HomeMy WebLinkAbout1985-0856.Union.86-03-10i
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
Between: OPSEU (Union Grievance) Grievor
-.and -
The Crown in Right of Ontario
(Management Board of Cabinet) Employer
Before: R. L. Kennedy - Vice-Chairman
- M. Perrin - Member
A. M. McCuaig - Member
For the Grievor: C. G. Paliare .Counsel
Gowling C-Henderson
Barristers & Solicitors
For the Employer: M. Milich Staff Relations Officer
Civil Service Commission
,.... .
Hearing: February'Q; 1986
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DECISION
The grievance in this matter was filed by the Union-as a
Union Policy Grievance on August 30, 1985. The grievance
'provides-ias .follows:
The Union grieves that employees in all Ministries who
received a promotional pay increase that took effect in
1984 from "Office" to "Clerical Service" category have not
been paid the correct salary as set forth in the
Collective Agreement.
Settlement Desired 7.,
That the said employees be paid the correct salary as of
and from the date it became due, and further that interest
at the rate permitted in the Supreme Court of Ontario
accrue to any sum currently outstanding but not paid
before as well as after an award in this matter.
The particular provision in the Collective Agreement which was
referred to by the parties reads as follows:
5.2.2. :
An employee tiho is promoted shall receive that rate of pay
in the salary range of the new classification which is the
next higher to his present rate of pay, except t.hat:
where such a change results in an increase of less
than three percent (3%), he shall receive the next
higher salary rate again, which amount will be .'~
considered as a one-step increase:
a promotional increase shall not result in the
employee's new salary rate exceeding the maximum of
the new salary range except where permitted by..salary
note.
Most of
the fol
the material facts were agreed to by the parties, and
.lowing is a Statement of Fact filed on the hearing:
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1.
2.
3.
4.
5.
6.
7.
8.
9.
The parties negotiate separately the Working
Conditions and Employee Benefits Agreement and the
nine wage categories.
The example.being.used in this case involves the two
wage categories of Clerical Services and the Office
Services.
The Collective ~Aqreement for both wage categories
ended December 31, 1983. In 1984, both categories were referred to arbitration for resolution. The
awards were handed down on December 13, 1984 for the
Clerical Services Category and on December 19, 1984
for the Office Services Category. The rates of pay
flowing from these awards were implemented on
February 7, 1985. and February 21, 1985 respectively.
The rates of pay for the Office Services Category
were 'increased by 5% and for.the'Clerical Services
Cateqory.by 6.5%.
The increases to the rates.were awarded retroactively to January 1, 1984, and the terms of the agreements
covered by the awards were established for one year
from January 1, 1984 to December 31, 1984, inclusive.
During 1984, a number of employees received
promotions from one category to another. The precise
number of these emp~loyees is not currently'known.
The rates of pay resulting from these promotions were~..
calculated in accordance with Article 5, specifically
Subsection 5~2.2. of the Working Conditions and
.Employee Benefits Agreement.
Since the rates of pay for the classifications within
these two wage categories were being negotiated at
the time that these promotions occurred, the rates of
pay~resulting from these promotions were calculated.
on the basis of the rates of pay in effect for 1983.
When ~implementing the arbitration awards, the
employer recalculated the rates of pay that employees
had received as a result of their promotions on the
basis of the rates established for the classes for
1984 by the awards.
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10. This recalculation resulted in some employees who had
received promotions being assigned to a level lower
in the salary range of the classification to which
they had been promoted than the level to~which they
had oriqinally~ been assigned at the time of their
promotion.
11 ., Appendix 1 is an example of the application'of the
employer's policy to Ms. C. Mutimer.
12. "Old .Rate" in the examples denotes the rates in
effect for 1983.
13. On March 5, 1984, Ms. Mutimer was promoted from
Clerical Stenographer 3 ~to Clerk 4, General.
14. At the time,~ she was at the maximum rate for the
-Clerical Stenographer 3.
15. The 1983 rates were used to calculate her promqtional
increase under Article 5.2.2. .+.*
16. As a result, she was'assigned to'the third step of
the salary r.anqe for Clerk 4, General.
17. When the revisions for the categories were
implemented, Ms. Mutimer's promotional increase was
recalculated.
18. Her rate of pay as Clerical Stenographer 3 was
adjusted to reflect the 1984 rate, and then the
promotional formula under Article 5.2.2. was applied
to the new rate. She was assigned to the second step
of the range for Clerk 4, General since it was the
next higher rate and was not less than 3% of the
maximum rate for Clerical Stenographer 3. .
19. Appendices 1 and 2 show.the wage rates for both.1983
and 1984 for the two categories: 1983 rate is shown
as 'the "Old Rate".
We do not propose to reproduce in this award the
Appendices that were attached to thee Agreed Statement of Fact.
-The situation may be summarized. in narrative form. Ms. Mutimer
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was employed as a Clerical Stenographer 3 in the Office
Services Category and was-at the maximum 1983 rate for that
position of $354.74. She was a successful applicant for a job .~
as a Clerk 4 General in the Clerical Category. Her promotion
was effective as of March 5, 1984. On that date, and based
upon. the application of Article 5.2.2 of the Collective
Agreement applied to the 1983 rates, the next highest rate for
a Clerk 4, General was the Level 2 rate of $359.85; That rate, .
however, would not have constituted an increase of.more than
3%, and accordingly, based on the 1983 rates, Ms. Mutimer was
entitled to the Level 3 rate for a Clerk 4, General of $370.92.
However, when the actual 1984 salary rates were determined, the
maximum rate for a Clerical Stenographer 3 was increased to
$372.40. Ms. Mutimer thereupon became entitled to retroactive
payment based on that salary rate from January 1, <984 until
the date of her promotion. With reference to the Clerk 4,
General position, the new Level 2 rate for 1984 became $383.99,
and -that rate did, in fact, exceed the 1984 maximum rate for
Clerical Stenographer 3 by more than 3%, and accordingly, in
computing the balance of Ms. Mutimer's retroactive entitlement,
the Empioyer putt her at Level 2 in the Clerk 4, General salary
range and compensated her for the period from the date of
promotion to the end of the year 1984 at the Level 2 rate.
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In her oral ~evidence, MS. Miitimer confirmed the factual
matters relating to her promotion as set out in the Agreed
Statement of Fact and made reference to her discussions with
representatives of Management at the time she accepted the
promotion. It was explained to her that in her new position
her salary had to increase by at least 3%,.-and that therefore
she would,%-be placed at the third level of the new job. The
discussion was confirmed in a letter from the Employer to Ms.
Mutimer, dated February 21, 1984, in the following terms:
We are confirming our offer and your acceptance of a
promotion as Senior Regional Clerk with the HumanRights
Branch Toronto West office.of the Ministry of Labour,
effective March 5, 1984.
On the effective date of promotion, your salary will be
increased to $370.92 per week ($19,354.-per annum), which
is the third step in a Clerk 4 General salary range.
Increments occur annually; and you will be eligible for a
merit increase April 1, 1985.
Congratulations on your success in the competition and
best of luck in your new position. ..:~,
MS. Mutimer indicated that at no time in her 'discussions with
the Employer had anything been mentioned as to what would
happen when retroactive wage i.ncreases came in. It was her
expectation that the increase awa,rded would be given to her for
the balance of 1984 and that in the normal course she would be
increased to the next step in the salary -level-as. of April 1,
1985.. When she received the pay which reflected the
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retroactivity, the amount she received was less than she had
expected by approximately $500.00, and also the basic pay for
the current period was again less than she had expected.
For the Employer, the Manager of the Pay Policy Section
was called to testify. She outlined the policies. of the
Employer in dealing with circumstance.s of this nature and filed
extracts from the Employer's Manual of Administration setting
out how these matters were supposed to have been,handled over-'
the past several years., Those policies accorded with the
treatment applied to Ms. Mutimer's promotion in- 1984. Counsel
for the Union objected to the evidence of past.policies, on the
basis that there was no ambiguity in the language of the
Collective Agreement, and therefore extrinsic evidence was not
appropriate as an aid to interpretation in these circumstances.
Since we have concluded that this issue can be resolved within
the clear, unambiguous language of the Collective Agreement, we
do not consider that the extrinsic evidence is material and:we
will not review it in any detail. It was also pointed out in f-.--
the Employer's evidence that in some circumstances, an employee
,_. could move up a level in the new classification to which he or.:
she had been appointed. This would. occur through the same .~
~ process of applying the retroactivity based on actual 1984
rates, where the rate of increase awarded to the category to. ~'
which the individual was promoted,was,~ in fact , less than the
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rate of increase awarded to the category from which the
promotion had taken place.
It is our view that the purpose and intent of a
retroactive entitlement is to place the parties.as closely as
possible in the position they would have been in had the
Collective Agreement terms and conditions been resolved prior
to the commencement of the term. Section 23 (2) of the The -
Crown Employees Collective Bargaining Act continues a
Collective Agreement in force during a period of time wherein
the parties are bargaining or pursuing arbhtration to obtain
the renewal of that agreement or a new agreement. That is what
happened in this situation, and as at the date of the
promotion, the freeze~~.was in force, and the parties were
obliged to follow. all of the terms and conditions of the 1983
agreement. That was done at the time of the promotion of Ms.
Mutimer. Once a new agreement is reached, however, the freeze
is off, and in this situation the arbitration award that
go.verned the renewal provisionscontained a provision for
retroactivity to January 1, 1984. As a result, the salary
entitlements of employees and the salary obligations of the
Employer must be recalculated in. light of the rates that have
been awarded, but otherwise in accordance with the terms. and
conditions of the Collective Agreement. That is effectively
what was done by the Employer in the factual circumstances
I
I
i
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.
outlined to us. The parties are bound by the provisions of
Article 5.2.2 in situations of promotion, and'the effects of
that section depend entirely on the particular salary rates
which are in force. If those salary rates are altered
effective on a date prior to the date of the promotion with a
provision that entitlemen.ts be- retr~oactive to that date, we
consider that it is a necessary aspect of the application of
retroactivity that whatever entitlements there are under
Article 5.2.2 be recalculated in light of the new rates that
are made effective prior to the date of the promotion. This
will have the result for some employees, such as Ms. Mutimer;
of placing them in a lower salary level in the new
classification than .they'would otherwise have been placed as of
the date of promotion based on the old rates. Similarly for
others, it will have the effect of placing them in a higher
salary level in the new position than they achieved at the time
,__. of promotion based on the old rates.
We think ~there is a;~.further practical consideration in
favouring the Employer's approach in these circumstances. The
;.effect of accepting the Union position would be that an
individual who received a promotion shortly before a new set of
wage rates became retroactively effective could be in a
dtfferent;salary situation than an employee who received an
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identical promotion subsequent to the date upon which the rates
were determined. The second of those employees would have a
salary~increase based on actual rates for the contract year
being considered. The first employee could have a different
salary level, either higher or lower, depending solely on the
.,~ .~. specific mathematics of an expired wage schedule and the
differing quantum of increases awarded to different wage
categories. On the Employer's method both those employees will
receive the same effective increase for the period during which
they occupy the new position. In interpreting and applying a
Collective Agreement, we would have a strong preference for the
method which results in equal,application to all employees.
With reference to the letter sent from the Employer to ,the
Grievor';'which was set out previously in this award; it can of
itself give no specific entitlement to a higher level of salary
than that provided -for in the Collective Agreement. Separate
deals cannot be made with individual employees. It is
regrettable that the letter did not contain a reference to the
potential effects of a retroactive salary increase, but we do
not consider that the omission of such a statement can result
in chang~ing the contractual obligations of the parties.
;
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In the result, it is our conclusion that this grievance
must-be dismissed.
DATED this .lOth day of
Vice Chairman
(Fartial )
%-Ah p& (attached) Idissent )
Member
A. M. McCuaiq \ Member
..I..
GSB 0856/85
IN THE MATTER OF AN ARBITRATION
BETWEEN:
OPSEU (Union Grievanc~e)
- and -
~The Crown in Right of Ontario
(Management Boards of Cabinet)
.PARTIAL DISSENT
Although I agree with the practical outcome of the Board's
decision, I wish to make the following points:
1. There is no language in the collective agreement or in
the retroactive provisions that allows for recalculation
of previously set salary levels: this is an employer
I:i practice/policy that should have been brought to the
negotiations table by the employer, as until this
grievance was filed, the union was unaware of this
practice.
2. I would go further than the Chair's comments at page
ten ("It is regrettable that the letter did not contain
a reference to the potential effects of, a retroactive
salary increase...") and state that the letter
received by Constance Mutimer should have clearly
stated the effects of retroactive salary increases
on her-.salary level pursuant to the employer's
policy.
Marion M. Perrin