a period of absence of less
than five (5) days.
It appears that the form was first introduced by the
Ministry for a six month test beginning August 1, 1982. The
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intention was that the form would be made available to employees
for completion by a physician where the employee required a medical
certificate pursuant to clause 51.10, quoted above. The Ministry .,
assumed no responsibility for any charges which might be levied by
physicians for completion of the form. In the beginning, at least,
it was intended that use of the form would be mandatory.
Following the six'month test, the Ministry informed all
of its offices by a memorandum dated February 28, 1983 that the
form would be optional only. The relevant parts of the memoran-
dum read:
We have decided not to introduce the
standard medical certificate form as a matter
of policy at this time. There remains, of
course, the necessity to produce acceptable medical evidence for absence due to illness
where required under the collective agreement
and regulations. To fulfill this reguire-
ment, you may continue to employ current
practices or utilize the attached medical
certificate. Where the latter method is
employed, the employee must agree to its use.
Shortly after this document was circulated, the Ministry
informed the Union that the form would be for use on an optional
basis only, and suggested that.the present grievance be withdrawn.
The Union declined to do so, on the basis that the form "requires
information which goes beyond that which an employee is required
to provide". Moreover, the Union argued that the Ministry's
'practice of making the form available for optional use would
"encourage individual arrangements between a supervisor and an
employee to provide information that is not required".
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While it appears that one of the Ministry's facilities,
the Durham Regional Centre, attempted to make the form mandatory
for its employees, the agreed evidence indicates that the Employer
took steps to have that instruction rescinded, and a policy of
voluntary use introduced at that Centre as well.
The form has five sections to be completed by the
physician: the introductory section identifying the employee is to
be completed by the employee before giving the form to the
physician. The first section asks the physician to indicate
whether his or her knowledge of the illness or injury comes from
the patient's statement or by personal observations during the
.absence from work. The second section asks for a diagnosis, but
includes the following note:
(N.B. This is optional. If patient does not
swish diagnosis. included, please leave #2
blank.)
: The next section asks the physician to indicate whether
the employee is able to return to duty, and if not for a predic-
tion of when that will be possible. There is then a request for
any restrictions, such as lifting restrictions, on continued
employment, and finally for an indication of any medication which
might affect performance.
The Ministry indicated before us, and would therefore be
committing itself to be bound by such an assertion, that the
Ministry makes the form available to individual offices at the
option of each individual office, so that even its availability to
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employees is not mandated central
the option ,of each individual
lY* Use of the form is then at
employee, and any individual
certificate provided by. a doctor remains acceptable. In these
circumstances, the Employer says that there can be no breach of
the' collective agreement.
The Union's argument is that clause 51.10 provides a
complete code of when a medical certificate may be required, and
what the contents of a required certificate may be. The Union
argues that the use of the expression "certifying that the employee
is unable to attend to his official duties" in clause 51.10 means
that the Employer has no entitlement whatsoever to ask a physician
to certify anything else except such inability. The Union
therefore argues that the provision of the form constitutes a
breach of that clause.
Second, to whatever extent the use of the form is
voluntary, the Union argues that this constitutes an invitation
for the making of a personal bargain, in derogation of the
collective agreement, between an individual employee and the
Employer, usually through the employee's supervisor. If the
Employer wishes a standard form medical certificate, the Union
argues, that should be a subject for collective bargaining and not
for unilateral imposition by the Employer. The Union further
~observes that there may be cost implications, in that a'physician
may charge to fi.11. out the form when a. certificate on the
physician's own form would be free, that the form would be
inconvenient to obtain and to have filled out, and that the form
”
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itself.in no way expresses its use to be optional.
The Grievance Settlement Board has had to deal on a
number of occasions with the sufficiency or otherwise of medical
certificates provided by employees to justify absence or to
demonstrate a capacity to return to work. We were referred to four
awards, Temole, 12/76, Donnan, 72/78, Buick, 64/79 and Koufis,
372182. None of these cases is really on the point before us,
although they demonstrate the difficulty that can arise from time
to time from medical certificates which are less ,than forthcoming.
In our view, the central factor here is that the use of
the certificate is entirely voluntary. Moreover, the most
sensitive aspect of the form, the request for a diagnosis, is
doubly voluntary, and the form sets out expressly on its face, in
a way which would constitute a direct warning to a physician who
has an obligation of confidentiality to his or her patients, that
consent to the giving of a diagnosis should be obtained before the
form is filled out in that respect. The rest of the information
requested is not in any way sensitive, and although it may not be
strictly required by the provisions of Article 51.10, and therefore
might be objectionable if included in a form which was mandatory,
it is surely not a class of information which the collective
agreement in any way forbids an employee from providing. Indeed,
it is difficult to imagine why anyone would ever want to withhold
any of this information, and we have no doubt that such information
is regularly provided by employees at their own instance., since it
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assists in organization in the office while they are away, and
provides information which may be protective of their own health
and safety when they return.
We do not, however, have to decide whether the Employer
is entitled to require such information to be provided, although
we observe,in passing that it is an extremely restrictive view of
clause 51.10 to say that the requirement that the medical
certificate certify inability to attend at work of necessity
prevents the Employer from requesting any other information
whatsoever, even when that information is of a kind which virtually
every other employer requires as a matter of course in the absence
of any specific collective agreement provision, and which most
employees are happy to provide.
We do not have to deal with such a situation, however,
because no employee is reouired to provide anything except the
requirements of clause 51.10. In the absence of some attempt at
compulsion, we do not think that the Employer can be said to be in
breach of clause 51.10 in any way.
As to the suggestion that voluntary use of the form
somehow constitutes an undermining of the Union's exclusive
bargaining rights, we think this is entirely overblown. Use of
the form by an individual does not amend the collective agreement,
or avoid.the application of its terms. It constitutes at most a
communication by an employee that he or she has no direct
obligation to provide. Such communications occur daily, both
orally and in writing, without undermining bargaining rights. In
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our view, the voluntary use of the form has no such effect.
The grievance is therefore denied.
Due to the unfortunate death of Mr. Walker, this award
is the decision of the Vice-Chairman, pursuant to subsection 2,0(6)
of the Crown Employees Collective Bargaining Act, R.S.O. 1980, c.
108. Mr. Schachter has indicated that he would dissent from this
award. His observations are attached.
DATED AT TORONTO, Ontario, this 26th day of June, 1990.
Kenng'th P. Swan, Vice-Chairman
" I DISSENT" (Shalom Schachter)
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