HomeMy WebLinkAbout1983-0203.Robertson.83-11-10IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
Between: OLBEU (G. J. Robertson)
Grievor
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The Crown in Right of Ontario (Liquor Control Board of Ontario)
Employer
Before: J. F. W. Weatherill Chairman M. V. Flatters Member
F. T. Collict Member
For the Grievor: M. Levinson Counsel
For the Employer: B. Bowlby
Counsel Hicks Morley Hamilton Stewart Storie
Barristers & Solicitors
Hearings: May 31, 1983
September 20, 1983
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.5- D,ECISION s
In this grievance, dated March 22, 1983, the
grievor protests his discharge from employment. The
grievor, a Clerk 3 having some six years'.service with
the employer, was discharged effective March 21 as a
result of an incident which occurred on February 22,
1983. The issue is' whether or not the grievor was
discharged for just cause.
The incident leading to the imposition of
discipline in this case was the grievor's failure to
ring in an $11.80 purchase on the day in question. There
is no doubt, on the evidence before us, that such
failure occurred. The individual who made the purchase,
while not acting in any official capacity at the time,
was a licenced private investigator, and had had
experience as an "integrity shopper" on behalf of the
employer. On the day in question, he purchased a bottle
of rum priced at $11.80, gave the grievor, who was
cashier, a $20.00 bill and received the correct change.
He observed, however, that the grievor did not ring up
the sale, although he had done so for the previous
customers. Instead the grievor had left the drawer
of the till open (it was thus impossible to ring up
the sale) and had simply placed the bill in the drawer
and giVeI the Change. There was of course no receipt:,
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as the transaction had not been rung up.
Shortly after this transaction, the witness
contacted the assistant manager then in charge of the
store, and explained the matter to him. As a result,
about forty minutes after the transaction had taken
place, the grievor's cash register was closed off,
and the cash counted and reconciled with the tapes.
There was found to be a cash "overage" of $11.50.
It is not alleged that the grievor stole any
money; and certainly no significant loss appears. It
is, however, quite clear thatthe grievor failed to
follow the correct procedure which requires that every
. sale be rung in; and that a receipt be issued-~ This
is a standard proced,ure, which the grievor knew and
understood, and its importance to the efficient and
proper conduct of the employer 's operations is obvious.
In the case of an employee involved in such operations,
failure to'follow such procedure is a serious matter,
and constitutes an offence for which discipline may
be imposed. In the instant case, we find that there
was just'cause for the imposition of some discipline
on the grievor. Whether or not there was just cause
for ~the particular penalty imposed - that is, discharge -
is to be determined having regard to all of the
circumstances, including the disciplinary record of
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the employee.
At the hearing of this matter of May 31,
counsel for the union objected to the introduction
of the grievor's disciplinary record as part of the
employer's case, arguing that there was no need to
go into the record unless the ."culninating incident"
is made out. The board ruled that the case ought not
to be divided, and that evidence of tne grievor's
record was properly admitted at that time. Of course,
the disciplinary record isnot relevant to the issue
of whether or not the "culminating incident" occurred.
It is, however, relevant to the issue of the appro-
priateness of the penalty imposed, and thus to the
overall issue of just cause. While there may be
occasions on which it is desirable for a board of
arbitration to hear evidence and argument, and make
a determination on the issue of the "culminating
incident" before proceeding further in the matter
(and while of course the determination of there being
such an incident is logically prior to any consideration
of the previous record), it is the usual, and we think
the desirable practice to hear the whole of the parties'
cases on all aspects of the just cause issue. This is
so even although it might be determined that there was,
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on the occasion in question, no incident justifying
discipline, and so no occasion for consideration of
the past record.
In the instant case there was, as we have
found, occasion for the imposition of discipline, and
so the grievor’s past record is properly to be considered.
It was argued by counsel for the~union that "unrelated"
offences were not material, the De Havilland case 16
L.A.C. 383 (Arthurs) being cited as authority for that
proposition. With respect, that case does not support
counsel's view. The grievor's record was considered as
a.whole, and as it stood. The arbitrator also considered.
quite properly, evidence.to suggest that the grievor
."might well be rehabilitated as a useful citizen in this
industrial community".
In the case before us, the grievor's record
(that is, the recordofdiscipline imposed and not altered
by reason of grievance or other procedures) shows that
discipline is recorded in respect of four instances since
Auqust, 1980. These include two suspensions and one
,written warning for "unrelated" matters (although one of
these involved the cashing of an n.s.f. cheque), as well
as a ten-day suspension (accompanied ,by a "final warning")
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in August, 1982, for a failure to follow the void sales
policy, which offence is certainly related to that which
gave rise to this case.
While the grievor gave evidence of certain
personal events which were no doubt the occasion ,of
considerable stress, those events took place some time
before the incident in question. They donot serve to
bring the incident in question here within the category
of momentary lapses attributable to some temporary
external cause.
While an instance 0:: ;;: ; :I ;:irc kc> ri.lll,j up a sale
would not in itself justify discharge, it is a serious
matter, and where, as here, there is a substantial disci-
plinary record including other instances of unacceptable
cash handling, the penalty of discharge is justified.
That was the case here, and we find there was just cause
for the employer's action in this case.
,For the foregoing reasons, the grievance is
dismissed.
DATED AT TORONTO, this 22nd day of November, 1983 I
\ ‘J.F.w. Weatherill, Chairman
"I dissent" (see attached)
IN THE MATTER OF AN ARBITRATION-
under
THE CROWN EMPLOYEES~ COLLECTIVE BARGAINING ACT
before
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN:
OLBEU (G.
AND:
J. Robertson),
Griever
The Crown in Right of Ontario
(Liquor Control Board of Ontario),
Employer
DISSENT ----_--
I have now had the, opportunity to review the opinion
of the Chairman, Mr. J.F.W. Weatherill, in this matter. Although
I accept the findings of fact contained therein, I must, with the
greatest of respect, dissent from the decision to dismiss the
grievance.
The evidence presented at the hearing of the grievance
clearly proved a failure on the part of Mr. Robertson to comply
with the operational policies of the L.C.B.O. as described in
paragraph numbers twelve (12) and thirteen (13) of the L.C.B.O.
Store Operating Manual (Cash and Security F4 - Cash Receipts)
entered into evidence as Exhibit Number Five (5). Specifically,
the Griever failed to record as required the purchase transaction
of Mr. Walter Frederick Flink. This failure, in my opinion,
justified the imposition of some discipline so as to protect
and foster the integrity of the cash system. The difficult
question before this Board was whether such failure justified
a discharge when considered in conjunction with the prior work
record.
A consideration of the facts of this case, together
with the prior work record as placed before the Board, has led
me to conclude that discharge was too sever6 a sanction in the
circumstances. In this regard, the evidence presented did not I provide clear and convincing proof that the Griever acted with
any dishonest intent. Rather, it was consistent with the
occurence of an honest mistake caused through inadvertance or
inattention. It is also noteworthy that no evidence was presented
to suggest that the Griever had removed money from the till. Indeed,
the isubsequent cash reconciliation process disclosed an "overage"
of $11.: 50 . All of the evidence tended to suggest a failure to
comply with established procedure in respect to the recording of a
single purchase transaction rather than a deliberate attempt to
deceive or otherwise act in a dishonest fashion.
In light of the above, I do not view the incident of
February '22, 1983 as sufficiently serious so as to justify a
discharge from employment, even when considered in conjunction
with the prior work record as reviewed in the decision of the
Chairman. The prior work record is clearly somewhat blemished,
but I cannot conclude that it is so poor a disciplinary record
as to require a discharge for the culminating incident of
February 22~, 1983. This incident nonetheless reflected an
extremely serious breach of procedure. In view of the fact that
there had been one previous ten (10) day suspension for a related
failure to follow the void sales policy, I am of the opinion that
a substantial suspension without pay is the appropriate sanction.
After much reflection, I have concluded that a suspension of
ninety (90) days would be the discipline that I would elect to
impose, given the circumstances of this case. Accordingly, I
would have allowed the grievance in part.
DATED at Windsor, Ontario, this 10th day of
November, 1983.
. wk.z&x& I/. ticS%Pd Michael. V. Watters - Member