HomeMy WebLinkAbout1983-0189.Checkett.83-10-21THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
Between: CUPE (Steve Checkett)
For the Employer: A.P. Tarasuk Consultant
Hearing: September 19, 1983
IN THE MATTER OF AN ARBITRATION
Under
Grievor
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The Crown in Right of Ontario (Ministry of Municipal
Affairs and Housing) Employer
R.L. Kennedy
S.D. Kaufman W.A. Lobraico
Vice Chairman
Member
Member
T. Edwards
Representative Canadian Union of Public Employees
Central Ontario Industrial Relations
Institute
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AWARD
The Griever's employment as a caretaker was terminated,
effective December 31st, 1982 by letter dated December 16th,
.1982 making reference to the Grievor's attendance record. In
the letter, specific reference was, made'to the fact that the . _
Grievor had been cqntinupusly absent,from work since July 6th,
1982 and to what was descr~ibed as "a history of unsatisfactory
attendance which has become progressively worse over the past
few years". The letter stated that the reason for discharge was
innocent absenteeism and that it was not a disciplinary
procedure.
The particulars of the Grievor's attendance record and
the reasons for absence ares not in dispute between the parties.
His em@loyment commenced in October of the year 1974 and in that
year he was absent l-1/2 sick days and~2-l/2 days of leave .
without pay. In 1975 he was absent for 13 sick days and 15-l/4
days of leave without pay which constitutes an absenteeism rate
of 11.8% of available working days. The leave without pay in
that year related to a period of absence resulting from the
sickness of the Griever's father. In the year 1976 he was
absent for 8 sick days and 2 days leave wit,hout pay for a total
of 10 days or 4.2% of available working time. In the year 1977
the Grievor was absent for 23-l/2 sick days and 16-3/4 days
leave without pay for a total of 40-l/4 days or 17.1% of
available time. His particular problem in that year related to
the need to have all his teeth removed which required
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hospitalization and the time was taken as leave without pay
because the Grievor had exhausted his sick day entitlement.
In the year 1978 the Grievor was absent for 8 sick
days and 79-l/2 days on Workmen's Compensation benefits. The
days absent on compensation related to 2 separate back injuries
incurred in the course of his employment. The first, early in
the year, occurred when he lifted a pail of water to pour it
into a sink. The second accident was in October as a result of
moving a refrigerator and that accident kept him off work until
March of 1979.
.
In the year 1979 he was absent for 22 sick days, 49
days on Workmen's Compensation and 6 days of leave without pay
for a total of 77 days or 32.8% of available time. The main
incident of sickness occurred late in the year when the Grievor
suffered tendonitis in his arm as a result of assisting to
unload salt from a truck. The Grievor indicated that he really
felt that injury should have been treated as a compensable
injury.
In 1980 the Grievor worked up to February 4th. Prior
to that time he was absent for 6 days of leave without pay. No
particular cause or explanation was provided with respect to.
those days of absence. On February 4th he apparently woke up in
the morning with severe back pain which was ultimately diagnosed
and accepted by the Workmen's Compensation Board as a recurrence
with respect to the injury which had occurred in October 1978.
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The Grievor was thereafter continuously absent for the balance
of the year 1980 and all of 1981. The Workmen's Compensation
Board has classified the Grievor as being 15% disabled and has
awarded to him a permanent disability pension accordingly.
The Grievor returned to work 'in February of 1982 but
in April commenced a nine-week vacation period due to the
requirement that existing vacation credits be used up and that
vacation period was completed in June.~ In the first week of
July the Grievor fell from a step-ladder injuring his back and
once again commenced an absence on Workmen's Compensat,ion
benefits. That absence was continuing as at the date of
discharge.
On November 16th, 1982 the Employer wrote to the
Grievor in the following terms:
Dear ~Mr:Checkett:
A review of your attendance record show that.you have
been continuously absent from work since July 6, 1982,
following a recurrence of an injury to your lower
back. Furthermore, during your entire period of
employment which began on October 15, 1974 you have
experienced a history of unsatisfactory attendance which has become progressively worse over the past few
years. (Record of attendance attached).
At this point in time, we have no information of your
current medical condition or of your availability for
work. Because of your inability to meet reasonable expectations of'availability for work, cou-ld you
please arrange to supply me with a comprehensive medical report from your personal physician giving the
probable date on which you will be returning to
regular, full time duty on an ongoing and continuous
basis, if ever, by December 1, 1982.
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Upon receipt of this medical report an interview will
be arranged with you to discuss your status as an
employee.
Yours truly,
E. Durnan
District Manager
District "C"
On December lst, 1982, the Grievor met with his District Manager
and left with the manager a medical certificate signed by the
Griever's doctor that provided as follows:
This is to certify that the above is still unable
to work because of back pain. He has been seen by
an Orthopaedic and may be able to return to work in
January.
The District Manager, Edward Durnan, testified that at the
December 1st meeting he advised the Grievor that the Medical
Certificate was not satisfactory because it did not give any
indication of his future ability to perform his duties on an
ongoing and continuous basis. Durnan stated that the Grievor
had no further information to offer and that the Grievor was
advised that tie h!inistry would consider the matter. Durnan did
not advise the Grievor that he would be terminated if further
medical information was not provided, nor was there any
particular reference to absenteeism apart from the particular
back problem being experienced by the Grievor. Durnan was shown
a medical certificate from the Grievor's doctor dated September
16th, 1983 and it was Durnan's evidence that if that document
had been received in December of 1982, the discussions of senior
management with respect to the matter might have been somewhat
different. It was the Gricvor's recollection with respect to
that meeting with Durnan of December lst, 1982 that Durnan did
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not advise him that the medical note was insufficient, although
the Grievor also recalled in his evidence.that when Durnan
looked at the note Durnan told him that next time it should be
stated a' little better. The Grievor left the meeting expecting
that he would be hearing further from management with respect to
the matter and he testified that he had no appreciation that
termination might be imminent. It was his expectation that he
would be returning to work in January.
I
Certain events and correspondqnce subsequent t.o the,
. date of discharge' are relevant to the various issues that are
before us on this arbitration. By letter to the Union dated
February 18th, 1983, the Employer proposed that the Grievor be
examined at the Employer's expense by the Employer's physician.
In making such a proposal the Employer made reference to the
fact that the medical report which had been submitted by the
Grievor was ,inconclusive as to an expected date of return and
the examination could provide a medical prognosis of the
Griever's ability to perform his normal duties on a regularand
continuing basis. The Grievor initially indicated h~is
concurrence with that proposal but subsequently on February.
25th, 1983, the Grievor wrote to the Employer enclosing a
medical certificate signed by.~his orthopaedic specialist, Dr. A.
A. Tountas dated February 21st, 1983. That certificate simply
stated that the Grievor was fit to return to work January 17th,
1983. In his letter the Grievor took the position that if the
Employer needed any medical information they should contact Dr.
Tountas; The Employer subsequently attempted,to obtain the
Grievor's written consent directed to Dr. Tountas to release
information with respect to the Griever's back injury but by
letter dated March llth, 1983 the Grievor took the position that
the statement of Dr. Tountas that he was fit to return to
regular duties was sufficient. As a result.this matter
proceeded to Arbitration.
The Union filed a medical report from Dr. E. H. Shub
dated September 16th, 1983 in the following terms:
Re: Steve Checkett
This is to certify that I have examined the above
today with special reference to his back. He has full and painless movement of the back now and full
examination is negative.
He was last seen by Dr. Tountas (orthopaedicl November
9th, 1982. At that stage his opinion was that he was
fit to return to his regular duties from the beginning of January 1983.
From the examination I have conducted today I find
Mr. Checkett to be fully recovered from his back
injury and fit to return to his regular duties.
In addition, the Union filed a report from Dr. Tountas to the
Workmen's Compensation Board dated November 9th, 1982 which
reviewed the Grievor's condition as at that date and concluded
with the suggestion that the Griever continue with exercise but
because there were no light duties on his job he should return
right after the holiday season. That document never came to the
attention of the Employer until shortly before the hearing.
In order to justify a discharge based on
unsatisfactory attendance at work, a board of arbitration must
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Griever's written consent directed to Dr. Tountas to releases
information with respect to the Griever's back injury but by
letter dated March llth, 1983 tie Grievor took the position that :_
the statement of Dr. Tountas that he was fit to return to
regular duties was sufficient. As a result this matter
proceeded to Arbitration. ,. :
>' . .
The Union filed a medical report from Dr. E. H. Shub
dated September 16th, 1983 'in the following-terms: ~.
;5. . Re: Steve Checkett /
This is to certify that I have examined the above ,.I. ~_ today -with special reference to hisback. He has full
and painless movement of the back now and full
examination is negative. 'i
He was last seen by Dr. Tountas (orthopaedic.) November
9th, 1982. At that stage his opinion was that he was
fit to return to his regular duties from;the beginning
of January 1983.
From the examination I have conducted today I find
Mr. Checkett to be fully recovered-from his back injury and fit to return to his regular duties. i
.
In addition, the Union filed a report from Dr. Tountas to the
Workmen's Compensation Board dated November 9th, 1982 which
reviewed the Grievor's condition as at that date and concluded
with the suggestion that the Grievor continue with exercise but
because there were no light duties on his job he should return
right after the holiday season. That document never came to the
attention of the Employer until shortly before the hearing.
In order to justify a discharge based on
unsatisfactory attendance at work, a board of arbitration must
L
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find on the evidence that there has been unsatisfactory
attendance at work in the past. In this case we have no
hesitation in reaching such a conclusion. In addition to the
past record, however, the Board must also consider whether the
employee involved will be incapable of regular attendance in the
future. For authority in this area reference may be made to Re
Crouse-Hinds Canada Ltd. (1981) 3 L.A.C.(3dl 230 (H. D. Brown);
Re Massey Ferguson Industries Ltd. (1972) 24 L.A.C. 344
(Shimel; Re Niagara Structural Steel (St. Catharines) Ltd.
(1978) L.A.C.(2d) 385 (O'Shea). The discharge took place
December 16th, 1982 and as at that date the Employer was in
possession of a medical certificate expressing a possibility of
return to work the following month. I would readily agree with
the Employer that that certificate Of itself was an inadequate
basis for reaching a conclusion in that it gives no diagnosis,
no analysis of treatment or prognosis, no assistance in
determining what the probabilities are with respect to the
possibility of returns and,perhaps most important in the
circumstances, it totally fails to analyze the Griever's
ongoing ability after his return to attend work with reasonable
regularity. In liyht of the Grievor's history, the obviously
current back problems and the known fact to all parties that the
Grievor has been classified by Workmen’s Compensation as being
15% physically disabled, the Employer is entitled to medical
evidence dealing with the Griever's ongoing ability to perform
his work. The Grievor is employed as a caretaker and his normal
job duties require the operation of relatively heavy machinery,
the use of ladders and certain lifting. Before the Employer, or
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indeed this Board can give any realistic-evaluation of the
Grievor's ability regularly to attend work-in the future,. ,.
medical opinion,directed to those issueswould be required. In
"considering the Embloyer's.action as of December 16th.however,
the fact remains there;did exist a-medical certifdcate, albeit
in sketchy terms, from which it would be.~ reasonable to conclude
that there is a very definite anticipation of return to work in
January. That medical certificate -further confirms that the
Grievor had been treated by-an ortliaepedic specialist and it is
therefore apparent from the document that additional information
would readily be in existence and available through the Grievor.
The position taken on behalf' of the Employer was in substance
that the Grievor had been afforded every opportunity to provide
proper medical documentation both before the discharge and
subsequently and that it was not proper that at this stage
further time and leniency be extended to the Grievor to provide
such information. With respect to that position,.,and j
considering the nature of the meeting one December lst, 1982, we
are quite satisfied that at that meeting Durnan did express to'
the Grievor his dissatisfaction with and,the. inadequacy of-~the
medical certificate filed. However, we are not.satisfied that
the Grievor was in fact aware of what was being asked of him at
the time or of the jeopardy in which his employment,status
rested. It would further appear that the discharge itself
resuited in a high degree of resentment on the part of the
Grievor and where his subsequent actions in refusing to
co-operate with the Employer and provide p~roper medical
documentation were ill-advised they may be understandable in
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in the medical certificate but that is not to say that his
condition does not expose him'to a serious risk of reinjury
should he resume his former job duties. We would also note the
certificate does not come from the orthopaedic specialist, who
would presumably be in the best position to evaluate the
Grievor's condition.
In the course.of argument, counsel for the Employer
indicated that with respect to the absence record there was a
degree of absenteeism for causes other than those attributable
to the Grievor's back which of itself was unacceptable and would
justify discharge. We would note however, that apart from
general references to unacceptable absenteeism in various
letters and evaluations to the Grievor there is nothing in the
documentation or the evidence to indicate that in fact the
Employer raised earlier concerns about attendance problems other
than those relating to the back. The medical information which
was requested by the Employer was directed to the back problem
and not to general health problems. It would be our view on the
evidence that as of December 16th the Employer's concerns were
specifically directed to the Grievor's back problems and the
issue of whether or not that condition would prevent regular
attendance at work.
In the result it is our conclusion that the grievance
must be allowed to the extent that we consider the discharge
decision made December 16th, 1982 to have been premature. It
was obvious at that time that better information was available
,_,. c
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and we are not satisfied that the failure to present proper
medical evidence can be solely attributed-to intentional conduct
on the part of the Grievor. We would therefore direct that the
Union obtain complete and proper medical evidence as to the
Grievor's past condition, treatment and'prognosis for the
future. Specific reference should be made to'the physical
disability of the Grievor and its effect on his 'ability to
perform his regular'job duties and in the performance of.those
I duties.to attend work on a regular basis. We will reconvene.the
hearing at such time as that-evidence is available and the
Employer has been given an opportunity to evaluate same. It may
well be that upon receipt of such evidence the parties will be
able to resolve the matter. In the event that we should
ultimately conclude that an order of reinstatementis
appropriate it would be our view that the Grievor would be
entitled to compensation only subsequent to the date upon which
proper medical evidence is provided to the Employer. It would
also be our intention to make any reinstatement conditional upon
the Grievor maintaining adequate attendance in the future. In
the light of the foregoing we ,remain seized of all matters with
respect to this Grievance. ~~
Dated at Toronto this 21St day of October, 1933,:
I dissent.in part "S. D, sent attached)
S. D. Kaufman {~Member
I concur "W. A. Lobraico"
W. A. Lobraico Member
7:3100 7:3210 7:3110 7:3220 7:3112 7:3200 ; i 3"g
He : 189/63 Checkett
PARTIAL DISSENT
As the majority has indicated that it is not satisfied
that the failure to present proper medical evidence can be solely
attributed to the intentional conduct of the grievor, in the event
that we conclude an order of reinstatement is appropriate, in my
view, the grievor should be entitled to compensation from June 1,
1983. It appears to me that both parties should share any penalty
that arises from these circumstances.
Employee Nominee -