HomeMy WebLinkAbout1983-0462.Folz.84-07-16Between
I:.
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMI'LOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
Before:
For the Grievor:
For the Employer:
Hearings:
OPSEU (Larry Folz)
- And -
Grievor
The Crown in Right of Ontario
(Ministry of'Correctiona1
Services) Employer
R.L. Verity, Q.C. Vice Chairman
M.V. Watters Member
W.A. Lobraico Member
C.G. Paliare, Counsel
Gowling & Henderson Barristers & Solicitors
J.F. Benedict
'hlanager, Staff Relations Ministry of Correctional Services
February 23, 1084
April 25 and 30, lSS4
-2-
DECISION
In a Grievance dated March 24, 1983, Larry Folz alleges
that he was disciplined without just cause in. a letter,of reprimand.
from Barrie Jail Superintendent Duncan McFarlane dated March 11, 1983.
The settlement requested was removal of the letter,from the Grievor's
personnel file. .a I
~-
The Grievor is a Correctional Officer 3~who works atCamp
Hillsdale Detention Centre, which is a satellite of the Barrie Jail.
His current seniority dates to February 4, 1974, although in fact
he has acquired some 21 years of service with the Ministry. The.
Grievor has been President of OPSEU, Local 313 for many years. At
the Hearing the Grievor was described by Superintendent McFarlane
as "an excellent officer".
The discipline imposed arises from a ,front page feature
newspaper article and accompanying photograph of the Grievor which
appeared in the Barrie Examiner on Wednesday, March 2, 1984 entitled:
"BARRIE JAIL OVERCROWDING CLAIMED
Prisoners 'set to explode"'
Statements attributed to the Grievor concerning overcrowding
and working conditions in the jail formed the basis of the article.
The Employer objected to the accuracy of the Grievor's comments and
was concerned about the potential' security implicationsof those
statements.
-3-
The newspaper article in question resulted from a provincial
campaign by OPSEU to attract public attention to alleged overcrowding
in Ontario jails. The provincial campaign came to the attention of
Barrie Examiner, City Editor Tony Panacci through the Canadian Press
Wire Service. Mr. Panacci assigned Barry Examiner reporter, Paul
Schliesmann, to investigate the Barrie Jail senario for a local news _
story. Reporter Schliesmann interviewed both the Grievor and Barrie
Superintendent McFarlane and prepared the newspaper article in question.
The article contained statements from both the Grievor and the Super-
intendent.
In a,letter of reprimand, Superintendent McFarlane alleges
in part as follows:
"That p released confidential, sensitive, and in .sme cases errorxxn~ana exaggerated informationto theMedia
prtaininq to Institutional Security without prcper
authorization, and in so doing, breached your Oath of
Secrecy, as wall as possibly jeopardizing the security
of the Barrie Jail and the safety of its staff.
Invieuof the factthatyouandyour representative did
notsatisfactnrilyrespondti thequestions regardincthe
above allegaticn, I have no alternative but to believe that
the allegation is supported.
My main concern is that you gave out sensitive infornetion
without authorization, in breach of your oath of Office and
Secrecy....
It is my opinion that you -a poor judgemark, rather than
that yw warennkinga deliberate attenpttoundermine the
security of the Barrie Jail."
-4-
At the Hearing, the Board was advised that reporter
Paul Schliesmann was unavailable to testify at that time as he
was in Europe and that his anticipated return to Canada would be
in April or May of 1984. At the outset, Mr. Paliare made it clear
that in his opinion the newspaper article was hearsay evidence, and
he insisted upon strict proof of the Ministry's.case.., The Board ,-
advised the Parties that it would set a special date, if requested,
within a reasonable period of time to hear the evidence of the
newspaper reporter.
During the three day hearing, four witnesses testified on
behalf of the Ministry. Twenty-one exhibits were admitted into
evidence including the newspaper article in question.
Barrie Examiner City Editor, Tony Panaccia,testified
concerning the background of the newspaper's story and established
the fact that it was published on March 2, 1983. He stated that
the newspaper received no complaints concerning any alleged
misrepresentations with regard to the accuracy of the story.
The principal witness for the Ministry was Barrie Jail
Superintendent McFarlane. Be explained that.the Institution was i :'
built in 1843 and was a maximum security institution which serves
as a holding unit for all persons charged under the Criminal Code
of Canada and other Acts in Simcoe' County. The Superintendent
explained that the building was designed initially to accommodate
43 persons, and through structural changes that it presently had a
- 5 -
design capacity of 74 and anoccupational capacity of 66.
Mr. McFarlane testified in some detail concerning the
statements attributed to the Grievor in the newspaper article.
In his opinion, some of the Grievor's statements were erroneous
and inflamatory. The Superintendent described other statements
attributable to the Grievor as confidential in nature which
potentially could affect the security of the Institution, the
staff and the community at large.
Superintendent McFarlane testified that he and Deputy
Superintendent Hugh McLellan met with the Grievor and his Counsel
Mr. Paliare on March 10, 1983. According to the Superintendent's
evidence, the purpose of that meeting was to afford the Grievor
the opportunity to answer the allegations relating to the newspaper
article'. The meeting was described as cordial but of brief duration.
The Superintendent's recollection of what transpired at that
meeting was as follows:
1)
7-l
3)
lkre was prel iminary discussion concerning the rights
of theGri.evorattheineeting. Mr. Paliareadvised
the Superintendentthathis clientmightlloeanswarthe
questions pwa.
The Superintendent asked theGrievor if the statits
attributable tohimwere true. TheGrievor replied that
the article was directly in frcntof the Superintendent.
SuperintendenttkFarlaneasmmedbythatresponsethat
the Griever's reply was in the affinnativa.
'IbeGrievorwas thenaskedifhehad saidthatthe capacity of the Barrie Jail was 43. ?he~rievcrwasadvisedbyhis Counsel not to an-r the question, but replied in any event thathehadbeenmi.sguoted in the newspaper article. ?he
i ‘:
-6-
Griever explained thathe had stated that it was the
original capacity of the jail that was 43.'
4) The Superintendent then questioned the Grimm concerning
his statemants alleging overcrowding at Samp~Hillsdale.
Ihe Griever replied that in his opinion Camp Hillsdale.
had been overcrowded on one occasion wheu renovations ware
beinqundertaken.
5) The Grievor was then questioned almut his statesent in the newspaper article to the effect that there *Fe 5
guards on duty at niqht at the Rarrie Jail. The Griever'
then accepted the advice of his Counsel and declined to
answer the question.
6) 'Ihe Superintendent then decided that it was futile to pose
any further questions in viewof Mr~Pal*e's advice
to his client.
7) The intervkwms tenainatedbytheSuperintendent~dthe
Grievorwas subsequently seqtthe disciplinaryletterof
Karch 11, 1983.
The Grievor's "Oath of Office and Secrecy" sworn on February
4, 1974 was introduced as Exhibit 13. The Oath reads as follows:
"CWIKOF OFFICE AND SECRECY
I,LW&CE D. FDLZ do swear that1 will faithfully
discharge my duties as a civil servant and will observe and
comply with the laws of Canada and Ontario, and, except as I
my be legally required, I will not disclose or give to any
person any informationor daament that comes tc my knmledg~
or possession by reason of q beinq a civil servant. So help
m?God.
ShtXN before ma at the
Village of Eurwash in
the District of Sudbury )
this4tbdayofFebruary )
1974. 1
Sianed 'John Car Miller'
--2--m Clerk of the Executive
Council, Deputy Minister, or person
desiqnatedby them.
JOHNCMRMIILER, a Comnissioner, etc.
province of Ontario for Government of Ontario.
Expires 28th Dec., 1975."
- 7 -
Deputy Superintendent McLellan testified that he was
contacted by several Correctional Officers and Shift Superintendents
following publication of the article on March 2, 1983, all of whom
were upset by the quotations attributed to the Grievor in the news-
paper article. Barrie Jail Supervisor Leonard Broadbent testified
briefly to the same effect.
The Board was advised on April 20, the third day of hearing,
that the Employer had completed its case. Mr. Benedict asserted that
it was not the Employer's intention to call the reporter as a witness.
Mr. Benedict argued that the Ministry had adduced sufficient evidence
to establish a prima facie case.
Mr. Paliare then made an application for non-suit. When
put to its election the Union advised the Board that it would call no .
evidence. The basis of the Union's motion was that the Grievor had
been disciplined for statements made to the press which had not been
proved at the Hearinq. Mr. Paliare argued that the evidence established
only two admissions: first, the admission regarding the capacity of the
Barrie Jail in which the Grievor claimed that he had been misquoted;
secondly, the admission concerning the alleged overcrowding at Camp Hil1sdaS.e
in which the Grievor offered the explanation to the Superintendent that
there had been overcrowding during a period of construction.
, I
I
I
-8-
It was Mr. Paliare's contention that.other than the two
admissions referred to above., there wasno direct evidence that the
Grievor'had made other statements; In particular, -the Employer's
primary concern regarding statements made by the Grievor about the
number of Correctional Officers on duty on,the night shift had not
been proved. It was argued that the Employer's failure to call the ,-
reporter was a witness did not establish that statements attributable
to the Grievor were in fact made; ,In addition, it was argued that ,
failure to call ttie reporter precluded cross-examination on the
critical facts. In short, the Union's position was thatthe Employer
relied exclusively on hearsay evidence.
The Ministry argued that the evidence did establish a prima
facie 'case. The Grievor's failure to deny statements made to the
reporter during his meeting with the.Superintendent~on March 10
established that the article was true ,an'd that statements attributable
to the Grievor were made and accurately reported,and published. The
Employer denied that it was relying exclusively on the newspaper
article, but had adduced additional evidence .such.as the Oath of
Secrecy to establish a prima ,facie case.
Alternatively, Mr. Benedict on behalf of the Employer /;j
i,
contended that the Law of Defamation was applicable to the facts
of the instant grievance. The Board was referred~to papers prepared
in 1981 for the Law Society of Upper Canada,.Department of Continuing
Education, on the Law'.of Defamation, and as well to the Libel and
Slander Act, R.S.0~. 1970, C.243 as amended., ,It was specifically
- 9 -
argued that the Grievor had defamed the Employer through his
participation in the publication of the newspaper article on March
2, 1983, and that upon proof of such participation, the Employer
was relieved of the evidentiary burden to prove that the Grievor
actually made the statements in the aforesaid newspaper article.
With respect, the Board does not view the technicalities
of the Law of Defamation as being of any assistance in the resolution.
of the issues raised in this Grievance. In particular, we do not
accept that in the context of this Grievance, it had the effect of
transforming hearsay evidence into evidence which satisfied the
burden placed upon the Employer.
Having reviewed the arguments on the motion for non-suit,
and having considered the sufficiency of the evidence adduced by
the Employer, the Board finds that the Employer has failed to
establish a prima facie case against the Grievor.
From the outset, the Union insisted upon the requirement
of strict proof of the Employer's case. In this matter, the Employer
has an insurmountable evidentiaryproblem in its failure to call the i ~,
'reporter as a witness. Clearly, the Board has the right to accept \
i.
the newspaper article as an exhibit at the Hearing; however,the
weight accorded to that piece of evidence is another matter. In our
opinion, the Employer relied exclusively upon the newspaper article
for the imposition of discipline upon the Grievor. As presented,
the newspaper article in question is hearsay evidence, the truth
- 10 -
of which was not proved by calling evidence from the reporter or :.
from the Grievor.
On the evidence, the Board is satisfied that the Grievor
did speak with reporter Paul Schliesmann. The only evidence that is
not rele,gated to the status of hearsay evidence is two separate .-
admissions referred to above which took place on March 10 in the
Grievor's interview with Superintendent McFarlane.
Generally, Arbitration Boards refuse to find critical
facts on the basis of hearsay evidence which would otherwise be
available in this case, either by oral testimony of the reporter or
by way of admissions from,the Grievor. In the absence of the reporter,
the Employer may have rectified that defect by calling the Grievor as
a witness as part of its case.
We must find that the evidence is so patently inadequate
that the motion for non-suit must succeed. In the instant Grievance,
the Employer's reliance upon the Grievor's breach of his Oath of
Secrecy is directly related to the alleged release of inaccurate
and sensitive information. On the evidence presented, there is no
proof of the Employer's initial premise, namely breach of security 1.1
i,
or release of sensitive and inaccurate information. Had the Grievor
been disciplined solely for speaking to the press in breach of his
Oath of Secrecy, that would have presented different considerations.
However, speaking to the press was not the reason for the imposition
of discipline as set out in the Superintendent's letter of discipline.
- 11 -
In the result, the motion for non-suit is successful,
and accordingly this Grievance must be allowed. All refer-
ences to the letter of reprimand shall be removed from the
Grievor's personnel files.
DATED at Brantford, Ontario, this 16th day of July, A.D.,
1984.
R.L. Verity, Q.C. Vice Chairman
M.V. Watters Member
"I dissent" (see attached)
W.A. Lobraico &ember
DISSENT
With respect I must dissent with the decision of the Vice-Chainran
to allow the motion for non-suit and remval of the letter of reprimand.
I view the issues here as straightforward and clear. Mr. Folz
made statements .to the &-ess which were unauthorized. He failed to answer.
or justify what was said to the newspaper reporter when questioned by the
superintendent at the meeting on March 10, 1983. The letter of reprimand,
in these circumstances, is reasonable and justified and to allow the
grievance to succeed on ah apparent technicality is wrong. :
In his opening stateixznt counsel for the griever made much of
the highly significant nature of the case and the principles involved. He
stated that the griever was reprimnd& as the result of speaking out on
mittens of important public interest. The employer was trying to nmizle,
coerce and intimidate union members fraa bringing such matters of concern
to the attention of the general public. We would have had a lengthy submission
regarding the rights of employees under the Canadian Charter of Rights and
Freedan had counsel not seized on the enployersinability to produce the
author of the newspaper article and make application for a non-suit. This
appears to me to be an attempt to turn the hearing into a victory for the
cleverest and best orator rather than the party in the right.
In my opinion, the employer did make a prima facie ease and the onus was on
the griever to defend his action. In any hearing before a Grievance Board
the rules need to be varied to meet the circwstances; we do not want to find
that substance has been strangled by form. Campn sense dictates that the I
-2-
newspaper article should be accepted. It does not matter whether the
statemits made were right or wrong or correctly reported, but whether
the griever raade statments to the press in an interview, without authorization,
designed to cast discredit on the enployer. The grievor and his represen-
tative chose not to testify and I believe this allows the Board considerable
leeway in drawing its owa conclusions. Evidence shouldbeweighted according
to the proof which is in the peer of the one party to pmduce and the other
to contradict. Failure to give such evidence permits the Board to draw an
inference that the evidence would have been unfavoursble.
Because a prima facie case was made, the application for non-suit
should fail; the failure to call evidence should then result in dismissal
of the grievance.
The Vice-Chairman makes reference to the enployer’s contention
that the law of Defamation was also applicable but does not consider it to
be of assistance in the resolution of the issues. It may well be that the
Law of Defamation was applicable and it would have been open to the anployer
to initiate pnxee&gs under the Libel and Slander Act at the time of the
alleged libel.
Respectfully,
W.A. I.&braico