HomeMy WebLinkAbout1983-0487.Jackson.84-04-19IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
Between :
Before:
For the Grievor:
For the Employer:
Hearing:
OPSEU (Thbmas Jackson)~
Grievor
- and -
The Crown in Right of Ontario
(Ministry of Correctional Services)
Employer
R. J. Roberts Vice Chairman
M., Watters Member
G. Walker Member
J. Miko
Grievance Officer
Ontario Public Service Employees Union
J. F. Benedict
Manager, Staff Relations
Personnel Branch
Ministry of Correctional Services
March 13, 1984
1.
The issue in this arbitration involves interpretation
and application of' Article 54.1 of the collective agreement,
which reads as follows:
54.1 A Deputy Minister or his designeemay
grant an employee leave-of-absence with
pay for not more than~three (3) days
in a year upon special or compassionate
grounds.
The Union contended that the Employer's exercise of its
discretion under ,this Article, was reviewable for
reasonableness and that the Employer acted unreasonably
when it refused ~to' grant 'the grievor a one day leave with
pay pursuant"to,.this -provision to attend the funeral of
his wife's grandmother. The Employer contended that this
Board lacked jurisdiction to 'review the exercise of the
Employer's discretion under Article 54:1, and submitted
that, in any event, the discretion was exercised in a
reasonable manner. For reasons which follow, we conclude
that we do have jurisdiction to review the matter; however,
upon consideration, of the merits we find,that the grievance
must be dismissed.
The grievor has been a Correctional Officer at the
Niagara Detention Centre since August 29, 1977. On June
9, 1983, he received word that his wife's grandmother had
passed away and that the funeral was set for Saturday,. Zune
3.
11. The grievor was requested to act as 'one of the pall
bearers. He agreed.
Because he was scheduled to work on that Saturday,
the, grievor thereupon telephoned Mr.. C.W. ,Hill, the Deputy
Superintendent of the Detention Centre, and requested to
be granted compassionate leave. Mr. Hill discouraged the
grievor's request, advising him that in the past other
Correctional Officers. in .similar circumstances had been
required to use one of their holiday credits to cover the
day' off. He added that in the circumstances there would .~.
.be no problem in the grievor getting 'the day off. ,The
.-~ - .' : only problem was in getting the day ~off.with pay.
-~_::.. The grievor was! not .satisfied with this response. When'
he reported for works on the :afternoon of Friday,, June 10,
he requested to speak to Mr. J. Hildebrandt, the
.Superintendent of .,the De~t,en,tion Centre. In response to .~ .~
this request, a meeting was held. with the .latter on that
afternoon. In this .meeting, the grievor again asked for
a leave of absence with pay under the compassionate le.ave
provisions of Article 54.1 of'the collective agreement.
Mr. Hildebrandt denied then req~uest. According to the
grievor, he said that the policy in such circumstances was
to grant a day off without pay. If the grievor did not wish
to lose compensation for that day, he could use a statutory
4.
holiday credit. Mr. Hildebrandt apparently reiterated that
this had been the past policy with respect to other staff
members in similar circumstances. According to the grievor,
he added that a compassionate day was only granted if the
situation was an emergen~cy.
Soon after this meeting; the grievor submitted to Mr.
_ Hi,ldebrandt the following ~letter:
10 June 1983
Mr. J. Hildebrandt
Superintendent
Mr. Tom Jackson, C.O. . .
COMPASSIONATE LEAVE
Sir: "
2
I would like to us& 1 (one) days compassionate
leave ohSaturday, June 11, 1983.
My spouse's grandmother passed away and this
is the funeral date.
I must attend the funeral to be with my wife and
comfort her during this rather emotional time.
In addition, I have ~to serve as pallbearer.
Thank you for your consideration.
Mr. Tom Jackson
Essentially, the letter reiterated in a formal smatter the
verbal requests that the grievor had.made to both Mr. Hill'
and Mr. Hildebrandt.
On June 13, which was the Monday after the funeral,
the grievor received the following written response from
Mr. Hill: I
5.
June 13, 1983
To: Mr. T. Jackson, C.O. 2
From: Mr. C.W. Hill
Deputy Superintendent
Re: COMPASSIONATE LEAVE
Your memo of June 10, 1983 regarding compassionate
leave to attend the funeral of your wife's grand-
mother has been given-further consideration.
Following your conversation with the writer on
June 9, 1983 and Mr. J. Hildebrandt on June 10,
1983, we 'do not feel you can be granted compassion-
ate leave for June 11, 1953.
CWH:pg
C.W. Hill
Deputy Superintendent
Mr. Xildebrandt testified that he instructed' Mr. Hill to
prepare the' above response after he received the griever's
letter and had discussed it with Mr. Hill. According to
Mr. Hildebrandt, he and Mr. Hill reviewed the grievor's
request in the light. of detailed guidelines regarding
administration of the special and compassionate leave
provisions of the collective agreement, which had been issued
by the Ministry on March 10, 1981. These guidelines, Mr.
Hildebrandt testified, did not appear to disclose any reason
for reversing his original decision to deny compassionate
leaver.
At the hearing, the parties made submissions on two
issues. The first involved the question whether the Board
had jurisdiction. to review the exercise of management's
decision under Article 54.1. The' second issue depended
upon an affirmative answer to the first. 1t was whether
6.
management acted reasonably in denying compassionate leave
under Article 54.1. These issues will be dealt with seriatim
herein,below.
On the first issue, the Employer made extensive
submissions which essentially derived from the decision
of the Ontario Court of Appeal in Metropolitan Toronto Board
of Commissioners of Police v. Metropolitan ~Toronto Police
Association (1981)., 33 O.R. I 476. In that case, the
Court stated, inter alia,' that a "management rights clause
gives management the exclusive. right to determine how it
shall exercise the-powers conferred on it by that clause,
unless those powers.are otherwise circumscribed by an express
provision of the collective agreement." Id. at 418. The -
Court went on to say that a aboard of arbitration did not
have jurisdiction to imply that the exercise of management's
rights under such. a clause must be fair and without
discrimination. The Court added, "If .such a term .were 'to
be ,implied, it would mean that every decision of management
made undoer 'the exclusive authority of the management rights
clause would be liable to challenge on the grounds that
it was exercised unfairly or discrimatively. In our opinion,
this would 'be contrary to the spirit and intent of the.
collective agreement." Id. -
This decision caused considerable concern among
arbitrators. It was unclear how far it was to go. Was
7.
a decision under a management rights clause to be unreviewable
because of some peculiar feature that such a clause was
perceived by the Court of Appeal to possess -- perhaps as
an express reservation of areas of exclusive authority of
management? Or was the Court of Appeal addressing all
provisions of a collective agreement under which management
was granted ,the authority to make some decision? If the
Court of Appeal intended its reasons for judgment in
Metropolitan Toronto Board of Comissioners of Police to
reach all provisions of a collective agreement, then it
would have to be concluded that 'the Court intended to dispose
of a doctrine which had gained currency in arbitral
jurisprudence. -This doctrine. was called the theory of
reasonable contract administration and interpretation.
The theory- of reasonable administration and
interpretation was set forth in Re: International'Nickel
'2 (19771, 14 L.A..C. (2d) 13 (Shime), as follows:
The theory of reasonable administration and
interpretation is supported by the
arbitration award in Re Oil Chemical and
Atomic Workers and Polymer Corporation
Limited (19581, 10 L.A.C. 31 (Laskinl,
at p.36, which imposed a theory of
reasonable behaviour on union officials
in administering the no-strike provision
of ~the collective agreement. We read
the, Polymer case as imposing an obligation
on the union to' reasonably administer
the collective agreement in so far as
its obligations are concerned. In arriving
at its decision it is apparent that both
the board of arbitration as well as the
Supreme Court of Canada assumed that
the parties to the collective agreement
are required to engage in reasonable
behaviour during its currency. There
is nothing in the language of the
Polymer agreement that specifically
required union officials to act reasonably
with the standard set out in that
case. Their b~ehaviour. was examined
against~ an implicit standard of
reasonable behaviour. In our view.
this same theory must apply equally
to the company as to the union, and
the company must likewise administer
8.
its obligations in.a reasonable manner.
. . . Id. at 19. (Emphasis supplied.)
Did the Ontario Court of Appeal intend to dispose of the
theory of reasonable contract administration and
interpretation, so that decisions of the parties under all
grants of authority in a collective agreement no longer
might be reviewable against some standard of reasonableness?
In Toronto Printinq Pressman and Assistants' Union
No. 10 v. Council of Printing Industries of Canada (1983),.
83 C.L.L.C. para. 14,05U (Ont. C.A.), the Court of Appeal
tended to indicate that it did not intend its earlier decision
in Metropolitan Board of Commissioners of Police to have
such far-reaching ~consequences. In that case, the Court
considered a decision of a board of arbitration that an
employer had to act.in a good faith manner when administering
the following provisions of a collective agreement:
Article 22: The employer shall permanently
classify thirty-four (34) employees under.
this Agreement.
9.
The court said, "The majority concluded, although many
words were used, ~that the mandatory obligation to permanently
classify 'must be done. in a bona fide fashion. -- They then
proceeded to consider' whether the carrying out of the
permanent classifications obligation had indeed been
discharged in a bona fide fashion and concluded, -- on the.ir
interpretation of the facts that it had not. . . . In our
view, the, interpretation placed on Article 22 by the Board
in light of the whole collective'agreement was one it could
reasonably bear, :or to use the words of some of the
authorities ins the field, the interpretation is not 'patently
I. ~unreasonable';" Id. at 12,271-72. -
: 'The Divisional ~Court .seems. recently to have indicated
that it might regard. ~the Council of Printing Industries
case; above, as restricting thee' impact of Metropolitan
Toronto Board of Commissioners of Police to management
decisions unde~r the management rights clause of a collective
agreement.~ Ins Re The Board of Governors of Fanshawe College
of Applied Arts and Technology v. Ontario Public Service
Employees Union, Local 110 (January 1, 19841, Unreported
(Van Camp), the court made the following observation
regarding the relationship between the above two decisions
of the Court of Appeal:
1Q.
In my opinion, the board followed the principle
set out in [MetroDolitan Toronto Board czf
Commissjane me1 which does not . . .
differ from the principle set out in the
subsequent decision of the Court of Appeal
in . . . Council of Printinq'Industries of Canada
. . . . In the former, Holden, J.A., speaking
for the court at p. 478, said: . . . [quoting
extensively the language of the case
specifically focusing upon the management
rights clause]. In the latter case, it was
not a management rights clause that was being
reviewed. . . . Id. at S-6.
The Divisional Court distinguished the two cases on the
ground that Metropolitan Toronto Board of Commissioners
of Police dealt with a decision of management pursuant
to a management rights clause, while Council of Printing
Industries of Canada 'dealt with the review of a decision
of management under some other clause of the collective
agreement.
In light of the current feend in the courts, it seems
to. us that we retain the power to review against some
standard of reasonableness the decision of management in
the present case. The decision was not made under a
management rights clause. It was made under. Article 54.1
of the collective agreement. Nothing in Article 54.1
expressly empowered management to exercise unfettered
discretion in making a decision under the Article. Nor
did Article 54.1 expressly forbid arbitral review of
11.
decisions thereunder.
This brings us to consideration of the standard of
reasonableness against which the decision of management
might be measured. Arbitrators, have'enunciated many standards
of reasonableness, ranging from full-scale review of the
correctness of a decision to measurement against a. more
restricted standard of good ,faith. Generally, the, question
of which standard to apply might be taken to depend upon
interpretation of the Article in question -- for example,
its precise wording, it.s relationship to other provisions
of the ~agreement, the importances of the decision to the
parties, and, the :jurisprudential :backdrop against which
the wording of the. Article was negotiated. Consideration
of these factors 'might serve to indicate the scope of
.discretion that the: parties .intended management' to have .
in making decisions Iunder the Article.
In the present case, there was evidence that when the
parties negotiated Article 54.1 they contemplated that
management would exercise its discretion under Article 54.1
in fairness and good faith. The Employer had issued
guidelines to this effect which expressly referred to their
being in response to certain negotia,ted changes in Article
54.. There also was jurisprudence to this effect. See,
Re Elesie and Ministry of Health, G.S.B. #24/79 (Swinton),
at 4-7. See also, Freeman and Ministry of Health (1981),
G.S.B. #87/80 (Weatherill!, where the Board said,
a.,
::
AL.
.
"One [comment from the Elesie case with which we agree]
is that . . . compassionate leave is granted to an employee
when he or she is in a situation deserving of sympathetic
treatment. Another, .o.f course, is that the board must show
deference to the exercise of managerial discretion . . . and
not decide on the 'correctness' of that exercise when the
issue is one of reasonableness, it should not. construe
r 'reasonable' to mean 'any possible. reason'. In terms of
the criteria applied in the instant case, we do not consider
it reasonable to construe 'necessity' as meaning 'absolute
necessity'." Id. at 6. -
When we turn to the facts of this case with the above
considerations in mind, we are led to conclude that Mr.
Hildebrandt's decision to deny compassionate leave to the
grievor was made in fairness and good faith. As to good
faith, there was a reasonable relationship between the
factors considered by management and the compassionate nature
of the Article. The decision was made in a sympathetic
manner. .The grievor was not denied leave to attend the
funeral. He was assured from the outset by both Mr. Hill
and Mr. Hildebrandt that he could have the day off. The
only dispute was as to whether the day would be treated
as a leave of absence with or without pay.
Nor was the determination that the leave would have
to be without pay out of keeping with the compassionate
nature of the Article. According to the grievor's own
13.
testimony, he used one of his holiday credits to prevent
any loss of income that might otherwise have resulte,d. The
death was not of a relative that even the parties to the
collective agreement recognized as being close enough to
justify the grant of 'paid bereavement leave. See Article
f
48.1 .of the collective agreement. While his desire to do
so was understandable, the grievor did not have to agree
to act as a ~pallbearer . There was no necessity, even in
the sense.used by the Board in the Freeman case, supra.
As to fairness, Mr. Hildebrandt made his decision
according to general criteria established by ,his 'Ministry.~
There was no discrimination. In fact, it was explained
to the grievor from the outset that as a matter of treating
like cases alike, compassionate leave could not be granted.
Other staff members in similar circumstances had been granted
the day off, but likewise had been refused their request
for leave with pay.
The grievance is dismissed.
DATED AT London, Ontario this 19th day of April
1984.
IN THE MATTER OF AN ARBITRA'ZION
Under the
CROWN EMPLOYEES' COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMZNT BOARD
BETWEEN:
OPSEU (Thomas Jackson)
AND:
Griever
THE CROWN I>J RIGHT OF ONTARIO
(Ministry of Correctional Services)
EMPLOYER
DISSENT _---_--
I have had the opportunity to review the decision of
Vice-Chairman, R. J. Roberts, in this matter and, with respect,
'must dissent 'from his decision to dismiss the grievance.
Lengthy arqument was submitted at~the hearing by the
representative of the Employer as to the jurisdiction of the
Grievance Settlement~Board to review the decision to deny
compassionate leave under Article.54.1 of the Collectives
Agreement. In summary, the argument was that a decision to
deny or grant compassionate leave under the Article in question
called for the.exercise of a management right or discretion.
As long as the discretion was exercised, it was submitted that
it could not be called into question on the ground of reason-
ableness. It was further submitted that prior decisions of
the Grievance Settlement Board, which held that similar decisions
,
-
.
of management were subject to the standard of reasonableness,
were improperly decided. With this I must strongly disagree.
I support the position stated by the Vice-Chairman that the
Grievance Settlement Board retains the power to review decisions
taken under Article 54.1 against the standard of reasonableness,
and that management decisions taken thereunder are not to be
viewed as the exercise of an unfettered discretion.
On the merits of the grievance, I have concluded after a
hearing of evidence and argument, that the decision to deny
compassionate leave was not taken reasonably by the Employer.
In my opinion, the Employer did not make a serious and diligent
effort to inquire into the specifi.c facts provided to support
the request of the Grievor. These facts were first reported
orally to Mr. C. W. Hill, the Deputy Superintendent of the
Detention Centre, on June 9, 1983, and then subsequently ?ut
into written form by letter of June 10, 1983, to Mr. J. Hildebrandt,
Superintendent. I note in this regard that the initial position
adopted,by Mr. Hi'il on June 9,
\
1983 and the response of Mr.
Hildebrandt on June 10, 1983, both reflected the view that the
specific request in this instance should be denied in that in
the past Correctional Officers in similar circumstances had been
required to use one of their holiday credits to cover the day
off, or, if such credits were unavailable, to take the day off
without pay. I note further that the Step 1 and Step 2 responses
~of the Employer, d~ated June 13, 1983, and August 12, 1983,.
respectively, did not address the specifics of the compassionate
nature of the Griever's request.
In my opinion, where an Employee makes a request pursuant '
to Article,54.1, it is incumbent on the Employer to review the
specific facts alleged by the Employee in support of the claim
for compassionate leave. While uniformity and consistency of
application of the collective agreement is to be desired and
promoted, such considerations‘ should not be utilized to the
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exciusion of a full and fair consideratioh of the. employee's
particular circumstances. Indeed, the Guidelines of March 10,
1981, issued by the,Employer, suggest as much by stating that
“in the. fina analysis, management must give full and proper
consideration to the merits of each application for specia2
and compassionate leave before deciding to grant or deny the
leave ‘I.
In examination-in-chief and again on cross-examination ,I
Mr. Hildebrandt's attention was directed to the factors or
considerations listed in the aforementioned Guidelines. He
was called upon by both the representative of the Employer and
of the Grievor to assess the decision to deny the request for
compassionate leave against the considerations contained in the
Guidelines. His response was that the Grievor was not in any
way prevented from attending the funeral in.question and that
he treated the request in the same way that he had consistently
treated similar requests in the past. I am not~persuaded that
Mr. Hildebrandt had regard to the specifics of the particular
.request of this Grievor. Rather, it is my opinion that he
unduly fettered his discretion in relying on the narrow issue
of consistency. In so doing, I conclude that he did not fairly
and reasonably exercise his discretion pursuant to Article 54.1
so as to determine whether the Grievor was deserving of
sympathetic treatment.
The fact that the death in this instance was not of a
relative recognized under Article 48 for purpose of Bereavement
Leave is not, in my opinion, a fact of primary relevance in
decisions to be made by the Employer under Article 54.1. As
stated above, the Employer in this type of case should have
regard to the specific circumstances affecting the Grievor,
rather than.merely apply a pre-existing policy in a routine
fashion.
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For all of the above reasons, I would have allowed
the grievance and granted the settlement requested.
DATED at Windsor, Ontario, this 19th day of April, ~1984.
ol%h?N. w=
MICIIAEL V. WATTERS.
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