HomeMy WebLinkAbout1983-0592.Riddock.84-09-27ONTARKl
CROWN EUPLOYEES
GRIEVANCE
SETTLEMENT
BOARD
IN THE RATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Befo-re
THE GRIEVANCE SETTLEMENT BOARD
Between: OPSEU (Barry E. Riddock)
- and -
Grievor
Before:
The Crown in Right of Ontario
(Ministry of Correctional Services)
Employer
R. 1. Verity, Q.C. Vice Chairman
T. Traver, Fiember
B. Lanigan Member
For the Griever: B. Hanson, Counsel
Cavalluzzo, Hayes & Lennon
Barristers & Solicitors
;or the Employer: P. Radley
Staff Relations Officer
Hinistry off Correctional Services
Hearings: May 30 and July 4, 1984
- 2-
DECISICN
This is a competition grievance involving Article 4.3
of the relevant Collective Agreement. In' a grievance dated
August 11, 1983,,Barry Riddock alleges that he was improperly
denied an interview for the position of Senior Duty Officer at
the Thunder Bay Correctional Centre.
In the grievance form, the sole“re~media1 request was for
an interview. In a letter dated September 27, 1983, the Union
expanded the settlement request to include the following:
"IFat I be offered the position of Senior Duty Officer
(Correctional Officer 3) at the Thunder Bay Correctional
Centre (Corqzetition Cl-1014-83) .'
At the outset of, the Hearing, the Parties agreed to
proceed in two stages in the same manner as determined by Arbitrator
Swinton in OPSEU (Walter Bore&i) and Ministry of Natural Resources,
256/82. The two step procedure was as follows:
1) Did the Employer act properly in denying the
Grievor an interview with the onus on the
Employer to show it did act properly?
2) If it was found that the Employer acted
improperly, the next issue would be the
relative equality of the candidates and
the appropriate remedy.
At the second day of Hearing, Counsel for the Union
amended that procedure by abandoning step 2. On behalf of the
3 -
Griever, Mr. Hanson further amended the settlement request to
claim that the competition be re-opened and the Griever be qranted
an interview.
In the instant grievance,. the competition involved
filling two positions as Senior Duty Officer at the Thunder Bay
Correctional Centre. The posting was dated April 11, 1983 with
a closing date of April~22, 1983. The posting read as follows:
"coMpEIlTIcN Cl-1014-83
Applications are invited for the
psition of: SENIOR DUIY OFFICRR (2) ~- (Correctional Officer 3).
Salary: $12.04 - $12.76 per hour
Schedule: 4.7
Location: Thunder day Correctional Centre
'Ihe successful candidate will assist the Shift Supxvisor in
the lxarformance of correctional duties as second in charge of
an assigned shift. To supervise subordinate staff.
Qualifications:
^.'- Requires working knowledqe of Collective Bargaining Aqreemsnt,
Ministry of Correctional Services Act and Institutional
Regulations and Procedures. Acceptable progressively incrt%sing
responsibility and wrk record in a correctional setting..
Successful completion of the Ministry's prescribed Staff
Training Course for Correctional Officers. Ability to
effectively utilize staff and resources and maintain control
Of inmates.
Interested qualified applicants must submit resumes* to their
Superintendents no later than April 22, 1983. Superintendents
are asked to forwrd res-s with a copy of the applicants most
recent appraisal. A record of the errployee's attendance since
April 1982 is also to be included with the application.
" Superintendents are requested to forward applications, no later
than April 27, 1983, to:
-4-
Regional Personnel Administrator (N)
Ministry of Correctional Services
OntarioGovernmantBuildinq
199 larch Street, 9th Floor
Sudbury, Gntario
P3E 5P9
*applicants who do not submit a ampleted resume
my be rejected.
This cenpetition is restricted to the Ministry of
CorrectioPd Services classified staff at the Thunder
Bay Correctional Centre and Thunder Bay Jail.
POSTINGDATE: April 11, 1983
CLOSING DATE: April 22, 1983 -. 'EQJALITYOFOPKXTLlNITy FOREMPLOYMENT U
The issue for determination is whether the Griever was
improperly denied an interview. There were five applicants for
the two positions advertised in the competition. Regional Personnel
__ Administrator R. T. Aancey prepared the posting. Mr. Hancey testified
that he relied upon each applicant's personal resume, appraisal, and
his attendance record in assessing whether an interview would be
granted. Mr. Hancay gave evidence that he made the decision not to
interview the Griever solely on the basis of the Griever's unacceptable
attendance record. It was Mr. Hancey's evidence that the Griever's
resume, although somewhat incomplete, and the Griever's appraisal,
although somewhat outdated, met the minimum qualifications for the
position.
On the evidence, there was no dispute that between April
1982 and March 1983, the Griever was absent a total of 53.5 days.
Specifically, these absences were as follows:
- 5-
Dates Total NWr of Days
April 8, 1982 1 &Y April 24, 1982 .5 day
May 1 to 31, 1982 22 days
June Lto 25 19 days
January 9, 1983 1 day
January 20, 1983 1 &Y February 9, 1983 1 &Y February 11 to 22, 1983 a days
Total 53.5 days
The Employer did not allege that any of the absences
were for other than legitimate reasons.
Mr. Hancey denied the Griever an interview after discussions
with ThunderBay Correctional Superintendent J. R. Keddie. Mr. Keddie
advised the Personnel Administrator that the Griever's record from
April..1982 to March 1983 was consistent with his pattern of attendance
in recent years.
W. C. Hazelton, Deputy Superintendent of the Thunder Bay
Correctional Centre from February 1981 to December 1983 (now
Superintendent of the Brantford Jail) testified that the Thunder
Bay Correctional Centre is a minimum security institution which
employs some 26 Correctional Officers 2 and 5 Correctional Officers 3.
He o~utlined the principal-duties of the position in question, namely ~'.
manning the control area, supervision of the segregation cells and
control of institutional keys. Mr. Hazelton stressed the importance
of regular attendance for the position in question, and of his role
as Chairman of the attendance review committee. The attendance of
each employee was monitored closely by the attendance review committee,
.
-6-
and each employee was kept informed on a regular basis of his or her
attendance record.
In addition, Mr. Hazelton testified that the Thunder Bay
Correctional Centre had an "unbelievable problem" with employee
attendance at the time of the competition in question, as evidenced
by the fact that some 17 to 18 employees were in acting positions
at the Institution. :
Mr. Hazelton presented evidence that for the calendar year
1981 the Griever was absent a total of 48 days and, in 1982 the
Griever's absence totalled 51.5 days. In addition,, he testified that
supervision of an acting Senior Duty Officer consumed approximately
70% of the time of a shift supervisor.
In his evidence, the Griever did not dispute the accuracy
of the Ministry's documentation of his absentee records. Mr. Riddock
testified that he assumed the acting position of Senior Duty Officer
(based on seniority1 in October 1982 and continued in that position
until October 1983; Subsequent to that date, he has been periodically
reposted to the acting position of Correctional Officer 3. The' Griever
attributed his absenteeism record to a perforated ulcer and severe
marital difficulties.
- 7 -
Arguments on behalf of the Parties were well presented
and ably supported by arbitral precedent. We do not attempt to
repeat those arguments except in summary:form-.
The Employer argued that good attendance was one of the
criteria for the position, and that inview of the Griever's poor
record of attendance, the Employer acted in a reasonable manner in
denying the interview.
The Union's three-fold argument was that the initial
screening process was defective per se, alternatively that the
standard imposed was unrF?asonable, and thirdly that the decision
was incorrect. The thrust of the Union's argument focused on the
assertion that the fewer the applicants for the position, the
greater the similarity should be between the initial screening
process and the final interview process.
The relevant Article in the instant grievance is Article -i
4.3.
. "In fiIing a vacancy, the mloyer shall give prinery
consideration to qualifications and ability to perform
the required duties. where qualifications and ability
are relatively equal, length of continuous service shall
be a consideration."
- a -
The-evidence does establish that the Grievor worked
in an acting capacity in the position he now seeks from October
1982 well past the posting (April 1983) and interview (August
1983) stages of the competition. There was no evidence that
his performance was less than satisfactory during that period.
That fact alone increases the onus upon the Ministry to establish
that the Griever, on relevant criteria, was not qualified for the
i position claimed. As indicated previously, the Ministry had assumed
the onus to demonstrate that it acted properly in the denial of an
interview.
I- -’
In a job competition, there is no obligation upon the
Employer to interview all applicants. However, as in the case at
hand, failure to interview an employee with greater seniority than
the successful candidate will frequently lead to the filing Of a
grievance. As Arbitrator Swinton stated in OPSEU (Walter Borecki)
and Ministry of Natural Resources (Supra) at page 8 of the Award:
"At tines, only those meting the basic $walifiCZtionS
my te considered. Of course, these qualifications must
be reasonably related to the job in question."
In the circumstances of the instant Grievance, regular
attendance is of critical importance to the position in question.
At the time of the posting, absenteeism had attained chronic
proportions at the Thunder Bay Correctional Centre. Therefore, it
- 9 - . .
was not surprising that the job posting itself called for production
of the attendance record of each applicant dating back to April of
1982.
The ability to maintain regular attendance has been found
to be a relevant. criteria in assessing qualifications in Re I.T.T.
Communications, Division of I.T.T. Canada Ltd. and Int'l Brotherhood
of Electrical Workers, Local 2038 (1973), 4 L.A.C. (2d) 420 (Flynn)
and in Re Manitoba Telephone System and Int'l Brotherhood of Electrical
Workers, Local 2363 (1975), 10 L.A.C. (2d) 26 (MacLean). _.
This Board is of the view that in the spring and summer of
. . . 1983, in the absence of medical evidence to the contrary, the Employer
was justified in drawing the inference that the Griever's generally
unacceptable absenteeism record would likely continue in the future...
We cannot fault Regional Personnel Administrator Hancey's action in'.
his discussions with Superintendent Keddie concerning the Griever's
attendance. Given the nature of the job, and the chronic employee
attendance problems at the,institution, Mr. Hancey ha,d sufficient
information on which to base a reasonable decision to deny the Griever
an interview.
For,the above reasons, we are unable toaccept.the very
able arguments presented by Counsel for the Union. We must find
- 10 -
that the Employer has successfully discharged the onus of proof
that it had properly denied an interview, and that the denial did
not violate the provisions of Article 4.3 of the Collective Agreement.
In the result, this grievance is dismissed.
1984.
DATED at Brantford, Ontario, this 27th day of September,
R. L. Verity, Q.C. - Vice-Chairman
"I dissent" (see attached)
T. Traves - Member
B. Lanigan - Member
GSB No.: 592/83
DISSENT
With respect, I must dissent from the majority in this
decision. Based on the information presented, I conclude that
the Rmployer erred in not granting the.. grievor, Mr. Riddock, an
interview and, therefore, I would uphold his grievance and order
the interview he has requested.
There is no question that over the past few years Mr.
Riddock's attendance record was poor. However, in the nine month
period immediately prior to. the job posting, his record improved
significantly (July, 1982 to December, 1982,--O days absent;
January, 1983--l% days absent; February, 1983--g days continuously
absent; March, 1983--0~ days absent). This view was confirmed
in Mi.
Riddock's May 15, 1983, annual performance appraisal which
judged his attendance to be satisfactory, commended his recent
work and recommended him for promotion. However, despite the
fact that the Employer waited after its decision in April, 1983,
to deny Mr. Riddock an interview until August, 1983, to carry
out~the interviews, the positive performance appraisal was never
considered since no one' thought to link his assessment to his
application. On these grounds I find the Union counsel's position
that the Rmployer's search procedure was not correctly carried
out due to the incomplete employee records considered to be:,
convincing. Certainly, it is anomalous that in April, 1983, Mr.
Riddock was deemed to be unqualified for an interview and in May,
1983, he was judged as having a satisfactory ~attendance record
and.recommended as a candidate for promotion.
Furthermore, the Rmployer's decision not to interview
the grievor was unreasonable given that Mr. Riddock had been capably
carrying out the tasks of a Correctional Officer 3(CO3) in an
acting capacity since October, 1982. Given Mr. Riddock's acceptable
attendance record in the period prior to. the job posting and his
actual performance in the position for which he applied, the,
Employer was under an obligation to at least interview him. Given
the fact that the reqional personnel administrator, Mr. Hancey,
who decided against Mr. Riddock's interview was not informed of
the length of his acceptable service in the acting CO3 position,
We see once again that the Employer's procedures were far from
adequate and that its decision was unreasonable.
I ..;
.’ I I
y:.
Dissent Cont'd -2- GSB No.: 592/83
The Employer contends ,that a good attendance record
is a necessary qualification for the position of CO3 due to the
need to avoid disruptions in personnel assignments, a contention
which I accept. However, it should be noted that Mr. Riddock
carried out the functions of the CO3 for almost a year before
the interviews were held and even after he was denied an interview
continued to work in the acting position at least half of his
time down to the present period. On the face of it, whatever
its claims as to the necessity of regular attendance and Mr.
Riddock's lack of qualifications on that account, it is obvious
that the Employer could and did rely on Mr. Riddock to do the
job and that he did not disappoint them.
Five candidates applied for two CO3 positions and the
Employer saw fit to exclude one of them, Mr. Riddock, due.to his
attendance record. -Yet the Employer did not know the reasons
for Mr. Riddock's absences and, despite the fact that he was
obviously a capable employee, did not see it as reasonable to
use the interview process to inquire further into the question
of whether they could count on him in the future, as they had
in the immediate past, to get the job done.
For all these reasons, I would uphold the grievance
and order that Mr. Riddock be given an interview and be measured
against the other candidates who applied for the position posted.
TDT:kmat
. . .
-.