HomeMy WebLinkAbout1984-0435.Stacey et al.85-09-17IN THE MATTER OF AN ARBITRATION
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THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
Between:
Before:
For the Griever:
OPSEU (C. Stacey, G. Morrissette,
D. Morris, C. Craigen and K. Grey)
and
Grievers
The Crown in Right of Ontario
(Ministry of Correcticnal Services) Employer
P. S. Knopf
H. Simon
H. Roberts
VMkem~~kman “>
Member
S. Ballantyne
Counsel
Cavalluzzo, Hayes & Lennon
Barristers & Solicitors
For the Employer: J. F. Benedict
Manager, Staff Relations
Personnel Branch Ministry of Correctional Services
Hearing: May 23, 1985, July 29, 1985, July 31, 1985,
August I, 1985.
,
This case ini:olves grievances by correctional officers
.ct the Quinte Detention Centre (hereinafter referred to as “the
Centre”), who are claiming that their collective agreement was ,violated
when changes were introduced into their routine of rest periods in
March of 1984. The Board heard evidence and submissions over four days
of hearing. However, there was little if any, dispute over the .facts.
, In April of 1976, a “compressed work week” system was
introduced at the Centre that placed the,officers on a twelve hour
shift. This system remained in place until January of 1985. The
shifts began at 7:00 a.m. and 7:00 p.m. The shift that is the focus
of this grievance is the 7:00 a.m. or ,“day” shift.
The “routine” of reporting to work in the morning~for the
day’ shift is that the correctional officers would arrive at work
between 6:30 and 6:S0 a.m. They would enjoy the comraderie of ,,
meeting with the other staff in the staff roomand they would then
receive their assignments from their.shift supervisors. Correctional
officers would be assigned to specific posts, ie maxj,ym security,
or minimum security , or the officeis would be assigned as “rovers”
with duties throughout the Centre and with the duty of relieving fellow
officers for their rest periods. After receiving their assignments,
the officers on the day shift would then report to their individually
assigned posts before i:OO a.m. and relieve the night shift staff.
Prior to March of 1964, there Kas a certain routine of rest
periods throughout the day shift for correctional officers (other
than the iemsle staff and staff or. admissions and discharge).‘
The rest period rourine basically gave fi\e re.:t periods to staff
through the day shift as follows:
1. Fifteen minutes - shortly after 7:00 a.m.
2. Fifteen minutes around 1D:DD a.m.
3. Thirty minutes - lunch around noontime
4. Fifteen minutes between 2:3D and 3:30 p.m.
5. Thirty minutes - supper around 5:00 p.m.
In March of 1984, the superintendent of the Centre, Gordon Meyer
made several changes in the institution that were designed to increase
efficiency and security that included the decision to eliminate the
two morning rest periods. Therefore, supervisory staff w&se instructed
to inform the correctional officers t,hat the first morning break which
had been around 7:OD a.m. was being eliminated. Jnstead, a single
15 minute break would be ensured for all staff, including the females
and those assigned to admission and dischazge. The elimination of
one rest period is the action which has spawned this grievance.
The Union is claiming that this constitutes a breach of Article 12.1
of the collective agreement which reads:
The present practice for rest periods in each
shift shall be maintained.
In the last ten years, the Centre has grown significantly.
The number of staff and the inmate population has increased. The
t)-pes of inmates have always been “short term“ stays, but the nature
of their offences and their need for maximum security has increased
as kell. The evidence presented by the Employer clearly established
that the reason \ihy the first morning rest period was eliminated was
that the demands of the Centre had grown to such an extent that it
was no longer logistjcally possible, given the present staff compliment,
to allok staff to rake two morning rest breaks. Further , some duties
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had to be completed within the first two hours’of the morning shift
that could not be accomplished if “rovers” spent those two hours
relieving staff rather than fulfillingthesespe,cific requirements.
It is important to note that at all times the Union conceded that
the Employer had sound security and efficiency reasons for instituting
the change. Thus? the only issue was whether the change was a violation
of the collective agreement.
This brought the question of what constituted the.“present
practice for rest periods” to the focus in the case. Because of the
fact that the hearing was so protracted, it initially appeared that
this’ factual question was very,much in dispute. However, the parties,
evidence was remarkably similar. .There was an order excluding witnesses
however, all the grievors gave similar and consistent testimony despite
‘the facet that they did not hear each other testify. Further, the
supervisory staff who testified did not significantly contradict the .
grievors. Just one shift supervisor felt that the position-taken
by the grievers was inaccurate, but his testimony wa&made more under-
standable by the great assistance offered to the Board by the testimony
of Mr. Don Gordon. He was a shift supervisor called by the Employer.
Mr. Gordon’s forthright, helpful and articulate testimony explained
away what appeared to be an apparent inconsistency between the testimon)
of the grievers and the position of management witnesses, h’ith regard
to ho% often breaks were received on certain assignments. Thus,
we wish to point out that in coming to the conclusions listed be1
we accepted Mr. Gordon’s evid~ence as being the most helpful of al
the witnesses. On the basis of that and on the assessment of all
Oh,
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the evidence, the Board has been able’to conclude.the
the practice for rest periods throughout all the pass
followingwas
ibly relevant
history.
In 1976, the 12 hour shift was introduced to the Centre.
In its early days the’rovers were able to offer a rest period to
correctional officers assigned to the maximum security Centre right
after the shift started at 7:00 a.m. This then evolved to a situation
where all the correctional officers on the day shift (except the
females and admission and discharge) expected the early break as
well as one later in the mid morning. By 1978 the routine was
established that those correctional officers~.came to expect two breaks
in the morning. This continued through to 1984.
The evidence of the employer’s witnesses established that
supervisors felt they had the responsibility of trying to ensure that
all correctional officers (except for female and,those assigned to
admission and discharge) received two morning breaks. The shift L,
supervisor made these spec.ific job assignments and set the details
of the schedule that was designed to,enable those officers’to get the
two breaks. ‘This was clearly not possible when an emergency situation
arose requiring everyone’s full service,but this was accepted by all
as part of the job.
Also, occasions arose when individuals would not receive
one or other of the txo breaks or no break at all. For example,
the ro\-ers duties xere to relieve others for the breaks. The ro\:ers
always got their breaks last. Therefore, if there xere delays along
the progress of the schedule, the ToyeT was the most 1ikel.y to lose
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his break. As Mr. Gordon explained, “the rovers permanently got the
short end of the stick.” He estimated that they would lose one of
their breaks two or three times a week,,or possibly even greater
as the work load increased. Officers assigned to the minimum security
detail ran a close second in losing one of their breaks. This would
amount to’ losing one break in five shifts. In contrast, Mr. Gordon
estimated an officer in maximum might lose a break once in every ten
shifts. The grievors testified that it-was only a very rare occasion
when they would lose one of their morning breaks, even when they~were
assigned as rovers. While this initially seemed inconsistent with
management’sposition, Mr. Gordon’s testimony dispelled the apparent
inconsistency. Mr. Gordon reminded the Board that staff are assigned
their duties on a rotating basis. All the grievors acted as rovers
equally as often as they were assigned to other posts. ~Therefore,
they would only be in the position ‘of rover a few times a month where
it might be likely that they would lose a break. But, if on
these days, they got their two breaks as often as not? it would still
only amount to losing the two breaks on the rare occasion. Therefore,
the conclusion that must be reached is simply that the shift supervisors
and~management tried to ensure that the correctional officers got
the two morning breaks. However, the work load requirement sometimes
prevented the staff from getting both breaks. Also, the staff
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assigned as rovers or to minimum security were more likel!
than the others to lose one of their breaks. However, the individual
grievers’ particular job assignments put them in the position that
they were lucky enough not to experience the loss of breaks with an!
degree of fTeqUenCy.
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Further, the grievors explained that it was their custom
to make up time if they lost a break or if it was shortened because
of work load requirements. They would do this by extending one of
their other breaks or their meal periods. They testified that some
supervisors knew about this and tacitly
condoned it. However,
none of the witnesses called by management were officially aware of
I that practice. Instead, it was explained that management trusted
.the officers to police themselves with regard to the length of breaks
that were taken. Thus, management did not consider this practice to be
acceptable. There is certainly no evidence that anyone has been
disciplined for extending their breaks. Nor is there any evidence
that management formally knew that -the grievors, or anyone else, were
extending their later breaks.
The evidence brought out the fact that the Employee Rglations
Committee met and discussed the issue of rest periods in 1978. Doug
Tocher was,the president of the Union at that time’. He is now a member
of management as the Senior Assistant Superintendent. \. He produced ’
the minutes of that meeting which read in part:
The staff side outlined their feelings
that rest periods should be defined in
writing and the procedures detailed.
Although it was generally agreed that
rest periods were not negotiable at the
local level, it was recognized that the
working conditions agreement permitted
the continuation of the local practice.s,
It was generally agreed that the present
practice of rest periods for staff
authorired at the discretion of the
Shift i/c in mid morning and mid
afternoon would continue. It k’as
recognized by both staff and management
that rest periods are largely dependent
on work load requirements and that
circumstances may occur rihere rest periods
for individuals are not possible.
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Mr. Tocher explained that it was his understanding from 1978 to the
present that the shift supervisor had the sole discretion of whether
to allow rest periods at the Centre. MT. Meyer explained that his
‘decision in 1984 was to take that discretion away from the supervisors
and to instruct them to allow only one break in the morning. MT.
Meyer explained that the Centre simply cannot operate efficiently
with two moining breaks given its present inmate population and staff
compliment.
Finally, the‘ Union’s case also involved a claim that the
correctional officers are entitled to receive bacon and eggs during
their early’morning rest peiiods when they are assigned to work on
Sundays. The basis of the Union’s claim was that the Centre had ’
consistently provided bacon and eggs to the correctional officers
on Sunday mornings. during their first ‘break before March of ,198‘h.
This was discontinued when the other changes were implemented. Thus,
the Union asked that the practice.be reintroduced in the event that
the 12 hour shift is ever reintroduced. ‘\.
SUBMISSJONS
The Union submitted that the evidence established a clear
“practice” with regard to rest periods prior to the changes in the
institution. Further, it was argued that managementlsintroduction
of changes brought about a unilateral change in the practice for res’~
periods that violated Article 12. The Union submitted that in assessing
this issue, the Board should look to the date of the collective agreener;
being Januar) 28th, 1981 as the point to assess the “present praclice”
and relied on the decision.of this Board in OPSEU (Patrick Burns) _
and Crown in Right of Ontario (Ministr?, of Correctional Services)
Board File 565/E?, (Draper). It was submitted that the evidence shouid
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be taken to establish a practice of.two morning rest periods and that
the effect of Article 12 is that this practice- should be made to
cant inue . Further, counsel submitted that even if the supervisors
once did have the discretion to grant or withhold the two breaks,
the routine or regularity of granting and ensuring the two breaks
which was established by 1982 had cTystaliz,ed any discretion into
recognition of an obligation to’ensure breaks to the Staff. Thus,
either there was no discretion in 1982.oT that discretion was so
uniformly exercised as to create a practice of ensuring two breaks,
Acknowledging management’s sound reasons for implementing the changes,
the Union argues that the dictates of.,the collective agreement must
prevai.1. The Union referred the Board,.to the cases of -United Glass
and Ceramic WOTkeTS of North America, Local 203 and Domglass
(unreported) Ian Hunter, August 29th, -1983 .and Newfoundland Transportat
Company Limited and Brotherhood of Railway etc. Employees 12 LAC (2d) 2
(Harris). The Union Gas seeking a declaration of a violation of the
collective agreement, compensation for any,missed rest periods between
March of 1984 and January of 1985, a declaration tha>the two break
system be returned in the.;event that the 12 hour shift is reinstituted
and that the Employer be required in the future to provide bacon
and eggs on Sundays when the 12 hour shift is reintroduced.
The Employer strenuously opposed the Union’s claims. It
was argued that management xas exercising its rights under Section 18
of the Crown Employees Collective Bargaining Act to make necessary changes in
the institution. Further, these changes k‘ere justified by Article 16.1
of the collective agreement which charges the Employer with responsibjl
in health and safety matters. “The Employer shall continue to make I
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reasonable provisions for the safety and health of its employees
during the hours of their employment.” Further, the Employer argued
rhat the evidence does not disclose any “practice” of two rest periods
within the meaning of Article 12. The Employer relied on the decision
of Toronto Harbour Commissioners and Canadian bunion of Public Employees
3 LAC (2d) 146 (Hanrohan) which gives an explanation of the concept
’ of “past Practice”. Alternatively, the employer submitted that it
has maintained its normal rest periods at all times and that there
is therefore~no change in the rest periods. With regard to remedy,
the Employer argued that nothing in the collective agreement would
obligate the Employer to provide bacon and eggs during rest periods.
The Union also referred the Board to the case of the OPSEU (Union
grievance) and Crown Right of Ontario (Ministry of Correctional Service
Board File 69/84 and 7.0/00. /
The Decision
The question before the Board’is what was the “present practi
for rest periods when the collective agreement~was sfgned and whether
that practice.was maintained by the Employer. To determine the
“present practice” the Board must ~look to the effective date of
the collective agreement. That is July 28th, 1982. The reason for
this is ably set out in the decision of Burns, cited above,
Article 12 requires not only a rest period
in existence on the effective date of the
collective agreement to be maintained, but
the practice with regard to their observance
is to be maintained. As a consequence, whatever
rights the Employer may have in respect of
normal hours of work and shift schedules, the)
are circumscribed by the provisions of Article 1’ C.
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Thus, the “practice” with regard to rest periods that existed in
July of 1982 becomes a right which was negotiated into the collective
\ agreement as a limitation on management’s general right to determine
shift schedules and work assignments.
Looking at 1982, the evidence reviewed above indicates that
the following was accepted and expected routine for the morning breaks
in the institution:
1. Female staff’ got no relief for breaks
2. Staff on Admissions and Discharge sometimes
got breaks, but these were not regular. They
got no relief for breaks.
3. WhenCorrectional Officers were assigned as “rovers”
they regularly got one break, but rarely got a second
break.
4. When Correctional Officers were assigned to
a minimum security wing they regularly got
one break, but often missed a second break. ”
However, this was not with the same frequency
as the rovers.
5. All’ other assignments virtually ensured that
under normal conditions the Correctional
Officers would get two morning breaks. ‘1
This pattern was well established by 1982. The supervisors
considered it their duty to ensure this pattern was carried out under
normal conditions. Everyone understood that the pattern could be
disrupted
or regular
the five s
n emergency. But this Board is concerned with the normal
routine of the institution. Under such conditions,
tuations listed above must be found to constitute the
‘practice” for the res
as of 10::.
t periods in this institution for the da): shift
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Article 12 of the agreement.obligates. the Employer to maintain
that practice for rest periods throughout the life of the collective <
agreement. By direct~ing staff shift supervisors to eliminate two
breaks for all the staff, the Employer was clearly changing the routine
and thus failing to maintain two rest periods for those parts of the
shift that would have expected them. Thus, the Employer must be seen
to have failed to “maintain” the practice for rest periods as required
under the collective agreement.
The question then becomes.whether the acknowledged, sound
and sensible reasons for instituting the changes amount to a
justification or defence under the collective agreement for the violation
First, although the evidence did explain that safety aspects had
. improved since the change had been put.in place, the.evidence does
‘fall far short of establishing that th.e change itself will make the
employees more safe and that the change was the only way of creating
that safety. Secondly, the specific provisions of Article 12 must
take precedence over the general provisions of Article 18.
Finally, the Domglass case and the cases cited therein speak:of:the well
accepted principle that the bargain struck. in the collective agreement
must be honoured throughout the life of the collective agreement,
even if the circumstances change to make the bargain unsuitable or
difficult for one party to perform. Therefore, while k’e sympathi:e
with the concerns of management at the Centre and agree with the need
to do everything pcscible to make the institution more safe and
efficient, the Employer’s motivations in this case do not amount to
a defence to its obligations under Article 12 of the agreement.
This leads to the question of remedy. Here we have difficult
with the whol~e’ of the Union’s request.
We are prepared to deal with issues of a breach of a collecti
agreement and make an appropriate order for a declaration and remedy.
However, we have also been asked to deal with a future situation that
will arise when the 12 hour shift is reintroduced. This panel was
presented with an Order of the Board dated July 26th, 1985 incorporatin
minutes of settlement of a grievance before the Board between these
very parties covering the Quinte Detentional Centre. The affect
of that settlement is that the 12 hour shift is about to be reintroduce
This panel was deeply disturbed by the fact thatthe parties.settled
one aspect of the length of the shift schedule and left the issue befor
this panel outstanding from the settlement. While there may have been
good reasons for doing so, this panel cannot imagine how or why ‘this
came about. We do not know if any attempts~.were’ made to try to settle
this issue in with the other. But, under these circumstances, we do not
think it is appropriate to make an OTdeT.fOr the futu~re regarding the
scheduling of rest breaks at ‘the institution. This is partly due to the
fact that it is best left to negotiations between the parties and also
largely due to the evidence that we heard that w,ith the present staff
compliment, two breaks cannot be granted in the institution if it is to
run properly. Therefore, we feel the only appropriate solution is tore
that question back to the parties to discuss the future routine for morr
breaks a.hen the 12 hour shift is reinrroduced. It is OUT hope and
expectation that they should be able to settle this themselves.
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0
r der:
Therefore, the Board is prepared to,make the following
,
1. The Board declares that the Employer has violated the
collective agreement by failing to maintain the practice
of morning rest periods from March 1984 to January of 1983. _.- _. _ .__ --...
2. The grievors are entitled to compensation for the
rest periods they missed. The Board shall remain
seized with the issue of compensation should the
parties not be able to come to an agreement on the
type 0~ amount of compensation. However, the Board
also directs the parties to assess the entitlement
to compensation on.the basis of the actual shifts
worked by the grievors during the.period to which
they are entitled to compensation and to assess the
actual assignments on those shifts. Then, in
determining the quantum of compensation, the Board
directs the parties to consider that the following
percentages dictate the days of entitlement:
1. When acting as a rover, on admissions OT discharge
or in a female wing -- nil percent
’ 2. When assigned to the minimum.security wing
75 percent
3.. When assigned on any other assignment
100 percent
3,. The Board shall remain seized with the issue of
what res_t periods are to be granted to Correctional
Officers when the 12 ‘hour shift is reintroduced.
4. The claim for bacon and eggs to’ be provided during
the Sunday rest periods is denied.
5. In the event that paragraphs 2 and 3 cannot be settled by the parties, the Registrar is directed to reconvene
the panel and the parties for an expeditious continuation
of the hearing at the request of either party.
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DATED at Toronto this 17th day of September, 985.
P. Knopf, Vice-Chairman
/$&C.-&L ,.4-y
H. Simon, Member'. .'