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HomeMy WebLinkAbout1985-0773.Cahoon.90-04-26IN THE MATTER OF AN ARBITRATION Under THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT THE GRIEVANCE SETTLEMENT BOARD Between: OPSEU (Barry Cahoon) and The Crown in Rights of Ontario (Ontario Development, Corporation ) Before: R. L. Verity, Q.C. Vice Chairman J. McManus Member iJ.A. Lobraico Member :. \ : For the Griever: For the'Employer: Hearings: G.' Paliare Counsel Gowling and Henderson Barristers and Solicitors J. Zarudny Counsel Crdwn Law Office Civil Ministry of the,Attorney General January 23, 1986 May 21, 1986 tune 24, 25, 26, 1986 October 8, 14, 1986 November 18, 1986 April 2, 7, 1987 May 6, 1987 Griever Employer i DECIS-ION James Barry Cahoon was a Consultant employed by the Ontario Development Corporation (O.D.C.) at its Mississauga office. He has accumulated seniority from January, 1981. O.D.C. is an Ontario Crown Corporation, pursuant to the Development Corporation Act, 1980,. R.S.O. c. 117, to encourage and assist in the development and diversification of industry in On,tario, including the provis,ion of inancial assistance by way of loans. Briefly stated, Cahoon's job involved assessing and processing, where applicable, private sector business loan applications according to established criteria. On January 11, 1985, the then Deputy Ministry of Industry and Trade suspended Cahoon with pay pursuant to s. 22(l) of the P~ublic ~Service Act, pending investigation of his conduct. S~ubsequently, on February 7, 1985, Cahoon was suspended without pay (salary withheld pending investigation) under the same statutory provision. The second .xspension letter read as follows: "I refer to my letter to you of 11 January, 1985, wherein you were suspended from employment at /~ Ontario Development Corporation pending an investigation of your conduct. An additional period of time is required to complete the. investigation of your conduct. Accordingly, pursuant to subsection 22(l) of the Public Service Act, R.S.O. 1980, c. 418, your suspension from employment at Ontario Development Corporation is continued. ay i / -. 1 -3 - ( Yours salary will be withheld effective as of 7 February, 1985.” Cahoon filed a grievance in connection with the latter suspension whereby he claimed that he had. been suspended "without pay without just cause". Initially, the arbitration dealt solely with the merits of the suspension grievance. However on June 20, 1986, the Griever's employment was terminated by the Deputy Minister of Industry, Trade ,hd Technology.~ The termination letter read as follows: "Dear Mr. Cahoon: We have investigated, and are continuing to investigate, your conduct as an employee at Ontario Development Corpor'ation. The evidence which has been obtained indicates'that you have misconducted yourself as an employee of Ontario Development Cororatidn with respect to two separate incidents. First, during the period August - November, ( 1984, you abused. your position as a loan consultant by obtaining, and attempting to'obtain, bacteria, micro-organisms and other substances, for your own personal use. By so misconductin,g yourself, you seriously violated and prejudiced the trust of your employer and its client, I.C.M. Science, Inc. Secondly, during the period February - : August, 1985 you participated in a fraudulent scheme with Richard Pintar whereby a loan in the amount of $lS,OOO.OO was obtained~from Ontario Development Corporation for Plumtree Furs. The proceeds of this loan were directed to another business owned (in part) and operated by yourself. You have continuously refused to confirm or deny to your employer your participation in either of these incidents. This has caused your employer to incur considerable additional expense and effort to investigate your conduct. Accordingly; I hereby dismiss you from employment at Ontario Development Corporation. You are also hereby advised that you have the right to grieve this dismissal pursuant to the .provisions of subsection 18(2) off the Crown Employees.Collective Bargaining Act. Yours sincerely, Patrick J:Lavelle" On June 24, 1986, Cahoon formally grieved the dismissal and waived all preliminary grievance procedures in order to.hring the matter directly to the Board. The Parties agreed. that the present panel would hear and determine the merits of both grievances. The Bearing consumed 11 days during which the Employer called 10 witnesses. In fact, the Employer's opening statement took almost one full day. At the conclusion of the Employer's case, Counsel for the Union moved for a non-suit and advised the Board that it intended to : ,311 no evidence when put to its election. The matter then concluded by way of extensive submissions. Clearly, there are two separate allegations of misconduct against the Grievor, both of which relate to abuse of the position of Consultant and fraudulent conduct against the Employer. The facts surrounding both incidents and the Employer's response to those facts are indeed bizarre. i -5 L Briefly, the two separate allegations of misconduct were as follows: (1) Cahoon and one Kevin Thomas Birch were arrested by F.B.I. agents at the Federal Express Office in the Buffalo suburb of Cheektowaga, New York on Wednesday, November 21, 1984 in possession of a false package of, tetanus and botulism bacteria cultures. Both men 'were charged under U.S. law with'the offence of fraud by wire and conspiracy to commit fraud by wire. The charges alleged that the J-SCCUSed had defrauded or attempted to defraud American Type Cultu,re Collection (A.T.C.C.) of Rockville, Maryland by falsely representing themselves as acting on behalf of an Ontario business known as "1.C.M. Science" of Mississauga, Ontario. .A.T.C.C. is a scientific foundation engaged in the distribution of micro-organisms for scientific research purposes. under U.S..law, only legitimate scientific organizations are permitted to purchase the cultures. The Employer's theory was consistent throughout; namely, f hat Cahoon used information provided by I.C.M. Science, obtained in the course of his employment, to falsely represent himself as an officer of I.C.M. to obtain bacteria cultures from A.T.C.C. Birch and Cahoon operated a standard-bred race horse business known as "Four Aces Racing Stable". The business owned a race horse known as "Winters Image" which was insured for $100,000.00. "Winters Image”. had a successful racing career until it injured a leg in the spring of 1984. The Employer maintained that Birch and Cahoon conspired to -6 - obtain the botulism cultures to kill the horse in order to obtain the proceeds of the insurance policy. Initially, at the time of the Grievor's arrest, the F.B.I. suspected terrorism as the motive. However, subsequent investigation convinced U.S. authorities that the motive was personal gain. The arrest attracted wide-spread media attention in Canada. In particular, news coverage:identified the Grievor as a fiscal consultant employed by the Ontario Development Corporation. (2,) In November, 1985, the Grievor was jointly charged, together with business associates Bruce Kane and Richard Pintar with. fraud over $200.00 contrary to s. 338(l) of the Criminal Code of Canada. Although already under suspension pending investigation for the alleged botulism fraud, the Grievor Las again 'suspended by the Deputy Minister on December 19, 1985 under s. 22(l) of the.Public Service Act pending investigation. As'the suspension letter stated, "we are now also investigating your conduct as it relates to a loan ; Stained from Ontario Development Corporation by Plumtree Furs". That suspension was not grieved. The criminal charges against the co-accused involved the submission of false ~documentation and information to obtain a $15,000.00 loan from Ontario Development Corporation under the Help For Entrepreneurs Loan Program (H.E.L.P.). The program initiated in June, 1984 was designed to assist small manufacturing operations, but -7 - \ :lot retail operations. At the Hearing, evidence established that Pintar applied for and obtained a $15,000.00 loan from O.D.C. by falsely submitting documentation to demonstrate that the proceeds of the'loan would be used for an exotic animal rug manufacturing operation known as Plumtree Furs (a business operated by Pintar). The evidence of Pintar and of Corporal Ralph Paul established that the $15,000.00 was improperly diverted to "613170 Ontario Inc. operating as National quarium" to enable Pintar to purchase a l/3 interest in a tropical fish retail business. The evidence of Pintar and Corporal Paul also established that the GKieVOK initiated the fraudulent operation, informed Pintar of the availability of the H.E.L.P. program, advised Pintar in all procedural matters required to obtain 'the loan, and prepared a business plan for submission to O.D.C., all .the while knowing that the application misrepresented the true purpose of the _ loan. In sum, the evidence at the hearing clearly established that the Grievor orchestrated the fraudulent operation to etiable Pintar to , .cquire $lS,OOO.OO of a $20,000.00 l/3 interest in National.Aquarium. By August of 1985, Pintar withdrew from the partnership and 'voluntarily advised O.D.C. and the O.P.P. anti-rackets branch of the sham. Pintar assisted the O.P.P. in their investigation from the outset and pleaded guilty.to the fraud charge. , -8 - As indicated previously, the Griever’s employment was terminated on June 20, 1986. Following the dismissal, the Griever pleaded guilty to .the outstanding criminal charges. On September 15, 1986, the GKieVOK pleaded guilty to fraud by wire inBuffalo, New York after entering into a plea bargaining arrangement to avoid imprisonment. On December 1, 1986, the GKieVOK and his co-accused were fined $1,000.00 and were sentenced to a two year term on probation. Subsequently, on December 3, 1986 in Hamilton, Ontario, the Griever pleaded guilty t,o defrauding O.D.C. of $lS,OOO.OO in the .lUmtKee .Fur.matter. The Board makes no attempt to repeat the evidence adduced except in certain salient respects and then only in summary form. Mitchell Bros, O.,D.C. General Counseland Corporate Secretary, testified that on November 23, 1984, he was advised of Cahoon's arrest and the circumstances surrounding the arrest in Cheektowaga, New York two days earlier. BKOS testified that he was i ssigned by O.D.C. 's Chief Executive ,Officer to investigate.the facts and that the normal practice was to call upon the O.P.P. to investigate. BKOS approached the O.P.P. who~declined because of the prior involvement of the Peel Regional Police. BKOS promptly contacted Sergeant Burt Steinhardt of the Peel Regional Police. Apparently, the Peel Police investigation doncerned a possible hSUKanCe fraud ins OntaKiO. -9 - The Grievor was placed on special assignment to O.D.C.'s Chief Executive Officer, during the week of November 24, with full pay. In fact, thee GrieVOK was paid ~for time spent in jail in the U.S. The GKieVOr’S assignment continued. until notified on January 11, 1985 that he was suspended with pay pending an investigation of his conduct. I According to Bras' ev,idence, between November 30 and December 14, 1984, he held discussions with O.D.,C. staff members in ississauga. From these discussions he learned of'certain irregular condu'ct on Cahoon's part. For example, he was advised by~staff that Cahoon had received an "urgent" telephone call on the Micom phone on. November 21 and had instructed secretary Myrna Morgan not to answer the phone "0.D.C.". He also learned that Cahoon frequently received phone calls from a man named "Plaxton". In this time frame, Eros received copies of long distance phone bills for three telephone Calls placed from the Mississauga O.D.C. offi ce to A.T.C.C. in Maryland. In addition, he viewed a cheque signed by Barry Cahoon in payment for 'Iree telephone calls to A.T.C.C. on October 9, 1984. Similarly, in December, 1984, BKOS initiated a series of monthly.telephone conversations with Assistant U.S. attorney Joseph M. GueKKa III. During the initial‘telephone call to Guerra, Bros learned the nature of the charges against the Grievor and learned of possible procedural strategies. I - 10 - BKOS testified that on December 11, ~1884, he and O.D.C. Loan Director John Mitchell interviewed one Serge Julien of I.C.M. Science. Julien advised that he had contacted O.D.C. and had dealt with a "Jim" Cahoon over the telephone on several occasions in 1984 with regard to an unsuccessful loan application. Julien advised BKOS that he had supplied Cahoon with a master list of I.C.M. Science suppliers of bacteria and micro-organisms. Julien also advised that Cahoon had referred him to the Willowdale O.D.C. Consultant Jim Boyd in November of 1984. BKOS and Mitchell testified that they reviewed Jcumentation establishing that "T. Plaxton of 1.C.M. Science" had ordered tetanus from A.T.C.C. and that I.C.M. Science had no such employee by the name of T. Plaxton. Bros requested Mississauga O.D.C. staff to locate any file pertaining to I.C.M. Science. The search proved unsuccessful. In examination-in-chief, Bros testified that as of December, 1984, he had no~direct evidence linking Cahoon to I.C.M. Science or Tom Plaxton or A.T.C.C. In JanUaKy of 1985, BKOS received written reports from O.D.C. staff members Myrna Morgan, Catharine Fielding and 'Vi. B. Shields. On January 16, 1985, Bros attended in Buffalo, New York and met with F.B.I. special agent John McGuigan. BKOS received copies'of the pending criminal complaints and McGuigan's affidavit (Exhibit '12). BKOS learned that O.D.C. would not acquire further documentary proof Until either a trial was held OK a.guilty plea was entered. On - 11 - January 22, 1985, Bros spoke with A.T.C.C. in Maryland and ascertained that calls made from the.0.D.C. Mississauga office were paid for by Cahoon but were made by a man identifying himself as "Tom Plaxton of I.C.M. Science". Bros testified that on February 7 he attended at the Federal Express Office in Cheektowaga, New York and obtained information which i verified the contents of McGuigan's affidavit. He also learned that a previous tetanus order was picked up in October 1984 by "B. Barnes" '. .the Grievor's girlfriend). On January 29, Bros learned from Sergeant Steinhardt that Bell Canada had records establishing that in 1984 numerous calls were placed from the 0.D.C.~ Mississauga office and billed to the telephone of Brenda Bain. On March 12 Bros was advised that Mississauga O.D.C. personnel had discovered a number of business cards in the Grievor's desk pertaining to "Four Aces Racing Stable" bearing the Grievor's name and the Mississauga Office O.D.C. telephone number. Bros testified that on April 26, 1985, he made his third trip to Buffalo, this time to attend the Grand Jury proceedings. The Grievor pleaded "not guilty" to the charges but was indicted by the Grand Jury. Be1 Canada. Bras wanted to ascertain if there were other.phone calls In June of 1985~ Bros testified that he met with Ken Hird of - 12 - Placed to A.T.C.C. in Maryland or to then Federal Express office in Cheektowaga in New York. Bros was advised that such information would be provided only in response to a subpoena or 'a search warrant. However, in his testimony, Mr. Hird alleged that he was under the impression that Bros had received details at about that time in connection with some 19 relevant telephone calls. I The thrust of Mr. Bras' testimony was to the effect that during the summe~r of 1985,~the only evidence lin,king the Grievor to he botulism fraud was circumstantial in nature. According to Bros, he stillhoped for a guilty plea to provide O.D.C. with direct evidence. In fact, O.D.C. acquired no further evidence on the botulism fraud until a copy of a letter was uncovered, quite by accident, in December of 1985. On that date, Myrna Morgan'discovered anunsigned copy of.a.letter sent by Cahoon to Serge Julien. of I.C.M. Science dated June 2, 1983 (Exhibit 2, Tab 131. . . . . . . . . . . . i Richard Pintar testified that on August 9, 1985, he made an anonymous telephone call to the Hamilton O.D.C. office indicating that he was willing to tell O.D.C. Loan Consultant Art Tofano about a fraud involving an ex-O.D.C. employee. Bros testified that on August 12 he was advised by Tofano of the anonymous call and that the Hamilton office "strongly suspected" - 13 - the employee referred to was Barry Cahoon, and that the caller was Pintar. Eros immediately contacted the anti-rackets branch of the O.P.P. to investigate. Corporal Ralph Paul was assigned the task. By September 12 ,.1985, Corporal Paul informed Bros of relevant details including the results of an interview with Pintar and the involvement of Cahoon. In sum, by mid-September, 1985, Bros knew _-1 , all the details, dates and banking documentation used to defraud O.D.C. of $15,000.00. Corporal Paul testified that the three accused i including the Grievor) were charged in November with fraud under s. 338(l) of the C.C.C. Corporal Paul also testified that Volume 1 of the Crown's 'brief became ava,ilable in February of 1986 but that it was not until May of that year when O.D.C. representatives requested and obtained the Crown brief. The Union contended, that the Employer failed to establish just cause for either the suspension or for the discharge, or in the ' alternative the penalty imposed were excessive. Mr. Paliare argued ( hat there were two substantive~issues for determination: (i) Whether there was any cogent evidence presented~ as to the reasons for the Grievor's dismissal. (ii) Whether the Employer delayed so long in investigating the alleged misconduct that it was precluded from disciplinary action. - 14 - On the first issue, Mr. Paliare .alleged that failure to call any cogent evidence regarding the reasons for dismissal justified the granting of a motion for non-suit. Under the second issue, he contended that the Employer was precluded from disciplinary action because of.excessive delay under the principles of condonation, lack of culminating incident and lack of procedural fairness. The thrust of the procedural fairness argument was that an Employer must act in a I reasonably expeditious fashion when disciplining an employee for perceived,misconduct. Mr. Zarudny argued.that the Employer had just cause for the discipline imposed and that the Board must reject the motion for non-suit. Counsel for the Employer contended that there were- three issues for determination: (i) Did the Grievor breach the trust relatibnship in ttio separate incidents of misconduct? j (ii) Did the Grievor commit fraud? (iii) Did the Grievor fail to give an explanation of his conduct when given an opportunity to do so? In reply to the motion for non-suit, Mr. Zarudny adopted the position that the letter of dismissal was relevant in setting out the grounds for dismissal to enable the employee to repond. He contended 1 .( - 15 - \ 2 that it was unnecessary to call any witness to establish the reasons for the termination on the day in question. Transcripts of the guilty pleas were filed as Exhibits at the hearing. Mr. Zarudny maintained that the transcripts in a criminal proceeding were admissible in their entirety and conclusive in a civil proceeding. For that proposition, he relied upon the i Decision of Mr. Justice Osler in Demeter v. British Pacific Life Insurance Co. (1983), 43 O.R. (2d) 33 and the Decision of the Court of ppeal in the same case reported at (1984), 48 O.R. (2d) 266. Mr. Paliare argued that the guilty pleas, occurring as they did several months afterthe dismissal, p layed no part in the decision to dismiss and should be viewed accordingly. He argued that the effect of a guilty plea does not constitute an admission of the truth of the stated facts. In his submission, a guilty plea is an admission of guilt by an.accused and nothing more. In support, Counsel relied upon the Ontario Court of Appeal Judgment in Regina v. Berry [1957], O.R. 249, recently confirmed by the same Court in Regina v. Howard in a udgment delivered by Cory J. ,A. dated June 6, 1986. Numerous arbitral and judicial authorities were submitted by both Parties. The starting. point for an assessment of the Employer's actions in this case is the suspension imposed on February 7, 1985 in which pay was withheld pending investigation under. the authority of - 16 - s. 22(l) of the Public Service Act, R.S.O., 1980 c. 418, as amended: \ "A deputy minister may, pending an investigation, suspend from employment any public servant in his ministry for such period as the regulations prescribe, and during any such period of suspension may withhold the salary of the public servant." Regulation 881 under the Public Service Act, as amended, , provides in s. 18 as follows: “s. 18 - (1) Where the deputy minister suspends a public servant from employment pending an investigation, the period of suspension shall not exceed 20 working days. (2) Notwithstanding subsection (I), where in the opinion of the deputy minister, an additional period of time is required to complete the investigation, the deputy minister may renew the period of suspension for not more'than 20 working days in each case, for such additional periods as are considered necessary.'! There was no dispute that the deputy minister failed to renew the Grievor's suspension at the end of each 20 day period, and : ccordingly the Board is concerned with the reasons for the. ~suspension. However, the question arose whether or not the Board had 'jurisdiction to review~the merits of a suspension under si. 22(l) of the Public Service Act.‘ fin OPSEU (C.M. Brown) and Ministry of Natural Resources,~ 706/83, 747/83, Vice-Chairman Roberts commented as follows at p. 8: ( - 17 - i "Based upon these submissions, it appears that~ the Board does not have jurisdiction to review the merits of a suspension 'pending an investigation' under section 22.(l) of the Public Service Act. Even so, however, the mere declaration by or on behalf of the Deputy Minister' that a suspension is 'pending an investigation' within the meaning of section 22(l), would be insufficient to oust the jurisdiction of the Board.~ Under section 19(l) of the Crown Employees Collective Bargaining Act, the Grievance Settlement Board has iurisdiction to determine 'whether a matter is arbitrable'. Pursuant to th.is jurisdiction, the Board has the duty, in proper cases, to determine whether a particular suspension actually was or continued to be 'pending an investigation' within the meaning of section 22(l) of the Public Service Act. If, in such an inquiry, it was found that this was not the case, then it would seem that. the Board would have jurisdiction to review the merits of the claim that the suspension was without just cause... n A different approach is taken by~then Acting Chairman Springate in OPSEU (M. Fish) and Ministry of Colleges and Universities 634/83 at p. 13: , "It would appear‘that the purpose of section 22(l) of the~public Service Act is to allow a deputy minister. or his desisnate, to immediately remove an employee from his position pending an - investigation. Presumably this ,authority is given to a deputy minister because.in some instances it is inappropriate to allow an employee to remain,in his position while allegations against him are :' being investigated. Section 18(2) of the Crown! Employees Collective Bargaining Act allows an employee to challenge a suspension before this Board.. That section does not exclude suspension pending an investigation, and accordingly, we see no reason for assuming that the challenge to a suspension cannot relate to a suspension pending an investigation, particularly given that such a suspension may be without pay. I - 18 - The assessment of the justness of a suspension of' an employee,pending investigation involves consideration of a number of factors. One is the nature of the concerns or allegations that are being investigated. The greater the-possible adverse impact on the employer, other employees or the public of the alleged misconduct of the employee, the more justified a suspension pending investigation. Also relevant is how quickly the investigation is conducted, a suspension that was initially justified may cease to be so .if the investigation is not pursued with due diligence . ..'I This panel of the Board adopts the Springate rationale in 'ts entirety. 1n the instant grievance, it is fair to say that the Employer might have acted with greater dispatch~in imposing the suspension as early as December of 1984. However, it was reasonable that action was delayed~ due to the inevitable complications arising from alleged criminal activity in a foreign jurisdiction. On the evidence, the Board is satisfied that the suspension on February 7, 1985 was justified, at least initially, and was an appropriate response in light of the information then available to the Employer. Indeed, it is difficult to argue that .the withholding of pay pending investigation is not a form of disciplinary action. In contested dismissals under s. 18(2)(c) of the Crown' Employees Collective Bargaining Act, the Board has a statutory mandate under the combined, effect qf S.S. (18)(2)(c) and 19(l) of that Act to hear and determine, on the evidence adduced, whether or not an employee "has been...dismissed... from his employment without just cause". / I - 19 - To some, it might seem an affrbnt to common sense.to say that an employee who has committed fraud against his Employer (as subsequent events have established) has not be~en dismis,sed for just cause. \ However, the Board is obligated to .consider, on the basis of relevant arbitral jurisprudence, whether or not there was just cause I for dismissal at the time the discipline was imposed; namely, on June 20, 1986. There was no dispute that the Employer based its actions on the outcome of criminal proceedings against the Grievor. Clearly, it did not. In fact, the Employer made no reference to any outstanding criminal charges in e_ither the February 7, 1985 suspension or in the discharge letter of June 20, 1986. Simply stated, the Employer did not take advantage of the option considered by Vice-Chairman Swan in McCrea and Ministry of Community and Social Services, 50/76, at'pp. 8 and 9: ” . ..There is, of course, much authority for the proposition that an offence committed against the employer or directly related to the employment relationship will justify disciplinary action, including suspension until disposition of the .; charges, although the effect of such a suspension may in some cases.amount to an election by the Employer to have its disciplinary action stand or fall on the outcome of the criminal trial...." - 20 - As indicated previously, the Union brought a motion for non-suit at the conclusion of the Employer's case. From the outset, Mr. Paliare put the Employer to the strict proof of its case: The Union alleged that the Employer failed to call 3 cogent evidence as to the reason for the Grievor's dismissal on June 20, 1986. In disciplinary matters, the onus rests with the Employer to establish, upon the balance of probabilities, that it had just cause +o take the disciplinary,action. The Union's motion was directed to the sufficiency of .the evidence adduced. Accordingly, the Board is required to assess the probative sufficiency of the ev~idence and to decide whether there was enough evidence, if left uncontested, to satisfy the onus of proof. The Employer based its case on two separate allegations of misconduct alleging abuse of position. There was no reference in the dismissal letter to any outstanding criminal charges. There can be no doubt that Mr. Zarudny went to great lengths to prove the two separate allegations against the Grievor of fraudulent conduct on the various hearing dates. To discharge the burden of proof in a dismissal case, the Employer is required to establish why it discharged the Grievor at the relevant time. The only evidence before the Board as to the reasons for termination was the dismissal letter of Deputy Minister Patrick Lavelle (Exhibit 3a). 1 - 21 - i / Neither Mr. Lavelle nor any other witness familiar with the reasons was called upon to, testify. In our opinion, the failure on the part of the Employer to call a key witness was a fatal flaw. ,In light of the excessive delay between the suspension without pay and the eventual discharge (some 17 months later), the Employer was under an obligation to call oral testimony from some key witness to explain and justify,the reasons for dismissal in June of 1986.. Simply stated, the evidence in the form presented in Exhibit 3a is insufficient to establish a prima facie case of dismissal for just cause. In our ginion, Mr. Lavelle's letter in the form presented,'although admissible, is hearsay evidence which cannot be relied upon exclusively to establish just cause for the disciplinary action. See - Re Girvin et al. and .Consumers' Gas CO. (19731, 1 0-R. (2d) 421 .(Ont. Div. Ct.). Simply stated, the Employer has failed to establish the existence of the factual circumstances upon which it relied in its decision to terminate the Griever's employment. .Accdrdingly, the motion for non-suit succeeds and we must ind that the Employer failed to establish just cause for dismissal. Assuming that the Employer did establish a prima facie case, there were a number of serious procedural'errors on the part of the Employer, the effect of which, we think, was to invalidate the discipline imposed. These procedural irregularities involve due process and procedural fairness without which there can be no just cause. / I - 22 - No matter how distasteful to the Board, given the eventual outcome of the fraud charges, arbitral jurisprudence is there to be followed: namely, that an Employer must act in a reasonably expeditious fashionin imposing discipline. Brown and Beatty in their text, Canadian Labour Arbitration under ,the heading of "Procedural Requirements and the Power to Discipline" make the following observations at p. 335: I, . ..The requirement that the Employer must sanction an individual for behaviour it regards as inappropriate in a reasonably expeditious fashion, are matters of general arbitral principle..." In support of that proposition, three..cases are cited by the authors: Wellington County Board of Education (1979), 24 L.A.C. (2d) 431‘ (Abbott); Borough of North York and Canadian Union of Public Employees, Local 373 (1979), 20.L.A.C. (2d) 289 (Schiff); and generally Re Nicholson and Haldimand-Norfolk Regional Board of Commissioners Com'rs of Police (1978), 88 D.L.R. (3d) 671, 78 j '.L.L.C. 14,181 (S.C.C.). In the Borough of North York'Decision (Supra), Arbitrator Schiff rejected an eight month delay ,in imposing discipline and gave the following rationale at pp. 296 - 297: "Although...., an Employer is entitled to a reasonable period of time to assess an, appropriate penalty, eight months is far. from reasonable: no employee is bound to wait that long for a . - 23 - verdict.. Once the reasonable period has passed... the Employee is entitled to assume that the offence has been forgiven....A decision unduly delayed cannot be corrected at all: It is simply invalid." E. E. Palmer in his text, Collective Agreement Arbitration in Canada (2nd Edition) comments at p. 284: . . ..An employee can consider that no discipline can be imposed against him for any act if the Employer fails to act in a timely way..." In an accompanying footnote, Professor Palmer writes: "There are no cases on this point. The.point is so obvious that none seems necessary..." The Board adopts and applies the above arbitral principles. Although the Board found that the suspensionof February 7, 1985 was initially justified, an investigation from February, 1985 until June 20, 1986 cannot be sustained. In our opinion, the Employer should have made a final disciplinary decision no later than the Grievor's ndictment before the Grand Jury in April of 1985. Allowing for a reasonable time to consider the evidence presented before t~he Grand Jury, final disciplinary action should,have been taken noilater than June 1, 1985. Sufficient facts were then known to the Employer by June 1, 1985 to allow it to make an informed decision in a case of employment related misconduct-. Beyond that date, the Grievor's suspension cannot be justified. ! Similarly, on the evidence presented', the Employer should have been in a position on the Plumtree Fur matter .to take some form of f inal disciplinary action in November of 1985 when charges were laid against the Grievor and when the Employer had full knowledge of the particulars of the Crown's case. As the evidence reveals, the Grievor was suspended pending investigation in December of 1985 and no final disciplinary action was taken on this matter until some six. months later. In our view, this delay is unreasonable and vitiates i - 24 - the discip1in.e imposed on June 20, 1986. Following the Griever's arrest in November, 1984, Cahoon proclaimed his innocence privately to several O.D.C. employees including Myrna Morgan and John Mitchell. For whatever the reason, at no time during either investigation was the Grievor asked by the Employer to offer. any explanation of the allegations under I investigation. The Grievor cannot be' faulted for failure to explain his conduct in the absence of a demand for an explanation. Simply stated, he wasn't asked.. By February 27, 1985, the Grievor made his -9sition clear through Counsel Paliare; n.amely, that he denied everything and admitted nothing. Thus, the Employer was left to its own resources to investigate the alleged misconduct. The'botulism investigation and the Employer's reponse to acquired facts drifted on aimlessly. The Plumtree Fur matter was investigated promptly by the O.P.P.; however, the Employer appeared unable to reach a conclusion. * i : - 25 - On May 20 ,.1986, Mr. Zarudny wrote to O.D.C. solicitor Brian Cass, Q.C. advising that final disciplinary action should be imposed immediately ,and that further delay would be unreasonable. Surprisingly, O.D.C. proceeded to renew Cahoon's suspension on 'June 12 and did,not take the step to dismiss Cahoon until one month following Mr. Z'arudny's letter. in the result, assuming that a prima facie case had been established, the Board concludes that the Employer by reason of its inordinate delay has failed to 'establish just cause for discharge in June of 1986. Generally, the Courts have recognized that arbitration boards have extensive remedial authority inthe adjudication of discharge and discipline-cases in the 'absence of express statutory or contractual limitations. sunders. 19C.l) of the Crown Employees Collective Bargaining Act, the Grievance Settlement Board has been given broad statutory authority encompassed in the words "shall decide the matter" and "its decision is final and binding". On numerous occasions, the Ontario Divisional Court has made it clear that s. 1,9(l) confers upon the Grievance Settlement Board broad remedial authority. Referring to s. 18(l) (as it then was), Mr. Justice Linden made the point in R.V. OPSEU (1982), 38 O.R. 670 at p. 675: ” . . ..Courts have been unwilling to'limit the remedial powers of arbitration boards so as to enfeeble them. On the contrary,.our Courts have sought to ensure that arbitration boards can , c - 26 - effectively bring about the final binding settlement of all differences between the parties...." Mr. Justice Reid adopted the same position in considering s. 19 (1) of the Act in the Judicial Re,view of the classification grievance in Carol Berry et al (Released March 13, 1986) where, in referring to the Board's authority he stated at p. 13: "Its authority under s. 19 of the Act is untrammelled. It shall decide the matter...." And at pp. 14 and 15: n ,...The object of arbitration boards, both in the public and private sector, is the resolution of differences. That is the mandate ~of this board... . . ..Its jurisdiction is unrestricted. Its mandate is remedial...." In the absence of just cause for dismissal, the usual remedy is reinstatement with full.compensation for all lost wages and benefits. Having regard to the Grievor's two subsequent criminal : ~jnvictions, reinstatement would be a totally inappropriate remedy. A loans officer employed by O.D.C. is in a position of trust by virtue of his position in the administration of public funds. As subsequent events have established, the Grievor has committed two serious criminal offencesagainst the interests of his employer. The Grievor’s conduct is simply incompatible with the fiduciary responsibility expected of the position of~a loans officer. Accordingly, he will not be reinstated. i. = / ; 7, .’ ’ 1 I - 27 - The more troublesome aspect of this case is the issue of entitlement to and quantum of compensation. For the time being, we reserve on the issue of compensation. Compensation is, of course, a discretionary matter. Asp I authors Brown and Beatty state in theirtext, Canadian Labour Arbitration (2nd Edition) at page 61: "Unless the agreement provides otherwise, generally, in assessing damages arbitrators have followed and utiliied the same common-law principles that are applied in breach of contract cases. Thus, the basic purpose of an award of d,amages is to put the aggrieved party in the same pos-ition he ~would have been in had there been no breach of the collective agreement. As stated by one arbitrator: 'Stated in the abstract, the relevant principle is quite clear. The purpose of damages for breach of contract is not to punish but to compensate, and the function of compensation is to place the aggrieved party in a monetary'position as near as possible to that in which he would have been had the contract been performed."' The passage cited was by Arbitrator Weiler in Canadian Johns M’anville Co. Ltd. (1971), 22 L.A.C. 396. Can it be said with any degree of credibility.that the Grievor, Barry Cahoon, his an aggrieved party? Given the facts of the instant matter, common sense and procedural fairness would dictate that the Employer should have acted much sooner in deciding upon the appropriate disciplinary response. However, in these circumstances, .’ - 28 - the question remains whether or not it would be appropriate to compensate a dishonest employee thereby rewarding him and penalizing the Employer for the Employer's inumerous procedural errors. The Parties did address the compensation issue, albeit briefly, but of course without the benefit of the Board's findings. It would assist us to hear further submissions on this difficult compensation issue. Accordingly, the Board directs the Registrar to set a further date to allow arguments with supporting authority to be resented on the issue of the Griever's entitlement to and quantum of compensation in.the circumstances. DATED a t Brantford, Ontario, this 4tb day of November 1987. L < 4 R. L. VERITY, Q.C. - VICE-CHAIRMAN W. A. LOBPAI THE SUPREME COURT OF ONTARIO (DIVISIONAL COURT) Div. Ct. No. 974/88 Before: REID, OSBORNE AND GRAY JJ. IN THE MATTER OF The Crown Employees Collective Bargalning Act, R.S.O. 1980, c. 108; AND IN THE MATTER OF an application for judictal revlew of the declslons of the Ontario Crown Employees Grlevanc~e Settlement Board, dated the 4th day of November, 1987 and the 28th day of July, 1988, with respect to the grievance of BARRY CAHOON; AND IN THE MATTER OF the Judicial Review Procedure Act, R.S.O. 1980, c.224, as amended. Between: HER MAJESTY THE QUEEN IN RIGHT OF ONTARIO, Applicant - and - ONTARIO PUBLIC SERVICE EMPLOYEES UNION, BARRY CAHOON, AND ONTARIO CROWN EMPLOYEES GRIEVANCE SETTLEMENT BOARD, Respondents Dennis Brown, Q.C. for appl.lcant. Colln Stevenson for.respondent Board. Chrls Pallare for respondent Union. Reld J. Barry Cahoon was dismissed from his employment as a loans officer wi,th the Ontario Development Corporation (0.D.C.) f.or defrauding O.D.C. and others. He grieved to the respondent Board. A majority-awarded him damages in the amount of $1 14,585.90. This application for judicial review.challenges that award. The Board in fact issued two decisions, the first on 4th November, 1987, and the second, entitled “Supplementary”, on 28th July, 1988. When I refer. to the Board or the reasons hereafter I mean the majorlty and the reasons given by the majority. O.D.C. was Cahoon’s nominal employer, but it is accepted that he was 1 ‘-3. : employed by the CfOwn. Cahoon had been employed by O.D.C. since 1981 as a loans offlcer, a position the Board found was a position of trust by virtue of his administration of public funds. His annual salary at the time of his dismissal was $50,000.00. The events leading to his dismissal may be briefly summarized. As the Board aptly observed, the facts of the case are bizarre. : 1984-85 On November 21, 1984, Cahoon was arrested in Buffalo, New York and jaileu on charges of fraud and conspiracy to defraud (the American charges). On learning of this, O.D.C. placed him on “special assignment” two days later. The so-called special assignment continued until January 11, 1985, when he was notified by letter that he had been suspended with pay pending “an investigation of your conclclct” in accordance with s.22( 1) of the &WC 5efviceAct, R.S.O. 1980, c.418. By letter dated February 7, 1985, he was suspended without pay pending the invest\gation. On February 13, 1985, Cahoon grleved the latter suspension as betng without : ‘. \.~ just cause and askeu for “...reinStatement to my posltlon wlth fuil back pay and interest”. In August of 1985 O.D.C. became aware of information which led in November to a further fraud charge being laid agafnst Cahoon in Ontario (the Canadian charge). This stemmed from a false loan application to O.D.C. allegealy made while Cahoon was on suspension. Thus, by letter dated December 19, 1985, Cahoon was suspended without pay for a second time, “Pending investigation pursuant to s.22( 1)“. That suspenslon has never been grieved. I 2 k’ ! i ~: i The grfevanco ult.imately came before a Board of ~three members of the Grievance Settlement Board (the Board). The Board is established under the Crbw/i fmphyees Co//ective Bargafifng Act, R.S.O. 1980, c. 108, ~ss.18 and 19, to determine whether a Crown employee has been dismissed without just cause. The grievance he,aring commenced. on January 23, 1986, and was adjourned to be continued on t-lay 2 1 St. On June 20, 1986, Cahoon was dismissed by Patrick L,avelle; the c. Deputy Minister of mdustry, Trade and Technology. The dismissal letter read: Dear Mr. CahOOn.: We have investigated, and are continuing to Investigate, your conduct as an employee at Ontario Development Corporation. The, evidence which has been obtained indicates that you have misconducted. yOUr,self as an employee of Ontario Development Corporation with respecttotwo separate pcldents. ,. ,’ i,;- .First, during the Period August - November, 1984, you abused your position as a loan consultant by obtaining, and attempting to obtain, bacteria, micro- organisms and other substances, for your own personal use.. By so misconducting yourself; you seriously violated and prejudiced the trUSt of your etYQlOyer and its client, I.C.M.Science, Inc. Secondly, during the period February - August, 1985, you participated In a fraudulent scheme with Richard Pintar whereby a loan in the amount of %.I 5,OOO.OO was obtained from Ontario Development Corporation for Plumtree Furs. The proceeds of this loan were. directed to another business owned (in part) and operated by yourself. You have continuously refused to- confirm ‘or 1 deny to your employer your participation In either of these incidents. This has caused your employer to 1nCUr considerable additional expense and effort to investigate your conduct Accordingly, I hereby dismiss you from employment at Ontario Development Corporation. You are alSO hereby advised that you have the right to grieve this dismissal pursuant to the provisions of subsectfon 18(2) of the Crown Employees Collective Bargaining Act. On June 24, 1986, the Union notified the Board that Cahoon’s dismissal was being grieved and that the union agreed to waive the prelfminary hearing stages so the dismissal grievance could be dealt with by the Eoara adjudicating the~suspension grievance. Although the UnlOn’S letter does not state the basis for the grievance or the relief requested. there appears to be no debate that the grounds and relief reouested were identical to tnose in the suspension grievances The hearing continued on June 24th, 25th and 26th. On September ‘_ 15th CahOOn pleaded guilty to the American charges~ I / ‘, The hearing Continued on October 8th and 14th and November 18th~ On December 3rd, Cahoon pleaded guilty to the Canadian charge. JLW In 1987, the hearlng continued on April 2nd and 7th and May 6th. At the end of the employer’s evidence Cahoon’s counsel moved for a non-suit and elected to call no evidences The first decision The Board reserved on the non-suit motions On November 4th, 1987 c Its declslon was released granting, by a majority,“the Union’s motlon for 4 non-suit on the basis that there was no co~gent evidence to explain the reasons for the grievor’s dismissal In June of 1986”. In addition the Board held, (as it explained in its Supplementary Reasons) that .the Employer’s “inordinate procedural delays In the imposition of final discipline invalidated the diSmissal”. The dissenting member expressed. the view that O.D.C. had establi.shed a prima facie case. -lizi.& The suoolementarv decision The Board had found the question of an appropriate remedy to be “difficult”. This was because reinstatement was the usual remedy for unjust dismissal, but Cahoon had disentitled himself ,to it by his own conduct. The Board therefore called for further argument: That occurred on March 26th, 1988. After receiving written submiSsiOns. the Board again reserved its decision. On July 28, 1988, the supplementary decision regarding remedy was released. The Board awarded damages to Cahoon on two different bases. The first was for salary and benefits lost through the delay in dismissing, The second was damages “in lieu of reinstatement”. Interest was awarded on the aggregate amount. The Board did not calculate the damages, but Mr. Paliare’s Calculation, Set Out below, is accepted: 1. For the delay in dismissing, calculated on the basis of lost wages and benefits from June 1,1985, to and, including December 3, 1986, the sum of $72,763.95 2. In lleu of re~instatement, as “additional damages”: $36,228.23 3. Interest, $5,593.72 Total $1 14,585.90. The dissenting member would not have awarded “damages of any 5 i kind” The Board was consctous that a grant of substantial damages to a Person who had defrauded his emPloyer (as evidenced by his guilty Pleas) might well be viewed as an affront to common senses The Board observed. To some, it mlght seem an affront to common sense to say that an employee who has commltted fraud against his Employer (as subsequent events have established) has not been dismissed for just cause. (First reasons, ,P 19) The Board was troubled abOUt it. Thus, “Can it be said with any degree of credibility that the Grlevor, Barry Cahoon, is an aggrieved party? Given the facts of the Instant matter, common sense and procedural fairness would aictate that the Employer Should have acted much sooner In UeCldlng upon the appropriate disciplinary response. However, in these circumstances, me Question remains whether or not it would be appropriate to compensate a dishonest employee thereby tewardlng him and penalizing tne Employer for the Employer’s numerous procedural errors. (First reasons, ~~~27-28) It was’distasteful” but it must be done. Thus, No matter how distasteful to the Board, given the eventual outcome of the fraud charges, arDitra1 jurisprudence is there to be followed; namely, that an Employer must act in a reasonably expeditlous fashion in imposing discipline. (First reasons, p.22) Board’s f irldmgs, The Board’s eleven sitting days were taken up With the employer’s evidence and counsel’s submissions Cartoon did not testify No evidence was Called on his behalf~ His counsel moved for a non-suit and elected to 6 call no evidence. The Board reserved. It granted the non-suit. In its reasons, the Board set out 0.D.C.S case and summaries oft the “safient” evidence. The evidence of some wftnesses was described at length.. One was Mitchell Bros, the officer of O.D.C. who had been given the tasks of investigatlng Cahoon’s conduct that had given rise to the dismissal. Another was Richard Pintar, who had revealed to 0.D.C the fraudulent loan. He and a Corporal Ralph Paul described how Cahoon had initiated’and carried out the fraud on O.D.C. The record returned. by the Board in response to this applfcation ShOwS that the evidence contained a host Of documents, Statements, search warrants, orders and reports, transcripts of both guilty pleas, the statement of .the American Government’s case presented to the court before the plea was accepted In the American proceedings, the affidavit of John McGuigan, the F.B.I. special agent who had investigated the American case, which set out in detail how the fraud had ‘been accomplished by Cahoon and his co-conspirator, and the affidavit of Serge Jullen, prjncipal of I.C.M. Science, (I.C.MI who had informed the police of the order Cahoon‘ i :+; &: had falsely placed in I.C.M’s name. This evidence revealed in detail how Cahoon had perpetrated the two frauds. Through the facilities of his O.D.C. office Cahoon had placed orders by way of telephone calls and letters to an American scientific foundation, Amerjcan Type Culture Collect~ion (A.T.C.C.), a manufacturer of micro-OrganiSff6 distributing only to legitimate scientific research OrganlZatlOnS. Cahoon’s stratagem was to pretend that the orders were Placed by I.C.M, a Canadfan company In that category. KM. was known.to Cahoon through an application the company had made to O.D.C. for a loan. c:. In COnneCtiOn with its application I.C.M. had supplfed CahOOn with a master 7 list of its suppliers of bacteria and micro-organlsms. Cahoon hid his deceit by various devices. He adopted the name “Thomas PlaXtOn”, when pretending to be vice-president of I.C.M. in letters he had wrltten on I.C.M. letterhead to A.T.C.C. to place or further these orders. He Instructed hls secretary not to answer “O.D.C.” when A.T.C.C. called his office. He Induced A.T.C.C. to make dellvery to an address in Buffalo, New York. However, the fraud was discovered by I.C.M. which I alerted the F.B.I. It, in turn set a trap (consisting of a false delivery) into , which Cahoon and his co-conspirator fell. They were arrested at the Federal Express office in the Buffalo suburb of Cheektowaga in POSSeSSiOn of a false package of tetanus and botulism culture. Cahoon’s object was said to be to kill a racehorse that he and his CO-COnSPiratOr owned in Order to obtain the $100,000 for Which it was insured. The fraud charges stemming from these American activities were the ground for Cahoon’s f lrst suspension. The essence of the Canadian charge was that Cahoon had by devious means obtained a loan from O.D.C. to enable his co-conspirator Plntar to acquire an interest in a company of which Cahoon was a co-owners The ;\. evidence showed that .Cahoon had pleaded guilty on December 3, 1986 in Hamilton, Ontario, to the charge that “between September 15, 1984 and September 15, 1985 at the City of Hamilton in the Judicial District of Hamilton-Wentworth and elsewhere in the Province of Ontario, did by deceit, falsehood or other fraudulent means defraud the government of Ontario represented by the Ministry of Industry, Trade and Technology and the Ontario Development Corporation of an amount of money In excess Of $200.00 to wtt, that documentatton and informatlon provided to obtain a loan in the amount of $15,000~00 under the Help Four Entrepreneurs Loan Programme was ~false, contrary to the provlslons of . section 338 of the Criminal Code of Canada.” In dealing with this the Board found that, At the Hearing, evfdence established that Pintar applied-for and obtained a $15,000.00 loan from O.D.C. by falsely submit,ting documentation t,o demonstrate that the proceeds of the. loan would be used for an exotic . animal rug manufacturing operation known as PlUmtree Furs (a business operated by Pintar). The evidence of Pintar and of Corporal Ralph Paul established that the $ I S,OOO.OO was improperly diverted to “6 13 170 Ontario Inc. operating as National Aquarium” to enable Pintar to purchase a l/3 interest in a tropical fish retail business. The evidence of Pintar and Corporal Paul also established that the Grievor initiated the fraudulent operation, informed Pintar of the availability ,of the H.E.L.P. program, advised Pintar in all procedural ,matterS required to obtain the loan, and prepared a business Plan for submission to the O.D.C., all the while knowing,that the application misrepresented the true purpose of the loan. In sum, .the evidence at the hearing clearly ~established that the Grievor orchestrated the fraudulent operation to enable Pintar to acquire $15,000.00 of a $2O,OOO.O0 l/3 interest in National Aquarium. By August of 1985, ,Pintar withdrew from the partnership and voluntarily advised the O.D.C. and ,the ‘. O.P.P. anti-rackets branch of the sham. ,Pintar assisted the O.P.P. in their investigation from the outset and. ‘pleaded guilty to the fraud charge. (first reasons, p. 7) for the criminal charges. The misconduct described in the dismissal letter was also the basis The Board found that following his first arrest in November, 1984, Cahoon proclaimed his innocence privately to O.D.C. employees and ,that “whatever the reason, at no time during either investigation was -(he) asked by the Employer to offer any explanation of’ the allegations under investigation”. It found further that by February 27, 1985, Cahoon had 9 “made his pOSitiOn clear” through counsel “that he denled everything and admitted nothing.” He aopears to have malntained that Stance Until aecidlng to plead guilty to the American charges in September, 1986~ The Board found that in the result “the Employer was left to its own resources to investigate the alleged misconduct”. Bros, O.D.C.‘s investigating officer, interviewed members of the ODC’s staff, representatives of the companies involved, and Drosecutors and p0Iice ( both in Canada and the United States. Notwithstanding the Impressive evidence of Cahoon’s misconduct he had gathered by the summer of 1985 Bros thought that the evidence linking Cahoon to the botulism was “circumstantial”. He was hoping for a guilty plea that would provide “direct” evidence. However, in December, 1985, further evidence was found by accident in O.D.C.‘s files in the form of a letter that CahOOn had sent to I.C.M.. O.D.C. still hesitated. It was not until June of the fOllOwlng year, months after Cahoon had pleaded guilty to the American charges, that he was dismissed. The Board’s reasoning ;’ r ~‘, ‘... The Board (a) reviewed the evidence and “the arbitral jurisprudence”, (D) observed that the Employer did not rely on the criminal charges or their OUtCOme, tc) noted the Union’s non-suit motion, (d) helci that the onus to establish adequate grounds for suspenslon and dismissal was on the I employer, (e) observed that the employer had not called a witness to State I ~ the reason why Cahoon was discharged “at the relevant time”, ,(f) I described this as a “fatal flaw” In light of the de!ay of seventeen months I between susbension without pay and dismissal, (g) observed that the letter of dismissal itself was insufficient to establish a prP77a far12 ! case, and, (h) concluded that “the Employer has failed to establish the 10 / existence of the f~actual circumstances upon which it relied in its decision to terminate the Grievor’s employment”. The grant of the non-suit might have been expected to end the matter but it did not. The Board went on to consider whether the grievance must succeed even if a prima facie case had been proven. The Board said, at p. 21’of the first reasons, Accordingly, the motion for non-sult succeeds and we ‘must find that the Employer failed to establish just cause for dismissal. Assuming that the Employer did establish a Prfma facie case, there were a number of serious procedural matters on the part of the Employer; the effect of which, we think, was to invalidate the discipline imposed. These procedural irregularitles involve due process and procedural fairness without which there can be no Just cause. The Board thus turned from the significance of the absence of evidence to the significance of the evidence itself. The procedural error was essentially that Cahoon should have been diSmtSSed sooner. The Employer should have made a “final djsciplinary decision” no later than June 1, 1985, because by that time “sufficient facts were then known to allow it to make an lnformed decision” (concerning the American charges) ., and by November, 1985 (concerning the Canadian charges). The Board thus concluded that the Employer “by reason of its inordinate delay has failed to establish just cause for discharge in June of 1986”. Having’granted a non-suit, on one, and perhaps two, grounds, (it 1s difficult to tell whether the Board thought the;procedural irregularity was as aspect of the non-suit or stood somehow by itself) the Board then proceeded to consider an appropriate award. It observed that the usual remedy was reinstatement with full compensation for all lost wages and benefits. HOweVer, the Grievor had committed two serious crlmlnal offences against the interests of his employer. That Conduct was incompatible with “the fiduciary responsibility expected of the position~of a loans officer”. Thus, the Board concluded he could not be remstated, but was ent\tled to damages, both for the delay in dismissal and in lieu of relnstatement. The non-suit J&e balance of Drobabilities as the onus of Droof~ The non-suit motion rested on the ground that the emDloyer had failed to make out a pf1??7~ fxl’e case of adequate grounds for diSmISSal. In light of the uncontested evidence setting out in detail how the frauds were accomplished it is difficult to understand why the non-suit was granted. In my respectful opinion, the reasoning which led to this conclusion was fatally flawed. It stemmed from the Board’s misunderstanding of the nature of a non-suit. The Board began by setting out its understanding of a non-suit. White it held that a ,NZV~ facie case had not been made out,its reasons make it clear that it believed a ,mk77,3fme case had to be established on the balance of probabilities. This is, of course, incorrect. It then turned to constder the evidence. By a series of further errors it managed to dlsregard virtually all of the evidence that had been placed before it. The Board said, at p. 20 of its first decision, As Indicated previously, the Union brought a motion for non-suit at the conclusion of the Emp\oyer’s case. From the outset, Mr. Paliare put the Employer to the Strict proof of its Casey The Union alleged that the Employer failed to call any cogent evidence as to the 12 ! reason for the Grievor’s dismissal on June 20, 1986. In dfsclpllnary matters, the onus rests with the Employer to establish, upon the’balance of probablllties, that It had just cause to take the disciplinary action. The Union’s motion was directed to the sufftciency of the evidence adduced. Accordingly, the Board.ls required to assess the probative sufficiency of the evidence and to decide whether there was enough evidence, If left uncontested, to Satisfy the onus of proof. This betrays a fundamental misunderstanding of the nature of a non- suit. The standard of proof on a non-suit is that of a prima facie case, not a case on the baiance of probabilities. If a prim2 &cie’case has been shown a non-suit must not be granted. It is erroneous to determine a non- suit motion on the basls of the hfgher onus of the balance of probabilities. A prim facie case is no’more than a case for the defendant to answer. “The term non-suit describes the modern practice ; of the defendant making an application for judgment at the ClOSe of the plaintiff’s caSe,on the grounds that the plaintiff has fafled to make out a case for the defendant to answer.” Williston and Rolls, “The Conduct of an Action”, p.45. (Butterworths) “A motion for non-sult In modern practice 1s made by the defendant, contending that the trier of fact should not proceed to evaluate the evidence in .the normal way, but should d&miss the. action. The defendant must satisfy the trial judge that the evidence is such that no jury, acting judicially, could find in favour of the plaintiff. The decision of the judge In both jury and non- jury actions is a decision on a question of law. Sopinka, ,I Trial of a@ztion”, p. 124.‘(Butterworths) The “normal way” in a civil, action would be on the balance of probabilities. Where a judge is sitting with a jury, the issue is whether there is-some evidence to support the claim. If there Is, the case goes to 13 I the jury. If there is none, it doe5 not. When sitting alone the judge poses the same ouestlon~ If there is some evidence a motion for non-suit must be dismissed. If there is none, It must be granted. In performing this function the judge must lean in f&Our of the respondent to the motion. In Ha// ef al: Y Pembefton (19741, 5 OCR. 438 ( CA.) at pp. 438-9, Jessup J.A. said, for the court, “Tne prrnciple which tnis Court must apply iS stated by Lord Penzance in Paffift v Lawless (18721, 41 L.J.P. 8, M. 68 at pp. 7 l-2 where he said: I conceive, therefore, that in judging whether there is any case evidence for a jury the Judge must weigh the evidence given, must assign what he conceives to be the most favourable meaning which can reasonably be attributed to any ambiguous statements, and determine on the whole What tendency the evidence has to establish the issue. and: From every fact that is proved, legitimate and reasonable inferences may of course be drawn, and all that iS fairly deducible from the evidence is as much proved, for the purpose of a pftn?J fXlP case, as if it had been proved directly. I Conceive, therefore, that in discussing whether there is in any case evidence t0 go t0 the jury, What the Court has to consider is this, whether, assuming the evidence to be true, and adding to the direct proof all such inferences of fact as in the exercise of a reasonable intelligence the jury would be warranted in drawing from’ it, there is sufficient to SUDDOrt the iSSUe. See to the same effect Re Gal/an? and Sudbff~~ Rm?m Cafndic 14 Separate SchoolBoard ( 1985), 56 OR(2d) 160 (Ont.C.A.).at 167. As further indication of the favour that courts traditionally grant to respondents to non-suit motions, it has been held that a trial judge has a ,discretion to permit respondent to prove a fact left unproved by inadvertence: Onf. Motor Sales L fd K Steeve& [ 19591 O.W.N. 205 (0nt.C.A). Over the years there has been some variation in the praCtiCe ‘On non- suits turning on the question whether the mover must COnCUrrently elect ( to call no evidence. -That has now been resolved. A motion will not be entertained without an election to call no evidence: see Bank Of Mont& ~~ K Horan et al ( 1986), 54 O.R. (2d) 757. There i,s no reason to think that ,a motion for a non-suit before an adminjstrative tribunal should not conform with.the law that governs the COWS. The Board applled the~wrong standard of proof, but beyond that, it was apparently unaware of its duty to lean in favour of a respondent to a non-suit motion and of its discretion to permit evidence omitted through inadvertence to be adduced. Court practice is summed up neatly~ in the rule proposed by the :i-’ Williston Committee referred to in.-tne’ following passage from “I!% Princioles of Non-Suit in Ontario”. by Alian~ M. Rock. Q.C. (in “Studies in Criminal Procedure”, Eric Gertner ed. (1979) Butterworths 1 InOntario, as in England, the courtshave shaped the practice and formed the tests In motions for non- suit: no statute or rules govern the procedure. In Ontario, however, the WillistOn Committee, in its .Workhg Draft of Proposeq Ontar@ Rid/es of CM'I Procedure included, in the section entitled “Trial Procedure”, draft’rule 54.14, which provides as follows; 54.14 Application /of Non-Suit When the .evidence in chief on behalf of the 3. 15 I j”: ‘\.. I ! I plaintiff 1s concluded, tne defendant, wnere he elects to call no evidence, may move for dismissal of the XtlOn on the ground that, having regard to the evidence and the law, the Plaintiff has not made out a ~fPrL3 f&T/? Casey The Simplicity of the draft rule isattractive: while codifying the three essential elements of the practice (the conclusion of the plaintiff’s evidence prior to the motion, the election by the defendant not to call evidence anu the test whether a pfhix3 fx~ecase nas been made out), the draft rule wisely refrains from seeklng to regulate every aspect of the procedure. It is clear that on a motion for non-suit where the defendant Calls no evidence a judge may not make findings of fact: A&d&r Y CnornQC1973), 2 O.R.1 (CA. Ont.). That would be for the jury lf a sufficient case had been made out to go to the jury. It is true that after having set out its understanding of a non-suit motion, the Board later referred to a "pfiim facie" case, but it appears to have thought that a pf&Vd f~cie case was one established on the balance of probabilities. Thus, at p. 21 of its first reasons, m relation to the dismissal letter, the Board said, “Simply stated, the evidence in the form Presented in Exhibit 3a is insufficient to establish a prm?~ facie case of dismissal for just cause.” and, “Accordingly, the motion for non-suit succeeds and we must find that the Employer failed to establish Just cause for dismissal”. Passages in its supplementary reasons confirms this impression. On the first page of those reasons, in reviewing its first decision, the Board said, “Further, on the evidence, the Board found that the Employer had failed to eStabliSh just cause for Cahoon’s dismissal on June 20, 1986” At p. 4 we find, “Boards of Arbitration are understandably reluctant to deny reinstatement in circumstances where just cause nas not been 16 establlshed.” and at p.7, “By granting the motion for non-sui,t, the Board accepted with [SIC] the Union’s positlon.and concluded that the Employer had indeed failed to discharge the onus of establishing just cause for the dlsmissal on June 20, .I 986.” In Its supplementary reasons the Board summed up its reasoning in Words that make it clear It considered, the issue not to be whether there was w evidence, but whether there was w evidence. It said, at p., I, The Board granted the Unlon’s motion for non-suit on the basis that there was no cogent’evldence to explain the reasons for the grievor’s dismissal in June of 1986. Cogent’means “convtncing”. The Board was not convinced. But that was not the Issue. These passages appear to put beyond question the Board’s bellef that the 1SSUe before them was: has the employer~proven the existence of just cause on the, balance of probabilities? With this standard In mlnd the Board t,urned to consider the evidence. It can be divided tnto three categories: (I) the guilty pleas, (I~i) the misconduct alleged in the dismissa! letter, and (ill.1 the djsmissal letter. The Board d&regarded the guilty pleas because the employer had not moved to add them by way of an amendment to the dismissal letter. It next considered the misconduct evidence. The evidence led In support of the misconduct alleged in the dismissal letter consumed most of the eleven days the Board sat. It descrlbcd the mlSconduct In detail. It was uncontested. The Board disregarded it because a witness had not-.,been cal’led to ~testify to the ~truth of the grounds set out in the dlsmrssal letter. That left the dismissal letter, It was held to be Insufficient because It was “hearsay”. The result tiaS that the employer had not 17 demonstrated a &T&M facie exe... The non-suit was granted. fd of the $juUwk% The guilty pleas were dlsregarded entirely because the emDlOyef had not formally moved to amend the dismissal letter to add them as grounds for dismissal. (The Board appeared to disregard as well the evidence Of the crlmlnal charges that had led to the suspenslons and discharge.) In Its first declston the Board observed, “There was no disDute that / the Employer based its acttons on tne outcome of criminal proceedings against the Grlevor. Clearly , It dtd not. In fact, the Employer made no reference to any outstanding criminal charges in either the February 7, i985 suspension or in the discharge letter of June 20, 1986.” (first reasons, p.19). ‘The Employer based its case on two Separate allegation5 of misconduct alleging abuse of position. There was no reference in the dismlssal letter to any outstanding criminal charges” (p.20, lU). Later, in Its suPDlementary aeclslon, the Board sald, “For whatever the reason, the Employer did not rely upon either guilty plea to Justify the dismissa\. In fact, at no time did the Employer bring a motion to expand the grounds I for dismissal on the basis Of the two subsequent guilty pleas.” ‘.. J fie d s eaard of the misconduct evldenceL 1 r II atal flaw I, With the evidence of the guilty pleas and the dismissal le:ter disposed of, the Board had to deal with the rest of the evidence adduced over the eleven days of hearing. While it did not reject is as InadmiSSi,ble, it disregarded it because the employer had not called certain other evidences That failure the Board characterized as a “fatal flaw” in the employer’s case. The Board said, ! 18 There can be no doubt that Mr. Zarudny [COunSel for O.D.C. at the hearing] went to great lengths to prove the two separate allegations against the Grievor of fraudulent conduct on the various hearing dates To discharge the burden of proof in a dismissal case, the Employer is required to establish why it discharged the Griever at the relevant time. The Only evidence before the Board as to the reasons for termination was the, dismlssal letter of Deputy MInfster Patrick LaVelle (Exhibi,t 3a). Neither Mr. Lavelle nor any other witness familiar with the reasons was called upon to testify. In our opinion, the failure.on the part of the Employer to call a ,key witness was a fatal flaw. In light of the excessive delay between the suspension without pay and the eventual discharge (some 17 months later), the Employer was under an obligation to call oral testimony from some key witness to explain and justify the reasons for dismissal in June of 1986”. I found that language unclear. What was meant is Illustrated by the argument put to the Board by Cahoon’s counsel. Mr:Paliare filed on thls applicatioh~ for judicial review this written submissions to the Board. Under the heading, “NO evidence with respect to the dismIssal” this appears, The employer failed to call any cogent evidence as to the reason or reasons for’the dismissal of Mr..Cahoon. The union asserts that this failure i,s a fatal flaw in the employer’s case. The onus of proof to establish just cause rests with the employer. As part of establishing its case, an employer must call evidence to establish why it discharged an employee. ‘The Q& evidence before the Board setting out the employer’s reason for dismissing Mr. Cahoon 1s Exhibit 3A. the letter of dismissal which was introduced into evidence as being nothing more or less than the letter which Cahoon received wherein he.‘. was advised of his dismissal There was never any agreement that the contents of the letter of dismissal were true. Quite the contrary. Counsel for the, union, advised the employer at the outset that the union would be putti,ng the employer to the strict proof if its case. 19 i I {,:,I I.~ ._, I The letter of dismissal was signed by Patrick Lavelle, Deputy Mlnlster, Rlnistry of Industry Trade & Technology. Neither Mr. Lavelle or anyone else associated With the decision t0 terminate Rr~ Cahoon was called as a witness In these proceedings to advise the Board whether the contents of the letter of dismissal were trues Thus the Board is in the position of having only hearsay evidence before it in the form of Mr. Lavelle’s letter. Tne Dtvlsronal Court in Glrvln and Consumer’s Gas Co. ( 1974). 1 0. R. (26) 42 1 made it Clear that although a Board of Arbitration can admit hearsay evidence, it cannot rely exclusively on hearsay evidence to establish any materlal elements of the case Otherwise, an employee will be deprived of a fair hearing because he is being deprived of the opportunity to cross- examine on the evidence that was presented. Because there was no cogent evidence upon which the employer can justify Its decision to dismiss Mr. Cahoon, the grlevor must be reinstated. The Board accepted this argument. There is no question that the bonafides of a dismissal may be challenged. In R/~I?r&f~v ConCr0/D&3. CZV& Ltd et a,! ( 1984), 14 D.L.R.(4th) 289 (5.C.C.) the ostensible reason for the dismissal was that the employee had improperly, and contrary to express inStrUCtiOnS, accepted a benefit from a CuStOmer. However, evidence was admitted by the arbitrator establishing that relations between the employer and Blanchard had deteriorated in the three months preceding the dismissal because of a complaint Blanchard had made to the Commission de surveillance de la langue francaise. The arbitrator concluaed that was the real reason for the dlsmlssal. Here there was a mass of evidence consistent with the grounds given I I , In the dismlssa\ letter. There was no evtdence, or at least, none of which the Board took note, to suggest that the given reasons were not the real reasons. CahOOn did not testify, nor did anyone on his behalf. There was simply no basis for any inference other than that the dismissal was “true” 20 i in the sense that it was for the reasons given, It would have been highly unreasonable to infer that Cahoon had been dismissed for any other reason. It is thus difficult to understand why the Board thought there was any need for anyone to be called to testify to the obvious. It is even more difficult to understand how lack of evidence of a person who could say that.they made or participated in the decision could be thought to be so critical that its absence rendered the rest of the evidence valueless, The Board’s “fatal flaw” concept appears to be further illuStratiOn of its misunderstanding of the degree of proof required to establish a ,~fiirM far)? case. I have observed that the evidence of misconduct was substantial and uncontradicted. In light of it it was not rational to conclude that there was no evidence. This indicates that the Board must ,have been weighing the evidence in the balance of probabi~lities. It was not open to it to say that there was no evidence of misconduct. It must thus have concluded that because of the absence of a certain Witness or certain.kind of witness the evidence adduced tias insufficient~ to tip the balance of probabilities in favour of the employer’s case.. The dismissal letter, Having disposed of the guilty pleas and the misconduct evidence the .Board was left with the dismissal letter. It thought that it., standing alone, was insufficient. The Board said, in an almost exact repetition of the union’s submission Set out above, Simply stated, the evidence in the form presented in Exhibit 3a is insufficient to establish a prima facie case of dismissal for just cause In our ,opinion, Mr. LaVelle’S letter in the form presented, althougn admissible, is hearsay evidence which cannot be relied upon exclusively to establish just cause for the. disciplinary action. See -Re Girvin et al. and Consumers’ 2 1 Gas Co. ( 1973), 1 OCR. 42 I font. Div Ct.) It summed up Its view of the evidence in the followlng words, agaln reflecting its acceptance of the union’s submission, Simply stated, the Employer has failed to establish the existence of the factual circumstances upon which it relied in its decision to terminate the Griever’s employment.(first reasons, p.2 1). 1. ldentlarv errors I have dealt With the effect on the non-suit of disregarding the guilty pleas and the evidence of misconduct. From a different point of view, simply as an evidentiary matter, this discloses serious error. Lhe quiltv oleas aQain The Board did not refuse to admit the the evidence of the guilty Pleas. Yet it wholly disregarded them because no formal amendment referring to the Pleas was made to the dismissal letter, and the employer had not proved or sought to prove the pleas as grounds for dismissal. Yet the evidence of the guilty pleas was clearly relevant to the (~. grounds Set out in the dismissal letter. Those grounds were not Only the basis for the dismissal, they were as well the basis for the criminal charges to which Cahoon pleaded guilty. The fact that he pleaded guilty must inevitably be seen as supporting the employer’s posltion that adequate grounds for dismissal existed. Thus, even in the absence of an amendment which would have made the guilty pleas directly relevant .to a ground for dismissal, they were still relevant to the grounds that were “pleaded”. In other words, the pleas were relevant-to the grounds that had been k stated. The question for the Board was what weight to give theme It 22 I ” : ‘i J might be suggested that the pleas had little weight. Views might differ about how much weight to give to them. But the Board did not consider weight at all. Having taken the view that the pleas were irrelevant because the “pleading” had not been amended to include them specifically the Board disregarded them entirely. That, in my respectful opinicn, was wrong. The misconduct evidence aaain. c I have treated this as error affecting the Board’s handling of the non-suit. Yet standing by itself, irrespective of the non-suit iSSUe;it was erroneous. The Board’s view that the employer .was obliged to Call a certain Witness, or a certain kind of witness,~ discloses. an even more fundamental error in its understanding of its function. The Board was a trier of fact. .Its function was to consider the evidence it saw fit to admit. It was not in a positions to disregard evidence of misconduct beCaUSe no one had been Called who had personal knowledge of the reason for the dismissal. The Board had to take the evidence as it stood, not as it :. of%: thought it should stand. Like any other trier of fact, Abe it tribunal, judge or jury, the Board’s function was to draw whatever inferences were appropriate from the evidence. Its ,function was not to instruct the employer on how to present its case any more than it was to Instruct the Union.. It was for the parties to decides what evidence to call. The employer had adduced evidence that could lead to only one reasonable inference, i.e. that Cahoon had been suspended and then dismissed for, the reasons given. There is no law or even rule that requires a party to a .proceeding of this type to present its ca;e in some particular w,ay and call i some particular witness. In directing the employer’as t,o what witnesses .._A to call, and in effect penalizing it for’not calling them, the Board 23 ’ c L- , demonstrated a fundamental misconception of its role In adjudicating the grievance. On judicial revlew courts are permitted only llmlted concern with the evidence before a tribunal. Simp:e error of fact, Other than the complete absence of evidence to support a flnding of fact, Is not a basis for intervention, even if it would be on a broad appeal. The reason for this is a practical one. there is not normally a transcript of evidence as there would be on an appeal. Thus, unlike on appeal, the court iS not In a posltlon to evaluate the evidence to determine such @JestiOnS as whether proper inferences were drawn from the evidence or sufficient weight given to certain parts of it. These are regarded as QueStiOnS of fact b.eyond the normal reach of judicial review. ~ On the other hand, the entire absence of evidence to support a finding of fact is a basls for intervention on judicial review, for that is’ error of law. Similarly, error in the admission of evidence, or the rejection of evidence, would not be a basfs for intervention on judicial review in the face of a privative clause unless It led to an error of law so serious that it demanded correction or an error of jurisdiction. This is illustrated by the decision of the Supreme Court of Canada in ~ofot?to Newspaper GuihY y: Globe Printtfig Co, [ 195312 S.C~R. 18, where the Court overturned a decfsfon of the Ontario Labour Relations Board because the Board had refused to admlt certain evidence. The Board had a CertiflCatlOn appllcatlon before lt and the employer raised the question whether the employees concerned were still members In good standlng of the UnlOn or whether they had resigned. The Board refused to allow the employer to cross-examlne the Unlon officer on the polnt and ruled that the matter of the reslgnatlons was Irrelevant. The majority of the 24 i Supreme Court of Canada held. that rather than merely wrongly refusing to receive evidence, the Board had declined jurisdiction in So doing. At p. 35, Kellock, J. said for the majority, In the case at bar it was impossible for the Boara to determine Whether any one of the persons alleged to be members of the appellant was in fact a member in good standing if the Boarci refused to enter upon the question as to whether or not, assuming membership to have originally existed, it had contUIued. This was the very Obligation placea upon the Board by the statute. By refusing to enter upon it, ,the Board in fact declined jurisdiction. The issue raised here is not simply whether the Board erred in admitting evidence; it admitted all the evidence it later disregarded, Yet wrongly disregarding the evidence amounted to the same thing as wrongfully refusing to admit it. The error is thus of the same,Quality that’ led the Supreme Court to quash the Board’s decision in the 5/0PP case. It amounts to declining jurisdiction. J&&& ace The fact that the Board granted the non-suit did not end the proceedings as one might have expected it would. The Board went on to make a finding that even if a ,~rcrnir7a fx@ case had been made out, O.D~C. had been “negligent” in failing to dismiss Cahoon at anearlier date and that the grievance fftuSt succeed because of that negligence. At p. 25 of its its first decision, the Board observed, “In the result, assuming that a prima facie case had been established, the Board concludes that the Employer by reason of. its inordinate delay has fai’led to establish just cause for discharge in June of 1986.” While this’language is note entirely clear I think it means that evenif .’ O.D.C. had grounds for dlsmissal,it lost Its right to dismiss through delays The baSlS for the nOn-SUlt was lnadequate grounds for dlSmlSSal. Once It was decided that the grounds were inadequate there was nothing further to consider. That disposed of the non-suit. But the Board went further. It considered a COmDletely different issue, one that required not one but several findings of fact, lncludlng (a) when O.D.C. knew about Cahoon’s misconduct, (b) what it knew, (c) why it did not act on the information, and (d) when it should have acted on it, i.e. what was a “reasonable” deiay, in order to establish a factual basis for a finding~of negligence. Even more remarkably, in order to do this Be Board had to relv on the evidence it had previouslv dlsreaarded. It did so and held not Only that the employer was negllgent but that the delay was “Inordinate”. The devtce of assuming that the non-suit should not have been granted did not conceal ‘the fact that all of these findings of fact were made In the course of considering the non-SUlt motion. As I have previously observed, that Is improper. It seems to me to be equally ,..,‘.; . . \ Improper, and blatantly illogical, to rest those findings on evidence that I . . . had been previously dlsregarded. Having granting the non-suit on one ground, the absence of adequate cause, the Board proceeded to deal with another issue, delay, as If the non-suit had not been granted and the case had run its normal course. By Its non-suit, the Board prevented the admission of any further evidence, either on behalf of Cahoon, or by the employer in reply. What the Board did, in effect, was to add another ground for the non-suit. I do not think that one can grant a non-suit and then go on and decide i’ other ISSUeS arising In the case as if it had not been granted~. The non- Suit brought, or should have brought, the proceedings to a halts It 26 undoubtedly, changed the course of the proceedings by fOfeClOSin!j the introduction Of other evidence. In my respectful Opinion, ,Once a non-Suit is granted ther.e is nothing more to consider. There is another aspect of this exercise that I find illogical and contradictory. The.Board said (at page 9 of the Supplementary reasons), ‘Following the Cheektowaga arrest In November of 1984i the Employer was justjfled in suspending the grievor without pay, for a .reasonable period of time, pending an investigation However, there was no justification for the continuance of that suspension beyond June~ I, 1985. By that date, a final disciplinary .decisionshould have. been made, or, alternatfvelv. the arlevor should have been reinstated to. full emplovment Accordingly, we find that the grievor is entitled to damages as of June 1, 1985.” (emphasis added) What concerns me is that the board later held, ‘in the course of considering an appropriate “penalty”, that th ) m Penalizing the employer for failing to do,something it could not do seems to me to be patently illogical and basically unfair. In its first award the Board commented that the issue of an appropriate remedy was difficult This reflected its view that while relnstatement would have been the normal remedy Cahoon, by his own frauds, had disentltled hlmseif to It. Having observed, (at p.27) ihat “Compensatlon ls, of course, a’dlscretionary matter” the Board adopted the fOllOWhg Passage from Brown and Beatty, “Canadian I abour Arbitration.” (2ndedltion): Unless the. agreement provioes otherwise, generally, in assessing damages arbitrators have followed and utilized the same common-law principles > 27 that are applied In breach of contract cases~ Thus, the basic purpose of an award of damages 1.5 to put the aggrieved party in the same position he would have been In had there been no breach of the CollectWe agreement. As stated by one arbitrator: ‘Stated in the abstract, the relevant principle 1s quite clear. The purpose of damages for breach of Contract 1s not to punish but to compensate, and the function of compensation 1s to place the aggrieved party in a monetary position as near as possible to that in which he would have been had the contract been Performed.’ This appears to mean that while the power to award damages is discretionary, the discretion is to be exercised in accordance with common law principles governing an award of damages in a civil actlon for breach of contract. One of thoSe principles was that damages must not to be awarded as a penalty. An examination of their reasons discloses that the Boardthenproceededtoignorethese precepts. Even though they found It “aistasteful”, the majority Clearly felt bound t0 award damages and abandoned their discretion, More importantly, their award \Nas really punisnment of the employer for its “inordinate delay” rather than WStOfatiOn t0 the grievor what he had 109 The Board was firm in the view that reinstatement was out of the question. Thus, In the absence of just cause for dismissal, the usual remedy is remstatement with full compensation for all lost wages and beneflts~ Having regard to the Grlevor’s two Subsequent Criminal convictions, reinstatement would be a totally inappropriate remedy. A loans officer employed by O~DC iS in a position of trust Dy virtue of hlS positlon in the administratlon of public funds As subsequent events have established, the Grievor has tommltted two serious criminal offences against the 28 , interests’ of his employer, The Grievor’s .conduct ,iS simply Incompatible with the fiduciary responsibllit,y expected of the position of a loans officer. Accordingly, he will not be reinstated. The more troublesome aspect Of’ this cases iS the issue of entitlement to and quantum of compensation. For the time being, we reserve on the issue of compensation. (first reasons, ~26-7) ***. Board’s of Arbitration are understandably RlUCtant to deny reinstatement in circumstances where just cause has not been established. In fact, reinstatement .is denied only in unusual circumstances. However, in our Opinion, these two separate incidents of major misconduct by the grievor have persuaded us that there was Simply no possibility of any viable continuing employment relationship.(supplementary reasons, p.4) The employer‘s posltlon was that by electing to’call no eVldenCe the grievor had disentitl,ed himself to any damages. In the course of considering this argument the Board reviewed arbitrators’ decisions Including, ,re Metropolitan Toronto Poafd of C*tnfnisSro*& .of Pollee and Metropo/ifan 7ofonto Pobce Association ( 19771, 14 L.A.C.(2d), 1 and fe Motor Transport /ndusrftM Relatkms Bureau of Ontafro and General Truck DriWfS Union, 4 L.A.C. (2d) 154, which appeared to differ. They alSO relied on the decision of the Supreme Court of ,Canada in RN Deer Co//ege K /Whae/s eta1 ( 1975). 57 D.L.R.t3d) 386. The Board rejected the argument that damages Should not be awarded, or even Considered. The Board Said,. The purpose of a damages award is to compensate in monetary terms for loss suffered because of a breach of the collective agreement: The authority to awar-d’ damages is remedial in nature and does not involve any ~ punitive component. The Board is satisfied that a damages award’is an appropriate remedy in these particular circum.stances. An award in favour of the grievor is based on lost wages and. benefits as a result .of a breach of the employment 29 contract. From the standpoint of labour relations, damages should flow for the period of the improper suspension, the dismissal Without just cause and the Board’s decision not to reinstate the grievor. We would agree with the Union contention that it makes no Claim to equitable relief. Rather, the issue before us is the proper exercise of the Board’s remedial authority~ The primary effect of the post-discharge evidence of two guilty Pleas was to disentitle the grlevor to reinstatement - the normal remedy In the absence of just cause for diSmiSSal Following the Cheektowaga arrest in November of 1984, the Employer was justified in suspendmg the grievor without pay, for a reasonable period Of time, pending an investigation. However, there was no justification for the continuance of that suspension beyond June 1, 1985. By that date, a final disciplinary decision should have been made, or alternatively, the grlevor should have been reinstated to full employment. Accordingly, we find that the grievor is entitled to damages as of June 1, 1985. (supplementary reasons, pp.8- IO) *** However, in the particular circumstances of this case, the Board is not persuaded that the grievor is entitled to damages to the date of the Decision or the date of the Supplementary Decision. We cannot agree that the grievor should receive general damages following his second guilty plea on December 3, 1986 - the date he pleaded guilty to defrauding the Ontario Development Corporation. To award general damages after the second conviction, we think, would be unconscionable. The evidence established that the grievor had been employed with O.D.C. since 1981. His salary at all relevant times was in the $50,000.00 range. We find that the grievor is entitled to additional damages in lieu of reinstatement. In our opinion, nine months salary by way of additional damages is an appropriate award. The Board then went on to affirm its authority to award interests Does a non-suit disentitle a arievor from damaaes? The Board held that the Grievor was entitled to claim damages 30 notwithstanding the non-suit. This was obvious error. As already observed, no matter of fact was open to be determined on the mOtiOn: NadlerK Cnorni/ fsupra) Moreover, in going onto determine damages~the Board had to depend on evidence they.had previously disregarded. They had held that the employer had failed to establish adequate cause for dismissal. They then proceeded to calculate compensation. They held, in effect, Cahoon’s loss could be established without any proof from Cahoon or any witness on his behalf that he had in fact suffered any loss at all and without any evidence of mitigation. The damages were “readjly discernable” and needed no “special proof”. This process of reasoning agafn’ demonstrates fundamental misunderstandings of both the law and the role they were called upon to play in applying it. A Claim for damagqs for wrongful dismissal, like any other,claim for damages, is for loss actually suffered. Few ,legal propositions are better established than that there is no damage without injury. This rule is subject to exceptions where Penalties are imposed:on a wrongdoer as censure, such as punitive and exemplary “damages”. But those are not damages in the sense that the term is.used here. What is under Uiscussion iS damages for injury, and the so-called exc.eptions do not affect the principle that damages are not awarded for injury unless injury is proven.) Other principles established beyond question are that the onus of proving damages is on the person claiming them; that damages ‘are ‘measured by the loss actually suffered; and that there is a duty on a claimant to mitigate, for there Is no entitlement to compensatron for “avoidable loss”. Thus, ln a civil action for damages for breach of contract or wrongful dlsmlssal~ the onus of proving the actual loss is on the Plaintiff, who has the carriage of the action. All of these propositions are 31 Illustrated In RedDeerCol/egp y: MiCA?PlS et a,! (.SUQQ at Pp.390-3910 m Laskin CJ.C. for the Court, i i i. I It is, of course, for a wronged plaintiff to prove his damages, and there is therefore a, burden upon him to establish on a balance of probabilities what his loss IS. The parameters of loss are governed by legal PrinClPle. The primary rule in breach of contract cases, that a wronged plaintiff is entitled to be put in as good a position as he would have been in if there had been proper performance by the defendant, iS Subject t0 the qualification that the defendant cannot be called Won to pay for avoidable losses which would result in an increase in the quantum of damages payable to the plaintiff. The reference in the case law to a “duty” to mitigate should be understood in this sense. In short, a wronged plaintiff is entitled to recover damages for the losses he has suffered but the extent of those losses may depend on whether he has taken reasonable steps to avoid their unreasonable accumulation. In P~G?Q L to’ y. Saunders [I91 91 2 K.B~ 581 at p.589, Scrutton, L.J., explained tne matter in this way: Whether it be more correct to say that a plaintiff must minimize his damages, or to say that he can recover no more than he would have ~.‘Z suffered if he had acted reasonably, because any , \,, further damages do no reasonably follow from the defendant’s breach, the result is the same. Tnus, in a civil claim the employee plaintiff would have to meet the ‘onus of proving his actual loss In the course of doing so he lays himself open to challenge on the ground that he is claiming avoidable losses which he should have avoided by mitigation. His evidence and that called on his behalf is open to cross-examination and, where proper, evidence in reply~ Laskin, C.J.C. went on to observe (emphasis added), jn the ordinary course of litigation resoecting Bronaful dismm, a plaintlff, In offering proof Of 32 P, f i damages, would lead evidence respecting the loss he claims to have suffered by reason of the aismiSSa1. He may have obtalneci other employment at a lesser or greater remuneration than before and this fact would have a bearing on his damages. He may not have obtained otheremployment,anUthe question whether he has stood idly or unreasonably by, or has tried without success to obtain other employment would be part of the case on damages. If it is the defendant’s posftion that the ‘plaintiff could reasonably have avoided some part of the loss claimed, it is for the defendant to carry the burden of that issue, subject to the .defendant being content t,o allow the matter to be disposed of on the trial Judge’s assessment of the plaintiff’s evidence on avordable consequences. The authority of ff&DeW is beyond question. Thus, while there is a duty on a plaintiff in a civil action to take reasonable steps to mitfgate, the onus of showing that he has not done so is on the defendant. It is no doubt open to a defendant to choose not to raise the issue of mitigation. A, case may turn, and turn heavily, on the issue of mitigation, but there is no &Ly to’raise it. In the kind of case referred to by Chief Justice Laskin as one in “the ordinary course of litigation”, the fulf.ilment of the plaintiff’s duty to mitigate is challenged by the defendant,, who has the onus and the opportunity of proving that he has not done so. ,To fault a party for not proving failure to mitigate when that party has had no opportunity of doing so is not just unfair, it is wrong. Two things must occur. First, plaintiff must offer proof of his . actual loss in order to meet the onus oi proving it on a balance of probabilities. Second, defendant must have the opportunity of proving that plaintiff has failed in his’duty to mitigate. ~ Nelther occurred here. The non-suit prevented the ‘employee from proving his actual loss and the employer from challenging it. In observing 33 . i \- I- that “the onus in failure to mitigate damages rests with the Employer and quoting R&Y&@ as Its text, the Board reveals a fundamen2a; misunderstanding of that decision. It wholly ignored the difference between the procedure followed in “ordinary litigation” and that aCJODteU by the Board In thls case If RedDeer had been correctly applied the Board would not have gone on to consider damages at all. The result was serious. It left the employer ham-strung on a Vital issue, and led the Board to set damages without proof, for the eViUenCe led by the employer did not prove Cahoon’s loss. The point had already been dealt with fully and correctly In the arbltratfon award the Board rejected: re Motor Tfa?sPorC /ncksffi3l Relations Bureau or Ontaft and Gene@/ Truck Drivers' Union Lwpra,! There a non-suit motion succeeded. The grievance was allowed and the grlevor relnstated. The griever hau given no evidence of loss or mltigatlon. On a contlnuatlon of the hearing convened to consider the Issue of damages, the Board, by a majorlty, said, Havlng completed the company’s evidence, the union then elected not to call any evidence on behalf of the griever and in effect argued a “non-suit”. While the lnltlal onus on the merits is placed on the company, the onus to establish loss is clearly on the person so claiming. There must be some substantial evidence offered, in order to establish a loss along with which Claim is the requirement to establish that the grievor had taken StePS to mltlgate hls loss. As tne grlevor did not testify, his evidence could not be tested at all with regard to damages or the merl ts. The Union had agreed with that proposition but requested an Opportunity to furnish Proof of 10s~~ The majority said, (pp. 158-g) The unlon does not dlsagree that evidence must be 34 submltted to establish loss’, but it. submits that the board should allow the grievor a further OPPOrtUnity at a new, hearing to put in evidence relating to loss only. KYY Counsel for the grievor who is experienced in these matters and who took a considered and deliberate approach advised the board at that time that he was not calling any evidence and thereupon the board proceeded with the submlsstons of counsel on the~fssues and on the evidence then before the board. The company may have been prejudiced by not having an opportunity to cross- examfne the grievor on the merlts and loss and of course tf ,the grievor had been called to testify he could have been examined on any relevant facts in issue. By elecflng not to put any evidence in, the union In effect denled to the company, that avenue of examination which evidence might have affected the result of the grievance. Once the election is made that the evidence which has been called by one party is the entire evidence before the tribunal, then it must be complete for all of the ’ issues which without agreement, cannot later be separated after the decision on the evidence has been made. While the board has said in its prior award that the ,grievor was not required to testify and that fact could not be held against him on the merits, he is not In a ‘. position to constitute the grievance claim ds a separate issue for which no evidence of any one was offered to the board. In the words of Professor Palmer referred to above “no damages are shown and none are awarded”. *** For all of the foregolng reasons we ffnd that ~the grlevor 1s not entitled to a further hearlng of thls board to submit evidence of his loss, if any. We further find that In the absence of any evtdence before us, as to the grievor’s loss and mitigation thereof, the board dismisses the grlevor’s claim in that regard. The Board rejected that decision, in favour of another arbitrator’s decision in which the employee had~ testified: re MetfoPotitan Toronto L Board ol/ Commlsslbners of PO/&, ( supral In ,my respectful ‘opinion that ! I I 35 36 . . -. decision is wholly distinguishable. As the arbitrator said in that case, in reference to the deClSiOn in re Motor &~s’of~, “...I am dealing with a different situation.” The employee having testified, the employer hao an opportunity to put mitlgation in issue and to cross-examine the grievor on the evidence of loss on the record, such as it was. The employer chose not to do so. There is no equivalence between that case and this. The arbitrator’s disagreement with the decision in the M?tof Tfawoft case 1 was gratuitous. Even so, in my opinion, they were wrong Damaaes The union’s case was that the grievor was entitled to (1) compensation for delay from June 1, 1985, to the date of the supplementary award, (2) nine months additional damages in lieu of reinstatement, and (3) interest. Far Perhaps the most striking aspect of the damages award iS that it -; ,. required the Board again to repudiate its earller finding that the employer , ‘i did not have adequate grounds for dismissal. In order to Calculate the amount of compensation the Board thought Cahoon was entitled to for the “inordinate delay” he had suffered the Board had to decide when he should have been dismissed. That involved finding when it was that the employer had had adequate grounds for dismissal. That was not going to be easy in light of the finding that no such grounds had been proved. The Board got around the problem by way of a fallacy. They adopted the device of “assuming” that the grounds existed, having made a positive finding that they did not. They then used that assumption as a basis for further .- POSitWe findings of inordinate delay, the length of that delay, and the damages it caused. In my opinion, this piocess of reasoning is fata.liy erroneous. It is patent that there was no sfmple “assumption” here; there was a positive finding of fact, Calling it an assumption does not, distract from its real nature. It was a finding oft fact.made on a non-sujt motion and therefore bad. It was a finding based on evidence that had been previously rejected. Moreover, it was not a finding on a sfde issue, it, was a finding on “the merits”. Indeed, it Uealt with the very heart of the claim. The Board simply assumed that Cahoon had lost the wages and benef~its that he would oth~erwise have received. The Board Said, “The Grieuor’s damages are reactfly discernahle (sic) and require no special proof. It is simply a case of lost wages and benefits which can be properly addressed in final submissions.” (p.7, supplementary reasons). *** Havlng set tne date from wnicn the loss commencea as tne begmnlng of tne suspenslon wlthout pay the Board set about calculattng the period of loss. Cahoon’s counsel had suggestea the date.~of the Wplementary decision. The Boara said However, in the particular circumstances of this case, the Board is not persuaded that the grievor iS entitled to damages to the date of the Decision or the date of tne Supplementary Decision. We, cannot agree that the grievor should receive .general damages following his second guilty plea on December 3, 1986 - the date he pleaded guilty to defrauding the Ontario Development Corporation. To award general damages, after the second conviction, we think, would be unconscionable. , Why a grant of damages after the second guilty plea would be 37 . ..” ~ unconscionable, or more unconscionable, than after the first, wa.s not .” ;.’ df an actual and calculabie 1ossThis~fdnfusion m,ight have contr’ibu~ed to ,1 :,:... its erroneoustreatment (&the. claim. ~. ‘. . <.’ ~.,_ : ; In any event,, the Board set the ,amount~‘df compensation, for’ delay by .,. hardship. A dlsmtssed employee may ,through.reasonable diligence. find i ,. \.. better employment:and end up better off financially. The dismissal might have been wrongful, but cause na loss. No entitlement to damages woulG arise. Similarly,, new empjoyment might diminish the amount of prospective loss. ., -,~ , ., ~‘, “, y;My:j;;~~ fc ;y. _ ::~‘~..,.; f It::~is. foi::ih~,se:,rea~:o[lsifh8t,;,a~clai~~~-..iddmages~j~c,!udes:,the ::tssue,;:,.,:~~‘-,.,,:.::-: of mltigation. The con5equenc.e of the non-suit was that no evidence .was offered by or received, from Cahoon ‘or anyone on hls’behalf -to show’how he had . . been injured by the suspension or dismissal, or what steps he had taken to I L.. mitigate his injury. There was nothing for the, Board to ‘go on &it the .:~ . . .,18 ,. dates of the suspensions and of the dismissal, and Cahoon’s ear?ingS rate., The Board simply took the bare figures and calculated the loss aS if it had in fact occurred. ,This was nothing more than conjecture. While the figures the Board adopted might have represented the outside limits,of the loss Cahoon could have claimed, there was no evidence that he had in fact suffered it. The Board did not know whether he had or had not. The onus on Cahoon was to prove his l,oss on the balance of probabilities. There was nothing before the Board on which they could rest a finding that he.had lost anything. The statistics on which the Board rested its award ;if it was “evidence” at all, fell far short of proof. Ironically, the evidence suggested that such a loss was unlikely. It was shown that Cahoon was not confined to his income from his employment with O.D.C. He had been involved in two business ventures outside that employment. One of these was the Four Aces Racing Stable. The other was National Aquarium Warehouse. That evidence of ~entrepreneurship might have ,ied the Board at least to wonder if the suspension and dismissal had the effect they assumed it had. i’:. :?-: <: Damages in lieu of reinstatement The second head of damages was the Grievor’s claim to be entitled to compensation for the fact that he could t-tot be reinstated. Under this head he claimed 9 months salary and benefits. We were not informed of the reason for choosing 9 months instead of some Other figure. The Board accepted this claim. It said: . The evidence established’ that the griever had been employed With O.D.C. since 1981, His salary at all relevant times was in the $50,000.00 range.- We find i? that the grievor is entitled to additional damages in lieu i.2 of reinstatement. In our opinion, nine months salary by 39 This is clearly an award of general damages. The Board had acknowledged tnat there was no claim for “equitable relief”. Perhaps that 1s why the Eoard chose to Call this award “additional aamages”. What “additional damages” are I do not know, nor do I understand how they differ from general aamages. In my opinion, the Board awarded equitable relief under the guise of additional damages, for there was clearly no legal basis for the award. No reason or rationale was given other than that Cahoon was “entitled” to It. No reason or ratiOnale was given for selecttng nlne months as the measure of lt. The flgure appears to have been plucked out of the air. Tne only rationale apparent 1s tne statement tnat the “arbltral furlSprUdenCe” was tnere to be followed. In the absence of any proof of actual loss the award amounts to nothing more tnan a penaity. The Board appeared to agree with the Grievor’s claim to be “entitled” to damages in lieu of reinstatement. Given that CahoOn disentitled .<.. himself from reinstatement by his own fraudsit is hard to understand i..: how he could be viewed as entitled to anything at all on this ground The Board was under no compunction ,to award damages In purporting to apply common-law principles it appears to have overlooked the fundamental principle tnat one may not profit from one’s own wrongful act. In my opinion, an award of damages in lieu of reinstatement in the Circumstances of this case could not properly have been made in a civil action In the courts for breach of contract or wrongful dismlssal~ One WhO injures himself through his own Uellberate act has no Clalm agalnst another. Indeed, such a claim would reaaily be branded fraudulent. I . ., The Board appears not to have been familiar with the basis on which way of additIOnal damages is an appropriate award 40 damages are dealt with at law. They gave no apparent consideration to the effect, in terms of delay, of Cahoon’s private proclamation to O.D.C. employees of his innocence, and the position he made Clear through counsel that he “denied everything and admitted nothing”, even though they found that this stance had left the employer “to its own resources to investigate the alleged misconduct”. With respect, this conduct could have had no other consequence than delay. The Board appeared to be less concerned over Cahoon’s intransigence than the fact that his employer had not-asked him to offer an explanation. Given that he “denied everything and admitted nothing” that would appear a useless exercise. What explanation they might have expected to get from one who on the evidence is both a liar and a cheat can be imagined. The dismissal letter expressly stated, “You have continuously refused to confirm or deny to your employer your participation in either of these incidents. This has caused your employer to incur considerable additional expense and effort to investigate your conduct.” Since that was directly in issue the Board might have found it worth considering, given their willingness to consider other matters outside the non-suit itself. What the Grievor was really complaining about was that he was not dismissed sooner. How anyone can reasonably expect compensation for not having been dismissed sooner when his own fraud was the cause for his dismissal and when his refusal to cooperate in the ensuing investigation could have no other effect than delay is simply beyond my comprehension. I accept that the Board’s power to award compensation is discretionary. The majority purported to apply legal principles. What troubles me is that they appear to have given no consideration to factors .: I that in my opinion would have led a court to deny any compensation at,all 41 The dissenting member had a firmer grasp of the relevant conslderatlons. He summed up the essence of the case In a few words. He sald, “The employers intention had obviously been to wait for the Court decisions before proceeding with flnal disciplinary action. To argue now that the Employer did not have just cause in June, 1986 is not logical~” And further, “So, by his own actions, the grievor was suspended and dismissed and did not at any time attempt any explanation. Perhaps this is not strange as there does not seem to be any logical explanation.... As a consequence...we Should not be considering damages of any kind...” I agree with that, I think it expresses the correct application of the legal principles the majority XknOWledged should govern, and how the majority should have applied them. Had they done so, the result would nave been “no damages of any kind”. In the WSUlt, In my opinion, the award is so riddled with error that It must not be allowed to stand. Mr. Paliare reminded us that we could not, on judicial revfew, consider the merits. I accept that. If this award had been free of serious error of law it would have to stand whatever I might think of the justice of the result, In my opinion, it is fundamentally flawed. Almost any one of the errors taken alone goes to the heart of the Board’s exercise of jurisdiction. Taken together, they are overwhelming. Without these errors this tribunal could not have made this award. Whatever standard of review is adopted I think this award should be quashed. In my respectful oplnlon, It 1s both patently unreasonable’ and wrong. The errors were fundamental; they were not merely “withln jurlsdlction”, they destroyed jurisdiction. The Board falled to carry out its mandate. Justice requires intervention. 42 I would quash this award. In light of the alarming protraction of the Droceedln~gs lt would be inappropriate to remit the matter to a differently constituted board for rehearing.